SMSINasdaqServices-Prepackaged SoftwareFiscal year ends December 31
SMITH MICRO SOFTWARE, INC.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026
$2.39+0.02 (+0.84%)
Close on Oct 19, 2026
- Market cap
- $12.46M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
7.8%
0M of 6M shares
Institutional holders
18
3 new, 7 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 2 sales
Net sold $44.44K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Smith William W Jr | 5,748,317 | 56.50% | 13D (active) amendment | Jul 12, 2026 |
| William W. Smith, Jr. | 3,314,603 | 18.70% | 13G (passive) amendment | Dec 31, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SMSI | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 133,421 | 2.39% | $357.57K | +71,999 | 0.00% |
| Pacific Ridge Capital Partners, LLC | 104,145 | 1.86% | $279.11K | +185 | 0.05% |
| Geode Capital Management, LLC | 40,786 | 0.73% | $109.32K | −31,810 | 0.00% |
| Hrt Financial LP | 29,340 | 0.52% | $78 | New | 0.00% |
| UBS Group AG | 28,038 | 0.50% | $75.14K | +26,040 | 0.00% |
| Citadel Advisors LLC | 24,733 | 0.44% | $66.28K | New | 0.00% |
| Renaissance Technologies LLC | 23,625 | 0.42% | $63.32K | +296 | 0.00% |
| Vanguard Fiduciary Trust Co | 17,370 | 0.31% | $46.55K | −1 | 0.00% |
| Virtu Financial LLC | 15,701 | 0.28% | $42 | +13,235 | 0.00% |
| BlackRock, Inc. | 9,063 | 0.16% | $24.29K | −1 | 0.00% |
| Morgan Stanley | 6,126 | 0.11% | $16.42K | +6,124 | 0.00% |
| Wells Fargo & Company/Mn | 2,148 | 0.04% | $5.76K | −1 | 0.00% |
| Tower Research Capital LLC (TRC) | 1,328 | 0.02% | $3.56K | New | 0.00% |
| Vanguard Global Advisers, LLC | 505 | 0.01% | $1.35K | +1 | 0.00% |
| Group One Trading, L.P. | 54 | 0.00% | $145 | −840 | 0.00% |
| Osaic Holdings, Inc. | 8 | 0.00% | $21 | −1 | 0.00% |
| New England Capital Financial Advisors LLC | 6 | 0.00% | $17 | – | 0.00% |
| JPMorgan Chase & Co | 3 | 0.00% | $8 | +1 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 18 | 0M | 7.8% | 3 / 8 | 6 / 7 | 0M | 0M |
| Q1 2026 | 22 | 0M | 5.6% | 4 / 4 | 4 / 6 | 0M | 0M |
| Q4 2025 | 25 | 0M | 6.7% | 2 / 6 | 9 / 6 | 0M | 0M |
| Q3 2025 | 29 | 0M | 5.3% | 7 / 8 | 7 / 3 | 0M | 0M |
| Q2 2025 | 26 | 0M | 5.1% | 2 / 7 | 8 / 2 | 0M | 0M |
| Q1 2025 | 27 | 0M | 4.6% | 2 / 9 | 5 / 5 | 0M | 0M |
| Q4 2024 | 30 | 0M | 4.2% | 4 / 9 | 7 / 5 | 0M | 0M |
| Q3 2024 | 32 | 0M | 3.2% | 11 / 5 | 10 / 4 | 0M | 0M |
| Q2 2024 | 26 | 0M | 6.2% | 24 / 0 | 1 / 1 | 0M | 0M |
| Q1 2024 | 3 | 0M | 1.0% | 3 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SMSI | Value | % of fund | As of |
|---|---|---|---|---|---|
| Fidelity Extended Market Index Fund | 241,309 | 4.32% | $209.94K | 0.00% | May 31, 2026 |
| Adara Smaller Companies Fund | 206,090 | 3.69% | $179.30K | 0.02% | May 31, 2026 |
| Vanguard Total Stock Market Index Fund | 91,993 | 1.65% | $246.54K | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 40,039 | 0.72% | $107.30K | 0.00% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 37,664 | 0.67% | $32.77K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 24,449 | 0.44% | $21.27K | 0.00% | May 31, 2026 |
| Dimensional US Sustainability Core 1 ETF | 3,675 | 0.07% | $9.52K | 0.00% | Jul 31, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 3,118 | 0.06% | $8.08K | 0.00% | Jul 31, 2026 |
| U.S. Vector Equity Portfolio | 1,654 | 0.03% | $4.28K | 0.00% | Jul 31, 2026 |
| Vanguard Institutional Total Stock Market Index Fund | 1,389 | 0.02% | $3.72K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| William W. Smith Jr | Executive Chairman, Director, 10% owner | 1,160,820 | 20.77% | Sep 15, 2026 |
| Timothy C. Huffmyer | President and CEO, Director | 36,279 | 0.65% | Sep 15, 2026 |
| Bethany M. Braund | VP, CFO and Treasurer | 6,193 | 0.11% | Aug 20, 2026 |
| James M. Kempton | VP, CFO and Treasurer | 210,296 | 3.76% | May 14, 2025 |
| Thomas G. Campbell | Director | 49,706 | 0.89% | Mar 10, 2026 |
| Steven Lawrence Elfman | Director | 69,087 | 1.24% | Mar 10, 2026 |
| Asha Keddy | Director | 54,629 | 0.98% | Mar 10, 2026 |
| Chetan Sharma | Director | 8,636 | 0.15% | Mar 10, 2026 |
| Andrew Arno | Director | 93,632 | 1.68% | Mar 10, 2026 |
| Gregory J. Szabo | Director | 73,493 | 1.31% | Mar 10, 2026 |
| samuel gulko | Director | 70,274 | 1.26% | Mar 10, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| William W. Smith Jr Executive Chairman, Director, 10% owner | Sep 15, 2026 | Tax withholding | −456 | $2.90 | $1.32K | 57,285 |
| Timothy C. Huffmyer President and CEO, Director | Sep 15, 2026 | Tax withholding | −100 | $2.90 | $290 | 36,279 |
| William W. Smith Jr Executive Chairman, Director, 10% owner | Aug 19, 2026 | Tax withholding | −963 | $2.87 | $2.76K | 57,741 |
| Bethany M. Braund VP, CFO and Treasurer | Aug 19, 2026 | Tax withholding | −2 | $2.86 | $6 | 6,193 |
| Timothy C. Huffmyer President and CEO, Director | Aug 19, 2026 | Tax withholding | −300 | $2.87 | $861 | 36,379 |
| Timothy C. Huffmyer President and CEO | May 14, 2026 | Tax withholding | −588 | $0.87 | $512 | 183,391 |
| William W. Smith Jr Executive Chairman, Director, 10% owner | May 14, 2026 | Tax withholding | −1,618 | $0.87 | $1.41K | 293,520 |
| Bethany M. Braund VP, CFO and Treasurer | May 14, 2026 | Tax withholding | −1,850 | $0.87 | $1.61K | 30,974 |
| Timothy C. Huffmyer President and CEO | Apr 27, 2026 | Tax withholding | −588 | $0.70 | $412 | 183,979 |
| William W. Smith Jr Executive Chairman, Director, 10% owner | Apr 27, 2026 | Tax withholding | −1,618 | $0.70 | $1.13K | 295,138 |
| Bethany M. Braund VP, CFO and Treasurer | Apr 27, 2026 | Tax withholding | −6,761 | $0.72 | $4.87K | 32,824 |
| Bethany M. Braund VP, CFO and Treasurer | Mar 31, 2026 | Award | +20,000 | – | – | 39,585 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Mar 13, 2026 | Tax withholding | −1,788 | $0.85 | $1.52K | 184,567 |
| William W. Smith Jr President and CEO, Director, 10% owner | Mar 13, 2026 | Tax withholding | −4,943 | $0.85 | $4.20K | 296,756 |
| Andrew Arno Director | Mar 9, 2026 | Award | +12,500 | – | – | 88,007 |
| samuel gulko Director | Mar 9, 2026 | Award | +12,500 | – | – | 70,274 |
| Asha Keddy Director | Mar 9, 2026 | Award | +12,500 | – | – | 54,629 |
| Thomas G. Campbell Director | Mar 9, 2026 | Award | +12,500 | – | – | 49,706 |
| Gregory J. Szabo Director | Mar 9, 2026 | Award | +12,500 | – | – | 73,493 |
| Steven Lawrence Elfman Director | Mar 9, 2026 | Award | +12,500 | – | – | 69,087 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Mar 4, 2026 | Returned to company | −5,261 | – | – | 186,355 |
| William W. Smith Jr President and CEO, Director, 10% owner | Mar 4, 2026 | Returned to company | −12,626 | – | – | 301,669 |
| William W. Smith Jr President and CEO, Director, 10% owner | Feb 27, 2026 | Tax withholding | −43,366 | $0.52 | $22.55K | 314,325 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Feb 27, 2026 | Tax withholding | −27,010 | $0.51 | $13.78K | 191,616 |
| William W. Smith Jr President and CEO, Director, 10% owner | Feb 21, 2026 | Returned to company | −9,706 | – | – | 357,691 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Feb 21, 2026 | Returned to company | −7,280 | – | – | 218,626 |
| William W. Smith Jr President and CEO, Director, 10% owner | Dec 17, 2025 | Tax withholding | −1,000 | $0.62 | $620 | 367,397 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Dec 17, 2025 | Tax withholding | −254 | $0.62 | $157 | 225,906 |
| William W. Smith Jr President and CEO, Director, 10% owner | Dec 11, 2025 | Sale | −36,597 | $0.58 | $21.23K | 5,517,674 |
| William W. Smith Jr President and CEO, Director, 10% owner | Dec 10, 2025 | Sale | −38,697 | $0.60 | $23.22K | 5,554,271 |
| William W. Smith Jr President and CEO, Director, 10% owner | Dec 9, 2025 | Award | +119,049 | – | – | 368,397 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Dec 9, 2025 | Award | +75,398 | – | – | 226,160 |
| William W. Smith Jr President and CEO, Director, 10% owner | Nov 12, 2025 | Tax withholding | −30,813 | $0.70 | $21.57K | 249,348 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Nov 12, 2025 | Tax withholding | −19,143 | $0.68 | $13.02K | 150,762 |
| William W. Smith Jr President and CEO, Director, 10% owner | Nov 11, 2025 | Returned to company | −12,901 | – | – | 280,161 |
| William W. Smith Jr President and CEO, Director, 10% owner | Nov 11, 2025 | Tax withholding | −1,000 | $0.78 | $780 | 293,062 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Nov 11, 2025 | Tax withholding | −294 | $0.78 | $229 | 179,581 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Nov 11, 2025 | Returned to company | −9,676 | – | – | 169,905 |
| William W. Smith Jr President and CEO, Director, 10% owner | Nov 7, 2025 | Award | +2,236,136 | $0.67 | $1.50M | 5,592,968 |
| Thomas G. Campbell Director | Oct 9, 2025 | Award | +7,993 | – | – | 37,206 |
| samuel gulko Director | Oct 9, 2025 | Award | +7,993 | – | – | 57,774 |
| Andrew Arno Director | Oct 9, 2025 | Award | +7,993 | – | – | 75,507 |
| Steven Lawrence Elfman Director | Oct 9, 2025 | Award | +7,993 | – | – | 56,587 |
| Asha Keddy Director | Oct 9, 2025 | Award | +7,993 | – | – | 42,129 |
| Gregory J. Szabo Director | Oct 9, 2025 | Award | +7,993 | – | – | 60,993 |
| William W. Smith Jr President and CEO, Director, 10% owner | Sep 29, 2025 | Gift | −47,473 | – | – | 294,062 |
| William W. Smith Jr President and CEO, Director, 10% owner | Sep 29, 2025 | Gift | +47,473 | – | – | 3,356,832 |
| William W. Smith Jr President and CEO, Director, 10% owner | Sep 15, 2025 | Tax withholding | −1,001 | $0.70 | $701 | 341,535 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Sep 15, 2025 | Tax withholding | −256 | $0.70 | $179 | 179,875 |
| William W. Smith Jr President and CEO, Director, 10% owner | Aug 15, 2025 | Returned to company | −4,529 | – | – | 342,536 |
| William W. Smith Jr President and CEO, Director, 10% owner | Aug 15, 2025 | Tax withholding | −21,473 | $0.82 | $17.61K | 347,065 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Aug 15, 2025 | Returned to company | −1,104 | – | – | 180,131 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Aug 15, 2025 | Tax withholding | −21,343 | $0.87 | $18.57K | 181,235 |
| William W. Smith Jr President and CEO, Director, 10% owner | Aug 14, 2025 | Award | +105,635 | – | – | 368,538 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Aug 14, 2025 | Award | +66,902 | – | – | 202,578 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Jun 9, 2025 | Award | +50,000 | – | – | 50,000 |
| Timothy C. Huffmyer VP, COO, CFO and Treasurer | Jun 9, 2025 | Award | +85,676 | – | – | 135,676 |
| William W. Smith Jr President & CEO, Director | May 14, 2025 | Gift | +65,050 | – | – | 3,309,359 |
| William W. Smith Jr President & CEO, Director | May 14, 2025 | Gift | −65,050 | – | – | 262,903 |
| James M. Kempton VP, CFO and Treasurer | May 13, 2025 | Tax withholding | −7,335 | $0.94 | $6.89K | 210,296 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Smith, William W. Officer, Director, 10% Stockholder | Dec 10, 2025 | 75,294 | $47.44K | Dec 10, 2025 | Compensation |
| G. Campbell Thomas Director | Mar 14, 2025 | 10,000 | $7.10K | Mar 14, 2025 | Restricted Stock Award |
| James M. Kempton Officer | Dec 16, 2024 | 437 | $345 | Dec 16, 2024 | Open Market Purchase |
| W. Smith William Jr Officer, Director, 10% Stockholder | Dec 3, 2024 | 7,066 | $5.51K | Dec 3, 2024 | Compensation |
| W. Smith William Jr. Officer, Director | Mar 13, 2024 | 11,427 | $4.09K | Mar 13, 2024 | Restricted Stock Vesting |
| M. Kempton James Officer | Mar 13, 2024 | 4,711 | $1.69K | Mar 13, 2024 | Restricted Stock Vesting |
| W. Smith Wiliam Jr. Officer, Director | Jan 22, 2024 | 6,938 | $5.53K | Jan 23, 2024 | Restricted Stock Vesting |
| M. Kempton James Officer | Jan 22, 2024 | 2,289 | $1.82K | Jan 23, 2024 | Restricted Stock Vesting |
| William W. Smith, Jr. Officer, Director | Nov 30, 2023 | 17,911 | $12.00K | Dec 1, 2023 | Restricted Stock Vesting |
| M. Kempton James Officer | Nov 30, 2023 | 6,876 | $4.61K | Dec 1, 2023 | Restricted Stock Vesting |