ROKNYSEMeasuring & Controlling Devices, NECFiscal year ends September 30
ROCKWELL AUTOMATION, INC
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 4, 2026
$424.47−1.76 (-0.41%)
Close on Oct 19, 2026
- Market cap
- $47.37B
- P/E (TTM)
- 39.8
- Dividend yield
- 1.23%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
89.2%
99M of 111M shares
Institutional holders
1,534
225 new, 92 sold out
Net institutional buying
3M
In Q2 2026
Insider trades, 12 months
0 buys · 165 sales
Net sold $64.93M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Vanguard Capital Management | 8,400,924 | 7.47% | 13G (passive) | Mar 31, 2026 |
| Vanguard Portfolio Management | 5,860,884 | 5.21% | 13G (passive) | Mar 31, 2026 |
| BlackRock, Inc. | 10,222,503 | 9.10% | 13G (passive) amendment | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ROK | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 12,380,576 | 11.15% | $6.13B | +468,097 | 0.09% |
| Vanguard Capital Management LLC | 7,270,705 | 6.55% | $3.60B | −31,126 | 0.08% |
| Vanguard Portfolio Management LLC | 5,928,262 | 5.34% | $2.93B | +82,528 | 0.13% |
| State Street Corp | 5,323,990 | 4.79% | $2.64B | +265,978 | 0.08% |
| Geode Capital Management, LLC | 3,132,604 | 2.82% | $1.55B | +74,607 | 0.08% |
| Morgan Stanley | 3,040,314 | 2.74% | $1.51B | +216,767 | 0.08% |
| JPMorgan Chase & Co | 2,919,588 | 2.63% | $1.41B | +1,011,222 | 0.08% |
| UBS Group AG | 2,183,669 | 1.97% | $1.08B | +3,642 | 0.14% |
| Goldman Sachs Group Inc | 1,933,275 | 1.74% | $957.13M | +10,796 | 0.08% |
| Invesco Ltd. | 1,820,740 | 1.64% | $901.41M | +135,071 | 0.07% |
| Charles Schwab Investment Management Inc | 1,524,563 | 1.37% | $754.79M | −13,127 | 0.10% |
| Northern Trust Corp | 1,437,183 | 1.29% | $711.52M | +18,240 | 0.08% |
| Norges Bank | 1,392,295 | 1.25% | $689.30M | New | 0.07% |
| Price T Rowe Associates Inc /Md/ | 1,241,264 | 1.12% | $614.53K | −123,733 | 0.06% |
| Nordea Investment Management Ab | 1,235,953 | 1.11% | $607.85M | +261,330 | 0.50% |
| UBS Asset Management Americas Inc | 1,074,596 | 0.97% | $532.01M | −74,067 | 0.10% |
| Bank Of America Corp /De/ | 1,036,484 | 0.93% | $513.14M | −10,305 | 0.03% |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,019,528 | 0.92% | $504.75M | +37,643 | 0.29% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 979,160 | 0.88% | $484.63M | +74,803 | 0.58% |
| Fisher Asset Management, LLC | 959,431 | 0.86% | $475.00M | +32,343 | 0.14% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 1,534 | 99M | 89.2% | 225 / 576 | 439 / 92 | 8M | 5M |
| Q1 2026 | 1,420 | 96M | 86.3% | 150 / 494 | 487 / 133 | 23M | 9M |
| Q4 2025 | 1,418 | 96M | 86.2% | 228 / 471 | 444 / 80 | 11M | 8M |
| Q3 2025 | 1,295 | 93M | 83.7% | 133 / 456 | 441 / 87 | 8M | 9M |
| Q2 2025 | 1,268 | 94M | 84.7% | 194 / 385 | 470 / 88 | 8M | 6M |
| Q1 2025 | 1,171 | 92M | 83.1% | 120 / 395 | 429 / 143 | 6M | 7M |
| Q4 2024 | 1,215 | 94M | 84.7% | 184 / 418 | 375 / 106 | 9M | 7M |
| Q3 2024 | 1,159 | 92M | 83.3% | 111 / 376 | 438 / 92 | 15M | 6M |
| Q2 2024 | 1,154 | 93M | 83.6% | 88 / 404 | 427 / 121 | 9M | 12M |
| Q1 2024 | 1,200 | 97M | 87.2% | 118 / 436 | 417 / 122 | 16M | 10M |
| Q4 2023 | 1,221 | 91M | 81.9% | 180 / 407 | 400 / 79 | 7M | 8M |
| Q3 2023 | 1,137 | 93M | 83.3% | 104 / 425 | 368 / 96 | 4M | 5M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ROK | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 3,532,742 | 3.18% | $1.75B | 0.08% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 2,882,505 | 2.60% | $1.43B | 0.09% | Jun 30, 2026 |
| Vanguard Mid-Cap Index Fund | 2,411,084 | 2.17% | $1.19B | 0.53% | Jun 30, 2026 |
| iShares Core S&P 500 ETF | 1,531,038 | 1.38% | $757.99M | 0.09% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 1,437,848 | 1.29% | $648.56M | 0.08% | May 31, 2026 |
| Vanguard Value Index Fund | 1,058,188 | 0.95% | $523.89M | 0.21% | Jun 30, 2026 |
| Global X U.S. Infrastructure Development ETF | 876,561 | 0.79% | $395.38M | 2.92% | May 31, 2026 |
| Six Circles U.S. Unconstrained Equity Fund | 681,949 | 0.61% | $337.62M | 0.94% | Jun 30, 2026 |
| State Street(R) Industrial Select Sector SPDR(R) ETF | 655,836 | 0.59% | $324.69M | 0.96% | Jun 30, 2026 |
| Vanguard Dividend Appreciation Index Fund | 629,584 | 0.57% | $302.25M | 0.23% | Jul 31, 2026 |
| Vanguard Institutional Index Fund | 604,079 | 0.54% | $299.07M | 0.09% | Jun 30, 2026 |
| iShares Russell Mid-Cap Growth ETF | 545,893 | 0.49% | $270.26M | 1.25% | Jun 30, 2026 |
| iShares Russell Mid-Cap ETF | 461,889 | 0.42% | $228.67M | 0.40% | Jun 30, 2026 |
| Vanguard High Dividend Yield Index Fund | 452,332 | 0.41% | $217.16M | 0.22% | Jul 31, 2026 |
| Vanguard Mid-Cap Growth Index Fund | 426,230 | 0.38% | $211.02M | 0.61% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Blake D. Moret | President and CEO, Director | 172,866 | 0.16% | Dec 10, 2025 |
| Isaac Woods | Vice President and Treasurer | 2,337 | 0.00% | Sep 9, 2026 |
| Matheus De A. G. Viera Bulho | SVP Software and Control | 873 | 0.00% | Sep 2, 2026 |
| Christian E. Rothe | Sr. VP and CFO | 10,429 | 0.01% | Aug 21, 2026 |
| Terry L. Riesterer | Vice President and Controller | 2,235 | 0.00% | Jul 17, 2026 |
| Matthew W. Fordenwalt | SVP Lifecycle Services | 4,507 | 0.00% | Jun 4, 2026 |
| John M. Miller | VP and Chief IP Counsel | 7,148 | 0.01% | May 21, 2026 |
| Scott Genereux | Sr.VP, Chief Revenue Officer | 2,764 | 0.00% | May 6, 2026 |
| Christopher Nardecchia | SVP, Chief Information Officer | 16,776 | 0.02% | May 6, 2026 |
| Cyril Perducat | SVP, Chief Technology Officer | 6,241 | 0.01% | Apr 13, 2026 |
| Robert L. Buttermore | SVP,Chief Supply Chain Officer | 4,356 | 0.00% | Mar 3, 2026 |
| Tessa M. Myers | SVP, Intelligent Devices | 4,044 | 0.00% | Feb 27, 2026 |
| Rebecca W. House | SVP, CLO and Secretary | 24,351 | 0.02% | Feb 27, 2026 |
| Veena M. Lakkundi | SVP, Strategy & Corp Developmt | 5,630 | 0.01% | Dec 10, 2024 |
| Patricia A. Watson | Director | 6,385 | 0.01% | Aug 28, 2026 |
| William P. Gipson | Director | 453 | 0.00% | Jul 1, 2026 |
| David A. Zapico | Director | 0 | – | Apr 17, 2026 |
| Donald R. Parfet | Director | 13,860 | 0.01% | Feb 11, 2026 |
| Pam Murphy | Director | 4,985 | 0.00% | Dec 10, 2025 |
| Robert Soderbery | Director | 1,779 | 0.00% | Dec 10, 2025 |
| Alice L. Jolla | Director | 2,341 | 0.00% | Dec 10, 2025 |
| Thomas W. Rosamilia | Director | 7,778 | 0.01% | Dec 10, 2025 |
| Timothy M. Knavish | Director | 1,156 | 0.00% | Dec 10, 2025 |
| James P. Keane | Director | 9,690 | 0.01% | Dec 10, 2025 |
| Lisa A. Payne | Director | 7,049 | 0.01% | Dec 10, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Isaac Woods Vice President and Treasurer | Sep 8, 2026 | Sale(10b5-1 plan) | −110 | $432.83 | $47.61K | 1,858 |
| Isaac Woods Vice President and Treasurer | Sep 8, 2026 | Sale(10b5-1 plan) | −44 | $432.11 | $19.01K | 1,968 |
| Isaac Woods Vice President and Treasurer | Sep 5, 2026 | Option exercise | +325 | – | – | 2,012 |
| Matheus De A. G. Viera Bulho SVP Software and Control | Sep 2, 2026 | Sale(10b5-1 plan) | −400 | $420.14 | $168.06K | 867 |
| Matheus De A. G. Viera Bulho SVP Software and Control | Aug 31, 2026 | Sale(10b5-1 plan) | −467 | $426.96 | $199.39K | 1,267 |
| Patricia A. Watson Director | Aug 27, 2026 | Sale | −1,100 | $431.43 | $474.57K | 6,385 |
| Christian E. Rothe Sr. VP and CFO | Aug 20, 2026 | Sale(10b5-1 plan) | −590 | $434.30 | $256.24K | 10,429 |
| Christian E. Rothe Sr. VP and CFO | Aug 19, 2026 | Option exercise | +1,257 | – | – | 11,019 |
| Terry L. Riesterer Vice President and Controller | Jul 16, 2026 | Sale(10b5-1 plan) | −281 | $453.24 | $127.36K | 1,602 |
| Terry L. Riesterer Vice President and Controller | Jul 16, 2026 | Option exercise | +849 | – | – | 1,883 |
| Matthew W. Fordenwalt SVP Lifecycle Services | Jun 4, 2026 | Sale(10b5-1 plan) | −377 | $460.51 | $173.61K | 4,437 |
| Matthew W. Fordenwalt SVP Lifecycle Services | Jun 2, 2026 | Sale(10b5-1 plan) | −218 | $456.34 | $99.48K | 4,814 |
| Matthew W. Fordenwalt SVP Lifecycle Services | Jun 1, 2026 | Option exercise | +595 | – | – | 5,032 |
| John M. Miller VP and Chief IP Counsel | May 20, 2026 | Option exercise | +700 | $136.40 | $95.48K | 6,669 |
| John M. Miller VP and Chief IP Counsel | May 20, 2026 | Sale(10b5-1 plan) | −354 | $426.02 | $150.81K | 5,615 |
| John M. Miller VP and Chief IP Counsel | May 20, 2026 | Sale(10b5-1 plan) | −700 | $426.02 | $298.21K | 5,969 |
| Terry L. Riesterer Vice President and Controller | May 8, 2026 | Option exercise | +400 | $246.77 | $98.71K | 1,034 |
| Terry L. Riesterer Vice President and Controller | May 8, 2026 | Option exercise | +500 | $196.43 | $98.22K | 634 |
| Terry L. Riesterer Vice President and Controller | May 7, 2026 | Sale | −2,924 | $452.02 | $1.32M | 134 |
| Terry L. Riesterer Vice President and Controller | May 7, 2026 | Sale | −1,100 | $451.83 | $497.01K | 3,058 |
| Terry L. Riesterer Vice President and Controller | May 7, 2026 | Option exercise | +778 | $279.50 | $217.45K | 4,158 |
| Terry L. Riesterer Vice President and Controller | May 7, 2026 | Option exercise | +1,246 | $259.81 | $323.72K | 3,380 |
| Terry L. Riesterer Vice President and Controller | May 7, 2026 | Option exercise | +900 | $246.77 | $222.09K | 2,134 |
| Scott Genereux Sr.VP, Chief Revenue Officer | May 5, 2026 | Sale(10b5-1 plan) | −550 | $447.73 | $246.25K | 2,764 |
| Matthew W. Fordenwalt SVP Lifecycle Services | May 5, 2026 | Sale(10b5-1 plan) | −460 | $449.98 | $206.99K | 4,437 |
| Matthew W. Fordenwalt SVP Lifecycle Services | May 5, 2026 | Sale(10b5-1 plan) | −140 | $448.26 | $62.76K | 4,897 |
| Matthew W. Fordenwalt SVP Lifecycle Services | May 5, 2026 | Option exercise | +600 | $246.77 | $148.06K | 5,037 |
| Christopher Nardecchia SVP, Chief Information Officer | May 5, 2026 | Option exercise | +2,538 | $350.76 | $890.23K | 16,770 |
| Christopher Nardecchia SVP, Chief Information Officer | May 5, 2026 | Sale(10b5-1 plan) | −586 | $440.82 | $258.32K | 16,184 |
| Christopher Nardecchia SVP, Chief Information Officer | May 5, 2026 | Sale(10b5-1 plan) | −550 | $450.04 | $247.52K | 14,232 |
| Christopher Nardecchia SVP, Chief Information Officer | May 5, 2026 | Sale(10b5-1 plan) | −1,402 | $447.37 | $627.21K | 14,782 |
| David A. Zapico Director | Apr 16, 2026 | Award | +229 | – | – | 229 |
| Matthew W. Fordenwalt SVP Lifecycle Services | Apr 13, 2026 | Option exercise | +1,200 | $196.43 | $235.72K | 5,637 |
| Matthew W. Fordenwalt SVP Lifecycle Services | Apr 13, 2026 | Sale(10b5-1 plan) | −1,200 | $400.00 | $480.00K | 4,437 |
| Cyril Perducat SVP, Chief Technology Officer | Apr 10, 2026 | Sale(10b5-1 plan) | −198 | $395.00 | $78.21K | 6,241 |
| Cyril Perducat SVP, Chief Technology Officer | Apr 9, 2026 | Option exercise | +581 | – | – | 6,439 |
| Matheus De A. G. Viera Bulho SVP Software and Control | Apr 8, 2026 | Sale(10b5-1 plan) | −1,250 | $387.50 | $484.38K | 1,734 |
| Matheus De A. G. Viera Bulho SVP Software and Control | Apr 2, 2026 | Sale(10b5-1 plan) | −299 | $359.00 | $107.34K | 2,984 |
| Matheus De A. G. Viera Bulho SVP Software and Control | Apr 1, 2026 | Option exercise | +882 | – | – | 3,283 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Option exercise | +800 | $196.43 | $157.14K | 4,078 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Option exercise | +1,050 | $246.77 | $259.11K | 5,128 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Option exercise | +1,546 | $259.81 | $401.67K | 6,674 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Option exercise | +3,525 | $279.50 | $985.24K | 10,199 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Option exercise | +1,611 | $297.10 | $478.63K | 11,810 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Sale(10b5-1 plan) | −979 | $396.18 | $387.86K | 10,831 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Sale(10b5-1 plan) | −400 | $397.83 | $159.13K | 2,878 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Sale(10b5-1 plan) | −410 | $402.25 | $164.92K | 3,278 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Sale(10b5-1 plan) | −1,084 | $400.67 | $434.33K | 3,688 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Sale(10b5-1 plan) | −3,427 | $399.63 | $1.37M | 4,772 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Sale(10b5-1 plan) | −1,672 | $398.34 | $666.02K | 8,199 |
| Robert L. Buttermore SVP,Chief Supply Chain Officer | Mar 2, 2026 | Sale(10b5-1 plan) | −960 | $397.23 | $381.34K | 9,871 |
| Christopher Nardecchia SVP, Chief Information Officer | Feb 26, 2026 | Option exercise | +7,000 | $171.46 | $1.20M | 21,732 |
| Christopher Nardecchia SVP, Chief Information Officer | Feb 26, 2026 | Option exercise | +3,400 | $246.77 | $839.02K | 25,132 |
| Christopher Nardecchia SVP, Chief Information Officer | Feb 26, 2026 | Option exercise | +500 | $192.86 | $96.43K | 14,732 |
| Christopher Nardecchia SVP, Chief Information Officer | Feb 26, 2026 | Sale(10b5-1 plan) | −14,465 | $410.01 | $5.93M | 14,232 |
| Christopher Nardecchia SVP, Chief Information Officer | Feb 26, 2026 | Option exercise | +3,565 | $259.81 | $926.22K | 28,697 |
| Rebecca W. House SVP, CLO and Secretary | Feb 25, 2026 | Option exercise | +12,100 | $196.43 | $2.38M | 24,300 |
| Rebecca W. House SVP, CLO and Secretary | Feb 25, 2026 | Sale(10b5-1 plan) | −1,736 | $401.96 | $697.80K | 22,564 |
| Rebecca W. House SVP, CLO and Secretary | Feb 25, 2026 | Sale(10b5-1 plan) | −1,996 | $402.94 | $804.27K | 20,568 |
| Rebecca W. House SVP, CLO and Secretary | Feb 25, 2026 | Sale(10b5-1 plan) | −3,536 | $404.11 | $1.43M | 17,032 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| A. Watson Patricia BOARD MEMBER | Sep 17, 2026 | 1,100 | $474.48K | Aug 27, 2026 | Incentive |
| Isaac Woods Officer | Sep 8, 2026 | 154 | $66.62K | Sep 8, 2026 | Restricted Stock Lapse |
| Matheus De A. G. Viera Bulho Officer | Sep 2, 2026 | 400 | $168.06K | Sep 2, 2026 | Restricted Stock Lapse |
| Matheus De A. G. Viera Bulho Officer | Aug 31, 2026 | 467 | $199.39K | Aug 31, 2026 | Restricted Stock Lapse |
| Christian E. Rothe Officer | Aug 20, 2026 | 590 | $256.24K | Aug 20, 2026 | Restricted Stock Lapse - See Remarks |
| Terry L. Riesterer Officer | Jul 17, 2026 | 281 | $127.36K | Jul 17, 2026 | Restricted Stock Lapse - See Remarks |
| Matthew W. Fordenwalt Officer | Jun 4, 2026 | 377 | $173.61K | Jun 4, 2026 | Restricted Stock Lapse |
| Matthew W. Fordenwalt Officer | Jun 2, 2026 | 218 | $99.48K | Jun 2, 2026 | Restricted Stock Lapse |
| John M. Miller Officer | May 20, 2026 | 1,054 | $449.03K | May 20, 2026 | Restricted Stock Lapse |
| Terry L. Riesterer Officer | May 7, 2026 | 4,024 | $1.82M | May 7, 2026 | PSU / RSU - See Remarks |
| Christopher Nardecchia Officer | May 5, 2026 | 2,538 | $1.13M | May 5, 2026 | Employee Stock Option Exercise |
| Matthew W. Fordenwalt Officer | May 5, 2026 | 600 | $269.75K | May 5, 2026 | Employee Stock Option Exercise |
| Scott Genereux Officer | May 5, 2026 | 550 | $246.25K | May 5, 2026 | Restricted Stock Lapse |
| Matthew W. Fordenwalt Officer | Apr 13, 2026 | 1,200 | $480.00K | Apr 13, 2026 | Employee Stock Option Exercise |
| Cyril Perducat Officer | Apr 10, 2026 | 198 | $78.21K | Apr 10, 2026 | Restricted Stock Lapse |