Oxford Lane Capital Corp. (OXLCN) shareholders
OXLCNNasdaqFiscal year ends March 31Also trades as OXLC, OXLCG, OXLCI, OXLCL, OXLCM, OXLCO, OXLCZ
$24.42+0.15 (+0.62%)
Close on Oct 30, 2026Market cap –P/E –Yield –
Ownership
Who owns Oxford Lane Capital's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Thomas Philip Majewski Joint filing with Eagle Point Credit Management LLC (19.99%) | 1,676,658 | 20.05% | 13D (active) | May 1, 2026 |
| Eagle Point Credit Management LLC | 1,521,519 | 19.00% | 13G (passive) | Oct 7, 2026 |
| Leroy Scott Frantz | 400,000 | 5.01% | 13G (passive) amendment | Jun 1, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Jonathan H. Cohen | Chief Executive Officer, Director | 7,824,728 | Dec 17, 2024 |
| Saul B. Rosenthal | President, Director | 7,789,887 | Dec 17, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Jonathan H. Cohen Chief Executive Officer, Director | Dec 17, 2024 | Buy | +2,960,000 | $5.08 | $15.04M | 7,824,728 |
| Saul B. Rosenthal President, Director | Dec 17, 2024 | Buy | +2,960,000 | $5.08 | $15.04M | 5,474,887 |
| Saul B. Rosenthal President, Director | May 28, 2024 | Buy | +2,315,000 | $5.40 | $12.50M | 2,315,000 |
| Saul B. Rosenthal President, Director | May 28, 2024 | Buy | +2,315,000 | $5.40 | $12.50M | 2,514,887 |
| Jonathan H. Cohen Chief Executive Officer, Director | May 28, 2024 | Buy | +4,630,000 | $5.40 | $25.00M | 4,864,728 |
| Mark Jeffrey Ashenfelter Director | Mar 10, 2023 | Buy | +6,000 | $5.18 | $31.08K | 30,000 |
| Reassurance Co Wilton 10% owner | Jul 14, 2021 | Sale | −9,675 | $26.30 | $254.45K | – |
| Reassurance Co Wilton 10% owner | Jul 13, 2021 | Sale | −431,225 | $26.20 | $11.30M | – |
| Reassurance Co Wilton 10% owner | Jul 9, 2021 | Sale | −2,400 | $26.20 | $62.88K | – |
| Point Credit Management LLC Eagle 10% owner | Jun 29, 2021 | Sale | −10,778 | $24.91 | $268.48K | 380,145 |
| Point Credit Management LLC Eagle 10% owner | Jun 29, 2021 | Sale | −3,543 | $25.15 | $89.11K | 213,543 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 28, 2021 | Sale | −9,917 | $25.14 | $249.31K | 226,536 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 28, 2021 | Sale | −14,657 | $24.94 | $365.55K | 401,923 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 25, 2021 | Sale | −16,931 | $25.15 | $425.81K | 236,453 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 25, 2021 | Sale | −13,624 | $25.01 | $340.74K | 416,580 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 24, 2021 | Sale | −9,635 | $25.17 | $242.51K | 253,384 |
| Point DIF GP I. LLC Eagle 10% owner | Jun 24, 2021 | Sale | −47,834 | $25.02 | $1.20M | 430,204 |
| Thomas P. Majewski 10% owner | Jun 17, 2021 | Sale | −273,300 | $277578.00 | $75.86B | 332,759 |
| Thomas P. Majewski 10% owner | Jun 17, 2021 | Sale | −21,994 | $25.04 | $550.73K | 602,765 |
| Thomas P. Majewski 10% owner | Jun 17, 2021 | Sale | −13,800 | $24.95 | $344.31K | – |
| Thomas P. Majewski 10% owner | Jun 16, 2021 | Sale | −13,441 | $25.00 | $336.03K | – |
| Thomas P. Majewski 10% owner | Jun 16, 2021 | Sale | −7,392 | $25.12 | $185.69K | 616,565 |
| Thomas P. Majewski 10% owner | Jun 16, 2021 | Sale | −432,600 | $439814.00 | $190.26B | 354,753 |
| Thomas P. Majewski 10% owner | Jun 15, 2021 | Sale | −2,800 | $25.11 | $70.31K | – |
| Thomas P. Majewski 10% owner | Jun 15, 2021 | Sale | −4,521 | $25.21 | $113.97K | 630,006 |
| Thomas P. Majewski 10% owner | Jun 15, 2021 | Sale | −1,251,075 | $1273649.00 | $1.59T | 362,145 |
| Thomas P. Majewski 10% owner | Apr 19, 2021 | Sale | −300,400 | $302192.79 | $90.78B | 21,250,800 |
| Thomas P. Majewski 10% owner | Apr 16, 2021 | Sale | −1,147,500 | $1153118.16 | $1.32T | 21,551,200 |
| Thomas P. Majewski 10% owner | Apr 15, 2021 | Sale | −743,800 | $751310.38 | $558.82B | 22,698,700 |
| Thomas P. Majewski 10% owner | Apr 15, 2021 | Other | −1,544 | $25.00 | $38.60K | 0 |
| Leroy Scott Frantz 10% owner | Apr 15, 2021 | Other | −292,404 | $25.07 | $7.33M | 0 |
| Thomas P. Majewski 10% owner | Apr 12, 2021 | Sale | −175,000 | $177146.90 | $31.00B | 23,442,500 |
| Thomas P. Majewski 10% owner | Apr 9, 2021 | Sale | −168,375 | $170447.52 | $28.70B | 23,617,500 |
| Jonathan H. Cohen Chief Executive Officer, Director | Mar 18, 2020 | Buy | +24,728 | $2.29 | $56.63K | 234,728 |
| Saul B. Rosenthal President, Director | Mar 18, 2020 | Buy | +37,187 | $2.36 | $87.76K | 199,887 |
| Saul B. Rosenthal President, Director | Mar 13, 2020 | Buy | +1,700 | $5.05 | $8.59K | 162,700 |
| Bruce L. Rubin CFO, SEC, TREAS | Mar 12, 2020 | Other | −1,495 | $25.06 | $37.46K | 3,005 |
| Jonathan H. Cohen Chief Executive Officer, Director | Mar 12, 2020 | Other | −21,474 | $25.06 | $538.14K | 42,970 |
| Saul B. Rosenthal President, Director | Mar 12, 2020 | Buy | +31,000 | $5.00 | $155.00K | 161,000 |
| Saul B. Rosenthal President, Director | Mar 12, 2020 | Other | −14,011 | $25.06 | $351.12K | 28,211 |
| Leroy Scott Frantz 10% owner | Mar 12, 2020 | Other | −145,218 | $25.06 | $3.64M | 292,404 |
| Mark Jeffrey Ashenfelter Director | Feb 27, 2020 | Buy | +6,000 | $8.05 | $48.30K | 24,000 |
| John Stuart Reardon Director | Feb 13, 2020 | Buy | +3,000 | $9.30 | $27.90K | 6,000 |
| David S. Shin Director | Feb 7, 2020 | Buy | +3,000 | $9.32 | $27.96K | 5,728 |
| Leroy Scott Frantz 10% owner | Feb 6, 2020 | Buy | +400,000 | $25.00 | $10.00M | 400,000 |
| Saul B. Rosenthal President, Director | Nov 25, 2019 | Buy | +20,000 | $25.48 | $509.60K | 42,222 |
| Jonathan H. Cohen Chief Executive Officer, Director | Nov 25, 2019 | Buy | +20,000 | $25.48 | $509.60K | 64,444 |
| John Stuart Reardon Director | Aug 30, 2019 | Buy | +3,000 | $9.85 | $29.55K | 3,000 |
| Mark Jeffrey Ashenfelter Director | Dec 20, 2018 | Buy | +3,000 | $7.60 | $22.80K | 18,000 |
| David S. Shin Director | Feb 27, 2018 | Buy | +2,000 | $10.12 | $20.24K | 2,000 |
| Leroy Scott Frantz 10% owner | Aug 7, 2017 | Buy | −11,750 | $25.20 | $296.10K | 11,750 |
| Leroy Scott Frantz 10% owner | Jul 14, 2017 | Other | −200,000 | $25.07 | $5.01M | 0 |
| Saul B. Rosenthal President, Director | Jun 22, 2017 | Buy | +20,000 | $9.79 | $195.80K | 130,000 |
| Leroy Scott Frantz 10% owner | Jun 14, 2017 | Buy | +200,000 | $25.00 | $5.00M | 200,000 |
| Mark Jeffrey Ashenfelter Director | Aug 20, 2015 | Buy | +2,500 | $12.52 | $31.30K | 15,000 |
| Jonathan H. Cohen Chief Executive Officer | Mar 11, 2014 | Option exercise | +10,000 | $17.00 | $170.00K | 210,000 |
| Patrick Conroy CFO, CCO & Corp. Secretary | Mar 11, 2014 | Option exercise | +5,000 | $17.00 | $85.00K | 35,000 |
| Saul B. Rosenthal President, Director | Mar 11, 2014 | Option exercise | +10,000 | $17.00 | $170.00K | 110,000 |
| Mark Jeffrey Ashenfelter Director | Mar 7, 2014 | Buy | +2,500 | $17.00 | $42.50K | 12,500 |
| Mark Jeffrey Ashenfelter Director | Dec 19, 2013 | Buy | +1,000 | $17.00 | $17.00K | 10,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+67.9%
From 0M shares
Short volume, 20 days
51.7%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Oxford Lane Capital's stock actually held short. Settlement fails (shares not delivered on time) peaked at 481 shares on Sep 17, 2026 over the last 90 days.