OCCNasdaqDrawing & Insulating of Nonferrous WireFiscal year ends October 31
OPTICAL CABLE CORP
Financials through Q3 FY2026, quarter ended Jul 31, 2026Last filing: 10-Q on Sep 9, 2026
$13.05+0.14 (+1.08%)
Close on Oct 19, 2026
- Market cap
- $115.29M
- P/E (TTM)
- 45.0
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
24.2%
2M of 9M shares
Institutional holders
43
10 new, 5 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 62 sales
Net sold $2.42M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Lightera, LLC | 642,199 | 7.24% | 13G (passive) | Jul 7, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of OCC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Gendell Jeffrey L | 391,596 | 4.43% | $8.21M | −25,844 | 0.07% |
| Jane Street Group, LLC | 291,860 | 3.30% | $6.12M | +237,080 | 0.00% |
| Vanguard Capital Management LLC | 260,302 | 2.94% | $5.46M | +48,815 | 0.00% |
| Dimensional Fund Advisors LP | 145,009 | 1.64% | $3.04M | −23,202 | 0.00% |
| BlackRock, Inc. | 133,388 | 1.51% | $2.80M | +96,040 | 0.00% |
| Hrt Financial LP | 107,920 | 1.22% | $2.26K | +90,483 | 0.00% |
| Two Sigma Investments, LP | 98,449 | 1.11% | $2.06M | +27,780 | 0.00% |
| Bridgeway Capital Management, LLC | 86,958 | 0.98% | $1.82M | +38,690 | 0.03% |
| Renaissance Technologies LLC | 71,903 | 0.81% | $1.51M | −11,400 | 0.00% |
| Geode Capital Management, LLC | 70,252 | 0.79% | $1.47M | −2,176 | 0.00% |
| EAM Investors, LLC | 63,484 | 0.72% | $1.33M | −11,590 | 0.12% |
| Round Rock Advisors, LLC | 58,937 | 0.67% | $1.24M | +27,665 | 0.16% |
| Sei Investments Co | 37,607 | 0.43% | $788.62K | −53,757 | 0.00% |
| State Street Corp | 36,573 | 0.41% | $766.94K | −200 | 0.00% |
| Vanguard Fiduciary Trust Co | 35,737 | 0.40% | $749.41K | +3,243 | 0.00% |
| Gsa Capital Partners Llp | 31,042 | 0.35% | $651 | −1,683 | 0.04% |
| Cetera Investment Advisers | 28,409 | 0.32% | $595.74K | New | 0.00% |
| Morgan Stanley | 22,665 | 0.26% | $475.29K | +3,739 | 0.00% |
| Mangrove Partners | 20,164 | 0.23% | $422.84K | New | 0.03% |
| Brendel Financial Advisors LLC | 18,207 | 0.21% | $381.80K | New | 0.18% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 43 | 2M | 24.2% | 10 / 14 | 14 / 5 | 1M | 0M |
| Q1 2026 | 38 | 2M | 19.3% | 10 / 9 | 7 / 4 | 1M | 0M |
| Q4 2025 | 33 | 2M | 18.4% | 6 / 14 | 5 / 3 | 0M | 0M |
| Q3 2025 | 30 | 2M | 18.8% | 8 / 6 | 8 / 2 | 1M | 1M |
| Q2 2025 | 24 | 2M | 18.4% | 1 / 8 | 5 / 4 | 0M | 0M |
| Q1 2025 | 27 | 1M | 15.0% | 5 / 11 | 4 / 2 | 0M | 0M |
| Q4 2024 | 24 | 1M | 13.5% | 5 / 2 | 5 / 2 | 0M | 0M |
| Q3 2024 | 21 | 1M | 13.9% | 2 / 4 | 5 / 1 | 0M | 0M |
| Q2 2024 | 21 | 1M | 12.8% | 4 / 5 | 6 / 0 | 0M | 0M |
| Q1 2024 | 18 | 1M | 12.6% | 0 / 5 | 4 / 4 | 0M | 0M |
| Q4 2023 | 22 | 1M | 12.1% | 5 / 6 | 6 / 2 | 0M | 0M |
| Q3 2023 | 19 | 1M | 11.3% | 2 / 4 | 5 / 1 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of OCC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 183,445 | 2.07% | $3.85M | 0.00% | Jun 30, 2026 |
| Ultra-Small Company Fund | 74,358 | 0.84% | $1.56M | 1.58% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 70,453 | 0.80% | $1.48M | 0.00% | Jun 30, 2026 |
| U.S. Small Cap Portfolio | 42,076 | 0.48% | $625.25K | 0.00% | Jul 31, 2026 |
| Fidelity Extended Market Index Fund | 31,314 | 0.35% | $435.26K | 0.00% | May 31, 2026 |
| U.S. Micro Cap Portfolio | 27,967 | 0.32% | $415.59K | 0.01% | Jul 31, 2026 |
| Dimensional U.S. Small Cap ETF | 22,852 | 0.26% | $339.58K | 0.00% | Jul 31, 2026 |
| iShares Micro-Cap ETF | 17,906 | 0.20% | $375.49K | 0.02% | Jun 30, 2026 |
| Ultra-Small Company Market Fund | 12,600 | 0.14% | $264.22K | 0.18% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 11,558 | 0.13% | $160.66K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 9,422 | 0.11% | $130.97K | 0.00% | May 31, 2026 |
| U.S. Vector Equity Portfolio | 6,626 | 0.07% | $98.46K | 0.00% | Jul 31, 2026 |
| Dimensional US Core Equity 1 ETF | 5,300 | 0.06% | $78.76K | 0.00% | Jul 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 4,906 | 0.06% | $68.19K | 0.00% | May 31, 2026 |
| U.S. Core Equity 2 Portfolio | 4,427 | 0.05% | $65.79K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Neil D. Wilkin Jr | Chairman, President and CEO, Director, 10% owner | 1,048,910 | 11.86% | Jul 2, 2026 |
| Tracy G. Smith | EVP and CFO | 329,826 | 3.73% | Jul 10, 2026 |
| Craig H. Weber | Director | 209,907 | 2.37% | Jul 2, 2026 |
| Randall H. Frazier | Director | 80,787 | 0.91% | Jul 2, 2026 |
| John M. Holland | Director | 151,240 | 1.71% | Jun 18, 2026 |
| John A. Nygren Jr | Director | 99,580 | 1.13% | Jun 18, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Tracy G. Smith EVP and CFO | Jul 9, 2026 | Sale | −16,453 | $17.23 | $283.49K | 329,826 |
| Tracy G. Smith EVP and CFO | Jun 30, 2026 | Sale | −32 | $22.00 | $704 | 346,279 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −42 | $20.78 | $873 | 1,025,255 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −2,679 | $20.68 | $55.40K | 1,026,565 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −3,915 | $21.82 | $85.43K | 1,010,155 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −200 | $21.74 | $4.35K | 1,014,070 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −600 | $21.74 | $13.04K | 1,014,270 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −6 | $21.73 | $130 | 1,014,870 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −100 | $21.73 | $2.17K | 1,014,876 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −400 | $21.72 | $8.69K | 1,014,976 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −485 | $21.71 | $10.53K | 1,015,376 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −62 | $21.71 | $1.35K | 1,015,861 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −4,986 | $21.70 | $108.20K | 1,015,923 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −658 | $21.69 | $14.27K | 1,020,909 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −400 | $21.69 | $8.68K | 1,021,567 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −3,188 | $21.68 | $69.12K | 1,021,967 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −100 | $20.81 | $2.08K | 1,025,155 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −258 | $20.70 | $5.34K | 1,026,307 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Sale | −1,010 | $20.74 | $20.95K | 1,025,297 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −62 | $21.71 | $1.35K | 1,015,861 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −2,679 | $20.68 | $55.40K | 1,026,565 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −258 | $20.70 | $5.34K | 1,026,307 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −1,010 | $20.74 | $20.95K | 1,025,297 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −42 | $20.78 | $873 | 1,025,255 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −100 | $20.81 | $2.08K | 1,025,155 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −3,188 | $21.68 | $69.12K | 1,021,967 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −400 | $21.69 | $8.68K | 1,021,567 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −658 | $21.69 | $14.27K | 1,020,909 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −4,986 | $21.70 | $108.20K | 1,015,923 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −3,915 | $21.82 | $85.43K | 1,010,155 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −200 | $21.74 | $4.35K | 1,014,070 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −600 | $21.74 | $13.04K | 1,014,270 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −6 | $21.73 | $130 | 1,014,870 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −100 | $21.73 | $2.17K | 1,014,876 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −400 | $21.72 | $8.69K | 1,014,976 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 30, 2026 | Returned to company | −485 | $21.71 | $10.53K | 1,015,376 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −2,400 | $20.03 | $48.07K | 209,907 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −4,300 | $19.99 | $85.96K | 212,307 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −600 | $20.04 | $12.02K | 209,307 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −3,000 | $19.65 | $58.95K | 216,607 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −666 | $19.61 | $13.06K | 219,607 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −1,124 | $19.60 | $22.03K | 220,273 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −300 | $19.59 | $5.88K | 221,397 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −278 | $19.58 | $5.44K | 221,697 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −1,600 | $19.55 | $31.28K | 221,975 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −1,914 | $19.54 | $37.40K | 223,575 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −100 | $19.53 | $1.95K | 225,489 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −100 | $19.53 | $1.95K | 225,589 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −400 | $19.52 | $7.81K | 225,689 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −412 | $19.51 | $8.04K | 226,089 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −200 | $19.50 | $3.90K | 226,501 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −100 | $19.50 | $1.95K | 226,701 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −300 | $19.49 | $5.85K | 226,801 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −100 | $19.47 | $1.95K | 227,101 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −6 | $19.46 | $117 | 227,201 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −400 | $19.45 | $7.78K | 227,207 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −1,000 | $20.25 | $20.25K | 203,907 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −2,000 | $20.22 | $40.44K | 204,907 |
| Craig H. Weber Director | Jun 29, 2026 | Sale | −2,400 | $20.15 | $48.36K | 206,907 |
| Neil D. Wilkin Jr Chairman, President and CEO, Director, 10% owner | Jun 29, 2026 | Sale | −900 | $20.75 | $18.68K | 1,029,244 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Craig H. Weber Director | Jul 10, 2026 | 53,778 | $863.41K | Jul 10, 2026 | Purchased upon a Warrant Exercise |
| Neil D. Wilkin Jr Officer | Jun 26, 2026 | 50,000 | $916.00K | Jun 26, 2026 | Restricted Stock Vesting |
| Tracy G. Smith Officer | Jun 24, 2026 | 49,960 | $1.11M | Jun 29, 2026 | Grant |
| Craig H. Weber Director | Jun 22, 2026 | 26,100 | $601.34K | Jun 22, 2026 | Open Market Purchase |