CO2 Energy Transition Corp. (NOEMW) shareholders
Close on Oct 30, 2026Market cap $39.02MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Charles E. Fox Joint filing with CO2 Energy Transition, LLC (26.80%), Andrew J. Martin (26.80%) and 1 more | 2,566,173 | 26.80% | 13D (active) | Apr 15, 2025 |
| Mizuho Financial Group, Inc. | 838,309 | 8.70% | 13G (passive) amendment | Jun 30, 2025 |
| Karpus Management, Inc. | 670,404 | 18.04% | 13G (passive) amendment | Jul 31, 2026 |
| AQR Capital Management, LLC Joint filing with AQR Capital Management Holdings, LLC (6.15%), AQR Arbitrage, LLC (6.15%) | 590,000 | 6.15% | 13G (passive) | Dec 31, 2024 |
| Aristeia Capital, L.L.C. | 590,000 | 6.20% | 13G (passive) | Dec 31, 2024 |
| MM Asset Management Inc. Joint filing with MMCAP International Inc. SPC (6.16%) | 590,000 | 6.16% | 13G (passive) amendment | Jun 30, 2025 |
| MMCAP International Inc. SPC Joint filing with MM Asset Management Inc. (6.30%) | 590,000 | 6.30% | 13G (passive) amendment | Dec 31, 2025 |
| Td Securities (USA) LLC | 511,082 | 5.30% | 13G (passive) | Dec 31, 2025 |
| Barclays PLC | 501,776 | 5.23% | 13G (passive) | Mar 31, 2026 |
| Ramya Rao | 497,499 | 5.94% | 13G (passive) | Dec 31, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NOEMW | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 590,000 | – | $72.51K | – | 0.01% |
| AQR Arbitrage LLC | 581,171 | – | $71.43K | +700 | 0.00% |
| Aristeia Capital LLC | 578,096 | – | $83.68K | – | 0.00% |
| Rivernorth Capital Management, LLC | 428,040 | – | $68.49K | – | 0.00% |
| Whitebox Advisors LLC | 390,000 | – | $47.93K | – | 0.00% |
| Clear Street Group Inc. | 374,963 | – | $46.08K | – | 0.00% |
| Toronto Dominion Bank | 320,000 | – | $39.36K | −1,155 | 0.00% |
| Polar Asset Management Partners Inc. | 290,000 | – | $36.25K | – | 0.00% |
| Hudson Bay Capital Management LP | 290,000 | – | $41.99K | – | 0.00% |
| D. E. Shaw & Co., Inc. | 280,000 | – | $40.54K | – | 0.00% |
| Boothbay Fund Management, LLC | 229,641 | – | $2.40M | −49,911 | 0.03% |
| Shaolin Capital Management LLC | 200,956 | – | $24.70K | +1,063 | 0.00% |
| K2 Principal Fund, L.P. | 155,312 | – | $18.64K | – | 0.00% |
| Lepercq De Neuflize Asset Management LLC | 93,953 | – | $11.55K | – | 0.01% |
| DLD Asset Management, LP | 74,591 | – | $9.17K | – | 0.00% |
| Lineage Point Capital LP | 40,954 | – | $5.03K | New | 0.00% |
| Centiva Capital, LP | 40,000 | – | $5.79K | – | 0.00% |
| UBS Group AG | 1,700 | – | $209 | +1,279 | 0.00% |
| Wolverine Asset Management LLC | 700 | – | $86 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 19 | 5M | 1 / 3 | 2 / 3 | 0M | 0M |
| Q1 2026 | 21 | 5M | 2 / 1 | 3 / 0 | 0M | 0M |
| Q4 2025 | 19 | 5M | 2 / 1 | 4 / 2 | 0M | 0M |
| Q3 2025 | 20 | 6M | 3 / 1 | 3 / 0 | 1M | 0M |
| Q2 2025 | 18 | 5M | 4 / 3 | 3 / 1 | 1M | 0M |
| Q1 2025 | 15 | 5M | 15 / 0 | 0 / 0 | 5M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of NOEMW | Value | % of fund | As of |
|---|---|---|---|---|---|
| AQR Diversified Arbitrage Fund | 127,667 | – | $18.49K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Charles Edward Fox | Chairman and Director | – | Nov 20, 2024 |
| Brady Douglas Rodgers | Director and CEO | – | Nov 20, 2024 |
| Mark A. Mathews | General Counsel | – | Jan 21, 2025 |
| Harold R. DeMoss III | Chief Financial Officer | – | Nov 20, 2024 |
| William Flores | Director | – | Nov 20, 2024 |
| Marcella Burke | Director | – | Nov 20, 2024 |
| James Miao Wang | Director | – | Nov 20, 2024 |
| CO2 Energy Transition, LLC | 10% owner | 2,565,000 | May 29, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| CO2 Energy Transition, LLC 10% owner | Nov 22, 2024 | Buy | +265,000 | – | – | 25,650,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of CO2 Energy Transition's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,793 shares on Aug 24, 2026 over the last 90 days.