NewtekOne, Inc. (NEWTP) shareholders
Close on Oct 30, 2026Market cap $310.80MP/E 4.9Yield 7.06%
Ownership
Who owns NewtekOne's shares
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| W. Kirk Wycoff Joint filing with Patriot Financial Partners IV, L.P. (8.06%), Patriot Financial Partners Parallel IV, L.P. (8.06%) and 3 more | 2,307,692 | 8.06% | 13D (active) | Sep 16, 2025 |
| BlackRock, Inc. | 1,793,129 | 7.30% | 13G (passive) | Dec 31, 2023 |
| Sloane, Barry | 1,364,130 | 5.20% | 13D (active) amendment | Feb 11, 2025 |
| Barry Sloane | 1,324,345 | 5.35% | 13D (active) | May 15, 2024 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Barry Sloane | President, Chairman & CEO, Director | 2,182,027 | Jun 16, 2026 |
| Peter Mathison Downs | President, Newtek Bank, Director | 87,539 | May 26, 2026 |
| Halli Razon-Feingold | SVP, Human Resources & CAO, Director | 23,915 | Jan 16, 2026 |
| Frank M. DeMaria | Cheif Financial Officer | 36,736 | Jun 15, 2026 |
| Michael Adam Schwartz | Chief Legal Officer | 49,713 | Jan 16, 2026 |
| Michael Scott Price | Chief Financial Officer | 28,444 | Feb 6, 2025 |
| Nicolas Young | President, Newtek Bank, N.A. | 44,471 | Jan 30, 2025 |
| Thomas David Cestare | Director | 1,895 | Jun 25, 2026 |
| Gregory L. Zink | Director | 47,623 | Jun 18, 2026 |
| Richard J. Salute | Director | 47,597 | Jun 18, 2026 |
| Fernando Perez-Hickman | Director | 50,856 | Jun 18, 2026 |
| Craig Jeffry Brunet | Director | 9,010 | Jun 18, 2026 |
| Salvatore Francis Mulia | Director | 84,342 | Feb 6, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Thomas David Cestare Director | Jun 25, 2026 | Award | +1,825 | $13.70 | $25.00K | 1,895 |
| Gregory L. Zink Director | Jun 16, 2026 | Award | +1,825 | $13.70 | $25.00K | 37,910 |
| Fernando Perez-Hickman Director | Jun 16, 2026 | Award | +1,825 | $13.70 | $25.00K | 10,356 |
| Richard J. Salute Director | Jun 16, 2026 | Award | +1,825 | $13.70 | $25.00K | 47,597 |
| Craig Jeffry Brunet Director | Jun 16, 2026 | Award | +1,825 | $13.70 | $25.00K | 9,010 |
| Barry Sloane President, Chairman & CEO, Director | Jun 15, 2026 | Buy | +5,000 | $14.20 | $71.00K | 1,181,914 |
| Frank M. DeMaria Cheif Financial Officer | Jun 15, 2026 | Buy | +500 | $13.92 | $6.96K | 36,736 |
| Barry Sloane President, Chairman & CEO, Director | Jun 15, 2026 | Buy | +5,000 | $14.20 | $71.00K | 1,175,914 |
| Barry Sloane President, Chairman & CEO, Director | Jun 15, 2026 | Buy | +5,000 | $14.20 | $71.00K | 1,170,914 |
| Barry Sloane President, Chairman & CEO, Director | Jun 15, 2026 | Buy | +1,000 | $14.27 | $14.27K | 1,176,914 |
| Craig Jeffry Brunet Director | Jun 3, 2026 | Buy | +1,000 | $12.70 | $12.70K | 7,185 |
| Peter Mathison Downs President, Newtek Bank, Director | May 26, 2026 | Buy | +737 | $13.56 | $9.99K | 87,539 |
| Craig Jeffry Brunet Director | May 15, 2026 | Buy | +330 | $12.72 | $4.20K | 6,185 |
| Gregory L. Zink Director | May 8, 2026 | Buy | +1,000 | $13.87 | $13.87K | 36,085 |
| Richard J. Salute Director | May 7, 2026 | Buy | +1,000 | $13.47 | $13.47K | 45,772 |
| Michael Adam Schwartz Chief Legal Officer | Jan 14, 2026 | Buy | +2,247 | $13.91 | $31.26K | 49,713 |
| Peter Mathison Downs President, Newtek Bank, Director | Jan 14, 2026 | Award | +2,696 | $13.91 | $37.50K | 86,756 |
| Frank M. DeMaria Cheif Financial Officer | Jan 14, 2026 | Buy | +1,556 | $13.91 | $21.64K | 35,220 |
| Halli Razon-Feingold SVP, Human Resources & CAO, Director | Jan 14, 2026 | Award | +1,258 | $13.91 | $17.50K | 22,915 |
| Barry Sloane President, Chairman & CEO, Director | Jan 14, 2026 | Award | +3,595 | $13.91 | $50.01K | 1,194,180 |
| Frank M. DeMaria Cheif Financial Officer | Jan 14, 2026 | Award | +1,556 | $13.91 | $21.64K | 35,220 |
| Halli Razon-Feingold SVP, Human Resources & CAO, Director | Jan 14, 2026 | Buy | +1,258 | $13.91 | $17.50K | 22,915 |
| Michael Adam Schwartz Chief Legal Officer | Jan 14, 2026 | Award | +2,247 | $13.91 | $31.26K | 49,713 |
| Barry Sloane President, Chairman & CEO, Director | Jan 14, 2026 | Buy | +3,595 | $13.91 | $50.01K | 1,194,180 |
| Craig Jeffry Brunet Director | Dec 31, 2025 | Buy | +25 | $11.40 | $285 | 5,775 |
| Gregory L. Zink Director | Dec 15, 2025 | Buy | +500 | $12.06 | $6.03K | 37,707 |
| Richard J. Salute Director | Dec 8, 2025 | Buy | +900 | $11.28 | $10.15K | 44,505 |
| Craig Jeffry Brunet Director | Dec 5, 2025 | Buy | +789 | $11.31 | $8.92K | 5,572 |
| Gregory L. Zink Director | Nov 3, 2025 | Buy | +1,000 | $10.43 | $10.43K | 37,207 |
| Barry Sloane Chairman & CEO, Director | Nov 3, 2025 | Buy | +2,000 | $10.25 | $20.50K | 1,210,459 |
| Barry Sloane Chairman & CEO, Director | Nov 3, 2025 | Buy | +2,000 | $10.27 | $20.54K | 1,208,459 |
| Barry Sloane Chairman & CEO, Director | Nov 3, 2025 | Buy | +2,000 | $10.23 | $20.46K | 1,212,459 |
| Barry Sloane Chairman & CEO, Director | Nov 3, 2025 | Buy | +2,000 | $10.19 | $20.38K | 1,204,459 |
| Barry Sloane Chairman & CEO, Director | Nov 3, 2025 | Buy | +2,000 | $10.16 | $20.32K | 1,206,459 |
| Fernando Perez-Hickman Director | Oct 24, 2025 | Buy | +40 | $11.05 | $442 | 8,451 |
| Gregory L. Zink Director | Oct 24, 2025 | Buy | +40 | $11.05 | $442 | 35,005 |
| Richard J. Salute Director | Oct 24, 2025 | Buy | +40 | $11.05 | $442 | 44,692 |
| Craig Jeffry Brunet Director | Oct 24, 2025 | Buy | +18 | $10.90 | $196 | 5,775 |
| Craig Jeffry Brunet Director | Oct 24, 2025 | Buy | +40 | $11.05 | $442 | 5,775 |
| Frank M. DeMaria Cheif Financial Officer | Oct 24, 2025 | Buy | +567 | $11.05 | $6.27K | 33,664 |
| Barry Sloane President, Chairman & CEO, Director | Oct 24, 2025 | Buy | +1,437 | $11.05 | $15.88K | 1,190,585 |
| Michael Adam Schwartz Chief Legal Officer | Oct 24, 2025 | Buy | +207 | $11.05 | $2.29K | 47,466 |
| Halli Razon-Feingold SVP, Human Resources & CAO, Director | Oct 24, 2025 | Buy | +132 | $11.05 | $1.46K | 21,657 |
| Peter Mathison Downs President, Newtek Bank, Director | Oct 24, 2025 | Buy | +189 | $11.05 | $2.09K | 84,060 |
| Frank M. DeMaria Cheif Financial Officer | Oct 15, 2025 | Tax withholding | −2,038 | $11.00 | $22.42K | 33,664 |
| Barry Sloane President, Chairman & CEO, Director | Oct 15, 2025 | Tax withholding | −4,921 | $11.00 | $54.13K | 1,190,585 |
| Michael Adam Schwartz Chief Legal Officer | Oct 15, 2025 | Tax withholding | −5,084 | $11.00 | $55.92K | 47,466 |
| Halli Razon-Feingold SVP, Human Resources & CAO, Director | Oct 15, 2025 | Tax withholding | −3,718 | $11.00 | $40.90K | 21,657 |
| Peter Mathison Downs President, Newtek Bank, Director | Oct 15, 2025 | Tax withholding | −4,053 | $11.00 | $44.58K | 84,060 |
| Barry Sloane President, Chairman & CEO, Director | Aug 15, 2025 | Tax withholding | −23,229 | $12.11 | $281.30K | 1,190,585 |
| Michael Adam Schwartz Chief Legal Officer | Aug 15, 2025 | Tax withholding | −6,527 | $12.11 | $79.04K | 47,466 |
| Halli Razon-Feingold SVP, Human Resources & CAO, Director | Aug 15, 2025 | Tax withholding | −4,251 | $12.11 | $51.48K | 21,657 |
| Peter Mathison Downs President, Newtek Bank, Director | Aug 15, 2025 | Tax withholding | −8,401 | $12.11 | $101.74K | 84,060 |
| Richard J. Salute Director | Aug 1, 2025 | Buy | +700 | $11.23 | $7.86K | 42,205 |
| Richard J. Salute Director | Aug 1, 2025 | Buy | +1,400 | $11.25 | $15.75K | 43,605 |
| Fernando Perez-Hickman Director | Jul 21, 2025 | Buy | +51 | $11.48 | $585 | 8,451 |
| Gregory L. Zink Director | Jul 21, 2025 | Buy | +51 | $11.48 | $585 | 35,005 |
| Richard J. Salute Director | Jul 21, 2025 | Buy | +51 | $11.48 | $585 | 44,692 |
| Craig Jeffry Brunet Director | Jul 21, 2025 | Buy | +17 | $11.42 | $194 | 5,775 |
| Craig Jeffry Brunet Director | Jul 21, 2025 | Buy | +38 | $11.48 | $436 | 5,775 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of NewtekOne's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,441 shares on Aug 27, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Salvatore Francis Mulia Director | Aug 21, 2024 | 750 | $9.38K | Aug 21, 2024 | Previously vested stock award |
| Salvatore Francis Mulia Director | Jul 22, 2024 | 750 | $10.75K | Jul 22, 2024 | Previously vested stock award |
| Salvatore Francis Mulia Director | Jun 21, 2024 | 750 | $9.35K | Jun 21, 2024 | Previously vested stock award |
| Salvatore Francis Mulia Director | May 21, 2024 | 750 | $9.87K | May 21, 2024 | Previously Vested Stock Award |
| Salvatore Francis Mulia Director | Apr 22, 2024 | 750 | $8.15K | Apr 22, 2024 | Previously vested stock award |
| Salvatore Francis Mulia Director | Mar 21, 2024 | 750 | $8.03K | Mar 21, 2024 | Previous Stock Award |
| Salvatore Francis Mulia Director | Feb 21, 2024 | 750 | $8.61K | Feb 21, 2024 | Previous Stock Award |
| Salvatore Francis Mulia Director | Jan 22, 2024 | 750 | $9.42K | Jan 22, 2024 | Previous Stock Award |
| Salvatore Francis Mulia Director | Dec 21, 2023 | 750 | $10.76K | Dec 21, 2023 | Previous Stock Award |
| Salvatore Francis Mulia Director | Nov 21, 2023 | 750 | $10.15K | Nov 21, 2023 | Stock Award |
| Salvatore Francis Mulia Director | Oct 20, 2023 | 750 | $10.28K | Oct 20, 2023 | Stock Award |
| Salvatore Francis Mulia Director | Sep 21, 2023 | 750 | $11.54K | Sep 21, 2023 | Stock Award |