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NewtekOne, Inc. logo

NewtekOne, Inc. (NEWTP) shareholders

NEWTPNasdaqNational Commercial BanksFiscal year ends December 31Also trades as NEWT, NEWTG, NEWTH, NEWTI, NEWTO
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 10, 2026Score 20/3044% below fair value
$24.03−0.12 (-0.50%)

Close on Oct 30, 2026Market cap $310.80MP/E 4.9Yield 7.06%

Ownership

Who owns NewtekOne's shares

Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
24 buys · 0 sales
Net bought $546.89K

Holders of more than 5%

Latest Schedule 13D (active) or 13G (passive) filed by each holder

HolderShares% of classFilingAs of
W. Kirk Wycoff
Joint filing with Patriot Financial Partners IV, L.P. (8.06%), Patriot Financial Partners Parallel IV, L.P. (8.06%) and 3 more
2,307,6928.06%13D (active)Sep 16, 2025
BlackRock, Inc.1,793,1297.30%13G (passive)Dec 31, 2023
Sloane, Barry1,364,1305.20%13D (active) amendmentFeb 11, 2025
Barry Sloane1,324,3455.35%13D (active)May 15, 2024

Officers, directors and major owners

People who filed Forms 3, 4 or 5 in the last two years

NameRoleShares ownedLatest filing
Barry SloanePresident, Chairman & CEO, Director2,182,027Jun 16, 2026
Peter Mathison DownsPresident, Newtek Bank, Director87,539May 26, 2026
Halli Razon-FeingoldSVP, Human Resources & CAO, Director23,915Jan 16, 2026
Frank M. DeMariaCheif Financial Officer36,736Jun 15, 2026
Michael Adam SchwartzChief Legal Officer49,713Jan 16, 2026
Michael Scott PriceChief Financial Officer28,444Feb 6, 2025
Nicolas YoungPresident, Newtek Bank, N.A.44,471Jan 30, 2025
Thomas David CestareDirector1,895Jun 25, 2026
Gregory L. ZinkDirector47,623Jun 18, 2026
Richard J. SaluteDirector47,597Jun 18, 2026
Fernando Perez-HickmanDirector50,856Jun 18, 2026
Craig Jeffry BrunetDirector9,010Jun 18, 2026
Salvatore Francis MuliaDirector84,342Feb 6, 2025

Insider trades

Common stock transactions reported on Form 4, newest first

InsiderDateTransactionSharesPriceValueShares after
Thomas David Cestare
Director
Jun 25, 2026Award+1,825$13.70$25.00K1,895
Gregory L. Zink
Director
Jun 16, 2026Award+1,825$13.70$25.00K37,910
Fernando Perez-Hickman
Director
Jun 16, 2026Award+1,825$13.70$25.00K10,356
Richard J. Salute
Director
Jun 16, 2026Award+1,825$13.70$25.00K47,597
Craig Jeffry Brunet
Director
Jun 16, 2026Award+1,825$13.70$25.00K9,010
Barry Sloane
President, Chairman & CEO, Director
Jun 15, 2026Buy+5,000$14.20$71.00K1,181,914
Frank M. DeMaria
Cheif Financial Officer
Jun 15, 2026Buy+500$13.92$6.96K36,736
Barry Sloane
President, Chairman & CEO, Director
Jun 15, 2026Buy+5,000$14.20$71.00K1,175,914
Barry Sloane
President, Chairman & CEO, Director
Jun 15, 2026Buy+5,000$14.20$71.00K1,170,914
Barry Sloane
President, Chairman & CEO, Director
Jun 15, 2026Buy+1,000$14.27$14.27K1,176,914
Craig Jeffry Brunet
Director
Jun 3, 2026Buy+1,000$12.70$12.70K7,185
Peter Mathison Downs
President, Newtek Bank, Director
May 26, 2026Buy+737$13.56$9.99K87,539
Craig Jeffry Brunet
Director
May 15, 2026Buy+330$12.72$4.20K6,185
Gregory L. Zink
Director
May 8, 2026Buy+1,000$13.87$13.87K36,085
Richard J. Salute
Director
May 7, 2026Buy+1,000$13.47$13.47K45,772
Michael Adam Schwartz
Chief Legal Officer
Jan 14, 2026Buy+2,247$13.91$31.26K49,713
Peter Mathison Downs
President, Newtek Bank, Director
Jan 14, 2026Award+2,696$13.91$37.50K86,756
Frank M. DeMaria
Cheif Financial Officer
Jan 14, 2026Buy+1,556$13.91$21.64K35,220
Halli Razon-Feingold
SVP, Human Resources & CAO, Director
Jan 14, 2026Award+1,258$13.91$17.50K22,915
Barry Sloane
President, Chairman & CEO, Director
Jan 14, 2026Award+3,595$13.91$50.01K1,194,180
Frank M. DeMaria
Cheif Financial Officer
Jan 14, 2026Award+1,556$13.91$21.64K35,220
Halli Razon-Feingold
SVP, Human Resources & CAO, Director
Jan 14, 2026Buy+1,258$13.91$17.50K22,915
Michael Adam Schwartz
Chief Legal Officer
Jan 14, 2026Award+2,247$13.91$31.26K49,713
Barry Sloane
President, Chairman & CEO, Director
Jan 14, 2026Buy+3,595$13.91$50.01K1,194,180
Craig Jeffry Brunet
Director
Dec 31, 2025Buy+25$11.40$2855,775
Gregory L. Zink
Director
Dec 15, 2025Buy+500$12.06$6.03K37,707
Richard J. Salute
Director
Dec 8, 2025Buy+900$11.28$10.15K44,505
Craig Jeffry Brunet
Director
Dec 5, 2025Buy+789$11.31$8.92K5,572
Gregory L. Zink
Director
Nov 3, 2025Buy+1,000$10.43$10.43K37,207
Barry Sloane
Chairman & CEO, Director
Nov 3, 2025Buy+2,000$10.25$20.50K1,210,459
Barry Sloane
Chairman & CEO, Director
Nov 3, 2025Buy+2,000$10.27$20.54K1,208,459
Barry Sloane
Chairman & CEO, Director
Nov 3, 2025Buy+2,000$10.23$20.46K1,212,459
Barry Sloane
Chairman & CEO, Director
Nov 3, 2025Buy+2,000$10.19$20.38K1,204,459
Barry Sloane
Chairman & CEO, Director
Nov 3, 2025Buy+2,000$10.16$20.32K1,206,459
Fernando Perez-Hickman
Director
Oct 24, 2025Buy+40$11.05$4428,451
Gregory L. Zink
Director
Oct 24, 2025Buy+40$11.05$44235,005
Richard J. Salute
Director
Oct 24, 2025Buy+40$11.05$44244,692
Craig Jeffry Brunet
Director
Oct 24, 2025Buy+18$10.90$1965,775
Craig Jeffry Brunet
Director
Oct 24, 2025Buy+40$11.05$4425,775
Frank M. DeMaria
Cheif Financial Officer
Oct 24, 2025Buy+567$11.05$6.27K33,664
Barry Sloane
President, Chairman & CEO, Director
Oct 24, 2025Buy+1,437$11.05$15.88K1,190,585
Michael Adam Schwartz
Chief Legal Officer
Oct 24, 2025Buy+207$11.05$2.29K47,466
Halli Razon-Feingold
SVP, Human Resources & CAO, Director
Oct 24, 2025Buy+132$11.05$1.46K21,657
Peter Mathison Downs
President, Newtek Bank, Director
Oct 24, 2025Buy+189$11.05$2.09K84,060
Frank M. DeMaria
Cheif Financial Officer
Oct 15, 2025Tax withholding−2,038$11.00$22.42K33,664
Barry Sloane
President, Chairman & CEO, Director
Oct 15, 2025Tax withholding−4,921$11.00$54.13K1,190,585
Michael Adam Schwartz
Chief Legal Officer
Oct 15, 2025Tax withholding−5,084$11.00$55.92K47,466
Halli Razon-Feingold
SVP, Human Resources & CAO, Director
Oct 15, 2025Tax withholding−3,718$11.00$40.90K21,657
Peter Mathison Downs
President, Newtek Bank, Director
Oct 15, 2025Tax withholding−4,053$11.00$44.58K84,060
Barry Sloane
President, Chairman & CEO, Director
Aug 15, 2025Tax withholding−23,229$12.11$281.30K1,190,585
Michael Adam Schwartz
Chief Legal Officer
Aug 15, 2025Tax withholding−6,527$12.11$79.04K47,466
Halli Razon-Feingold
SVP, Human Resources & CAO, Director
Aug 15, 2025Tax withholding−4,251$12.11$51.48K21,657
Peter Mathison Downs
President, Newtek Bank, Director
Aug 15, 2025Tax withholding−8,401$12.11$101.74K84,060
Richard J. Salute
Director
Aug 1, 2025Buy+700$11.23$7.86K42,205
Richard J. Salute
Director
Aug 1, 2025Buy+1,400$11.25$15.75K43,605
Fernando Perez-Hickman
Director
Jul 21, 2025Buy+51$11.48$5858,451
Gregory L. Zink
Director
Jul 21, 2025Buy+51$11.48$58535,005
Richard J. Salute
Director
Jul 21, 2025Buy+51$11.48$58544,692
Craig Jeffry Brunet
Director
Jul 21, 2025Buy+17$11.42$1945,775
Craig Jeffry Brunet
Director
Jul 21, 2025Buy+38$11.48$4365,775

Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.

Short interest

Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)

Short % of shares outstanding
–
0M shares short
Days to cover
1.9
At 0M shares a day
Change since last report
-21.0%
From 0M shares
Short volume, 20 days
46.4%
Of volume reported to FINRA

Shares sold short, last 12 months

Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of NewtekOne's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,441 shares on Aug 27, 2026 over the last 90 days.

Planned insider sales

Notices of proposed sale filed on Form 144 before shares are sold

SellerFiledSharesMarket valuePlanned saleAcquired through
Salvatore Francis Mulia
Director
Aug 21, 2024750$9.38KAug 21, 2024Previously vested stock award
Salvatore Francis Mulia
Director
Jul 22, 2024750$10.75KJul 22, 2024Previously vested stock award
Salvatore Francis Mulia
Director
Jun 21, 2024750$9.35KJun 21, 2024Previously vested stock award
Salvatore Francis Mulia
Director
May 21, 2024750$9.87KMay 21, 2024Previously Vested Stock Award
Salvatore Francis Mulia
Director
Apr 22, 2024750$8.15KApr 22, 2024Previously vested stock award
Salvatore Francis Mulia
Director
Mar 21, 2024750$8.03KMar 21, 2024Previous Stock Award
Salvatore Francis Mulia
Director
Feb 21, 2024750$8.61KFeb 21, 2024Previous Stock Award
Salvatore Francis Mulia
Director
Jan 22, 2024750$9.42KJan 22, 2024Previous Stock Award
Salvatore Francis Mulia
Director
Dec 21, 2023750$10.76KDec 21, 2023Previous Stock Award
Salvatore Francis Mulia
Director
Nov 21, 2023750$10.15KNov 21, 2023Stock Award
Salvatore Francis Mulia
Director
Oct 20, 2023750$10.28KOct 20, 2023Stock Award
Salvatore Francis Mulia
Director
Sep 21, 2023750$11.54KSep 21, 2023Stock Award