NCPLNasdaqFinance ServicesFiscal year ends April 30Also trades as NCPLW
Netcapital Inc.
Financials through Q3 FY2026, quarter ended Jan 31, 2026Last filing: 10-Q on Mar 19, 2026
$1.63−0.54 (-24.88%)
Close on Oct 19, 2026
- Market cap
- $9.15M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0M
Shares held, 13F filers
Institutional holders
12
3 new, 2 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Rivetz Corp. | 950,000 | 12.10% | 13G (passive) | Dec 3, 2025 |
| Maier Joshua Tarlow | 518,889 | 7.00% | 13G (passive) amendment | Dec 31, 2025 |
| 3i, LP | 505,935 | 6.10% | 13G (passive) amendment | Mar 31, 2026 |
| Mitchell P. Kopin | 501,781 | 9.30% | 13G (passive) amendment | Sep 30, 2025 |
| GlobexUS Holdings, Corp. | 500,000 | 10.17% | 13G (passive) | Jun 26, 2025 |
| Jane Street Group, LLC | 420,473 | 5.40% | 13G (passive) | Oct 9, 2026 |
| Strategic EP, LLC | 338,695 | 6.90% | 13D (active) amendment | Dec 2, 2025 |
| Jon S. Wheeler | 29,000 | 5.00% | 13D (active) | Aug 9, 2024 |
| Daniel B. Asher | 287,877 | 7.10% | 13G (passive) | Jul 2, 2025 |
| Lind Global Partners II LLC | 202,500 | 9.90% | 13G (passive) amendment | Dec 31, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NCPL | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Hrt Financial LP | 103,850 | – | $55 | New | 0.00% |
| Citadel Advisors LLC | 54,283 | – | $29.11K | +15,723 | 0.00% |
| Virtu Financial LLC | 42,693 | – | $23 | New | 0.00% |
| Geode Capital Management, LLC | 37,439 | – | $20.07K | −34,775 | 0.00% |
| Vanguard Fiduciary Trust Co | 30,749 | – | $16.48K | – | 0.00% |
| Jane Street Group, LLC | 29,293 | – | $15.71K | New | 0.00% |
| Vanguard Capital Management LLC | 20,590 | – | $11.04K | – | 0.00% |
| LPL Financial LLC | 10,000 | – | $5.36K | – | 0.00% |
| Morgan Stanley | 3,003 | – | $1.61K | – | 0.00% |
| Tower Research Capital LLC (TRC) | 2,602 | – | $1.40K | −1,432 | 0.00% |
| Larson Financial Group LLC | 667 | – | $358 | −1,287 | 0.00% |
| Deutsche Bank AG\ | 1 | – | $1 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 12 | 0M | 3 / 1 | 3 / 2 | 0M | 0M |
| Q1 2026 | 11 | 0M | 3 / 1 | 5 / 3 | 0M | 0M |
| Q4 2025 | 12 | 0M | 3 / 2 | 2 / 2 | 0M | 0M |
| Q3 2025 | 11 | 0M | 4 / 6 | 0 / 2 | 0M | 0M |
| Q2 2025 | 9 | 0M | 4 / 2 | 1 / 0 | 0M | 0M |
| Q1 2025 | 5 | 0M | 1 / 1 | 1 / 2 | 0M | 0M |
| Q4 2024 | 6 | 0M | 0 / 2 | 2 / 1 | 0M | 0M |
| Q3 2024 | 7 | 0M | 7 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of NCPL | Value | % of fund | As of |
|---|---|---|---|---|---|
| Fidelity Extended Market Index Fund | 61,450 | – | $67.60K | 0.00% | May 31, 2026 |
| Vanguard Extended Market Index Fund | 20,590 | – | $11.04K | 0.00% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 4,646 | – | $5.11K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 3,175 | – | $3.49K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Todd A. Violette | CEO | – | Jun 8, 2026 |
| Holdings Corp. GlobexUS | 10% owner | 500,000 | Dec 8, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Steven F. Geary Director | Apr 24, 2024 | Buy | +239,274 | $0.13 | $31.11K | 249,574 |
| Coreen Sarah Kraysler CFO | Sep 9, 2019 | Award | +25,000,000 | $0.01 | $250.00K | 45,000,000 |
| Cecilia Lenk CEO, Chair of Board, Director | Sep 9, 2019 | Award | +25,000,000 | $0.01 | $250.00K | 45,000,000 |
| Coreen Sarah Kraysler CFO | Sep 9, 2019 | Buy | +25,000,000 | $0.01 | $250.00K | 45,000,000 |
| Cecilia Lenk CEO, Chair of Board, Director | Sep 9, 2019 | Buy | +25,000,000 | $0.01 | $250.00K | 45,000,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.