MGLDNYSEFinance ServicesFiscal year ends June 30
Marygold Companies, Inc.
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Sep 18, 2026
$1.97−0.01 (-0.51%)
Close on Oct 19, 2026
- Market cap
- $84.64M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
1.9%
1M of 43M shares
Institutional holders
14
5 new, 1 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
3 buys · 0 sales
Net bought $60.06K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of MGLD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 293,626 | 0.69% | $349.42K | +54,469 | 0.00% |
| Geode Capital Management, LLC | 160,126 | 0.37% | $190.55K | −6,406 | 0.00% |
| Richmond Investment Services, LLC | 122,350 | 0.29% | $145.60K | New | 0.05% |
| Vanguard Fiduciary Trust Co | 71,264 | 0.17% | $84.80K | – | 0.00% |
| Bridgeway Capital Management, LLC | 54,767 | 0.13% | $65.17K | −25,000 | 0.00% |
| Citadel Advisors LLC | 39,408 | 0.09% | $46.90K | +1,613 | 0.00% |
| BlackRock, Inc. | 33,287 | 0.08% | $39.61K | New | 0.00% |
| Northern Trust Corp | 24,694 | 0.06% | $29.39K | New | 0.00% |
| Tower Research Capital LLC (TRC) | 4,515 | 0.01% | $5.37K | +1,111 | 0.00% |
| UBS Group AG | 1,143 | 0.00% | $1.36K | New | 0.00% |
| Navigoe, LLC | 200 | 0.00% | $0 | – | 0.00% |
| SBI Securities Co., Ltd. | 70 | 0.00% | $83 | – | 0.00% |
| Barclays PLC | 31 | 0.00% | $37 | New | 0.00% |
| Morgan Stanley | 1 | 0.00% | $2 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 14 | 1M | 1.9% | 5 / 3 | 2 / 1 | 0M | 0M |
| Q1 2026 | 10 | 1M | 1.5% | 3 / 3 | 1 / 2 | 0M | 0M |
| Q4 2025 | 10 | 0M | 0.7% | 1 / 4 | 1 / 2 | 0M | 0M |
| Q3 2025 | 11 | 0M | 0.7% | 1 / 3 | 2 / 0 | 0M | 0M |
| Q2 2025 | 10 | 0M | 0.4% | 1 / 1 | 3 / 2 | 0M | 0M |
| Q1 2025 | 11 | 0M | 0.5% | 0 / 4 | 2 / 1 | 0M | 0M |
| Q4 2024 | 12 | 0M | 0.5% | 4 / 3 | 1 / 0 | 0M | 0M |
| Q3 2024 | 8 | 0M | 0.4% | 3 / 2 | 1 / 1 | 0M | 0M |
| Q2 2024 | 7 | 0M | 0.4% | 1 / 2 | 2 / 2 | 0M | 0M |
| Q1 2024 | 8 | 0M | 0.4% | 0 / 2 | 3 / 2 | 0M | 0M |
| Q4 2023 | 10 | 0M | 0.4% | 3 / 3 | 2 / 0 | 0M | 0M |
| Q3 2023 | 7 | 0M | 0.3% | 1 / 2 | 2 / 1 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of MGLD | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 185,989 | 0.44% | $221.33K | 0.00% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 107,637 | 0.25% | $128.09K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 96,010 | 0.22% | $110.41K | 0.00% | May 31, 2026 |
| Ultra-Small Company Market Fund | 54,767 | 0.13% | $65.17K | 0.04% | Jun 30, 2026 |
| Fidelity Series Total Market Index Fund | 33,560 | 0.08% | $38.59K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 30,520 | 0.07% | $36.32K | 0.00% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 26,707 | 0.06% | $30.71K | 0.00% | May 31, 2026 |
| 1290 VT Micro Cap Portfolio | 2,767 | 0.01% | $3.29K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| & Melinda Gerber Living Trust Nicholas | Chief Executive Officer, Director, 10% owner | 18,751,125 | 43.90% | Dec 12, 2025 |
| Carolyn M. Yu | Chief Legal & Continuity Off | 0 | – | Nov 25, 2024 |
| Matt Gonzalez | Director | 3,515,635 | 8.23% | Nov 10, 2025 |
| Derek Jason Mullins | Director | 14,779 | 0.03% | Nov 10, 2025 |
| James S. Alexander | Director | 14,676 | 0.03% | Nov 10, 2025 |
| Joya Harris | Director | 14,779 | 0.03% | Nov 10, 2025 |
| Erin Grogan | Director | 14,779 | 0.03% | Nov 10, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Dec 10, 2025 | Buy | +25,000 | $0.93 | $23.25K | 18,751,125 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Dec 3, 2025 | Buy | +15,352 | $1.03 | $15.81K | 18,726,125 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Nov 20, 2025 | Buy | +20,000 | $1.05 | $21.00K | 18,710,773 |
| Derek Jason Mullins Director | Nov 7, 2025 | Award | +4,854 | $1.03 | $5.00K | 14,779 |
| Joya Harris Director | Nov 7, 2025 | Award | +4,854 | $1.03 | $5.00K | 14,779 |
| Matt Gonzalez Director | Nov 7, 2025 | Award | +4,854 | $1.03 | $5.00K | 14,779 |
| James S. Alexander Director | Nov 7, 2025 | Award | +4,854 | $1.03 | $5.00K | 14,676 |
| Erin Grogan Director | Nov 7, 2025 | Award | +4,854 | $1.03 | $5.00K | 14,779 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Jun 20, 2025 | Buy | +50,000 | $1.00 | $50.00K | 18,690,773 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Feb 24, 2025 | Buy | +50,000 | $1.05 | $52.50K | 18,640,773 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Feb 14, 2025 | Buy | +47,600 | $1.10 | $52.36K | 18,590,773 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Feb 11, 2025 | Buy | +32,258 | $1.06 | $34.19K | 18,543,173 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Dec 20, 2024 | Buy | +42,149 | $1.72 | $72.50K | 18,510,915 |
| Erin Grogan Director | Dec 9, 2024 | Award | +3,378 | $1.48 | $5.00K | 9,925 |
| Derek Jason Mullins Director | Dec 9, 2024 | Award | +3,378 | $1.48 | $5.00K | 9,925 |
| Matt Gonzalez Director | Dec 9, 2024 | Award | +3,378 | $1.48 | $5.00K | 9,925 |
| James S. Alexander Director | Dec 9, 2024 | Award | +3,378 | $1.48 | $5.00K | 9,822 |
| Joya Harris Director | Dec 9, 2024 | Award | +3,378 | $1.48 | $5.00K | 9,925 |
| Matt Gonzalez Director | Dec 9, 2024 | Award | +3,378 | $1.48 | $5.00K | 9,925 |
| Erin Grogan Director | Dec 6, 2024 | Award | +3,623 | $1.38 | $5.00K | 6,444 |
| Derek Jason Mullins Director | Dec 6, 2024 | Award | +3,623 | $1.38 | $5.00K | 6,444 |
| Matt Gonzalez Director | Dec 6, 2024 | Award | +3,623 | $1.38 | $5.00K | 6,444 |
| James S. Alexander Director | Dec 6, 2024 | Award | +3,623 | $1.38 | $5.00K | 6,444 |
| Joya Harris Director | Dec 6, 2024 | Award | +3,623 | $1.38 | $5.00K | 6,444 |
| Matt Gonzalez Director | Dec 6, 2024 | Award | +3,623 | $1.38 | $5.00K | 6,444 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Nov 21, 2024 | Buy | +50,000 | $1.51 | $75.50K | 18,468,766 |
| Carolyn M. Yu Chief Legal & Continuity Off | Nov 21, 2024 | Sale | −7,000 | $1.51 | $10.57K | 0 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | May 21, 2024 | Buy | +80,000 | $1.35 | $108.00K | 18,418,766 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Mar 18, 2024 | Buy | +50,000 | $1.36 | $68.00K | 18,338,766 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Mar 13, 2024 | Buy | +25,000 | $1.11 | $27.75K | 18,288,766 |
| & Melinda Gerber Living Trust Nicholas Chief Executive Officer, Director, 10% owner | Feb 21, 2024 | Buy | +13,751 | $1.11 | $15.26K | 18,263,766 |
| James S. Alexander Director | Jul 6, 2023 | Award | +2,821 | $1.02 | $2.88K | 2,821 |
| Erin Grogan Director | Mar 29, 2023 | Award | +2,924 | $1.71 | $5.00K | 2,924 |
| Derek Jason Mullins Director | Mar 29, 2023 | Award | +2,924 | $1.71 | $5.00K | 2,924 |
| Matt Gonzalez Director | Mar 29, 2023 | Award | +2,924 | $1.71 | $5.00K | 2,924 |
| Joya Harris Director | Mar 29, 2023 | Award | +2,924 | $1.71 | $5.00K | 2,924 |
| Matt Gonzalez Director | Mar 29, 2023 | Award | +2,924 | $1.71 | $5.00K | 2,924 |
| David Wayne Neibert Chief Operations Officer, Director | Oct 13, 2022 | Buy | +7,500 | $1.30 | $9.75K | 51,948 |
| Kathryn D. Rooney Director | Jul 22, 2022 | Buy | +2,000 | $1.38 | $2.76K | 2,000 |
| David Wayne Neibert Chief Operations Officer, Director | May 23, 2022 | Buy | +3,500 | $1.10 | $3.85K | 44,448 |
| Nicholas Daniel Gerber President & CEO, Director, 10% owner | May 20, 2022 | Buy | +120,000 | $1.07 | $128.40K | 18,250,015 |
| David Wayne Neibert Chief Operations Officer, Director | May 20, 2022 | Buy | +3,400 | $1.13 | $3.84K | 40,848 |
| David Wayne Neibert Chief Operations Officer, Director | May 20, 2022 | Buy | +100 | $1.12 | $112 | 40,948 |
| David Wayne Neibert Chief Operations Officer, Director | May 22, 2019 | Buy | +500 | $1.09 | $545 | 36,748 |
| David Wayne Neibert Chief Operations Officer, Director | Feb 20, 2019 | Buy | +350 | $1.25 | $438 | 36,248 |
| Nicholas Daniel Gerber CEO & Chairman of the Board, Director, 10% owner | Feb 7, 2019 | Conversion | +7,678,380 | – | – | 18,130,015 |
| & Melinda Gerber Living Trust Nicholas 10% owner | Feb 7, 2019 | Conversion | +7,678,380 | – | – | 18,130,015 |
| David Wayne Neibert Chief Operations Officer, Director | May 31, 2018 | Buy | +1,000 | $1.00 | $1.00K | 35,898 |
| & Melinda Gerber Living Trust Nicholas 10% owner | Dec 8, 2016 | Other | +286,882,373 | – | – | 313,549,040 |
| Family Trust Schoenberger 10% owner | Dec 8, 2016 | Other | +105,971,611 | – | – | 119,304,945 |
| Scott Schoenberger Director, 10% owner | Dec 8, 2016 | Other | +105,971,611 | – | – | 119,304,945 |
| Nicholas Daniel Gerber CEO/Secretary; Chairman, Director, 10% owner | Dec 8, 2016 | Other | +286,882,373 | – | – | 313,549,040 |
| David Wayne Neibert CFO, Director | Jan 8, 2016 | Buy | +5,000 | $0.03 | $150 | 1,047,577 |
| David Wayne Neibert CFO, Director | Jan 4, 2016 | Buy | +10,000 | $0.04 | $400 | 1,042,577 |
| David Wayne Neibert CFO, Director | Dec 31, 2015 | Buy | +50,000 | $0.04 | $2.00K | 1,032,577 |
| David Wayne Neibert CFO, Director | Dec 29, 2015 | Buy | +18 | $0.02 | $0 | 982,577 |
| David Wayne Neibert CFO, Director | Dec 28, 2015 | Buy | +25,000 | $0.04 | $1.00K | 982,559 |
| David Wayne Neibert CFO, Director | Dec 24, 2015 | Buy | +10,000 | $0.04 | $400 | 957,559 |
| Nelson Choi – | May 7, 2015 | Returned to company | −34,000,000 | $0.01 | $340.00K | 0 |
| Peter Park – | May 7, 2015 | Returned to company | −34,000,000 | $0.01 | $340.00K | 10,063,640 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.