Iveda Solutions, Inc. (IVDAW) shareholders
IVDAWNasdaqServices-Prepackaged SoftwareFiscal year ends December 31Also trades as IVDA
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026Score 7/3078% below fair value
$0.02+0.00 (0.00%)
Close on Oct 30, 2026Market cap $2.72MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0M
Shares held, 13F filers
Institutional holders
7
1 new, 0 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Jeff Easton Joint filing with Lind Global Fund III LP (9.99%), Lind Global Partners III LLC (9.99%) | 1,286,794 | 9.99% | 13G (passive) amendment | Jun 30, 2026 |
| Lind Global Fund III LP Joint filing with Lind Global Partners III LLC (9.99%), Jeff Easton (9.99%) | 1,158,920 | 9.99% | 13G (passive) | Feb 11, 2026 |
| Richard Abbe | 714,286 | 6.40% | 13G (passive) | Feb 11, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of IVDAW | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Clear Street Group Inc. | 72,046 | – | $1.81K | −400 | 0.00% |
| Morgan Stanley | 68,721 | – | $1.73K | New | 0.00% |
| Boothbay Fund Management, LLC | 24,000 | – | $7.86K | – | 0.00% |
| Heights Capital Management, Inc | 23,848 | – | $668 | −11,345 | 0.00% |
| Two Sigma Securities, LLC | 19,568 | – | $491 | +1,798 | 0.00% |
| Armistice Capital, LLC | 18,125 | – | $455 | – | 0.00% |
| UBS Group AG | 9,903 | – | $248 | +3,702 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 7 | 0M | 1 / 2 | 2 / 0 | 0M | 0M |
| Q1 2026 | 6 | 0M | 1 / 1 | 1 / 0 | 0M | 0M |
| Q4 2025 | 5 | 0M | 0 / 0 | 3 / 0 | 0M | 0M |
| Q3 2025 | 5 | 0M | 1 / 1 | 0 / 0 | 0M | 0M |
| Q2 2025 | 5 | 0M | 0 / 0 | 2 / 1 | 0M | 0M |
| Q1 2025 | 6 | 0M | 1 / 1 | 1 / 0 | 0M | 0M |
| Q4 2024 | 5 | 0M | 0 / 0 | 2 / 3 | 0M | 0M |
| Q3 2024 | 8 | 0M | 1 / 6 | 0 / 0 | 0M | 0M |
| Q2 2024 | 8 | 0M | 0 / 0 | 3 / 0 | 0M | 0M |
| Q1 2024 | 8 | 0M | 0 / 1 | 3 / 0 | 0M | 0M |
| Q4 2023 | 8 | 0M | 1 / 1 | 0 / 0 | 0M | 0M |
| Q3 2023 | 7 | 0M | 0 / 0 | 1 / 1 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| David H. Ly | Chief Executive Officer, Director | 600,000 | Feb 25, 2026 |
| Robert J. Brilon | Chief Financial Officer | 1,293,988 | Feb 25, 2026 |
| Joseph A. Farnsworth | Director | 859,738 | Feb 25, 2026 |
| Robert Gillen | Director | 1,301,140 | Feb 25, 2026 |
| Alejandro Franco | Director | 250,000 | Feb 25, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Robert Gillen Director | Oct 21, 2025 | Returned to company | −20,331 | $1.28 | $26.02K | 0 |
| Joseph A. Farnsworth Director | Dec 22, 2022 | Buy | +4,200 | $0.60 | $2.52K | 700,342 |
| Robert J. Brilon CFO and Treasurer | Dec 30, 2021 | Option exercise | +100,000 | $0.77 | $77.00K | 1,293,988 |
| Robert J. Brilon CFO and Treasurer | Dec 30, 2021 | Option exercise | +200,000 | $0.72 | $144.00K | 1,293,988 |
| Robert J. Brilon CFO and Treasurer | Dec 30, 2021 | Option exercise | +200,000 | $0.37 | $74.00K | 1,293,988 |
| Joseph A. Farnsworth Director | Aug 3, 2021 | Buy | +1,180 | $0.85 | $1.00K | 115 |
| Joseph A. Farnsworth Director | Apr 14, 2021 | Option exercise | +159,396 | $0.35 | $55.79K | 159,396 |
| Joseph A. Farnsworth Director | Dec 14, 2020 | Buy | +4,110 | $0.31 | $1.27K | 4,110 |
| Luz Berg General Manager & CMO | Dec 7, 2020 | Option exercise | +350,000 | $0.16 | $56.00K | 350,000 |
| Robert J. Brilon Chief Financial Officer | Dec 7, 2020 | Option exercise | +320,000 | $0.14 | $44.80K | 320,000 |
| David H. Ly Chief Executive Officer, Director | Dec 7, 2020 | Option exercise | +600,000 | $0.17 | $102.00K | 600,000 |
| Joseph A. Farnsworth Director | Jun 4, 2019 | Buy | +900 | $0.42 | $378 | 900 |
| Joseph A. Farnsworth Director | Jul 9, 2018 | Buy | +28,900 | $0.04 | $1.16K | 28,900 |
| Luz Berg General Manager & CMO | Dec 7, 2017 | Option exercise | +226,140 | $0.10 | $22.61K | 226,140 |
| Luz Berg General Manager & CMO | Nov 1, 2017 | Option exercise | +425,712 | $0.10 | $42.57K | 425,712 |
| Luz Berg General Manager & CMO | Aug 16, 2017 | Option exercise | +240,331 | $0.10 | $24.03K | 240,331 |
| Robert J. Brilon Chief Financial Officer | Jun 30, 2017 | Option exercise | +473,988 | $0.35 | $165.90K | 473,988 |
| Luz Berg COO & CMO | May 29, 2014 | Sale | −30,000 | $1.55 | $46.50K | 0 |
| Joseph A. Farnsworth Director | May 22, 2014 | Award | +281,860 | $1.60 | $450.98K | 686,052 |
| Luz Berg COO & CMO | May 19, 2014 | Option exercise | +30,000 | $0.10 | $3.00K | 30,000 |
| Alex Kuo Chief Strategy Officer, Director | May 1, 2014 | Gift | +67,000 | – | – | 367,000 |
| Joseph A. Farnsworth Director | Jan 23, 2014 | Gift | −20,500 | – | – | 404,192 |
| Joseph A. Farnsworth Director | May 31, 2013 | Award | +352,234 | $1.60 | $563.57K | 424,692 |
| Joseph A. Farnsworth Director | May 31, 2013 | Award | +352,234 | $1.60 | $563.57K | 432,192 |
| Joseph A. Farnsworth Director | Jan 23, 2013 | Award | +25,000 | $1.00 | $25.00K | 72,458 |
| Luz Berg Chief Operating Officer & CMO | Apr 12, 2012 | Sale | −77,817 | $0.87 | $67.70K | 0 |
| Joseph A. Farnsworth Director | Dec 23, 2011 | Gift | −5,000 | – | – | 47,458 |
| Joseph A. Farnsworth Director | Nov 15, 2011 | Gift | −10,100 | – | – | 52,458 |
| Joseph A. Farnsworth Director | Nov 1, 2011 | Gift | −2,400 | – | – | 62,558 |
| Joseph A. Farnsworth Director | Sep 22, 2011 | Gift | −10,000 | – | – | 64,958 |
| Joseph A. Farnsworth Director | Sep 12, 2011 | Gift | −5,000 | – | – | 74,958 |
| David H. Ly President and CEO, Director, 10% owner | May 27, 2011 | Sale | −500,000 | $1.00 | $500.00K | 3,305,181 |
| William M. Walsh 10% owner | Jul 26, 2010 | Buy | +700,000 | $1.00 | $700.00K | 2,100,000 |
| Ian Quinn President, Director | Oct 15, 2009 | Sale | −2,500,000 | $0.04 | $100.00K | 0 |
| Kevin Liggins Secretary, Director | Oct 15, 2009 | Sale | −2,500,000 | $0.04 | $100.00K | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
2.6
At 0M shares a day
Change since last report
-0.5%
From 0M shares
Short volume, 20 days
66.4%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Iveda Solutions's stock actually held short. Settlement fails (shares not delivered on time) peaked at 9,335 shares on Aug 5, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Robert Gillen Director | Oct 16, 2025 | 20,331 | $42.09K | Oct 16, 2025 | Private Placement |