GHMNYSEGeneral Industrial Machinery & EquipmentFiscal year ends March 31
GRAHAM CORP
Financials through Q1 FY2027, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 6, 2026
$69.23+0.75 (+1.10%)
Close on Oct 19, 2026
- Market cap
- $810.68M
- P/E (TTM)
- 66.6
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
91.0%
11M of 12M shares
Institutional holders
221
61 new, 16 sold out
Net institutional buying
2M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 757,147 | 7.00% | 13G (passive) | Sep 30, 2024 |
| T. Rowe Price Investment Management, Inc. | 607,281 | 5.20% | 13G (passive) | Jun 30, 2026 |
| Brandes Investment Partners, LP | 1,079,669 | 9.20% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of GHM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Brandes Investment Partners, LP | 1,079,699 | 9.20% | $133.66M | −91,282 | 0.94% |
| BlackRock, Inc. | 890,500 | 7.59% | $110.23M | +123,823 | 0.00% |
| T. Rowe Price Investment Management, Inc. | 607,281 | 5.17% | $75.18K | New | 0.05% |
| Vanguard Capital Management LLC | 485,581 | 4.14% | $60.11M | +31,769 | 0.00% |
| Royce & Associates LP | 446,392 | 3.80% | $55.26M | −2,366 | 0.44% |
| First Eagle Investment Management, LLC | 388,226 | 3.31% | $48.06M | +172,713 | 0.04% |
| William Blair Investment Management, LLC | 364,800 | 3.11% | $45.16M | +50,499 | 0.14% |
| Geode Capital Management, LLC | 303,928 | 2.59% | $37.63M | +55,752 | 0.00% |
| Driehaus Capital Management LLC | 293,232 | 2.50% | $36.30M | −49,676 | 0.21% |
| State Street Corp | 242,081 | 2.06% | $29.97M | +28,213 | 0.00% |
| Gamco Investors, Inc. Et Al | 221,907 | 1.89% | $27.47M | −22,000 | 0.25% |
| Dimensional Fund Advisors LP | 221,503 | 1.89% | $27.42M | −3,473 | 0.00% |
| Morgan Stanley | 213,486 | 1.82% | $26.43M | −29,347 | 0.00% |
| Renaissance Technologies LLC | 207,768 | 1.77% | $25.72M | −39,600 | 0.04% |
| Agman Capital LLC | 181,035 | 1.54% | $22.41M | −20,804 | 14.13% |
| Segall Bryant & Hamill, LLC | 180,294 | 1.54% | $22.32M | New | 0.26% |
| Royal Bank of Canada | 178,055 | 1.52% | $22.04M | −36,064 | 0.00% |
| Vanguard Portfolio Management LLC | 144,096 | 1.23% | $17.84M | +27,912 | 0.00% |
| Captrust Financial Advisors | 143,494 | 1.22% | $17.76M | −10,205 | 0.03% |
| Silvercrest Asset Management Group LLC | 142,692 | 1.22% | $17.66M | New | 0.12% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 221 | 11M | 91.0% | 61 / 86 | 54 / 16 | 2M | 1M |
| Q1 2026 | 180 | 9M | 76.5% | 43 / 48 | 64 / 20 | 2M | 1M |
| Q4 2025 | 161 | 9M | 76.1% | 22 / 51 | 69 / 19 | 1M | 1M |
| Q3 2025 | 159 | 9M | 75.9% | 31 / 48 | 53 / 7 | 1M | 1M |
| Q2 2025 | 137 | 9M | 73.4% | 26 / 45 | 49 / 12 | 1M | 1M |
| Q1 2025 | 123 | 8M | 72.1% | 14 / 51 | 42 / 22 | 1M | 1M |
| Q4 2024 | 133 | 8M | 71.5% | 25 / 41 | 51 / 3 | 1M | 1M |
| Q3 2024 | 111 | 8M | 71.4% | 21 / 37 | 36 / 13 | 1M | 1M |
| Q2 2024 | 104 | 8M | 69.7% | 28 / 26 | 43 / 16 | 1M | 1M |
| Q1 2024 | 92 | 8M | 70.0% | 18 / 34 | 31 / 5 | 1M | 1M |
| Q4 2023 | 79 | 8M | 65.2% | 14 / 26 | 20 / 3 | 1M | 1M |
| Q3 2023 | 68 | 7M | 63.5% | 7 / 24 | 20 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of GHM | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 348,546 | 2.97% | $43.15M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 277,785 | 2.37% | $34.39M | 0.04% | Jun 30, 2026 |
| Brandes Small Cap Value Fund | 199,676 | 1.70% | $24.72M | 3.89% | Jun 30, 2026 |
| T. Rowe Price Small-Cap Stock Fund, Inc. | 180,221 | 1.54% | $22.31M | 0.24% | Jun 30, 2026 |
| Calamos Timpani Small Cap Growth Fund | 169,692 | 1.45% | $16.27M | 2.12% | Jul 31, 2026 |
| First Eagle Small Cap Opportunity Fund | 161,725 | 1.38% | $15.51M | 0.53% | Jul 31, 2026 |
| Royce Small-Cap Fund | 153,897 | 1.31% | $19.05M | 0.89% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 126,226 | 1.08% | $15.63M | 0.02% | Jun 30, 2026 |
| William Blair Small Cap Growth Fund | 124,280 | 1.06% | $15.38M | 1.26% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 117,196 | 1.00% | $11.24M | 0.03% | Jul 31, 2026 |
| T. Rowe Price Small-Cap Value Fund, Inc. | 117,104 | 1.00% | $14.50M | 0.14% | Jun 30, 2026 |
| Range Nuclear Renaissance Index ETF | 104,579 | 0.89% | $10.47M | 1.18% | May 31, 2026 |
| iShares Russell 2000 Growth ETF | 98,822 | 0.84% | $12.23M | 0.08% | Jun 30, 2026 |
| Strategic Advisers U.S. Total Stock Fund | 96,645 | 0.82% | $9.68M | 0.01% | May 31, 2026 |
| T. Rowe Price Institutional Small-Cap Stock Fund | 96,592 | 0.82% | $11.96M | 0.24% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Matthew Malone | President and CEO, Director | 66,106 | 0.56% | Jun 10, 2026 |
| Daniel J. Thoren | Executive Chairman, Director | 383,040 | 3.26% | Jun 10, 2026 |
| Richard Alan Scholes | Chief Growth & Enblmnt Officer | – | – | Aug 11, 2026 |
| Christopher J. Thome | VP-Finance; CFO | 35,988 | 0.31% | Jun 10, 2026 |
| William H. Zmyndak | VP & GM Graham Manufacturing | – | – | Jun 3, 2026 |
| Michael E. Dixon | VP & GM of Barber-Nichols | 1,263 | 0.01% | Jun 3, 2026 |
| Matthew Lee Gross | VP & GM of Flacktek | 15,203 | 0.13% | Jun 3, 2026 |
| Alan E. Smith | VP & General Manager - Batavia | 66,634 | 0.57% | Jun 11, 2025 |
| Mauro Gregorio | Director | 2,136 | 0.02% | Sep 21, 2026 |
| Cari L. Jaroslawsky | Director | 18,623 | 0.16% | Jun 3, 2026 |
| Jonathan W. Painter | Director | 34,556 | 0.29% | Jun 3, 2026 |
| James J. Barber | Director | 55,791 | 0.48% | Jun 3, 2026 |
| Lisa M. Schnorr | Director | 37,867 | 0.32% | Jun 3, 2026 |
| Troy A. Stoner | Director | 18,623 | 0.16% | Jun 3, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Mauro Gregorio Director | Sep 18, 2026 | Gift | −936 | – | – | 0 |
| Mauro Gregorio Director | Sep 2, 2026 | Option exercise | +936 | – | – | 2,136 |
| Matthew Malone President and CEO, Director | Jun 8, 2026 | Award | +8,619 | – | – | 66,106 |
| Matthew Malone President and CEO, Director | Jun 8, 2026 | Tax withholding | −2,477 | $95.34 | $236.16K | 63,629 |
| Christopher J. Thome VP-Finance; CFO | Jun 8, 2026 | Tax withholding | −3,193 | $95.34 | $304.42K | 35,988 |
| Christopher J. Thome VP-Finance; CFO | Jun 8, 2026 | Award | +8,619 | – | – | 39,181 |
| Daniel J. Thoren Executive Chairman, Director | Jun 8, 2026 | Award | +22,101 | – | – | 383,040 |
| Daniel J. Thoren Executive Chairman, Director | Jun 8, 2026 | Tax withholding | −8,095 | $95.34 | $771.78K | 374,945 |
| Daniel J. Thoren Executive Chairman, Director | Jun 4, 2026 | Option exercise | +5,543 | – | – | 362,532 |
| Daniel J. Thoren Executive Chairman, Director | Jun 4, 2026 | Tax withholding | −1,593 | $107.96 | $171.98K | 360,939 |
| Christopher J. Thome VP-Finance; CFO | Jun 4, 2026 | Tax withholding | −608 | $107.96 | $65.64K | 30,562 |
| Christopher J. Thome VP-Finance; CFO | Jun 4, 2026 | Option exercise | +1,643 | – | – | 31,170 |
| Matthew Malone President and CEO, Director | Jun 4, 2026 | Tax withholding | −371 | $107.96 | $40.05K | 57,487 |
| Matthew Malone President and CEO, Director | Jun 4, 2026 | Option exercise | +1,291 | – | – | 57,858 |
| Cari L. Jaroslawsky Director | Jun 2, 2026 | Option exercise | +1,956 | – | – | 18,623 |
| Lisa M. Schnorr Director | Jun 2, 2026 | Option exercise | +1,956 | – | – | 37,867 |
| Troy A. Stoner Director | Jun 2, 2026 | Option exercise | +1,956 | – | – | 18,623 |
| James J. Barber Director | Jun 2, 2026 | Option exercise | +1,956 | – | – | 55,791 |
| Michael E. Dixon VP & GM of Barber-Nichols | Jun 2, 2026 | Tax withholding | −235 | $106.11 | $24.94K | 1,263 |
| Michael E. Dixon VP & GM of Barber-Nichols | Jun 2, 2026 | Option exercise | +762 | – | – | 1,498 |
| Matthew Malone President and CEO, Director | Jun 2, 2026 | Tax withholding | −730 | $106.11 | $77.46K | 56,567 |
| Matthew Malone President and CEO, Director | Jun 2, 2026 | Option exercise | +2,540 | – | – | 57,297 |
| Jonathan W. Painter Director | Jun 2, 2026 | Option exercise | +1,956 | – | – | 34,556 |
| Christopher J. Thome VP-Finance; CFO | Jun 2, 2026 | Option exercise | +1,099 | – | – | 29,934 |
| Christopher J. Thome VP-Finance; CFO | Jun 2, 2026 | Tax withholding | −407 | $106.11 | $43.19K | 29,527 |
| Daniel J. Thoren Executive Chairman, Director | Jun 2, 2026 | Tax withholding | −152 | $106.11 | $16.13K | 356,989 |
| Daniel J. Thoren Executive Chairman, Director | Jun 2, 2026 | Option exercise | +529 | – | – | 357,141 |
| Matthew Malone President and CEO, Director | May 17, 2026 | Tax withholding | −682 | $98.28 | $67.03K | 54,757 |
| Matthew Malone President and CEO, Director | May 17, 2026 | Option exercise | +2,375 | – | – | 55,439 |
| Christopher J. Thome VP-Finance; CFO | May 17, 2026 | Option exercise | +2,375 | – | – | 29,735 |
| Christopher J. Thome VP-Finance; CFO | May 17, 2026 | Tax withholding | −900 | $98.28 | $88.45K | 28,835 |
| Daniel J. Thoren Executive Chairman, Director | May 17, 2026 | Option exercise | +6,089 | – | – | 358,412 |
| Daniel J. Thoren Executive Chairman, Director | May 17, 2026 | Tax withholding | −1,800 | $98.28 | $176.90K | 356,612 |
| Michael E. Dixon VP & GM of Barber-Nichols | Feb 4, 2026 | Option exercise | +355 | – | – | 856 |
| Michael E. Dixon VP & GM of Barber-Nichols | Feb 4, 2026 | Tax withholding | −120 | $73.19 | $8.78K | 736 |
| Mauro Gregorio Director | Sep 12, 2025 | Buy | +1,200 | $49.01 | $58.81K | 1,200 |
| Mauro Gregorio Director | Sep 12, 2025 | Buy | +1,200 | $49.01 | $58.81K | 1,200 |
| Matthew Malone President and CEO | Jun 9, 2025 | Tax withholding | −2,211 | $44.66 | $98.74K | 53,064 |
| Matthew Malone President and CEO | Jun 9, 2025 | Award | +7,693 | – | – | 55,275 |
| Christopher J. Thome VP-Finance; CFO | Jun 9, 2025 | Award | +7,436 | – | – | 30,040 |
| Christopher J. Thome VP-Finance; CFO | Jun 9, 2025 | Tax withholding | −2,680 | $44.66 | $119.69K | 27,360 |
| Alan E. Smith VP & General Manager - Batavia | Jun 9, 2025 | Tax withholding | −3,619 | $44.66 | $161.62K | 66,634 |
| Alan E. Smith VP & General Manager - Batavia | Jun 9, 2025 | Award | +7,693 | – | – | 70,253 |
| Daniel J. Thoren Executive Chairman, Director | Jun 9, 2025 | Tax withholding | −7,394 | $44.66 | $330.22K | 351,783 |
| Daniel J. Thoren Executive Chairman, Director | Jun 9, 2025 | Award | +20,513 | – | – | 359,177 |
| Daniel J. Thoren Chief Executive Officer, Director | Jun 4, 2025 | Option exercise | +5,542 | – | – | 340,661 |
| Daniel J. Thoren Chief Executive Officer, Director | Jun 4, 2025 | Tax withholding | −1,997 | $40.89 | $81.66K | 338,664 |
| Alan E. Smith VP & General Manager - Batavia | Jun 4, 2025 | Tax withholding | −607 | $40.89 | $24.82K | 62,560 |
| Alan E. Smith VP & General Manager - Batavia | Jun 4, 2025 | Option exercise | +1,291 | – | – | 63,167 |
| Matthew Malone President and COO | Jun 4, 2025 | Option exercise | +1,291 | – | – | 47,953 |
| Matthew Malone President and COO | Jun 4, 2025 | Tax withholding | −371 | $40.89 | $15.17K | 47,582 |
| Christopher J. Thome VP-Finance; CFO | Jun 4, 2025 | Tax withholding | −592 | $40.89 | $24.21K | 22,604 |
| Christopher J. Thome VP-Finance; CFO | Jun 4, 2025 | Option exercise | +1,643 | – | – | 23,196 |
| Cari L. Jaroslawsky Director | Jun 4, 2025 | Option exercise | +2,934 | – | – | 16,667 |
| Lisa M. Schnorr Director | Jun 4, 2025 | Option exercise | +2,934 | – | – | 35,911 |
| Jonathan W. Painter Director | Jun 4, 2025 | Option exercise | +2,934 | – | – | 32,600 |
| James J. Barber Director | Jun 4, 2025 | Option exercise | +2,934 | – | – | 53,835 |
| Troy A. Stoner Director | Jun 4, 2025 | Option exercise | +2,934 | – | – | 16,667 |
| Daniel J. Thoren Chief Executive Officer, Director | May 23, 2025 | Tax withholding | −2,934 | $36.79 | $107.94K | 335,119 |
| Daniel J. Thoren Chief Executive Officer, Director | May 23, 2025 | Option exercise | +8,140 | – | – | 338,053 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Daniel J. Thoren Officer, Director | Aug 14, 2026 | 50,000 | $5.59M | Aug 13, 2026 | Merger with Barber-Nichols LLC |
| Daniel J. Thoren Officer, Former Executive Chairman | Aug 13, 2026 | 50,000 | $5.59M | Aug 13, 2026 | Merger with Barber-Nichols LLC |
| Daniel J. Thoren Officer, Former Executive Chairman | Jul 6, 2026 | 34,023 | $3.67M | Jun 22, 2026 | Vested shares from restricted stock vesting |
| Daniel J. Thoren Affiliate | Jun 23, 2026 | 50,000 | $5.42M | Jun 23, 2026 | Graham Corporation completed its acquisition of Barber-Nichols Inc. |