GENCNYSEConstruction Machinery & EquipFiscal year ends September 30
GENCOR INDUSTRIES INC
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 10, 2026
$17.55−0.26 (-1.46%)
Close on Oct 19, 2026
- Market cap
- $257.25M
- P/E (TTM)
- 16.4
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
48.8%
7M of 15M shares
Institutional holders
93
3 new, 8 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Royce & Associates LP | 917,200 | 7.43% | 13G (passive) amendment | Sep 30, 2025 |
| Dimensional Fund Advisors LP | 745,874 | 6.00% | 13G (passive) amendment | Dec 29, 2023 |
| Marc G. Elliott | 4,002,601 | 27.30% | 13D (active) | May 1, 2026 |
| Systematic Financial Management LP | 1,125,406 | 9.10% | 13G (passive) | Dec 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of GENC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Systematic Financial Management LP | 1,029,810 | 7.03% | $15.36M | −19,516 | 0.31% |
| Royce & Associates LP | 935,000 | 6.38% | $13.95M | – | 0.11% |
| Dimensional Fund Advisors LP | 763,221 | 5.21% | $11.39M | +1,510 | 0.00% |
| BlackRock, Inc. | 571,352 | 3.90% | $8.52M | +23,133 | 0.00% |
| Vanguard Capital Management LLC | 453,284 | 3.09% | $6.76M | +8,454 | 0.00% |
| Renaissance Technologies LLC | 392,687 | 2.68% | $5.86M | +9,679 | 0.01% |
| Martin & Co Inc /Tn/ | 332,670 | 2.27% | $4.96M | −731 | 0.78% |
| Gamco Investors, Inc. Et Al | 302,500 | 2.06% | $4.51M | +300 | 0.04% |
| Geode Capital Management, LLC | 255,203 | 1.74% | $3.81M | +19,206 | 0.00% |
| Teton Advisors, LLC | 247,700 | 1.69% | $3.70M | – | 2.14% |
| State Street Corp | 153,340 | 1.05% | $2.29M | −2,960 | 0.00% |
| De Lisle Partners LLP | 151,222 | 1.03% | $2.27M | – | 0.25% |
| Goldman Sachs Group Inc | 129,626 | 0.88% | $1.93M | +19,124 | 0.00% |
| North Star Investment Management Corp. | 117,000 | 0.80% | $1.75M | – | 0.09% |
| Wells Fargo & Company/Mn | 93,744 | 0.64% | $1.40M | −6,825 | 0.00% |
| Arrowstreet Capital, Limited Partnership | 91,998 | 0.63% | $1.37M | – | 0.00% |
| RBF Capital, LLC | 91,137 | 0.62% | $1.36M | – | 0.06% |
| Northern Trust Corp | 81,902 | 0.56% | $1.22M | +4,394 | 0.00% |
| Bank of New York Mellon Corp | 72,164 | 0.49% | $1.08M | −7 | 0.00% |
| Vanguard Portfolio Management LLC | 69,861 | 0.48% | $1.04M | +10,117 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 93 | 7M | 48.8% | 3 / 36 | 33 / 8 | 0M | 0M |
| Q1 2026 | 100 | 7M | 50.1% | 15 / 38 | 31 / 4 | 1M | 0M |
| Q4 2025 | 93 | 7M | 50.7% | 10 / 32 | 33 / 6 | 0M | 0M |
| Q3 2025 | 89 | 7M | 49.4% | 16 / 33 | 23 / 2 | 1M | 1M |
| Q2 2025 | 77 | 7M | 49.9% | 8 / 32 | 25 / 11 | 0M | 0M |
| Q1 2025 | 81 | 7M | 51.1% | 12 / 34 | 21 / 4 | 0M | 0M |
| Q4 2024 | 74 | 7M | 49.6% | 6 / 27 | 22 / 6 | 0M | 0M |
| Q3 2024 | 74 | 7M | 49.9% | 12 / 25 | 20 / 9 | 1M | 0M |
| Q2 2024 | 72 | 7M | 48.4% | 8 / 25 | 23 / 7 | 0M | 0M |
| Q1 2024 | 71 | 7M | 48.2% | 13 / 19 | 23 / 1 | 0M | 0M |
| Q4 2023 | 59 | 7M | 46.8% | 4 / 18 | 21 / 2 | 0M | 0M |
| Q3 2023 | 58 | 7M | 46.3% | 7 / 16 | 18 / 4 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of GENC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Royce Small-Cap Special Equity Fund | 935,000 | 6.38% | $13.95M | 2.91% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 324,811 | 2.22% | $4.85M | 0.00% | Jun 30, 2026 |
| 1290 VT GAMCO Small Company Value Portfolio | 252,000 | 1.72% | $3.76M | 0.08% | Jun 30, 2026 |
| TETON Westwood Mighty Mites Fund | 247,700 | 1.69% | $3.70M | 1.72% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 228,978 | 1.56% | $3.42M | 0.00% | Jun 30, 2026 |
| U.S. Small Cap Value Portfolio | 171,278 | 1.17% | $2.44M | 0.01% | Jul 31, 2026 |
| North Star Micro Cap Fund | 117,000 | 0.80% | $1.65M | 0.90% | May 31, 2026 |
| Vanguard Extended Market Index Fund | 116,698 | 0.80% | $1.74M | 0.00% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 113,750 | 0.78% | $1.62M | 0.00% | Jul 31, 2026 |
| U.S. Small Cap Portfolio | 113,025 | 0.77% | $1.61M | 0.01% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 94,862 | 0.65% | $1.42M | 0.01% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 82,681 | 0.56% | $1.18M | 0.01% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 66,888 | 0.46% | $952.49K | 0.01% | Jul 31, 2026 |
| Vanguard Russell 2000 Index Fund | 52,825 | 0.36% | $745.36K | 0.00% | May 31, 2026 |
| Dimensional US Small Cap Value ETF | 52,561 | 0.36% | $748.47K | 0.01% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Marc G. Elliott | President and Chairman, Director, 10% owner | 4,002,601 | 27.31% | May 8, 2026 |
| Raymond Cole | Interim CFO | – | – | Jun 18, 2026 |
| E.J. Elliott, LLC | 10% owner | 3,541,305 | 24.16% | May 11, 2026 |
| Elliott Family Limited Partnership E.J. | 10% owner | – | – | May 11, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Marc G. Elliott President and Chairman, Director, 10% owner | May 1, 2026 | Gift | +2,022,477 | – | – | 2,022,477 |
| Marc G. Elliott President and Chairman, Director, 10% owner | May 1, 2026 | Gift | +2,022,477 | – | – | 2,022,477 |
| Marc G. Elliott President and Chairman, Director, 10% owner | May 1, 2026 | Gift | +1,518,828 | – | – | 1,518,828 |
| Marc G. Elliott President, Director | Feb 12, 2024 | Sale | −20,000 | $16.48 | $329.60K | 461,296 |
| Jeanne M. Lyons Secretary | Aug 30, 2023 | Sale | −1,000 | $14.40 | $14.40K | 1,012 |
| Jeanne M. Lyons Secretary | Aug 24, 2023 | Sale | −500 | $14.00 | $7.00K | 2,012 |
| Jeanne M. Lyons Secretary | Jun 7, 2023 | Sale | −1,000 | $14.25 | $14.25K | 2,512 |
| Jeanne M. Lyons Secretary | Jun 5, 2023 | Sale | −1,000 | $14.50 | $14.50K | 3,512 |
| Eric E. Mellen Chief Financial Officer | Dec 20, 2022 | Inheritance | +71,280 | – | – | 89,100 |
| Eric E. Mellen Chief Financial Officer | Dec 20, 2022 | Inheritance | +229,650 | – | – | 229,750 |
| Marc G. Elliott President, Director | Aug 17, 2021 | Option exercise | +19,508 | $5.13 | $100.08K | 471,788 |
| Jeanne M. Lyons Secretary | Aug 13, 2021 | Option exercise | +4,500 | $5.13 | $23.09K | 4,512 |
| Eric E. Mellen Chief Financial Officer | Mar 12, 2021 | Sale | −2,400 | $15.69 | $37.66K | 100 |
| Jeanne M. Lyons Secretary | Mar 10, 2021 | Sale | −950 | $15.18 | $14.42K | 12 |
| Jeanne M. Lyons Secretary | Mar 9, 2021 | Sale | −588 | $14.98 | $8.81K | 962 |
| Jeanne M. Lyons Secretary | Mar 8, 2021 | Sale | −2,000 | $14.81 | $29.62K | 1,550 |
| James P. Sharp Director | Mar 8, 2021 | Sale | −1,979 | $14.81 | $29.31K | 0 |
| James P. Sharp Director | Mar 5, 2021 | Sale | −21 | $14.70 | $309 | 1,979 |
| James P. Sharp Director | Mar 4, 2021 | Sale | −4,000 | $14.33 | $57.32K | 2,000 |
| James P. Sharp Director | Mar 3, 2021 | Sale | −1,500 | $14.39 | $21.59K | 6,000 |
| Jeanne M. Lyons Secretary | Feb 18, 2021 | Option exercise | +3,500 | $5.13 | $17.96K | 3,550 |
| James P. Sharp Director | Feb 16, 2021 | Option exercise | +7,500 | $5.13 | $38.48K | 7,500 |
| Marc G. Elliott President, Director | Jun 12, 2020 | Option exercise | +10,000 | $5.13 | $51.30K | 451,788 |
| Marc G. Elliott President, Director | Jun 12, 2020 | Option exercise | +10,000 | $5.13 | $51.30K | 461,788 |
| Marc G. Elliott President, Director | Jun 3, 2020 | Sale | −3,543 | $12.30 | $43.58K | 441,788 |
| Marc G. Elliott President, Director | Dec 16, 2019 | Sale | −5,591 | $12.53 | $70.06K | 445,331 |
| Marc G. Elliott President, Director | Dec 13, 2019 | Sale | −19,000 | $12.23 | $232.37K | 450,922 |
| Eric E. Mellen Chief Financial Officer | Dec 13, 2019 | Gift | −1,000 | $12.55 | $12.55K | 2,500 |
| Marc G. Elliott President, Director | Sep 11, 2019 | Option exercise | +20,000 | $5.13 | $102.60K | 469,922 |
| Marc G. Elliott President, Director | Sep 11, 2019 | Option exercise | +25,000 | $5.13 | $128.25K | 449,922 |
| Jeanne M. Lyons Secretary | Aug 28, 2019 | Sale | −950 | $11.00 | $10.45K | 50 |
| Marc G. Elliott President, Director | Jun 14, 2019 | Sale | −366 | $12.66 | $4.63K | 424,922 |
| Marc G. Elliott President, Director | Jun 13, 2019 | Gift | −4,000 | $12.52 | $50.08K | 425,288 |
| Randolph Fields Director | Aug 31, 2018 | Option exercise | +7,500 | $5.13 | $38.48K | 15,000 |
| Marc G. Elliott President, Director | Aug 30, 2018 | Option exercise | +40,000 | $5.13 | $205.20K | 429,288 |
| Sherry Houtkin 10% owner | Jul 9, 2018 | Sale | −2,200 | $16.33 | $35.93K | 1,222,928 |
| Sherry Houtkin 10% owner | Jul 5, 2018 | Sale | −2,500 | $16.14 | $40.35K | 1,225,128 |
| Sherry Houtkin 10% owner | Jul 2, 2018 | Sale | −1,892 | $16.17 | $30.59K | 1,228,128 |
| Sherry Houtkin 10% owner | Jun 28, 2018 | Sale | −3,905 | $16.11 | $62.91K | 1,230,020 |
| Sherry Houtkin 10% owner | Jun 27, 2018 | Sale | −1,300 | $16.05 | $20.87K | 1,233,925 |
| Marc G. Elliott president, Director | Jun 21, 2018 | Sale | −14,566 | $16.14 | $235.10K | 389,288 |
| Marc G. Elliott president, Director | Jun 20, 2018 | Sale | −7,434 | $16.08 | $119.54K | 403,854 |
| Jeanne M. Lyons Secretary | Jun 15, 2018 | Sale | −2,600 | $15.53 | $40.38K | 1,000 |
| Jeanne M. Lyons Secretary | Jun 15, 2018 | Sale | −400 | $15.51 | $6.20K | 3,600 |
| Jeanne M. Lyons Secretary | Jun 14, 2018 | Option exercise | +4,000 | $5.13 | $20.52K | 4,000 |
| Jeanne M. Lyons Secretary | Jun 13, 2018 | Sale | −1,803 | $15.70 | $28.31K | 0 |
| Jeanne M. Lyons Secretary | Jun 13, 2018 | Sale | −1,197 | $15.80 | $18.91K | 1,803 |
| Jeanne M. Lyons Secretary | Jun 12, 2018 | Option exercise | +3,000 | $5.13 | $15.39K | 3,000 |
| Marc G. Elliott President, Director | Jun 11, 2018 | Sale | −13,000 | $15.65 | $203.45K | 411,288 |
| Sherry Houtkin 10% owner | Apr 18, 2018 | Sale | −303 | $16.77 | $5.08K | 1,235,225 |
| Sherry Houtkin 10% owner | Mar 19, 2018 | Sale | −696 | $16.55 | $11.52K | 1,235,528 |
| Sherry Houtkin 10% owner | Mar 16, 2018 | Sale | −470 | $16.50 | $7.76K | 1,236,224 |
| Eric E. Mellen Chief Financial Officer | Mar 13, 2018 | Sale | −4,000 | $17.01 | $68.04K | 3,500 |
| Sherry Houtkin 10% owner | Mar 13, 2018 | Sale | −1,480 | $17.00 | $25.16K | 1,236,694 |
| Jeanne M. Lyons Secretary | Mar 9, 2018 | Sale | −500 | $17.20 | $8.60K | 0 |
| Eric E. Mellen Chief Financial Officer | Mar 9, 2018 | Gift | −1,000 | $17.20 | $17.20K | 7,500 |
| Eric E. Mellen Chief Financial Officer | Mar 9, 2018 | Option exercise | +7,500 | $4.77 | $35.78K | 8,500 |
| Sherry Houtkin 10% owner | Mar 8, 2018 | Sale | −5,143 | $17.17 | $88.31K | 1,238,174 |
| Sherry Houtkin 10% owner | Mar 8, 2018 | Sale | −5,143 | $17.17 | $88.31K | 1,238,174 |
| Jeanne M. Lyons Secretary | Mar 8, 2018 | Sale | −1,000 | $17.20 | $17.20K | 500 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.