Great Elm Capital Corp. (GECCI) shareholders
GECCINasdaqFiscal year ends December 31Also trades as GECC, GECCG, GECCH
$25.14−0.02 (-0.08%)
Close on Oct 30, 2026Market cap $68.75MP/E –Yield –
Ownership
Who owns Great Elm Capital's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
1 buys · 0 sales
Net bought $150.13K
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Great Elm Strategic Partnership I, LLC | 1,378,260 | 9.90% | 13G (passive) amendment | Jun 29, 2026 |
| Great Elm Group, Inc. | 1,358,276 | 9.70% | 13D (active) amendment | Oct 7, 2025 |
| Booker Smith Joint filing with Poor Richard LLC (9.90%) | 1,290,000 | 9.90% | 13G (passive) | Aug 27, 2025 |
| Summit Grove Partners, LLC | 1,049,527 | 7.60% | 13G (passive) amendment | Jun 29, 2026 |
| Prosper Peak Holdings, LLC | 972,506 | 7.00% | 13G (passive) amendment | Jun 29, 2026 |
| Matthew A. Drapkin Joint filing with Northern Right Capital Management, L.P. (6.90%), BC Advisors, LLC (6.90%) | 874,187 | 7.60% | 13D (active) amendment | Jan 13, 2025 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Keri Davis | CFO | 29,539 | Sep 23, 2026 |
| Adam M. Kleinman | CCO and Secretary | 61,301 | Sep 23, 2026 |
| Matthew D. Kaplan | CEO and President | 142,400 | Nov 10, 2025 |
| Jason W. Reese | Director | 87,237 | Mar 5, 2026 |
| Richard M. Cohen | Director | 20,748 | Jun 13, 2025 |
| Chad Perry | Director | 1,850 | Jun 5, 2025 |
| Great Elm Group, Inc. | 10% owner | 1,244,167 | Sep 23, 2026 |
| Great Elm Strategic Partnership I, LLC | 10% owner | 1,378,260 | Jun 30, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Adam M. Kleinman CCO and Secretary | Sep 21, 2026 | Tax withholding | −3,451 | $5.37 | $18.53K | 57,229 |
| Adam M. Kleinman CCO and Secretary | Sep 21, 2026 | Award | +15,292 | – | – | 59,889 |
| Adam M. Kleinman CCO and Secretary | Sep 21, 2026 | Award | +791 | – | – | 60,680 |
| Keri Davis CFO | Sep 21, 2026 | Award | +7,646 | – | – | 29,539 |
| Keri Davis CFO | Sep 21, 2026 | Award | +1,372 | – | – | 30,911 |
| Keri Davis CFO | Sep 21, 2026 | Tax withholding | −2,972 | $5.37 | $15.96K | 27,939 |
| Great Elm Group, Inc. 10% owner | Sep 21, 2026 | Other | −111,958 | – | – | 1,244,167 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jun 29, 2026 | Other | −180,000 | $5.45 | $981.00K | 1,378,260 |
| Matthew D. Kaplan CEO and President | Nov 7, 2025 | Buy | +19,650 | $7.64 | $150.13K | 142,400 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 26, 2025 | Sale | −2,313 | $11.45 | $26.48K | 1,558,260 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 25, 2025 | Sale | −1,696 | $11.45 | $19.42K | 1,560,573 |
| Matthew D. Kaplan CEO and President | Sep 23, 2025 | Tax withholding | −8,211 | $11.43 | $93.85K | 122,750 |
| Keri Davis CFO | Sep 23, 2025 | Tax withholding | −2,725 | $11.43 | $31.15K | 21,893 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 23, 2025 | Sale | −1,490 | $11.45 | $17.06K | 1,562,269 |
| Adam M. Kleinman CCO and Secretary | Sep 23, 2025 | Tax withholding | −1,361 | $11.43 | $15.56K | 44,597 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 22, 2025 | Sale | −48,248 | $11.45 | $552.44K | 1,563,759 |
| Great Elm Group, Inc. 10% owner | Sep 20, 2025 | Other | −63,189 | – | – | 1,358,278 |
| Matthew D. Kaplan CEO and President | Sep 19, 2025 | Award | +1,055 | – | – | 130,961 |
| Matthew D. Kaplan CEO and President | Sep 19, 2025 | Award | +37,117 | – | – | 129,906 |
| Keri Davis CFO | Sep 19, 2025 | Award | +1,406 | – | – | 24,618 |
| Keri Davis CFO | Sep 19, 2025 | Award | +3,820 | – | – | 23,212 |
| Great Elm Group, Inc. 10% owner | Sep 19, 2025 | Other | −16,612 | – | – | 1,421,467 |
| Adam M. Kleinman CCO and Secretary | Sep 19, 2025 | Award | +156 | – | – | 45,958 |
| Adam M. Kleinman CCO and Secretary | Sep 19, 2025 | Award | +5,458 | – | – | 45,802 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 19, 2025 | Sale | −14,737 | $11.45 | $168.74K | 1,612,007 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 18, 2025 | Sale | −100 | $11.45 | $1.15K | 1,626,744 |
| Great Elm Strategic Partnership I, LLC 10% owner | Sep 15, 2025 | Sale | −20,938 | $11.45 | $239.74K | 1,626,844 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 26, 2025 | Sale | −21,472 | $11.20 | $240.49K | 1,647,782 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 25, 2025 | Sale | −25,711 | $11.20 | $287.96K | 1,669,254 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 22, 2025 | Sale | −17,956 | $11.20 | $201.11K | 1,694,965 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 21, 2025 | Sale | −26,705 | $11.20 | $299.10K | 1,712,921 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 20, 2025 | Sale | −7,793 | $11.20 | $87.28K | 1,739,626 |
| Great Elm Strategic Partnership I, LLC 10% owner | Aug 18, 2025 | Sale | −363 | $11.20 | $4.07K | 1,747,419 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 11, 2025 | Sale | −38,793 | $10.95 | $424.78K | 1,747,782 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 10, 2025 | Sale | −8,661 | $10.95 | $94.84K | 1,786,575 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 9, 2025 | Sale | −3,129 | $10.95 | $34.26K | 1,795,236 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 8, 2025 | Sale | −3,218 | $10.95 | $35.24K | 1,798,365 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 7, 2025 | Sale | −11,852 | $10.95 | $129.78K | 1,801,583 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 3, 2025 | Sale | −11,021 | $10.95 | $120.68K | 1,813,435 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jul 2, 2025 | Sale | −13,324 | $10.95 | $145.90K | 1,824,456 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jun 13, 2025 | Sale | −2,714 | $11.00 | $29.85K | 1,837,780 |
| Richard M. Cohen Director | Jun 13, 2025 | Buy | +36 | $11.01 | $396 | 18,136 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jun 12, 2025 | Sale | −7,288 | $10.97 | $79.95K | 1,840,494 |
| Richard M. Cohen Director | Jun 12, 2025 | Buy | +3,100 | $10.95 | $33.95K | 18,100 |
| Great Elm Strategic Partnership I, LLC 10% owner | Jun 11, 2025 | Sale | −2,642 | $11.20 | $29.59K | 1,847,782 |
| Richard M. Cohen Director | Jun 11, 2025 | Buy | +5,000 | $11.18 | $55.90K | 15,000 |
| Richard M. Cohen Director | Jun 10, 2025 | Buy | +3,500 | $11.13 | $38.96K | 10,000 |
| Richard M. Cohen Director | Jun 9, 2025 | Buy | +1,500 | $10.83 | $16.25K | 4,000 |
| Richard M. Cohen Director | Jun 9, 2025 | Buy | +2,500 | $11.12 | $27.80K | 6,500 |
| Richard M. Cohen Director | Jun 6, 2025 | Buy | +1,500 | $10.74 | $16.11K | 2,500 |
| Richard M. Cohen Director | Jun 6, 2025 | Buy | +1,000 | $10.64 | $10.64K | 1,000 |
| Chad Perry Director | Jun 4, 2025 | Buy | +1,850 | $10.58 | $19.57K | 1,850 |
| Great Elm Group, Inc. 10% owner | Dec 23, 2024 | Other | −2,643 | $10.22 | $27.01K | 1,438,079 |
| Keri Davis CFO | Sep 24, 2024 | Other | +213 | – | – | 19,392 |
| Adam M. Kleinman CCO and Secretary | Sep 24, 2024 | Other | +2,093 | – | – | 40,344 |
| Great Elm Group, Inc. 10% owner | Sep 24, 2024 | Other | −9,177 | $10.09 | $92.60K | 1,440,722 |
| Adam M. Kleinman CCO and Secretary | Sep 24, 2024 | Other | +2,093 | – | – | 30,419 |
| Great Elm Group, Inc. 10% owner | Sep 24, 2024 | Other | −10,811 | $10.09 | $109.08K | 1,429,911 |
| Great Elm Group, Inc. 10% owner | Sep 24, 2024 | Other | −14,977 | $10.09 | $151.12K | 1,440,722 |
| Keri Davis CFO | Sep 24, 2024 | Other | +781 | – | – | 19,313 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+843.7%
From 0M shares
Short volume, 20 days
55.8%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Great Elm Capital's stock actually held short. Settlement fails (shares not delivered on time) peaked at 477 shares on Aug 7, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Great Elm Group, Inc. 10% Stockholder | Dec 1, 2023 | 104,175 | $103.74K | Dec 1, 2023 | SEC Registered Offering |