Gladstone Investment Corporation (GAING) shareholders
GAINGNasdaqFiscal year ends March 31Also trades as GAIN, GAINI, GAINZ
$24.99+0.00 (0.00%)
Close on Nov 3, 2026Market cap $995.15MP/E 5.3Yield 6.00%
Ownership
Who owns Gladstone Investment's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
5 buys · 0 sales
Net bought $39.25K
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Taylor Ritchie | Chief Financial Officer | 4,353 | Aug 19, 2026 |
| Christopher James Lee | Executive Vice President | – | Apr 7, 2026 |
| Erika P. Highland | Executive Vice President | – | Apr 7, 2026 |
| John Sateri | Chief Investment Officer | – | Mar 30, 2026 |
| Erich Michael Hellmold | Co-General Counsel | – | Jul 18, 2025 |
| George Stelljes Iii | Director | 20,995 | Jun 5, 2026 |
| Walter H. Wilkinson | – | 40,528 | Oct 26, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Taylor Ritchie Chief Financial Officer | Aug 18, 2026 | Buy | +1,500 | $16.20 | $24.30K | 4,353 |
| Taylor Ritchie Chief Financial Officer | May 19, 2026 | Buy | +160 | $16.15 | $2.58K | 2,657 |
| Taylor Ritchie Chief Financial Officer | May 19, 2026 | Buy | +155 | $16.10 | $2.50K | 2,812 |
| Taylor Ritchie Chief Financial Officer | May 18, 2026 | Buy | +150 | $16.29 | $2.44K | 2,497 |
| Taylor Ritchie Chief Financial Officer | May 15, 2026 | Buy | +450 | $16.50 | $7.43K | 2,347 |
| David A. R. Dullum President | Oct 10, 2024 | Gift | −3,000 | – | – | 0 |
| Rachael Z. Easton CFO and Treasurer | Nov 6, 2023 | Buy | +650 | $14.67 | $9.54K | 1,400 |
| David A. R. Dullum President | Aug 7, 2023 | Buy | +5,000 | $13.39 | $66.95K | 149,916 |
| Rachael Z. Easton CFO and Treasurer | Mar 16, 2023 | Buy | +375 | $13.12 | $4.92K | 750 |
| David A. R. Dullum President | Mar 14, 2023 | Buy | +3,000 | $12.84 | $38.52K | 144,916 |
| Walter H. Wilkinson Director | Feb 6, 2023 | Buy | +3,661 | $13.96 | $51.11K | 26,154 |
| David A. R. Dullum President | Dec 16, 2022 | Buy | +3,000 | $13.06 | $39.18K | 141,916 |
| Jennifer A. Smith Chief Valuation Officer | Aug 19, 2022 | Buy | +100 | $15.61 | $1.56K | 100 |
| David A. R. Dullum President | Jun 14, 2022 | Buy | +4,000 | $12.75 | $51.00K | 138,916 |
| Rachael Z. Easton CFO and Treasurer | May 20, 2022 | Buy | +175 | $14.52 | $2.54K | 375 |
| David A. R. Dullum President | Feb 24, 2022 | Buy | +3,000 | $14.46 | $43.38K | 132,416 |
| David A. R. Dullum President | Feb 24, 2022 | Buy | +2,500 | $14.69 | $36.73K | 134,916 |
| Rachael Z. Easton CFO and Treasurer | Feb 23, 2022 | Buy | +200 | $14.93 | $2.99K | 200 |
| David A. R. Dullum President | Dec 3, 2021 | Buy | +3,000 | $16.54 | $49.62K | 129,416 |
| Terry Lee Brubaker Chief Operating Officer, Director | Mar 23, 2020 | Buy | +2,500 | $6.83 | $17.08K | 16,233 |
| David A. R. Dullum President | Mar 23, 2020 | Buy | +2,500 | $6.80 | $17.00K | 126,416 |
| Julia Ryan Chief Financial Officer | Mar 20, 2020 | Buy | +2,500 | $8.18 | $20.45K | 4,000 |
| Terry Lee Brubaker Chief Operating Officer, Director | Mar 19, 2020 | Buy | +2,500 | $6.73 | $16.83K | 13,733 |
| Terry Lee Brubaker Chief Operating Officer, Director | Mar 18, 2020 | Buy | +2,500 | $7.35 | $18.38K | 11,233 |
| David A. R. Dullum President | Mar 18, 2020 | Buy | +8,000 | $7.20 | $57.60K | 123,916 |
| Michael LiCalsi General Counsel and Secretary | Mar 16, 2020 | Buy | +1,000 | $8.73 | $8.73K | 9,144 |
| David A. R. Dullum President | Mar 12, 2020 | Buy | +5,000 | $8.99 | $44.95K | 115,916 |
| David A. R. Dullum President | Mar 11, 2020 | Buy | +10,000 | $10.49 | $104.90K | 110,916 |
| David A. R. Dullum President | Mar 2, 2020 | Buy | +3,300 | $11.86 | $39.14K | 100,916 |
| David A. R. Dullum President | Sep 13, 2019 | Buy | +2,400 | $12.44 | $29.86K | 97,616 |
| David Gladstone CEO, Director | Sep 9, 2019 | Buy | +20,581 | $11.99 | $246.77K | 666,554 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 16, 2019 | Sale | −21,501.73 | $11.52 | $247.70K | 8,733 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 14, 2019 | Sale | −21,501.73 | $11.38 | $244.69K | 30,235 |
| David A. R. Dullum President | Jun 4, 2019 | Buy | +2,000 | $11.10 | $22.20K | 95,216 |
| David A. R. Dullum President | Dec 12, 2018 | Buy | +1,400 | $9.90 | $13.86K | 93,216 |
| David A. R. Dullum President | Nov 8, 2018 | Buy | +5,600 | $9.94 | $55.66K | 91,816 |
| Julia Ryan Chief Financial Officer | Nov 8, 2018 | Buy | +1,500 | $9.98 | $14.97K | 1,500 |
| David A. R. Dullum President | Mar 5, 2018 | Buy | +5,000 | $9.56 | $47.80K | 86,216 |
| Walter H. Wilkinson Director | Nov 28, 2017 | Buy | +5,730 | $10.84 | $62.11K | 14,416 |
| David Gladstone CEO, Director | Jun 14, 2017 | Buy | +4,000 | $9.26 | $37.04K | 625,973 |
| David Gladstone CEO, Director | Jun 14, 2017 | Buy | +20,000 | $9.25 | $185.00K | 645,973 |
| David Gladstone CEO, Director | Mar 13, 2017 | Buy | +5,000 | $8.70 | $43.50K | 621,973 |
| David A. R. Dullum President | Mar 13, 2017 | Buy | +5,000 | $8.77 | $43.85K | 81,216 |
| David A. R. Dullum President | Mar 9, 2017 | Buy | +3,100 | $8.49 | $26.32K | 75,316 |
| David A. R. Dullum President | Mar 9, 2017 | Buy | +900 | $8.50 | $7.65K | 76,216 |
| Terry Lee Brubaker Chief Operating Officer, Director | Mar 6, 2017 | Sale | −104,936.09 | $9.18 | $963.31K | 43,711 |
| Terry Lee Brubaker Chief Operating Officer, Director | Mar 6, 2017 | Sale | −104,936.09 | $9.18 | $963.31K | 34,979 |
| Terry Lee Brubaker Chief Operating Officer, Director | Mar 3, 2017 | Sale | −59,963.48 | $9.20 | $551.66K | 139,915 |
| David A. R. Dullum President | Nov 7, 2016 | Buy | +4,000 | $7.65 | $30.60K | 73,565 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 16, 2016 | Sale | −15,317 | $8.78 | $134.48K | 198,864 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 15, 2016 | Sale | −4,380 | $8.74 | $38.28K | 0 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 15, 2016 | Sale | −18,417 | $8.73 | $160.78K | 214,181 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 12, 2016 | Sale | −5,400 | $8.67 | $46.82K | 4,381 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 12, 2016 | Sale | −5,400 | $8.67 | $46.82K | 232,598 |
| Terry Lee Brubaker Chief Operating Officer, Director | Aug 12, 2016 | Sale | −500 | $8.66 | $4.33K | 9,781 |
| David A. R. Dullum President | Feb 8, 2016 | Buy | +5,000 | $6.69 | $33.45K | 69,565 |
| David Gladstone CEO, Director | Dec 14, 2015 | Buy | +90,000 | $7.53 | $677.70K | 616,973 |
| David Gladstone Chief Executive Officer, Director | Jun 15, 2015 | Buy | +1,095 | $7.90 | $8.65K | 369,568 |
| David Gladstone Chief Executive Officer, Director | Jun 15, 2015 | Buy | +5,026 | $7.87 | $39.55K | 374,594 |
| David Gladstone Chief Executive Officer, Director | Jun 15, 2015 | Buy | +32,142 | $7.86 | $252.64K | 406,736 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+10.0%
From 0M shares
Short volume, 20 days
52.3%
Of volume reported to FINRA
Shares sold short, last 8 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Gladstone Investment's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,471 shares on Aug 18, 2026 over the last 90 days.
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