FISINasdaqNational Commercial BanksFiscal year ends December 31Also trades as FIISO, FIISP
FINANCIAL INSTITUTIONS INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 3, 2026
$39.19−0.12 (-0.31%)
Close on Oct 19, 2026
- Market cap
- $781.49M
- P/E (TTM)
- 9.7
- Dividend yield
- 3.16%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
16M
Shares held, 13F filers
Institutional holders
159
27 new, 16 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
2 buys · 0 sales
Net bought $44.67K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Lashley Richard J | 1,785,686 | 8.90% | 13D (active) amendment | Sep 30, 2025 |
| BlackRock, Inc. | 1,632,496 | 8.30% | 13G (passive) amendment | Jun 30, 2026 |
| Palmer John W | 1,264,801 | 6.30% | 13D (active) | Mar 12, 2025 |
| Wellington Group Holdings LLP | 1,049,295 | 5.20% | 13G (passive) | Dec 31, 2025 |
| Dimensional Fund Advisors LP | 1,002,481 | 5.10% | 13G (passive) | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FISI | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| PL Capital Advisors, LLC | 1,816,102 | – | $70.77M | – | 19.67% |
| BlackRock, Inc. | 1,667,260 | – | $64.97M | +189,188 | 0.00% |
| Dimensional Fund Advisors LP | 1,002,481 | – | $39.07M | +44,814 | 0.01% |
| Vanguard Capital Management LLC | 841,166 | – | $32.78M | +5,628 | 0.00% |
| Adage Capital Partners Gp, L.L.C. | 834,969 | – | $32.54M | −113,472 | 0.05% |
| Acadian Asset Management LLC | 593,367 | – | $23.12K | +38,763 | 0.03% |
| State Street Corp | 592,493 | – | $23.27M | +13,374 | 0.00% |
| Geode Capital Management, LLC | 586,724 | – | $22.87M | +18,028 | 0.00% |
| Ategra Capital Management, LLC | 564,100 | – | $21.98M | – | 9.89% |
| Two Sigma Investments, LP | 457,098 | – | $17.81M | +182,358 | 0.01% |
| JPMorgan Chase & Co | 404,980 | – | $15.73M | +162,059 | 0.00% |
| American Century Companies Inc | 349,611 | – | $13.62M | +261,850 | 0.01% |
| Vanguard Portfolio Management LLC | 263,033 | – | $10.25M | +50,106 | 0.00% |
| Aqr Capital Management LLC | 251,498 | – | $9.80M | +93,488 | 0.00% |
| Hillsdale Investment Management Inc. | 249,200 | – | $9.71M | +16,120 | 0.22% |
| Raymond James Financial Inc | 248,283 | – | $9.68M | −100,745 | 0.00% |
| Alliancebernstein L.P. | 245,258 | – | $7.78M | −7,968 | 0.00% |
| Morgan Stanley | 234,920 | – | $9.15M | −25,807 | 0.00% |
| Goldman Sachs Group Inc | 216,109 | – | $8.42M | −29,066 | 0.00% |
| Hotchkis & Wiley Capital Management LLC | 199,502 | – | $7.77M | −2,800 | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 159 | 16M | 27 / 74 | 32 / 16 | 2M | 2M |
| Q1 2026 | 151 | 16M | 27 / 58 | 43 / 21 | 3M | 2M |
| Q4 2025 | 150 | 16M | 20 / 47 | 57 / 11 | 1M | 2M |
| Q3 2025 | 142 | 17M | 25 / 54 | 39 / 10 | 2M | 2M |
| Q2 2025 | 128 | 16M | 10 / 56 | 41 / 16 | 1M | 2M |
| Q1 2025 | 134 | 17M | 18 / 58 | 40 / 25 | 3M | 2M |
| Q4 2024 | 142 | 15M | 35 / 46 | 34 / 14 | 5M | 2M |
| Q3 2024 | 121 | 12M | 23 / 43 | 30 / 8 | 4M | 0M |
| Q2 2024 | 107 | 10M | 15 / 47 | 27 / 8 | 1M | 1M |
| Q1 2024 | 100 | 11M | 11 / 28 | 42 / 12 | 1M | 1M |
| Q4 2023 | 101 | 10M | 8 / 40 | 34 / 11 | 1M | 0M |
| Q3 2023 | 106 | 10M | 8 / 42 | 41 / 4 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of FISI | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 595,014 | – | $23.19M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 574,393 | – | $22.38M | 0.03% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 226,773 | – | $8.84M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 218,019 | – | $9.04M | 0.03% | Jul 31, 2026 |
| ProShares Russell 2000 Dividend Growers ETF | 202,907 | – | $7.35M | 1.12% | May 31, 2026 |
| U.S. Small Cap Value Portfolio | 198,824 | – | $8.24M | 0.04% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 196,644 | – | $7.66M | 0.05% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 183,139 | – | $6.64M | 0.02% | May 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 155,727 | – | $6.07M | 0.13% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 127,381 | – | $5.28M | 0.03% | Jul 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 109,154 | – | $4.25M | 0.18% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 104,589 | – | $3.79M | 0.01% | May 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 100,733 | – | $4.18M | 0.03% | Jul 31, 2026 |
| Vanguard Russell 2000 Index Fund | 100,555 | – | $3.64M | 0.02% | May 31, 2026 |
| RMB Mendon Financial Services Fund | 100,000 | – | $3.90M | 1.51% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Blake G. Jones | Chief Marketing Officer | 876 | Sep 28, 2026 |
| Gary A. Pacos | Chief Risk Officer | 4,302 | Mar 23, 2026 |
| Martin Kearney Birmingham | President & CEO | 160,164 | Mar 23, 2026 |
| William Jack Plants II | Chief Financial Officer | 14,763 | Mar 23, 2026 |
| Kevin B. Quinn | Chief Comm Banking Officer | 7,039 | Mar 23, 2026 |
| Samuel J. Burruano Jr | Chief Legal Officer | 16,108 | Mar 23, 2026 |
| Laurie R. Collins | Chief Human Resources Officer | 9,207 | Mar 23, 2026 |
| Eric W. Marks | Chief Consumer Banking Officer | 0 | Mar 6, 2026 |
| Mark Zupan | Director | 15,909 | Sep 3, 2026 |
| Robert M. Glaser | Director | 50,833 | May 21, 2026 |
| Andrew W. Dorn Jr | Director | 39,066 | May 21, 2026 |
| Kim E. VanGelder | Director | 30,356 | May 21, 2026 |
| Robert N. Latella | Director | 48,849 | May 21, 2026 |
| Dawn H. Burlew | Director | 22,252 | May 21, 2026 |
| Susan R. Holliday | Director | 42,678 | May 21, 2026 |
| Robert L. Schrader | Director | 2,643 | May 21, 2026 |
| Steven C. Finch | Director | 1,282 | May 21, 2026 |
| David Bovenzi | Director | 1,282 | May 21, 2026 |
| Angela J. Panzarella | Director | 6,857 | May 21, 2026 |
| Bruce W. Harting | Director | 7,421 | May 21, 2026 |
| Donald Boswell | Director | 16,656 | May 30, 2025 |
| Samuel M. Gullo | Director | 40,840 | Dec 16, 2024 |
| Sandra L. Byers | – | 2,150 | Mar 23, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Blake G. Jones Chief Marketing Officer | Sep 25, 2026 | Tax withholding | −360 | $40.23 | $14.48K | 640 |
| Blake G. Jones Chief Marketing Officer | Sep 25, 2026 | Option exercise | +1,000 | – | – | 1,000 |
| Mark Zupan Director | Sep 2, 2026 | Buy | +608 | $40.77 | $24.79K | 15,909 |
| Robert N. Latella Director | May 20, 2026 | Award | +1,282 | – | – | 32,849 |
| David Bovenzi Director | May 20, 2026 | Award | +1,282 | – | – | 1,282 |
| David Bovenzi Director | May 20, 2026 | Award | +391 | $35.10 | $13.72K | 1,673 |
| Steven C. Finch Director | May 20, 2026 | Award | +1,282 | – | – | 1,282 |
| Steven C. Finch Director | May 20, 2026 | Award | +391 | $35.10 | $13.72K | 1,673 |
| Kim E. VanGelder Director | May 20, 2026 | Award | +1,282 | – | – | 30,356 |
| Andrew W. Dorn Jr Director | May 20, 2026 | Award | +1,282 | – | – | 39,066 |
| Susan R. Holliday Director | May 20, 2026 | Award | +1,282 | – | – | 41,678 |
| Mark Zupan Director | May 20, 2026 | Award | +1,282 | – | – | 15,301 |
| Robert M. Glaser Director | May 20, 2026 | Award | +1,282 | – | – | 49,333 |
| Bruce W. Harting Director | May 20, 2026 | Award | +1,282 | – | – | 7,421 |
| Robert L. Schrader Director | May 20, 2026 | Award | +1,282 | – | – | 2,643 |
| Angela J. Panzarella Director | May 20, 2026 | Award | +925 | $35.10 | $32.47K | 6,857 |
| Angela J. Panzarella Director | May 20, 2026 | Award | +1,282 | – | – | 5,932 |
| Dawn H. Burlew Director | May 20, 2026 | Award | +313 | $35.10 | $10.99K | 22,252 |
| Dawn H. Burlew Director | May 20, 2026 | Award | +1,282 | – | – | 21,939 |
| Samuel J. Burruano Jr Chief Legal Officer | Mar 20, 2026 | Option exercise | +2,416 | – | – | 16,108 |
| Samuel J. Burruano Jr Chief Legal Officer | Mar 20, 2026 | Tax withholding | −870 | $30.59 | $26.61K | 15,238 |
| Kevin B. Quinn Chief Comm Banking Officer | Mar 20, 2026 | Tax withholding | −967 | $30.59 | $29.58K | 6,992 |
| Kevin B. Quinn Chief Comm Banking Officer | Mar 20, 2026 | Option exercise | +2,684 | – | – | 7,959 |
| Martin Kearney Birmingham President & CEO | Mar 20, 2026 | Tax withholding | −3,847 | $30.59 | $117.68K | 137,622 |
| Martin Kearney Birmingham President & CEO | Mar 20, 2026 | Option exercise | +10,672 | – | – | 141,469 |
| Sandra L. Byers – | Mar 20, 2026 | Option exercise | +690 | – | – | 2,150 |
| William Jack Plants II Chief Financial Officer | Mar 20, 2026 | Tax withholding | −1,044 | $30.59 | $31.94K | 8,013 |
| William Jack Plants II Chief Financial Officer | Mar 20, 2026 | Option exercise | +2,898 | – | – | 9,057 |
| Gary A. Pacos Chief Risk Officer | Mar 20, 2026 | Option exercise | +2,302 | – | – | 4,302 |
| Gary A. Pacos Chief Risk Officer | Mar 20, 2026 | Tax withholding | −829 | $30.59 | $25.36K | 3,473 |
| Laurie R. Collins Chief Human Resources Officer | Mar 20, 2026 | Option exercise | +2,254 | – | – | 8,481 |
| Laurie R. Collins Chief Human Resources Officer | Mar 20, 2026 | Tax withholding | −812 | $30.59 | $24.84K | 7,669 |
| William Jack Plants II Chief Financial Officer | Mar 12, 2026 | Buy | +660 | $30.12 | $19.88K | 6,159 |
| Angela J. Panzarella Director | Nov 28, 2025 | Award | +898 | $30.60 | $27.48K | 4,650 |
| Mark Zupan Director | Nov 28, 2025 | Award | +449 | $30.60 | $13.74K | 14,019 |
| Dawn H. Burlew Director | Nov 28, 2025 | Award | +408 | $30.60 | $12.48K | 20,657 |
| Robert M. Glaser Director | Nov 28, 2025 | Award | +571 | $30.60 | $17.47K | 48,051 |
| Sandra L. Byers – | Jul 8, 2025 | Option exercise | +250 | – | – | 1,460 |
| Bruce W. Harting Director | May 28, 2025 | Award | +1,361 | – | – | 6,139 |
| Dawn H. Burlew Director | May 28, 2025 | Award | +607 | $25.70 | $15.60K | 20,249 |
| Dawn H. Burlew Director | May 28, 2025 | Award | +1,361 | – | – | 19,642 |
| Susan R. Holliday Director | May 28, 2025 | Award | +1,361 | – | – | 40,396 |
| Robert M. Glaser Director | May 28, 2025 | Award | +680 | $25.70 | $17.48K | 47,480 |
| Robert M. Glaser Director | May 28, 2025 | Award | +1,361 | – | – | 46,800 |
| Mark Zupan Director | May 28, 2025 | Award | +535 | $25.70 | $13.75K | 13,570 |
| Mark Zupan Director | May 28, 2025 | Award | +1,361 | – | – | 13,035 |
| Donald Boswell Director | May 28, 2025 | Award | +1,361 | – | – | 16,656 |
| Robert N. Latella Director | May 28, 2025 | Award | +1,361 | – | – | 31,567 |
| Kim E. VanGelder Director | May 28, 2025 | Award | +1,361 | – | – | 29,074 |
| Angela J. Panzarella Director | May 28, 2025 | Award | +1,070 | $25.70 | $27.50K | 3,752 |
| Angela J. Panzarella Director | May 28, 2025 | Award | +1,361 | – | – | 2,682 |
| Andrew W. Dorn Jr Director | May 28, 2025 | Award | +1,361 | – | – | 37,784 |
| Robert L. Schrader Director | May 28, 2025 | Award | +1,361 | – | – | 1,361 |
| William Jack Plants II Chief Financial Officer | Mar 16, 2025 | Tax withholding | −935 | $26.05 | $24.36K | 5,499 |
| William Jack Plants II Chief Financial Officer | Mar 16, 2025 | Option exercise | +2,604 | – | – | 6,434 |
| Samuel J. Burruano Jr Chief Legal Officer | Mar 16, 2025 | Option exercise | +2,392 | – | – | 14,598 |
| Samuel J. Burruano Jr Chief Legal Officer | Mar 16, 2025 | Tax withholding | −906 | $26.05 | $23.60K | 13,692 |
| Laurie R. Collins Chief Human Resources Officer | Mar 16, 2025 | Tax withholding | −918 | $26.05 | $23.91K | 6,185 |
| Laurie R. Collins Chief Human Resources Officer | Mar 16, 2025 | Option exercise | +2,282 | – | – | 7,103 |
| Kevin B. Quinn Chief Comm Banking Officer | Mar 16, 2025 | Option exercise | +2,532 | – | – | 6,237 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.