ETDNYSEWood Household Furniture, (No Upholstered)Fiscal year ends June 30
ETHAN ALLEN INTERIORS INC
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Sep 3, 2026
$19.77−0.26 (-1.30%)
Close on Oct 19, 2026
- Market cap
- $503.90M
- P/E (TTM)
- 12.7
- Dividend yield
- 9.16%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
86.0%
22M of 25M shares
Institutional holders
217
60 new, 47 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
1 buys · 20 sales
Net sold $1.03M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 2,074,073 | 8.20% | 13G (passive) amendment | Jun 30, 2026 |
| Dimensional Fund Advisors LP | 1,784,135 | 7.00% | 13G (passive) amendment | Mar 31, 2025 |
| Douglas G. Bergeron | 1,275,000 | 5.00% | 13D (active) amendment | Aug 25, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ETD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 2,424,472 | 9.62% | $54.16M | −1,382,200 | 0.00% |
| Dimensional Fund Advisors LP | 1,636,663 | 6.49% | $36.56M | −66,734 | 0.01% |
| Vanguard Capital Management LLC | 1,068,774 | 4.24% | $23.88M | +29,395 | 0.00% |
| Charles Schwab Investment Management Inc | 1,063,720 | 4.22% | $23.76M | +78,052 | 0.00% |
| American Century Companies Inc | 917,280 | 3.64% | $20.49M | +65,727 | 0.01% |
| Royce & Associates LP | 914,280 | 3.63% | $20.43M | +91,767 | 0.16% |
| Millennium Management LLC | 649,069 | 2.58% | $14.50M | +539,960 | 0.01% |
| Geode Capital Management, LLC | 612,645 | 2.43% | $13.69M | +40,579 | 0.00% |
| State Street Corp | 576,156 | 2.29% | $12.87M | −360,769 | 0.00% |
| Goldman Sachs Group Inc | 504,794 | 2.00% | $11.28M | +239,283 | 0.00% |
| Ameriprise Financial Inc | 441,045 | 1.75% | $9.85M | +14,328 | 0.00% |
| Cambria Investment Management, L.P. | 425,012 | 1.69% | $9.49M | +9,315 | 0.47% |
| Hrt Financial LP | 412,531 | 1.64% | $9.22K | New | 0.00% |
| Jacobs Levy Equity Management, Inc | 386,299 | 1.53% | $8.63M | −17,846 | 0.03% |
| Gilman Hill Asset Management, LLC | 380,925 | 1.51% | $8.51M | +13,865 | 1.16% |
| FMR LLC | 365,853 | 1.45% | $8.17M | +108,238 | 0.00% |
| Northern Trust Corp | 339,263 | 1.35% | $7.58M | −4,908 | 0.00% |
| Bank of New York Mellon Corp | 336,245 | 1.33% | $7.51M | −58,087 | 0.00% |
| Aqr Capital Management LLC | 325,614 | 1.29% | $7.27M | +181,336 | 0.00% |
| Vanguard Portfolio Management LLC | 316,403 | 1.26% | $7.07M | −299,485 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 217 | 22M | 86.0% | 60 / 79 | 54 / 47 | 4M | 5M |
| Q1 2026 | 208 | 22M | 87.6% | 38 / 88 | 48 / 27 | 5M | 1M |
| Q4 2025 | 203 | 21M | 82.6% | 25 / 64 | 89 / 46 | 2M | 2M |
| Q3 2025 | 226 | 21M | 83.7% | 35 / 82 | 74 / 17 | 2M | 2M |
| Q2 2025 | 209 | 21M | 84.4% | 34 / 68 | 79 / 28 | 2M | 2M |
| Q1 2025 | 205 | 22M | 85.6% | 27 / 72 | 78 / 33 | 2M | 2M |
| Q4 2024 | 214 | 22M | 86.8% | 25 / 77 | 72 / 38 | 2M | 2M |
| Q3 2024 | 229 | 22M | 86.1% | 49 / 74 | 67 / 15 | 7M | 3M |
| Q2 2024 | 196 | 21M | 84.7% | 22 / 73 | 70 / 38 | 2M | 2M |
| Q1 2024 | 215 | 22M | 87.5% | 31 / 72 | 81 / 27 | 2M | 2M |
| Q4 2023 | 211 | 22M | 85.9% | 23 / 63 | 95 / 22 | 2M | 2M |
| Q3 2023 | 213 | 21M | 84.7% | 24 / 70 | 87 / 16 | 1M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ETD | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 777,799 | 3.09% | $17.38M | 0.00% | Jun 30, 2026 |
| Royce Small-Cap Special Equity Fund | 750,000 | 2.98% | $16.76M | 3.50% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 747,608 | 2.97% | $15.42M | 0.06% | May 31, 2026 |
| iShares Russell 2000 ETF | 629,036 | 2.50% | $14.05M | 0.02% | Jun 30, 2026 |
| Schwab U.S. Dividend Equity ETF | 549,112 | 2.18% | $11.32M | 0.01% | May 31, 2026 |
| Cambria Shareholder Yield ETF | 416,448 | 1.65% | $9.33M | 0.94% | Jul 31, 2026 |
| U.S. Small Cap Value Portfolio | 347,522 | 1.38% | $7.78M | 0.04% | Jul 31, 2026 |
| Fidelity Enhanced Small Cap Core ETF | 327,327 | 1.30% | $7.31M | 0.13% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 264,948 | 1.05% | $5.93M | 0.02% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 260,325 | 1.03% | $5.82M | 0.01% | Jun 30, 2026 |
| Columbia Small Cap Value Discovery Fund | 233,433 | 0.93% | $5.23M | 0.21% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 225,460 | 0.89% | $5.05M | 0.03% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 225,166 | 0.89% | $5.03M | 0.03% | Jun 30, 2026 |
| U.S. Micro Cap Portfolio | 181,668 | 0.72% | $4.07M | 0.05% | Jul 31, 2026 |
| Schwab Fundamental U.S. Small Company ETF | 172,186 | 0.68% | $3.55M | 0.04% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| M. Farooq Kathwari | Chairman, President & CEO, Director | 1,578,532 | 6.26% | Sep 11, 2026 |
| Matthew J. McNulty | SVP, CFO | 19,922 | 0.08% | Sep 11, 2026 |
| Amy Franks | EVP, Retail Division | 24,405 | 0.10% | Sep 11, 2026 |
| Stephanie K. Durgee | SVP, Merchandising | – | – | Mar 19, 2026 |
| Douglas H. Diefenbach | SVP, Business Development | 6,910 | 0.03% | Aug 12, 2025 |
| Catherine A. Plaisted | SVP, Marketing | 128 | 0.00% | Nov 4, 2024 |
| Perez Maria Eugenia Casar | Director | 1,306 | 0.01% | Aug 7, 2026 |
| Tara I. Stacom | Director | 7,606 | 0.03% | Aug 7, 2026 |
| David M. Sable | Director | 1,306 | 0.01% | Aug 7, 2026 |
| Cynthia Ekberg Tsai | Director | 2,306 | 0.01% | Aug 7, 2026 |
| John J. Dooner Jr | Director | 11,100 | 0.04% | Aug 8, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| M. Farooq Kathwari Chairman, President & CEO, Director | Sep 11, 2026 | Tax withholding | −7,204 | $21.93 | $157.98K | 1,466,299 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Sep 11, 2026 | Option exercise | +7,973 | $21.93 | $174.85K | 1,473,503 |
| Amy Franks EVP, Retail Division | Sep 11, 2026 | Tax withholding | −354 | $21.93 | $7.76K | 23,113 |
| Amy Franks EVP, Retail Division | Sep 11, 2026 | Option exercise | +990 | $21.93 | $21.71K | 23,467 |
| Matthew J. McNulty SVP, CFO | Sep 11, 2026 | Option exercise | +677 | $21.93 | $14.85K | 19,922 |
| Matthew J. McNulty SVP, CFO | Sep 11, 2026 | Tax withholding | −169 | $21.93 | $3.71K | 19,753 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Sep 2, 2026 | Sale(10b5-1 plan) | −266 | $25.04 | $6.66K | 22,081 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Sep 2, 2026 | Sale(10b5-1 plan) | −22,811 | $25.04 | $571.19K | 1,465,530 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Sep 2, 2026 | Sale(10b5-1 plan) | −266 | $25.04 | $6.66K | 22,081 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Sep 2, 2026 | Sale(10b5-1 plan) | −265 | $25.04 | $6.64K | 22,077 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Sep 2, 2026 | Sale(10b5-1 plan) | −266 | $25.04 | $6.66K | 22,081 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Aug 10, 2026 | Tax withholding | −3,272 | $23.51 | $76.92K | 1,488,341 |
| Matthew J. McNulty SVP, CFO | Aug 10, 2026 | Tax withholding | −239 | $23.51 | $5.62K | 19,245 |
| Amy Franks EVP, Retail Division | Aug 10, 2026 | Tax withholding | −417 | $23.51 | $9.80K | 22,477 |
| Amy Franks EVP, Retail Division | Aug 7, 2026 | Tax withholding | −496 | $23.71 | $11.76K | 22,894 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Aug 7, 2026 | Tax withholding | −3,890 | $23.71 | $92.23K | 1,491,613 |
| Matthew J. McNulty SVP, CFO | Aug 7, 2026 | Tax withholding | −284 | $23.71 | $6.73K | 19,484 |
| Amy Franks EVP, Retail Division | Aug 6, 2026 | Tax withholding | −504 | $23.51 | $11.85K | 23,390 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Aug 6, 2026 | Tax withholding | −3,948 | $23.51 | $92.82K | 1,495,503 |
| Matthew J. McNulty SVP, CFO | Aug 6, 2026 | Tax withholding | −288 | $23.51 | $6.77K | 19,768 |
| Cynthia Ekberg Tsai Director | Aug 5, 2026 | Award | +1,306 | – | – | 2,306 |
| Cynthia Ekberg Tsai Director | Aug 5, 2026 | Buy | +1,000 | $24.61 | $24.61K | 1,000 |
| Perez Maria Eugenia Casar Director | Aug 5, 2026 | Award | +1,306 | – | – | 1,306 |
| Amy Franks EVP, Retail Division | Aug 5, 2026 | Award | +7,837 | – | – | 23,894 |
| Tara I. Stacom Director | Aug 5, 2026 | Award | +1,306 | – | – | 7,606 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Aug 5, 2026 | Award | +16,223 | – | – | 1,499,451 |
| David M. Sable Director | Aug 5, 2026 | Award | +1,306 | – | – | 1,306 |
| Matthew J. McNulty SVP, CFO | Aug 5, 2026 | Award | +6,426 | – | – | 20,056 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Jan 22, 2026 | Sale(10b5-1 plan) | −27 | $25.01 | $675 | 22,342 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Jan 22, 2026 | Sale(10b5-1 plan) | −2,168 | $25.01 | $54.22K | 1,483,228 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Jan 22, 2026 | Sale(10b5-1 plan) | −25 | $25.01 | $625 | 22,347 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Jan 22, 2026 | Sale(10b5-1 plan) | −25 | $25.01 | $625 | 22,347 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Jan 22, 2026 | Sale(10b5-1 plan) | −25 | $25.01 | $625 | 22,347 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 15, 2025 | Sale(10b5-1 plan) | −303 | $25.05 | $7.59K | 1,485,396 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 15, 2025 | Sale(10b5-1 plan) | −3 | $25.05 | $75 | 22,372 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 15, 2025 | Sale(10b5-1 plan) | −3 | $25.05 | $75 | 22,372 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 15, 2025 | Sale(10b5-1 plan) | −6 | $25.05 | $150 | 22,369 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 15, 2025 | Sale(10b5-1 plan) | −3 | $25.05 | $75 | 22,372 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 11, 2025 | Sale(10b5-1 plan) | −175 | $25.01 | $4.38K | 22,375 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 11, 2025 | Sale(10b5-1 plan) | −175 | $25.01 | $4.38K | 22,375 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 11, 2025 | Sale(10b5-1 plan) | −15,000 | $25.01 | $375.15K | 1,485,699 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 11, 2025 | Sale(10b5-1 plan) | −175 | $25.01 | $4.38K | 22,375 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 11, 2025 | Sale(10b5-1 plan) | −175 | $25.01 | $4.38K | 22,375 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Dec 4, 2025 | Gift | −82,953 | $24.11 | $2.00M | 1,500,699 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Oct 15, 2025 | Sale(10b5-1 plan) | −175 | $28.01 | $4.90K | 22,550 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Oct 15, 2025 | Sale(10b5-1 plan) | −175 | $28.01 | $4.90K | 22,550 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Oct 15, 2025 | Sale(10b5-1 plan) | −15,000 | $28.01 | $420.15K | 1,583,652 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Oct 15, 2025 | Sale(10b5-1 plan) | −175 | $28.01 | $4.90K | 22,550 |
| M. Farooq Kathwari Chairman, President & CEO, Director | Oct 15, 2025 | Sale(10b5-1 plan) | −175 | $28.01 | $4.90K | 22,550 |
| M. Farooq Kathwari Chairman, President & CEO, Director, 10% owner | Sep 15, 2025 | Sale(10b5-1 plan) | −175 | $29.37 | $5.14K | 22,725 |
| M. Farooq Kathwari Chairman, President & CEO, Director, 10% owner | Sep 15, 2025 | Sale(10b5-1 plan) | −175 | $29.37 | $5.14K | 22,725 |
| M. Farooq Kathwari Chairman, President & CEO, Director, 10% owner | Sep 15, 2025 | Sale(10b5-1 plan) | −15,000 | $29.37 | $440.55K | 1,598,652 |
| M. Farooq Kathwari Chairman, President & CEO, Director, 10% owner | Sep 15, 2025 | Sale(10b5-1 plan) | −175 | $29.37 | $5.14K | 22,725 |
| M. Farooq Kathwari Chairman, President & CEO, Director, 10% owner | Sep 15, 2025 | Sale(10b5-1 plan) | −175 | $29.37 | $5.14K | 22,725 |
| Matthew J. McNulty SVP, CFO | Aug 29, 2025 | Tax withholding | −894 | $29.51 | $26.38K | 13,630 |
| Matthew J. McNulty SVP, CFO | Aug 29, 2025 | Option exercise | +2,124 | $29.51 | $62.68K | 14,524 |
| M. Farooq Kathwari Chairman, President & CEO, Director, 10% owner | Aug 29, 2025 | Tax withholding | −44,111 | $29.51 | $1.30M | 1,613,652 |
| M. Farooq Kathwari Chairman, President & CEO, Director, 10% owner | Aug 29, 2025 | Option exercise | +45,569 | $29.51 | $1.34M | 1,657,763 |
| Amy Franks EVP, Retail Division | Aug 29, 2025 | Tax withholding | −973 | $29.51 | $28.71K | 16,057 |
| Amy Franks EVP, Retail Division | Aug 29, 2025 | Option exercise | +2,786 | $29.51 | $82.21K | 17,030 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Farooq Kathwari Mohammad Director, Officer, 10% Shareholder | Sep 2, 2026 | 235,900 | $5.65M | Sep 2, 2026 | RSU Vesting |
| Farooq Kathwari Mohammad Director, Officer, 10% Shareholder | Dec 15, 2025 | 80,100 | $1.13M | Dec 15, 2025 | RSU Vesting |
| Farooq Kathwari Mohammad Director, Officer, 10% Shareholder | Dec 15, 2025 | 540 | $13.61K | Dec 15, 2025 | RSU Vesting |
| Farooq Kathwari Mohammad Director, Officer, 10% Shareholder | Sep 15, 2025 | 80,100 | $2.34M | Sep 15, 2025 | RSU Vesting |
| Farooq Kathwari Mohammad Director, Officer, 10% Shareholder | Mar 17, 2025 | 56,100 | $1.50M | Mar 17, 2025 | RSU Vesting |
| Farooq Kathwari Mohammad Director, Officer, 10% Shareholder | Dec 17, 2024 | 56,100 | $1.67M | Dec 17, 2024 | RSU Vesting |
| Farooq Kathwari Mohammad Director, Officer, 10% Shareholder | Sep 17, 2024 | 56,100 | $1.77M | Sep 17, 2024 | RSU Vesting |
| Farooq Kathwari Mohammad Director, Officer, 10% Shareholder | Jun 17, 2024 | 56,100 | $1.54M | Jun 17, 2024 | RSU Vesting |
| Farooq Kathwari M. Chairman, CEO, President, 10% Shareholder | Jun 15, 2023 | 24,000 | $667.20K | Jun 15, 2023 | Transfer |