ESOANasdaqWater, Sewer, Pipeline, Comm & Power Line ConstructionFiscal year ends September 30
Energy Services of America CORP
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 10, 2026
$9.45+0.24 (+2.61%)
Close on Oct 19, 2026
- Market cap
- $176.33M
- P/E (TTM)
- 472.5
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
50.1%
9M of 19M shares
Institutional holders
118
23 new, 10 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
6 buys · 6 sales
Net sold $4.39M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Wax Asset Management, LLC | 1,201,102 | 7.20% | 13G (passive) | Dec 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ESOA | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 836,211 | 4.48% | $16.17M | +178,919 | 0.00% |
| Needham Investment Management LLC | 800,000 | 4.29% | $15.47M | – | 0.47% |
| Huntington National Bank | 663,588 | 3.56% | $12.83M | – | 0.06% |
| Vanguard Capital Management LLC | 612,489 | 3.28% | $11.85M | +25,814 | 0.00% |
| Stokes Family Office, LLC | 462,149 | 2.48% | $8.94M | – | 1.04% |
| Geode Capital Management, LLC | 355,827 | 1.91% | $6.88M | +68,729 | 0.00% |
| Dimensional Fund Advisors LP | 354,058 | 1.90% | $6.85M | +4,856 | 0.00% |
| Two Sigma Investments, LP | 323,147 | 1.73% | $6.25M | +74,486 | 0.00% |
| Mackenzie Financial Corp | 303,315 | 1.63% | $5.87M | +36,957 | 0.01% |
| Raffles Associates LP | 288,784 | 1.55% | $5.59M | +118,392 | 2.45% |
| State Street Corp | 269,752 | 1.45% | $5.23M | +33,746 | 0.00% |
| Marshall Wace, Llp | 254,906 | 1.37% | $4.93M | −31,103 | 0.00% |
| D. E. Shaw & Co., Inc. | 238,517 | 1.28% | $4.61M | +86,600 | 0.00% |
| American Century Companies Inc | 197,786 | 1.06% | $3.83M | +75,631 | 0.00% |
| Nuveen, LLC | 196,428 | 1.05% | $3.80M | +107,730 | 0.00% |
| Algert Global LLC | 182,808 | 0.98% | $3.54M | −51,448 | 0.04% |
| Renaissance Technologies LLC | 164,412 | 0.88% | $3.18M | −53,088 | 0.00% |
| Bank of New York Mellon Corp | 155,099 | 0.83% | $3.00M | −1,053 | 0.00% |
| Thompson Siegel & Walmsley LLC | 124,546 | 0.67% | $2.41K | −50,454 | 0.04% |
| Bank Of America Corp /De/ | 122,237 | 0.66% | $2.36M | +31,456 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 118 | 9M | 50.1% | 23 / 53 | 27 / 10 | 2M | 1M |
| Q1 2026 | 106 | 9M | 48.4% | 32 / 32 | 30 / 13 | 4M | 1M |
| Q4 2025 | 88 | 7M | 36.2% | 12 / 30 | 32 / 12 | 1M | 1M |
| Q3 2025 | 88 | 7M | 35.5% | 17 / 26 | 27 / 13 | 1M | 1M |
| Q2 2025 | 84 | 6M | 33.3% | 30 / 28 | 19 / 21 | 2M | 1M |
| Q1 2025 | 75 | 6M | 29.9% | 21 / 21 | 27 / 16 | 1M | 1M |
| Q4 2024 | 70 | 6M | 30.5% | 26 / 23 | 15 / 8 | 2M | 0M |
| Q3 2024 | 52 | 4M | 20.6% | 19 / 15 | 13 / 5 | 1M | 1M |
| Q2 2024 | 39 | 4M | 20.1% | 8 / 14 | 11 / 16 | 0M | 2M |
| Q1 2024 | 47 | 6M | 29.6% | 23 / 10 | 6 / 7 | 2M | 0M |
| Q4 2023 | 31 | 4M | 20.5% | 9 / 12 | 3 / 4 | 1M | 0M |
| Q3 2023 | 26 | 3M | 16.9% | 7 / 8 | 3 / 2 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ESOA | Value | % of fund | As of |
|---|---|---|---|---|---|
| Needham Aggressive Growth Fund | 800,000 | 4.29% | $15.47M | 0.59% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 435,896 | 2.34% | $8.43M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 358,946 | 1.92% | $6.94M | 0.01% | Jun 30, 2026 |
| Calamos Timpani Small Cap Growth Fund | 211,443 | 1.13% | $3.04M | 0.40% | Jul 31, 2026 |
| College Retirement Equities Fund - Total Global Stock Account | 169,090 | 0.91% | $3.27M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 160,738 | 0.86% | $3.11M | 0.00% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 153,816 | 0.82% | $2.21M | 0.01% | Jul 31, 2026 |
| Avantis U.S. Small Cap Value ETF | 144,893 | 0.78% | $2.16M | 0.01% | May 31, 2026 |
| iShares Russell 2000 Growth ETF | 131,555 | 0.71% | $2.54M | 0.02% | Jun 30, 2026 |
| WisdomTree U.S. SmallCap Dividend Fund | 87,682 | 0.47% | $1.70M | 0.08% | Jun 30, 2026 |
| U.S. Small Cap Portfolio | 81,925 | 0.44% | $1.18M | 0.01% | Jul 31, 2026 |
| North Square Dynamic Small Cap Fund | 74,477 | 0.40% | $1.11M | 0.14% | May 31, 2026 |
| Fidelity Extended Market Index Fund | 64,042 | 0.34% | $956.15K | 0.00% | May 31, 2026 |
| Dimensional U.S. Small Cap ETF | 62,406 | 0.33% | $897.40K | 0.01% | Jul 31, 2026 |
| Vanguard Russell 2000 Index Fund | 60,799 | 0.33% | $907.73K | 0.01% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Douglas V. Reynolds | President, Director, 10% owner | 1,931,593 | 10.35% | Jun 22, 2026 |
| Troy Alan Taylor | Chief Operating Officer | 19,512 | 0.10% | Jun 22, 2026 |
| Charles P. Crimmel | Chief Financial Officer | 9,249 | 0.05% | Jan 30, 2026 |
| Marshall T. Reynolds | Director | 1,225,373 | 6.57% | Jun 2, 2026 |
| Mark Prince | Director | 67,071 | 0.36% | May 28, 2026 |
| Patrick J. Farrell | Director | 12,459 | 0.07% | May 20, 2025 |
| Frank S. Lucente | Director | 312,010 | 1.67% | Dec 20, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Troy Alan Taylor Chief Operating Officer | Jun 22, 2026 | Tax withholding | −498 | – | – | 8,445 |
| Troy Alan Taylor President | Jun 22, 2026 | Tax withholding | −498 | – | – | 8,445 |
| Douglas V. Reynolds President, Director, 10% owner | Jun 18, 2026 | Buy | +6,000 | $16.26 | $97.56K | 1,487,270 |
| Marshall T. Reynolds Director | Jun 1, 2026 | Sale | −35,058 | $14.98 | $525.17K | 1,225,373 |
| Marshall T. Reynolds Director | May 29, 2026 | Sale | −64,942 | $15.70 | $1.02M | 1,260,431 |
| Marshall T. Reynolds Director | May 28, 2026 | Sale | −43,243 | $16.32 | $705.73K | 1,325,373 |
| Mark Prince Director | May 27, 2026 | Sale | −33,000 | $17.80 | $587.40K | 67,071 |
| Marshall T. Reynolds Director | May 27, 2026 | Sale | −56,757 | $17.19 | $975.65K | 1,368,616 |
| Douglas V. Reynolds President, Director, 10% owner | Mar 20, 2026 | Buy | +4,809 | $13.26 | $63.77K | 1,481,270 |
| Douglas V. Reynolds President, Director, 10% owner | Mar 19, 2026 | Buy | +1,500 | $13.04 | $19.56K | 1,476,461 |
| Charles P. Crimmel Chief Financial Officer | Jan 29, 2026 | Award | +2,781 | – | – | 8,660 |
| Charles P. Crimmel Chief Financial Officer | Jan 29, 2026 | Tax withholding | −521 | – | – | 8,139 |
| Douglas V. Reynolds President, Director, 10% owner | Dec 19, 2025 | Buy | +4,000 | $8.07 | $32.28K | 1,474,961 |
| Douglas V. Reynolds President, Director, 10% owner | Dec 18, 2025 | Buy | +2,600 | $8.35 | $21.71K | 1,470,961 |
| Douglas V. Reynolds President, Director, 10% owner | Dec 17, 2025 | Buy | +2,500 | $8.65 | $21.63K | 1,468,361 |
| Douglas V. Reynolds President, Director, 10% owner | Dec 17, 2025 | Tax withholding | −3,251 | – | – | 1,465,861 |
| Marshall T. Reynolds Director | Dec 17, 2025 | Sale | −100,000 | $8.37 | $837.00K | 1,425,373 |
| Charles P. Crimmel Chief Financial Officer | May 19, 2025 | Buy | +500 | $9.40 | $4.70K | 5,879 |
| Patrick J. Farrell Director | May 16, 2025 | Buy | +1,772 | $8.46 | $14.99K | 12,459 |
| Mark Prince Director | Feb 12, 2025 | Buy | +21,000 | $10.96 | $230.16K | 100,071 |
| Charles P. Crimmel Chief Financial Officer | Jan 17, 2025 | Tax withholding | −269 | $13.02 | $3.50K | 5,379 |
| Charles P. Crimmel Chief Financial Officer | Jan 15, 2025 | Award | +1,985 | – | – | 5,648 |
| Marshall T. Reynolds Director | Dec 20, 2024 | Sale | −34,713 | $16.04 | $556.80K | 1,525,373 |
| Marshall T. Reynolds Director, 10% owner | Dec 19, 2024 | Sale | −8,212 | $16.30 | $133.86K | 1,560,086 |
| Marshall T. Reynolds Director, 10% owner | Dec 18, 2024 | Sale | −11,005 | $17.20 | $189.29K | 1,568,298 |
| Frank S. Lucente Director | Dec 17, 2024 | Sale | −5,000 | $17.50 | $87.50K | 273,337 |
| Jack M. Reynolds Director | Sep 20, 2024 | Sale | −25,000 | $10.30 | $257.50K | 408,385 |
| Frank S. Lucente Director | Sep 19, 2024 | Sale | −1,000 | $10.50 | $10.50K | 278,337 |
| Jack M. Reynolds Director | Sep 19, 2024 | Sale | −25,000 | $10.40 | $260.00K | 433,385 |
| Samuel G. Kapourales Director | Sep 18, 2024 | Sale | −50,000 | $10.10 | $505.00K | 714,191 |
| Frank S. Lucente Director | Sep 12, 2024 | Sale | −2,000 | $10.10 | $20.20K | 279,337 |
| Marshall T. Reynolds Director, 10% owner | Aug 30, 2024 | Sale | −20,946 | $9.50 | $198.99K | 1,579,303 |
| Marshall T. Reynolds Director, 10% owner | Aug 29, 2024 | Sale | −29,054 | $9.50 | $276.01K | 1,600,249 |
| Marshall T. Reynolds Director, 10% owner | Aug 28, 2024 | Sale | −25,000 | $9.50 | $237.50K | 1,629,303 |
| Frank S. Lucente Director | Aug 26, 2024 | Sale | −3,000 | $10.80 | $32.40K | 281,337 |
| Charles P. Crimmel CFO/Secretary | Aug 23, 2024 | Discretionary | −13,845 | $10.17 | $140.80K | 0 |
| Frank S. Lucente Director | Aug 22, 2024 | Sale | −1,800 | $10.30 | $18.54K | 284,337 |
| Douglas V. Reynolds President, Director, 10% owner | Aug 21, 2024 | Award | +4,061 | – | – | 1,469,112 |
| Frank S. Lucente Director | Aug 20, 2024 | Sale | −5,000 | $10.30 | $51.50K | 287,137 |
| Frank S. Lucente Director | Aug 20, 2024 | Sale | −1,000 | $10.80 | $10.80K | 286,137 |
| Frank S. Lucente Director | Aug 20, 2024 | Sale | −5,000 | $10.30 | $51.50K | 287,137 |
| Marshall T. Reynolds Director, 10% owner | Aug 19, 2024 | Sale | −18,040 | $9.46 | $170.66K | 1,654,303 |
| Frank S. Lucente Director | Aug 19, 2024 | Sale | −7,000 | $10.06 | $70.42K | 285,137 |
| Marshall T. Reynolds Director, 10% owner | Aug 16, 2024 | Sale | −25,000 | $9.00 | $225.00K | 1,672,343 |
| Frank S. Lucente Director | Aug 16, 2024 | Sale | −4,000 | $9.00 | $36.00K | 292,137 |
| Marshall T. Reynolds Director, 10% owner | Aug 15, 2024 | Sale | −330 | $9.00 | $2.97K | 1,697,343 |
| Frank S. Lucente Director | Aug 15, 2024 | Sale | −7,000 | $8.99 | $62.93K | 296,137 |
| Marshall T. Reynolds Director, 10% owner | Aug 15, 2024 | Sale | −31,630 | $9.00 | $284.67K | 1,697,673 |
| Joseph L. Williams Director | Aug 14, 2024 | Sale | −10,000 | $8.46 | $84.60K | 90,250 |
| Frank S. Lucente Director | Aug 14, 2024 | Sale | −2,190 | $8.91 | $19.51K | 303,137 |
| Douglas V. Reynolds President, Director, 10% owner | Jun 20, 2024 | Buy | +2,000 | $7.54 | $15.08K | 1,465,051 |
| Douglas V. Reynolds President, Director, 10% owner | Jun 7, 2024 | Buy | +2,000 | $7.15 | $14.30K | 1,463,051 |
| Mark Prince Director | Mar 21, 2024 | Buy | +10,000 | $8.25 | $82.50K | 75,071 |
| Mark Prince Director | Mar 20, 2024 | Buy | +4,000 | $8.09 | $32.36K | 69,071 |
| Frank S. Lucente Director | Mar 19, 2024 | Sale | −3,000 | $8.04 | $24.12K | 305,327 |
| Frank S. Lucente Director | Mar 15, 2024 | Sale | −2,000 | $7.99 | $15.98K | 308,327 |
| Frank S. Lucente Director | Mar 7, 2024 | Sale | −1,000 | $8.15 | $8.15K | 310,327 |
| Marshall T. Reynolds Director, 10% owner | Mar 6, 2024 | Sale | −37,760 | $8.04 | $303.59K | 1,729,303 |
| Frank S. Lucente Director | Mar 6, 2024 | Sale | −3,000 | $8.12 | $24.36K | 311,327 |
| Marshall T. Reynolds Director, 10% owner | Mar 5, 2024 | Sale | −17,000 | $8.00 | $136.00K | 1,767,063 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Marshall T. Reynolds Officer | Jun 1, 2026 | 35,058 | $525.32K | Jun 1, 2026 | FOUNDERS SHARES |
| Marshall T. Reynolds Officer | May 29, 2026 | 64,942 | $94.05K | May 29, 2026 | FOUNDERS SHARES |
| Frank S. Lucente Director | May 28, 2026 | 50,000 | $821.00K | May 29, 2026 | Open Market |
| Joseph L. Williams Director | May 28, 2026 | 20,000 | $331.00K | May 28, 2026 | Organizer ESOA |
| Marshall T. Reynolds Officer | May 27, 2026 | 100,000 | $1.72M | May 27, 2026 | FOUNDERS SHARES |
| Mark Prince Director | May 27, 2026 | 33,000 | $587.18K | May 27, 2026 | Open Market Purchase |
| Marshall T. Reynolds Director | Dec 17, 2025 | 100,000 | $837.18K | Dec 17, 2025 | PURCHASE |
| Marshall T. Reynolds Officer, Director | Dec 20, 2024 | 34,713 | $556.77K | Dec 20, 2024 | WARRANT EXERCISE |
| Marshall T. Reynolds Officer, Director | Dec 19, 2024 | 8,212 | $133.83K | Dec 19, 2024 | WARRANT EXERCISE |
| Joseph L. Williams Director | Dec 19, 2024 | 20,000 | $324.60K | Dec 19, 2024 | Organizer ESOA |
| Marshall T. Reynolds Officer, Director | Dec 18, 2024 | 11,005 | $189.04K | Dec 18, 2024 | WARRANT EXERCISE |
| Jack M. Reynolds Director | Sep 19, 2024 | 50,000 | $500.00K | Sep 19, 2024 | company formation |
| Samuel G. Kapourales Director | Sep 18, 2024 | 50,000 | $506.51K | Sep 18, 2024 | OPEN MARKET PURCHASE |
| Marshall T. Reynolds Officer, Director | Aug 29, 2024 | 50,000 | $476.00K | Aug 29, 2024 | WARRANT EXERCISE |
| Marshall T. Reynolds Officer, Director | Aug 28, 2024 | 25,000 | $237.50K | Aug 28, 2024 | WARRANT EXERCISE |