DUOTNasdaqServices-Prepackaged SoftwareFiscal year ends December 31
DUOS TECHNOLOGIES GROUP, INC.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 19, 2026
$5.48+0.08 (+1.48%)
Close on Oct 19, 2026
- Market cap
- $194.75M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
58.9%
19M of 31M shares
Institutional holders
97
46 new, 18 sold out
Net institutional buying
4M
In Q2 2026
Insider trades, 12 months
3 buys · 0 sales
Net bought $133.83K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Bleichroeder Holdings LLC | 6,750,079 | 18.48% | 13G (passive) amendment | Jun 30, 2026 |
| Alyeska Fund GP, LLC | 3,517,798 | 9.99% | 13G (passive) amendment | Jun 30, 2026 |
| Alyeska Investment Group, L.P. | 1,906,659 | 6.45% | 13G (passive) | Mar 31, 2026 |
| BlackRock, Inc. | 1,657,657 | 5.30% | 13G (passive) | Jun 30, 2026 |
| Bleichroeder LP | 1,504,934 | 19.99% | 13G (passive) amendment | Mar 19, 2025 |
| Shay Capital LLC | 1,474,116 | 5.00% | 13G (passive) | May 8, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of DUOT | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 2,000,000 | 6.35% | $24.00M | +93,341 | 0.06% |
| BlackRock, Inc. | 1,657,657 | 5.27% | $19.89M | +1,567,534 | 0.00% |
| Bleichroeder LP | 1,627,806 | 5.17% | $19.53M | – | 3.49% |
| Royal Bank of Canada | 1,330,063 | 4.23% | $15.96M | −628 | 0.00% |
| Northern Right Capital Management, L.P. | 1,219,122 | 3.87% | $14.63M | +141,496 | 4.34% |
| Morgan Stanley | 1,177,994 | 3.74% | $14.14M | +116,265 | 0.00% |
| Vanguard Capital Management LLC | 1,130,835 | 3.59% | $13.57M | +159,009 | 0.00% |
| Shay Capital LLC | 931,635 | 2.96% | $11.18M | +270,535 | 0.72% |
| Geode Capital Management, LLC | 635,008 | 2.02% | $7.62M | +476,506 | 0.00% |
| Jane Street Group, LLC | 613,248 | 1.95% | $7.36M | +574,342 | 0.00% |
| Cantor Fitzgerald, L. P. | 600,000 | 1.91% | $7.18M | New | 0.04% |
| Private Advisor Group, LLC | 511,000 | 1.62% | $6.13M | +84,819 | 0.03% |
| State Street Corp | 431,478 | 1.37% | $5.18M | +365,299 | 0.00% |
| UBS Group AG | 323,188 | 1.03% | $3.88M | −89,167 | 0.00% |
| Potomac Capital Management, Inc. | 313,300 | 1.00% | $3.76M | −10,882 | 2.57% |
| HighMark Wealth Management LLC | 289,884 | 0.92% | $3.48M | New | 1.17% |
| Renaissance Technologies LLC | 287,200 | 0.91% | $3.45M | +22,785 | 0.00% |
| Gratia Capital, LLC | 270,275 | 0.86% | $3.24M | −309,725 | 1.96% |
| JPMorgan Chase & Co | 266,160 | 0.85% | $3.12M | +212,413 | 0.00% |
| Silvercrest Asset Management Group LLC | 242,536 | 0.77% | $2.91M | New | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 97 | 19M | 58.9% | 46 / 26 | 17 / 18 | 7M | 3M |
| Q1 2026 | 69 | 15M | 47.1% | 24 / 27 | 11 / 9 | 9M | 1M |
| Q4 2025 | 56 | 8M | 24.2% | 24 / 16 | 13 / 10 | 2M | 2M |
| Q3 2025 | 44 | 8M | 25.3% | 25 / 14 | 1 / 4 | 5M | 0M |
| Q2 2025 | 23 | 3M | 10.7% | 5 / 12 | 3 / 4 | 1M | 0M |
| Q1 2025 | 22 | 3M | 8.7% | 6 / 6 | 6 / 5 | 0M | 0M |
| Q4 2024 | 21 | 2M | 7.8% | 6 / 6 | 5 / 2 | 0M | 0M |
| Q3 2024 | 17 | 2M | 7.8% | 1 / 2 | 7 / 3 | 0M | 0M |
| Q2 2024 | 19 | 2M | 7.2% | 3 / 6 | 5 / 3 | 0M | 0M |
| Q1 2024 | 19 | 2M | 7.9% | 1 / 8 | 7 / 2 | 0M | 0M |
| Q4 2023 | 20 | 2M | 7.8% | 3 / 7 | 6 / 0 | 0M | 0M |
| Q3 2023 | 17 | 2M | 7.5% | 3 / 8 | 4 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of DUOT | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 832,986 | 2.65% | $10.00M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 674,807 | 2.14% | $8.10M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 289,931 | 0.92% | $2.50M | 0.01% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 271,025 | 0.86% | $3.25M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 Growth ETF | 233,058 | 0.74% | $2.80M | 0.02% | Jun 30, 2026 |
| iShares Micro-Cap ETF | 88,872 | 0.28% | $1.07M | 0.07% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 76,496 | 0.24% | $1.03M | 0.00% | May 31, 2026 |
| Schwab Small-Cap Index Fund | 64,249 | 0.20% | $553.18K | 0.01% | Jul 31, 2026 |
| Master Small Cap Index Series | 49,416 | 0.16% | $592.99K | 0.01% | Jun 30, 2026 |
| Nuveen Small Cap Blend Index Fund | 35,005 | 0.11% | $301.39K | 0.01% | Jul 31, 2026 |
| Fidelity Total Market Index Fund | 29,393 | 0.09% | $396.81K | 0.00% | May 31, 2026 |
| EQ/2000 Managed Volatility Portfolio | 28,501 | 0.09% | $342.01K | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Growth Index Fund | 23,221 | 0.07% | $278.65K | 0.02% | Jun 30, 2026 |
| Fidelity Series Total Market Index Fund | 21,842 | 0.07% | $294.87K | 0.00% | May 31, 2026 |
| LVIP State Street Small-Cap Index Fund | 19,400 | 0.06% | $232.80K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Frank Douglas Recker | Chief Executive Officer, Director | 409,250 | 1.30% | Sep 23, 2026 |
| Christopher James DeAlmeida | Chief Financial Officer | 200,000 | 0.64% | Aug 26, 2026 |
| Dipan D. Patel | Chief Operating Officer | 341 | 0.00% | Aug 17, 2026 |
| Adrian Graham Goldfarb | Interim CFO | 2,247 | 0.01% | Jul 2, 2026 |
| Leah F. Brown | Chief Financial Officer | 150,000 | 0.48% | Jan 27, 2026 |
| James Craig Nixon | Director | 84,523 | 0.27% | Sep 22, 2026 |
| Brian J. James | Director | 8,030 | 0.03% | Jul 2, 2026 |
| Charles Parker Ferry | Director | 2,074 | 0.01% | Jul 2, 2026 |
| Frank A. Lonegro | Director | 40,620 | 0.13% | Jul 2, 2026 |
| Ned Mavrommatis | Director | 65,543 | 0.21% | Jul 2, 2026 |
| Christopher T. King | – | 112,500 | 0.36% | Sep 16, 2025 |
| Kenneth S. Ehrman | – | 91,768 | 0.29% | Jul 9, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Frank Douglas Recker Chief Executive Officer, Director | Sep 22, 2026 | Buy | +9,250 | $9.14 | $84.55K | 9,250 |
| James Craig Nixon Director | Sep 18, 2026 | Buy | +2,907.29 | $8.60 | $25.00K | 84,523 |
| James Craig Nixon Director | Sep 18, 2026 | Buy | +2,857 | $8.50 | $24.28K | 81,616 |
| Ned Mavrommatis Director | Jun 30, 2026 | Award | +1,659 | $12.06 | $20.01K | 65,543 |
| Charles Parker Ferry Director | Jun 30, 2026 | Award | +2,074 | $12.06 | $25.01K | 2,074 |
| Brian J. James Director | Jun 30, 2026 | Award | +2,074 | $12.06 | $25.01K | 8,030 |
| Frank A. Lonegro Director | Jun 30, 2026 | Award | +2,074 | $12.06 | $25.01K | 40,620 |
| Adrian Graham Goldfarb Interim CFO | Jun 30, 2026 | Award | +1,532 | $9.18 | $14.06K | 2,247 |
| James Craig Nixon Director | Jun 30, 2026 | Award | +1,556 | $12.06 | $18.77K | 78,759 |
| Charles Parker Ferry Director | Apr 1, 2026 | Other | −261,444 | – | – | 261,445 |
| Brian J. James Director | Mar 31, 2026 | Award | +3,735 | $6.69 | $24.99K | 5,956 |
| James Craig Nixon Director | Mar 31, 2026 | Award | +3,735 | $6.69 | $24.99K | 77,203 |
| Frank A. Lonegro Director | Mar 31, 2026 | Award | +3,735 | $6.69 | $24.99K | 38,546 |
| Ned Mavrommatis Director | Mar 31, 2026 | Award | +2,988 | $6.69 | $19.99K | 53,884 |
| Ned Mavrommatis Director | Jan 2, 2026 | Award | +10,000 | $10.80 | $108.00K | 50,896 |
| James Craig Nixon Director | Jan 2, 2026 | Award | +10,000 | $10.80 | $108.00K | 73,468 |
| Frank A. Lonegro Director | Jan 2, 2026 | Award | +10,000 | $10.80 | $108.00K | 34,811 |
| Leah F. Brown Chief Financial Officer | Jan 1, 2026 | Award | +150,000 | – | – | 150,000 |
| James Craig Nixon Director | Dec 31, 2025 | Award | +10,000 | $11.44 | $114.40K | 73,468 |
| James Craig Nixon Director | Dec 31, 2025 | Award | +2,185 | $11.44 | $25.00K | 63,468 |
| Frank A. Lonegro Director | Dec 31, 2025 | Award | +10,000 | $11.44 | $114.40K | 34,811 |
| Frank A. Lonegro Director | Dec 31, 2025 | Award | +2,185 | $11.44 | $25.00K | 24,811 |
| Ned Mavrommatis Director | Dec 31, 2025 | Award | +10,000 | $11.44 | $114.40K | 50,896 |
| Ned Mavrommatis Director | Dec 31, 2025 | Award | +1,748 | $11.44 | $20.00K | 40,896 |
| Leah F. Brown Chief Financial Officer | Dec 31, 2025 | Award | +228 | $6.17 | $1.41K | 228 |
| Adrian Graham Goldfarb – | Dec 31, 2025 | Award | +715 | $6.17 | $4.41K | 3,981 |
| Charles Parker Ferry CEO, Director | Dec 31, 2025 | Award | +648 | $6.17 | $4.00K | 5,044 |
| Brian J. James Director | Dec 31, 2025 | Award | +1,638 | $11.44 | $18.74K | 2,221 |
| Ned Mavrommatis Director | Dec 31, 2025 | Award | +1,748 | $11.44 | $20.00K | 40,896 |
| James Craig Nixon Director | Dec 31, 2025 | Award | +2,185 | $11.44 | $25.00K | 63,468 |
| Frank A. Lonegro Director | Dec 31, 2025 | Award | +2,185 | $11.44 | $25.00K | 24,811 |
| Frank A. Lonegro Director | Sep 30, 2025 | Award | +2,018 | $7.43 | $14.99K | 22,626 |
| Brian J. James Director | Sep 30, 2025 | Award | +583 | $7.43 | $4.33K | 583 |
| James Craig Nixon Director | Sep 30, 2025 | Award | +2,018 | $7.43 | $14.99K | 61,283 |
| Ned Mavrommatis Director | Sep 30, 2025 | Award | +1,346 | $7.43 | $10.00K | 39,148 |
| Christopher T. King – | Sep 15, 2025 | Returned to company | −112,500 | – | – | 112,500 |
| Adrian Graham Goldfarb CFO | Jun 30, 2025 | Award | +2,789 | $6.04 | $16.85K | 3,266 |
| Charles Parker Ferry CEO, Director | Jun 30, 2025 | Award | +662 | $6.04 | $4.00K | 4,396 |
| Frank A. Lonegro Director | Jun 30, 2025 | Award | +2,032 | $7.38 | $15.00K | 20,608 |
| Ned Mavrommatis Director | Jun 30, 2025 | Award | +1,355 | $7.38 | $10.00K | 37,802 |
| James Craig Nixon Director | Jun 30, 2025 | Award | +2,032 | $7.38 | $15.00K | 59,265 |
| Adrian Graham Goldfarb CFO | May 23, 2025 | Sale | −9,285 | $7.77 | $72.14K | 477 |
| Adrian Graham Goldfarb CFO | May 20, 2025 | Sale | −1,300 | $7.85 | $10.21K | 9,762 |
| Kenneth S. Ehrman – | Apr 9, 2025 | Award | +10,000 | – | – | 91,768 |
| Ned Mavrommatis Director | Apr 1, 2025 | Award | +10,000 | – | – | 10,000 |
| Kenneth S. Ehrman Director | Apr 1, 2025 | Award | +10,000 | – | – | 10,000 |
| Frank A. Lonegro Director | Mar 31, 2025 | Award | +2,808 | $5.34 | $14.99K | 18,576 |
| Ned Mavrommatis Director | Mar 31, 2025 | Award | +1,872 | $5.34 | $10.00K | 36,447 |
| James Craig Nixon Director | Mar 31, 2025 | Award | +2,808 | $5.34 | $14.99K | 57,233 |
| Kenneth S. Ehrman Director | Mar 31, 2025 | Award | +1,872 | $5.34 | $10.00K | 71,768 |
| Adrian Graham Goldfarb CFO | Jan 1, 2025 | Award | +441,275 | – | – | 441,275 |
| Christopher T. King CHIEF OPERATING OFFICER | Jan 1, 2025 | Award | +225,000 | – | – | 225,000 |
| Adrian Graham Goldfarb CFO | Dec 31, 2024 | Award | +477 | $2.52 | $1.20K | 11,062 |
| Charles Parker Ferry CEO, Director | Dec 31, 2024 | Award | +1,116 | $2.52 | $2.81K | 3,374 |
| Kenneth S. Ehrman Director | Dec 31, 2024 | Award | +2,112 | $5.92 | $12.50K | 69,896 |
| Frank A. Lonegro Director | Dec 31, 2024 | Award | +1,690 | $5.92 | $10.00K | 15,768 |
| James Craig Nixon Director | Dec 31, 2024 | Award | +2,112 | $5.92 | $12.50K | 54,425 |
| Ned Mavrommatis Director | Dec 31, 2024 | Award | +1,268 | $5.92 | $7.51K | 34,575 |
| Kenneth S. Ehrman Director | Sep 30, 2024 | Award | +4,245 | $2.94 | $12.48K | 67,784 |
| Frank A. Lonegro Director | Sep 30, 2024 | Award | +3,396 | $2.94 | $9.98K | 14,078 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Adrian Graham Goldfarb Officer | May 19, 2025 | 10,585 | $87.86K | May 19, 2025 | Employee Stock Purchase Plan |