Capital One Financial Corp (COF.PJ) shareholders
COF.PJNYSENational Commercial BanksFiscal year ends December 31Also trades as COF, COF.PI, COF.PK, COF.PL, COF.PN
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Jul 28, 2026Score 12/30
$15.72−0.13 (-0.82%)
Close on Oct 30, 2026Market cap $125.67BP/E –Yield –
Ownership
Who owns Capital One Financial's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 61 sales
Net sold $65.63M
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Vanguard Capital Management | 46,706,966 | 7.51% | 13G (passive) | Mar 31, 2026 |
| BlackRock, Inc. | 24,741,893 | 6.50% | 13G (passive) amendment | Dec 31, 2023 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Richard D. Fairbank | Chairman and CEO, Director | 4,206,185 | Mar 11, 2026 |
| Lia Dean | Pres, Banking & Prem. Products | 61,195 | Sep 16, 2026 |
| Celia Karam | Pres, Retail Bank | 57,696 | Sep 16, 2026 |
| Matthew W. Cooper | General Counsel & Corp Secy | 83,194 | Sep 2, 2026 |
| Mark Daniel Mouadeb | President, Card | 49,132 | Aug 17, 2026 |
| Michael Zamsky | Chief Credit & Fin'l Risk Off. | 27,992 | Aug 11, 2026 |
| Ravi Raghu | Pres, Software, Intl & Sm Bus | 26,278 | Aug 10, 2026 |
| Jason P. Hanson | Pres.- Global Payment Network | 41,351 | Aug 4, 2026 |
| Timothy P. Golden | SVP, Chief Accounting Officer | 7,429 | Jul 30, 2026 |
| Kaitlin Haggerty | Chief Human Resources Officer | 49,181 | May 14, 2026 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 70,113 | Apr 9, 2026 |
| Neal Blinde | President, Commercial Banking | 38,269 | Mar 11, 2026 |
| Andrew M. Young | Chief Financial Officer | 62,698 | Mar 11, 2026 |
| Yajnik Sanjiv | President, Financial Services | 149,383 | Mar 11, 2026 |
| Robert M. Alexander | Chief Information Officer | 77,394 | Mar 11, 2026 |
| Kara West | Chief Enterprise Risk Officer | 46,665 | Mar 11, 2026 |
| Suni P. Harford | Director | 4,314 | May 12, 2026 |
| Mayo A. Shattuck Iii | Director | 67,911 | May 12, 2026 |
| Jennifer L. Wong | Director | 15,226 | May 12, 2026 |
| Peter Thomas Killalea | Director | 21,378 | May 12, 2026 |
| Christine Rose Detrick | Director | 8,923 | May 12, 2026 |
| Eileen Serra | Director | 12,844 | May 12, 2026 |
| Francois Locoh-Donou | Director | 14,802 | May 12, 2026 |
| Peter E. Raskind | Director | 34,396 | May 12, 2026 |
| Cornelis PAJ Leenaars | Director | 15,192 | May 12, 2026 |
| Michael Shepherd | Director | 27,987 | May 12, 2026 |
| Ime Archibong | Director | 9,977 | May 12, 2026 |
| craig a. williams | Director | 10,218 | May 12, 2026 |
| Thomas G. Maheras | Director | 0 | May 20, 2025 |
| Ann F. Hackett | Director | 56,244 | May 14, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Celia Karam Pres, Retail Bank | Sep 15, 2026 | Sale(10b5-1 plan) | −2,017 | $206.07 | $415.64K | 57,696 |
| Lia Dean Pres, Banking & Prem. Products | Sep 15, 2026 | Sale(10b5-1 plan) | −2,066 | $206.07 | $425.74K | 61,195 |
| Matthew W. Cooper General Counsel & Corp Secy | Sep 1, 2026 | Sale(10b5-1 plan) | −3,500 | $214.10 | $749.35K | 83,194 |
| Lia Dean Pres, Banking & Prem. Products | Aug 17, 2026 | Sale(10b5-1 plan) | −1 | $225.92 | $226 | 63,261 |
| Lia Dean Pres, Banking & Prem. Products | Aug 17, 2026 | Sale(10b5-1 plan) | −2,192 | $225.52 | $494.34K | 63,262 |
| Celia Karam Pres, Retail Bank | Aug 17, 2026 | Sale(10b5-1 plan) | −1,887 | $225.52 | $425.56K | 59,709 |
| Celia Karam Pres, Retail Bank | Aug 17, 2026 | Sale(10b5-1 plan) | −1 | $225.92 | $226 | 59,708 |
| Mark Daniel Mouadeb President, Card | Aug 13, 2026 | Sale(10b5-1 plan) | −1,199 | $225.00 | $269.78K | 49,132 |
| Michael Zamsky Chief Credit & Fin'l Risk Off. | Aug 10, 2026 | Sale | −5,473 | $218.02 | $1.19M | 27,992 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Aug 7, 2026 | Sale(10b5-1 plan) | −50 | $218.49 | $10.92K | 26,278 |
| Mark Daniel Mouadeb President, Card | Aug 4, 2026 | Sale(10b5-1 plan) | −1,183 | $220.00 | $260.26K | 50,331 |
| Matthew W. Cooper General Counsel & Corp Secy | Aug 4, 2026 | Sale(10b5-1 plan) | −3,500 | $219.33 | $767.66K | 86,694 |
| Mark Daniel Mouadeb President, Card | Aug 3, 2026 | Sale(10b5-1 plan) | −690 | $215.00 | $148.35K | 51,514 |
| Jason P. Hanson Pres.- Global Payment Network | Aug 1, 2026 | Tax withholding | −893 | $209.01 | $186.65K | 41,351 |
| Jason P. Hanson Pres.- Global Payment Network | Aug 1, 2026 | Option exercise | +2,014 | – | – | 42,244 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Jul 31, 2026 | Sale(10b5-1 plan) | −5,820 | $210.02 | $1.22M | 26,772 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Jul 31, 2026 | Sale(10b5-1 plan) | −3,462 | $209.27 | $724.49K | 32,592 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Jul 31, 2026 | Sale(10b5-1 plan) | −444 | $210.70 | $93.55K | 26,328 |
| Timothy P. Golden SVP, Chief Accounting Officer | Jul 29, 2026 | Sale | −3,487 | $211.00 | $735.76K | 7,429 |
| Matthew W. Cooper General Counsel & Corp Secy | Jul 7, 2026 | Sale(10b5-1 plan) | −3,500 | $208.00 | $728.00K | 90,194 |
| Matthew W. Cooper General Counsel & Corp Secy | Jun 2, 2026 | Sale(10b5-1 plan) | −3,500 | $183.36 | $641.76K | 93,694 |
| Kaitlin Haggerty Chief Human Resources Officer | May 13, 2026 | Sale(10b5-1 plan) | −119 | $182.59 | $21.73K | 49,181 |
| Matthew W. Cooper General Counsel & Corp Secy | May 12, 2026 | Sale(10b5-1 plan) | −3,500 | $183.93 | $643.76K | 97,194 |
| Kaitlin Haggerty Chief Human Resources Officer | May 12, 2026 | Sale(10b5-1 plan) | −1,307 | $183.93 | $240.40K | 49,300 |
| Suni P. Harford Director | May 8, 2026 | Award | +1,294 | – | – | 4,314 |
| craig a. williams Director | May 8, 2026 | Award | +1,294 | – | – | 10,218 |
| Peter E. Raskind Director | May 8, 2026 | Award | +1,294 | – | – | 34,396 |
| Jennifer L. Wong Director | May 8, 2026 | Award | +1,294 | – | – | 15,226 |
| Eileen Serra Director | May 8, 2026 | Award | +1,294 | – | – | 12,844 |
| Christine Rose Detrick Director | May 8, 2026 | Award | +1,294 | – | – | 8,923 |
| Francois Locoh-Donou Director | May 8, 2026 | Award | +1,294 | – | – | 14,802 |
| Michael Shepherd Director | May 8, 2026 | Award | +1,294 | – | – | 27,987 |
| Peter Thomas Killalea Director | May 8, 2026 | Award | +1,294 | – | – | 21,378 |
| Cornelis PAJ Leenaars Director | May 8, 2026 | Award | +1,294 | – | – | 15,192 |
| Ime Archibong Director | May 8, 2026 | Award | +1,294 | – | – | 9,977 |
| Mayo A. Shattuck Iii Director | May 8, 2026 | Award | +1,294 | – | – | 67,911 |
| Celia Karam Pres, Retail Bank | May 1, 2026 | Sale(10b5-1 plan) | −1,749 | $192.58 | $336.82K | 61,579 |
| LaPrade,III Frank G. Chief Enterprise Srvcs Officer | Apr 7, 2026 | Award | +11,041 | – | – | 69,283 |
| Lia Dean Pres, Banking & Prem. Products | Apr 1, 2026 | Sale(10b5-1 plan) | −1,692 | $185.61 | $314.05K | 65,454 |
| Celia Karam Pres, Retail Bank | Apr 1, 2026 | Sale(10b5-1 plan) | −1,099 | $185.61 | $203.99K | 63,323 |
| Neal Blinde President, Commercial Banking | Mar 9, 2026 | Tax withholding | −3,624 | $185.73 | $673.09K | 38,269 |
| Neal Blinde President, Commercial Banking | Mar 9, 2026 | Award | +8,342 | – | – | 41,893 |
| Michael Zamsky Chief Credit & Fin'l Risk Off. | Mar 9, 2026 | Award | +6,047 | – | – | 36,193 |
| Michael Zamsky Chief Credit & Fin'l Risk Off. | Mar 9, 2026 | Tax withholding | −2,728 | $185.73 | $506.67K | 33,465 |
| Richard D. Fairbank Chairman and CEO, Director | Mar 9, 2026 | Award | +66,901 | – | – | 4,098,683 |
| Richard D. Fairbank Chairman and CEO, Director | Mar 9, 2026 | Tax withholding | −25,093 | $185.73 | $4.66M | 4,031,782 |
| Richard D. Fairbank Chairman and CEO, Director | Mar 9, 2026 | Award | +55,638 | – | – | 4,056,875 |
| Richard D. Fairbank Chairman and CEO, Director | Mar 9, 2026 | Tax withholding | −30,173 | $185.73 | $5.60M | 4,068,510 |
| Kaitlin Haggerty Chief Human Resources Officer | Mar 9, 2026 | Award | +5,316 | – | – | 52,959 |
| Kaitlin Haggerty Chief Human Resources Officer | Mar 9, 2026 | Tax withholding | −2,398 | $185.73 | $445.38K | 50,561 |
| Robert M. Alexander Chief Information Officer | Mar 9, 2026 | Tax withholding | −4,491 | $185.73 | $834.11K | 77,292 |
| Robert M. Alexander Chief Information Officer | Mar 9, 2026 | Award | +9,957 | – | – | 81,783 |
| Andrew M. Young Chief Financial Officer | Mar 9, 2026 | Award | +7,656 | – | – | 62,639 |
| Andrew M. Young Chief Financial Officer | Mar 9, 2026 | Tax withholding | −3,453 | $185.73 | $641.33K | 59,186 |
| Mark Daniel Mouadeb President, Card | Mar 9, 2026 | Tax withholding | −2,320 | $185.73 | $430.89K | 52,204 |
| Mark Daniel Mouadeb President, Card | Mar 9, 2026 | Award | +5,142 | – | – | 54,524 |
| Kara West Chief Enterprise Risk Officer | Mar 9, 2026 | Tax withholding | −2,020 | $185.73 | $375.17K | 46,665 |
| Kara West Chief Enterprise Risk Officer | Mar 9, 2026 | Award | +4,477 | – | – | 48,685 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Mar 9, 2026 | Award | +4,834 | – | – | 37,957 |
| Ravi Raghu Pres, Software, Intl & Sm Bus | Mar 9, 2026 | Tax withholding | −1,903 | $185.73 | $353.44K | 36,054 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Celia Karam Officer | Oct 15, 2026 | 1,927 | $377.42K | Oct 15, 2026 | Performance Shares |
| Lia Dean Officer | Oct 15, 2026 | 1,887 | $369.59K | Oct 15, 2026 | Performance Shares |
| Matthew W. Cooper Officer | Oct 6, 2026 | 3,500 | $686.77K | Oct 6, 2026 | Performance Shares |
| Celia Karam Officer | Sep 15, 2026 | 2,017 | $415.64K | Sep 15, 2026 | Performance Shares |
| Lia Dean Officer | Sep 15, 2026 | 2,067 | $425.95K | Sep 15, 2026 | Performance Shares |
| Matthew W. Cooper Officer | Sep 1, 2026 | 3,500 | $749.35K | Sep 1, 2026 | Performance Shares |
| Lia Dean Officer | Aug 17, 2026 | 2,193 | $494.57K | Aug 17, 2026 | Employee Stock Purchase Plan |
| Celia Karam Officer | Aug 17, 2026 | 1,888 | $425.78K | Aug 17, 2026 | Performance Shares |
| Mark Daniel Mouadeb Officer | Aug 13, 2026 | 1,199 | $269.78K | Aug 13, 2026 | Performance Shares |
| Michael Zamsky Officer | Aug 10, 2026 | 5,473 | $1.19M | Aug 10, 2026 | Performance Shares |
| Ravi Raghu Officer | Aug 7, 2026 | 50 | $10.92K | Aug 7, 2026 | Performance Shares |
| Matthew W. Cooper Officer | Aug 4, 2026 | 3,500 | $767.66K | Aug 4, 2026 | Performance Shares |
| Mark Daniel Mouadeb Officer | Aug 4, 2026 | 1,183 | $260.26K | Aug 4, 2026 | Performance Shares |
| Mark Daniel Mouadeb Officer | Aug 3, 2026 | 690 | $148.35K | Aug 3, 2026 | Performance Shares |
| Ravi Raghu Officer | Jul 31, 2026 | 9,726 | $2.04M | Jul 31, 2026 | Performance Shares |