Carlyle Group Inc. (CGABL) shareholders
CGABLNasdaqInvestment AdviceFiscal year ends December 31Also trades as CG
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 10, 2026Score 2/3060% above fair value
$14.52+0.12 (+0.83%)
Close on Nov 2, 2026Market cap $14.63BP/E 42.8Yield 3.41%
Ownership
Who owns Carlyle's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 3 sales
Net sold $75.78M
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Daniel A. D'Aniello | 32,504,102 | 9.00% | 13G (passive) amendment | Mar 31, 2025 |
| William E. Conway, Jr. | 29,999,644 | 8.30% | 13G (passive) amendment | Mar 31, 2025 |
| David M. Rubenstein | 29,249,644 | 8.10% | 13G (passive) amendment | Mar 31, 2025 |
| BlackRock, Inc. | 26,522,385 | 7.40% | 13G (passive) amendment | Jun 30, 2026 |
| Capital World Investors | 17,987,864 | 5.00% | 13G (passive) amendment | Mar 31, 2026 |
| Carlyle Holdings I GP Sub L.L.C. Joint filing with The Carlyle Group Inc. (6.70%), Carlyle Holdings I GP Inc. (6.70%) and 5 more | 2,801,906 | 6.70% | 13D (active) | Jun 28, 2024 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Harvey M. Schwartz | Chief Executive Officer, Director | 5,273,362 | Aug 28, 2026 |
| Charles Elliott Andrews Jr. | Chief Accounting Officer | 135,668 | Aug 28, 2026 |
| Kate Elizabeth Heinzelman | General Counsel | 11,109 | Aug 28, 2026 |
| Jeffrey Nedelman | Co-President | 1,609,479 | Aug 28, 2026 |
| John C. Redett | Co-President | 1,752,000 | Aug 28, 2026 |
| Justin Plouffe | Chief Financial Officer | 852,461 | Aug 28, 2026 |
| Mark David Jenkins | Co-President | 1,415,478 | Aug 28, 2026 |
| Lindsay LoBue | Chief Operating Officer | 700,578 | Aug 28, 2026 |
| Jeffrey W. Ferguson | General Counsel | 783,474 | May 29, 2026 |
| David M. Rubenstein | Director | 27,299,644 | Sep 11, 2026 |
| Sharda Cherwoo | Director | 20,398 | May 1, 2026 |
| Anthony Welters | Director | 47,849 | May 1, 2026 |
| Linda Filler | Director | 26,163 | May 1, 2026 |
| Lawton W. Fitt | Director | 78,093 | May 1, 2026 |
| Derica W. Rice | Director | 37,917 | May 1, 2026 |
| William Joseph Shaw | Director | 78,093 | May 1, 2026 |
| James H. Hance Jr | Director | 316,538 | May 1, 2026 |
| Mark S. Ordan | Director | 30,613 | May 1, 2026 |
| Afsaneh Mashayekhi Beschloss | Director | 14,689 | May 1, 2026 |
| William E. Conway Jr | Director | 26,999,644 | Sep 5, 2025 |
| Daniel A. D'Aniello | Director | 32,504,102 | Nov 14, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| David M. Rubenstein Director | Sep 11, 2026 | Gift | −100,000 | – | – | 27,299,644 |
| David M. Rubenstein Director | Sep 11, 2026 | Sale | −400,000 | $42.74 | $17.10M | 26,899,644 |
| Lindsay LoBue Chief Operating Officer | Aug 26, 2026 | Award | +2,657 | – | – | 700,578 |
| Jeffrey Nedelman Co-President | Aug 26, 2026 | Award | +6,615 | – | – | 1,609,479 |
| Kate Elizabeth Heinzelman General Counsel | Aug 26, 2026 | Award | +78 | – | – | 11,109 |
| Charles Elliott Andrews Jr. Chief Accounting Officer | Aug 26, 2026 | Award | +304 | – | – | 135,668 |
| John C. Redett Co-President | Aug 26, 2026 | Award | +8,302 | – | – | 1,752,000 |
| Harvey M. Schwartz Chief Executive Officer, Director | Aug 26, 2026 | Award | +19,240 | – | – | 5,273,362 |
| Justin Plouffe Chief Financial Officer | Aug 26, 2026 | Award | +3,769 | – | – | 852,461 |
| Mark David Jenkins Co-President | Aug 26, 2026 | Award | +6,264 | – | – | 1,415,478 |
| Mark David Jenkins Co-President | Aug 1, 2026 | Tax withholding | −124,793 | $46.02 | $5.74M | 1,409,214 |
| Justin Plouffe Chief Financial Officer | Aug 1, 2026 | Tax withholding | −62,533 | $46.02 | $2.88M | 848,692 |
| Charles Elliott Andrews Jr. Chief Accounting Officer | Aug 1, 2026 | Tax withholding | −12,364 | $46.02 | $568.99K | 135,364 |
| Jeffrey Nedelman Co-President | Aug 1, 2026 | Tax withholding | −43,081 | $46.02 | $1.98M | 1,602,864 |
| John C. Redett Co-President | Aug 1, 2026 | Tax withholding | −124,558 | $46.02 | $5.73M | 1,743,698 |
| Lindsay LoBue Chief Operating Officer | Aug 1, 2026 | Tax withholding | −18,284 | $46.02 | $841.43K | 697,921 |
| Kate Elizabeth Heinzelman General Counsel | Aug 1, 2026 | Award | +11,031 | – | – | 11,031 |
| Mark David Jenkins Co-President | May 28, 2026 | Award | +7,634 | – | – | 1,534,007 |
| Lindsay LoBue Chief Operating Officer | May 28, 2026 | Award | +3,120 | – | – | 716,205 |
| Harvey M. Schwartz Chief Executive Officer, Director | May 28, 2026 | Award | +20,743 | – | – | 5,254,122 |
| John C. Redett Co-President | May 28, 2026 | Award | +10,830 | – | – | 1,868,256 |
| Jeffrey Nedelman Co-President | May 28, 2026 | Award | +7,733 | – | – | 1,645,945 |
| Jeffrey W. Ferguson General Counsel | May 28, 2026 | Award | +1,274 | – | – | 783,474 |
| Charles Elliott Andrews Jr. Chief Accounting Officer | May 28, 2026 | Award | +409 | – | – | 147,728 |
| Justin Plouffe Chief Financial Officer | May 28, 2026 | Award | +4,077 | – | – | 911,225 |
| Sharda Cherwoo Director | May 1, 2026 | Award | +4,450 | – | – | 20,398 |
| Derica W. Rice Director | May 1, 2026 | Award | +4,450 | – | – | 33,724 |
| Derica W. Rice Director | May 1, 2026 | Award | +2,933 | $49.44 | $145.01K | 36,657 |
| Afsaneh Mashayekhi Beschloss Director | May 1, 2026 | Award | +4,450 | – | – | 14,689 |
| Linda Filler Director | May 1, 2026 | Award | +4,450 | – | – | 26,163 |
| Mark S. Ordan Director | May 1, 2026 | Award | +4,450 | $49.44 | $220.01K | 30,613 |
| Mark S. Ordan Director | May 1, 2026 | Award | +4,450 | – | – | 26,163 |
| William Joseph Shaw Director | May 1, 2026 | Award | +4,450 | – | – | 78,093 |
| James H. Hance Jr Director | May 1, 2026 | Award | +4,450 | – | – | 316,538 |
| Lawton W. Fitt Director | May 1, 2026 | Award | +4,450 | – | – | 78,093 |
| Anthony Welters Director | May 1, 2026 | Award | +4,450 | – | – | 47,849 |
| David M. Rubenstein Director | Mar 19, 2026 | Gift | −100,000 | – | – | 27,899,644 |
| David M. Rubenstein Director | Mar 19, 2026 | Sale | −500,000 | $46.68 | $23.34M | 27,399,644 |
| Mark David Jenkins Co-President | Feb 20, 2026 | Award | +6,424 | – | – | 1,526,373 |
| Justin Plouffe Chief Financial Officer | Feb 20, 2026 | Award | +3,431 | – | – | 907,148 |
| Jeffrey Nedelman Co-President | Feb 20, 2026 | Award | +6,507 | – | – | 1,638,212 |
| Charles Elliott Andrews Jr. Chief Accounting Officer | Feb 20, 2026 | Award | +343 | – | – | 147,319 |
| John C. Redett Co-President | Feb 20, 2026 | Award | +9,114 | – | – | 1,857,426 |
| Harvey M. Schwartz Chief Executive Officer, Director | Feb 20, 2026 | Award | +17,457 | – | – | 5,233,379 |
| Jeffrey W. Ferguson General Counsel | Feb 20, 2026 | Award | +1,070 | – | – | 782,200 |
| Lindsay LoBue Chief Operating Officer | Feb 20, 2026 | Award | +2,625 | – | – | 713,085 |
| Harvey M. Schwartz Chief Executive Officer, Director | Feb 14, 2026 | Tax withholding | −134,812 | $54.49 | $7.35M | 5,215,922 |
| Jeffrey Nedelman Co-President | Feb 6, 2026 | Tax withholding | −92,352 | $55.41 | $5.12M | 1,631,705 |
| Jeffrey W. Ferguson General Counsel | Feb 6, 2026 | Tax withholding | −937 | $55.41 | $51.92K | 781,130 |
| Lindsay LoBue Chief Operating Officer | Feb 6, 2026 | Tax withholding | −75,033 | $55.41 | $4.16M | 710,460 |
| Justin Plouffe Chief Financial Officer | Feb 6, 2026 | Tax withholding | −46,176 | $55.41 | $2.56M | 903,717 |
| John C. Redett Co-President | Feb 6, 2026 | Tax withholding | −86,781 | $55.41 | $4.81M | 1,848,312 |
| Mark David Jenkins Co-President | Feb 6, 2026 | Tax withholding | −46,176 | $55.41 | $2.56M | 1,519,949 |
| Charles Elliott Andrews Jr. Chief Accounting Officer | Feb 6, 2026 | Tax withholding | −6,354 | $55.41 | $352.08K | 146,976 |
| John C. Redett Co-President | Feb 1, 2026 | Award | +273,973 | – | – | 1,922,128 |
| John C. Redett Co-President | Feb 1, 2026 | Tax withholding | −2,926 | $58.78 | $171.99K | 1,648,155 |
| John C. Redett Co-President | Feb 1, 2026 | Award | +12,965 | – | – | 1,935,093 |
| Harvey M. Schwartz Chief Executive Officer, Director | Feb 1, 2026 | Tax withholding | −578,862 | $58.78 | $34.03M | 5,350,734 |
| Lindsay LoBue Chief Operating Officer | Feb 1, 2026 | Tax withholding | −2,128 | $58.78 | $125.08K | 658,372 |
| Lindsay LoBue Chief Operating Officer | Feb 1, 2026 | Award | +114,156 | – | – | 772,528 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 15, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
-44.0%
From 0M shares
Short volume, 20 days
29.7%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Carlyle's stock actually held short. Settlement fails (shares not delivered on time) peaked at 2,487 shares on Sep 14, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| David M. Rubenstein Director | Sep 11, 2026 | 400,000 | $17.23M | Sep 11, 2026 | Shares received upon exchange of Carlyle Holdings partnership units on a one for one basis in connection with the conversion of the Issuer's predecessor entity to a corporation. |
| David M. Rubenstein Director | Mar 19, 2026 | 500,000 | $23.86M | Mar 19, 2026 | Shares received upon exchange of Carlyle Holdings partnership units on a one for one basis in connection with the conversion of the Issuer's predecessor entity to a corporation. |
| David M. Rubenstein Director | Dec 10, 2025 | 625,000 | $35.34M | Dec 10, 2025 | Shares received upon exchange of Carlyle Holdings partnership units on a one for one basis in connection with the conversion of the Issuer's predecessor entity to a corporation. |
| Jeffrey William Ferguson Rev Trust Officer | Aug 12, 2025 | 202,606 | $13.01M | Aug 12, 2025 | Restricted stock vesting under a registered plan |
| Jeffrey William Ferguson Rev Trust Officer | Aug 11, 2025 | 97,394 | $6.07M | Aug 11, 2025 | Performance Stock Units |
| Jeffrey William Ferguson Rev Trust Officer | Feb 19, 2025 | 147,658 | $7.82M | Feb 19, 2025 | Performance-based restricted stock units vesting under a registered plan |
| Jeffrey William Ferguson Rev Trust Officer | Feb 18, 2025 | 102,342 | $5.44M | Feb 18, 2025 | Restricted stock units vesting under a registered plan |
| Daniel A. D'Aniello Co-Founder and Chariman Emeritus | Nov 12, 2024 | 495,542 | $26.38M | Nov 12, 2024 | Shares received upon exchange of Carlyle Holdings partnership units on a one for one basis in connection with the conversion of the Issuer's predecessor entity to a corporation. |
| Cf Units LLC Former Officer | Aug 23, 2024 | 111,928 | $4.51M | Aug 23, 2024 | Restricted stock vesting under a registered plan |
| Christopher Finn Former Officer | Aug 23, 2024 | 488,072 | $19.64M | Aug 23, 2024 | Restricted stock vesting under a registered plan |
| Bruce M Larson Officer | Feb 15, 2024 | 12,000 | $532.75K | Feb 15, 2024 | Performance Stock Units |
| Harvey M. Schwartz Officer, Director | Dec 15, 2023 | 295,358 | $12.33M | Dec 15, 2023 | Issuance of shares upon vesting of restricted stock units, where such issuance was registered on Form S-8 |
| Bruce M Larson Officer | Aug 2, 2023 | 13,413 | $434.04K | Aug 2, 2023 | Restricted Stock Units Vested under Issuer S-8 Registered Plan |
| Curtis Buser Officer | Aug 2, 2023 | 25,828 | $835.79K | Aug 2, 2023 | Restricted Stock Units Vested under Issuer S-8 Registered Plan |
| Christopher Finn Officer | Aug 2, 2023 | 27,067 | $875.89K | Aug 2, 2023 | Restricted Stock Units Vested under Issuer S-8 Registered Plan |