CEPLNasdaqEngines & TurbinesFiscal year ends March 31
Capstone Energy Plus, Inc.
Financials through Q1 FY2027, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 12, 2026
$3.03+0.04 (+1.34%)
Close on Oct 19, 2026
- Market cap
- $104.04M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0.3%
0M of 33M shares
Institutional holders
4
3 new, 0 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
8 buys · 0 sales
Net bought $295.00K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| AIGH Capital Management LLC | 2,280,000 | 9.90% | 13G (passive) amendment | Dec 31, 2025 |
| Monarch Alternative Capital LP | 19,333,334 | 40.10% | 13D (active) amendment | Jun 25, 2026 |
| Lytton Laurence W | 1,746,561 | 5.40% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CEPL | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Shikiar Asset Management Inc | 69,700 | 0.21% | $641 | +39,450 | 0.16% |
| Act Capital Management, LLC | 27,500 | 0.08% | $253.00K | New | 0.17% |
| Accent Capital Management, LLC | 925 | 0.00% | $8.51K | New | 0.00% |
| Arlington Trust Co LLC | 300 | 0.00% | $2.76K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 4 | 0M | 0.3% | 3 / 1 | 0 / 0 | 0M | 0M |
| Q1 2026 | 1 | 0M | 0.1% | 0 / 1 | 0 / 0 | 0M | 0M |
| Q4 2025 | 1 | 0M | 0.1% | 1 / 0 | 0 / 1 | 0M | 0M |
| Q3 2025 | 1 | 0M | 0.0% | 1 / 0 | 0 / 1 | 0M | 0M |
| Q2 2025 | 1 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q1 2025 | 1 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q4 2024 | 2 | 0M | 0.0% | 1 / 0 | 0 / 2 | 0M | 0M |
| Q3 2024 | 3 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q2 2024 | 3 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q1 2024 | 3 | 0M | 0.0% | 2 / 0 | 0 / 1 | 0M | 0M |
| Q4 2023 | 2 | 0M | 0.0% | 2 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of CEPL | Value | % of fund | As of |
|---|---|---|---|---|---|
| Embark Small Cap Equity Fund | 275,159 | 0.84% | $2.13M | 0.34% | Jul 31, 2026 |
| Ballast Small/Mid Cap ETF | 103,834 | 0.32% | $955.27K | 0.53% | Jun 30, 2026 |
| Victory Small Cap Stock Fund | 47,437 | 0.14% | $366.69K | 0.04% | Jul 31, 2026 |
| Harbor Active Small Cap Growth ETF | 4,680 | 0.01% | $36.18K | 0.14% | Jul 31, 2026 |
| Gabelli Global Mini Mites Fund | 2,400 | 0.01% | $22.08K | 0.08% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Vincent J. Canino | President & CEO, Director | 544,452 | 1.65% | Sep 11, 2026 |
| Candice Graves | Chief Accounting Officer | 109,500 | 0.33% | Apr 29, 2026 |
| John J. Juric | Chief Financial Officer | 171,347 | 0.52% | Oct 1, 2025 |
| Celia Fanning | Chief Accounting Officer | 16,610 | 0.05% | Jun 13, 2025 |
| John P. Miller | Director | 57,164 | 0.17% | Sep 3, 2026 |
| Christopher J. Close | Director | 24,238 | 0.07% | Sep 3, 2026 |
| Robert F. Powelson | Director | 86,224 | 0.26% | Sep 3, 2026 |
| Ping Fu | Director | 60,795 | 0.18% | Sep 3, 2026 |
| Robert F. Beard | Director | 22,006 | 0.07% | Sep 3, 2026 |
| Denise Wilson | Director | 60,795 | 0.18% | Sep 3, 2026 |
| Robert C. Flexon | Director | 78,605 | 0.24% | Aug 12, 2025 |
| GP LLC Monarch | 10% owner | – | – | Apr 3, 2026 |
| Alternative Capital LP Monarch | 10% owner | – | – | Apr 3, 2026 |
| Gp Lp Mdra | 10% owner | 3,333,334 | 10.12% | Apr 3, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Vincent J. Canino President & CEO, Director | Sep 9, 2026 | Tax withholding | +2,990 | $5.77 | $17.25K | 544,452 |
| Robert F. Powelson Director | Sep 1, 2026 | Award | +5,357 | – | – | 86,224 |
| Robert F. Powelson Director | Sep 1, 2026 | Award | +0 | – | – | 60,795 |
| Christopher J. Close Director | Sep 1, 2026 | Award | +5,357 | – | – | 24,238 |
| John P. Miller Director | Sep 1, 2026 | Award | +5,357 | – | – | 57,164 |
| Robert F. Beard Director | Sep 1, 2026 | Award | +5,357 | – | – | 22,006 |
| Ping Fu Director | Sep 1, 2026 | Buy | +0 | – | – | 60,795 |
| Ping Fu Director | Sep 1, 2026 | Award | +5,357 | – | – | 52,536 |
| Denise Wilson Director | Sep 1, 2026 | Buy | +0 | – | – | 60,795 |
| Denise Wilson Director | Sep 1, 2026 | Award | +5,357 | – | – | 71,092 |
| Vincent J. Canino President & CEO, Director | May 12, 2026 | Award | +65,000 | – | – | 547,459 |
| Candice Graves Chief Accounting Officer | Apr 27, 2026 | Award | +19,500 | – | – | 109,500 |
| Vincent J. Canino President & CEO, Director | Apr 7, 2026 | Tax withholding | −5,874 | $5.93 | $34.83K | 482,459 |
| Vincent J. Canino President & CEO, Director | Mar 18, 2026 | Tax withholding | −54,265 | $6.29 | $341.33K | 488,333 |
| Robert F. Beard Director | Nov 25, 2025 | Buy | +12,500 | $2.00 | $25.00K | 16,649 |
| John P. Miller Interim CFO, Director | Nov 25, 2025 | Buy | +25,000 | $2.00 | $50.00K | 51,807 |
| Christopher J. Close Director | Nov 25, 2025 | Buy | +12,500 | $2.00 | $25.00K | 18,881 |
| Vincent J. Canino President & CEO, Director | Nov 25, 2025 | Buy | +75,000 | $2.00 | $150.00K | 542,598 |
| Candice Graves Chief Accounting Officer | Nov 25, 2025 | Buy | +10,000 | $2.00 | $20.00K | 90,000 |
| Robert F. Powelson Director | Nov 25, 2025 | Buy | +12,500 | $2.00 | $25.00K | 80,867 |
| John J. Juric Chief Financial Officer | Sep 30, 2025 | Tax withholding | −3,653 | $2.68 | $9.79K | 171,347 |
| Vincent J. Canino President & CEO, Director | Sep 30, 2025 | Tax withholding | −2,982 | $2.68 | $7.99K | 467,598 |
| Candice Graves Chief Accounting Officer | Sep 8, 2025 | Award | +80,000 | – | – | 80,000 |
| Ping Fu Director | Aug 12, 2025 | Award | +4,149 | – | – | 47,179 |
| Christopher J. Close Director | Aug 12, 2025 | Award | +4,149 | – | – | 6,381 |
| John P. Miller Director | Aug 12, 2025 | Award | +4,149 | – | – | 26,807 |
| Robert F. Powelson Director | Aug 12, 2025 | Award | +4,149 | – | – | 68,367 |
| Denise Wilson Director | Aug 12, 2025 | Award | +4,149 | – | – | 65,735 |
| Robert C. Flexon Director | Aug 12, 2025 | Award | +4,149 | – | – | 78,605 |
| Robert F. Beard Director | Aug 12, 2025 | Award | +4,149 | – | – | 4,149 |
| Christopher J. Close Director | Jun 20, 2025 | Award | +2,232 | – | – | 2,232 |
| Celia Fanning Chief Accounting Officer | Jun 11, 2025 | Tax withholding | −6,162 | $1.00 | $6.16K | 16,610 |
| Celia Fanning Chief Accounting Officer | Jun 11, 2025 | Award | +15,000 | $1.00 | $15.00K | 22,772 |
| Vincent J. Canino President & CEO, Director | Apr 3, 2025 | Award | +49,250 | $0.73 | $35.95K | 524,250 |
| Celia Fanning Chief Accounting Officer | Apr 3, 2025 | Award | +2,625 | $0.73 | $1.92K | 7,772 |
| John J. Juric Chief Financial Officer | Apr 3, 2025 | Award | +45,000 | $0.73 | $32.85K | 175,000 |
| John J. Juric Chief Financial Officer | Apr 1, 2025 | Tax withholding | −40,000 | $0.70 | $28.00K | 130,000 |
| John J. Juric Chief Financial Officer | Apr 1, 2025 | Award | +125,000 | $0.70 | $87.50K | 170,000 |
| Vincent J. Canino President & CEO, Director | Mar 11, 2025 | Tax withholding | −53,670 | $0.80 | $42.94K | 470,580 |
| Robert C. Flexon Director | Feb 12, 2025 | Award | +12,658 | – | – | 74,456 |
| Ping Fu Director | Feb 12, 2025 | Award | +12,658 | – | – | 43,030 |
| John P. Miller Director | Feb 12, 2025 | Award | +12,658 | – | – | 22,658 |
| Robert F. Powelson Director | Feb 12, 2025 | Award | +12,658 | – | – | 64,218 |
| Denise Wilson Director | Feb 12, 2025 | Award | +12,658 | – | – | 61,586 |
| John J. Juric Chief Financial Officer | Sep 9, 2024 | Award | +45,000 | – | – | 45,000 |
| Celia Fanning Chief Accounting Officer | Sep 9, 2024 | Award | +2,625 | – | – | 5,147 |
| Vincent J. Canino President & CEO, Director | Sep 9, 2024 | Award | +25,000 | – | – | 475,000 |
| Mark Funaki General Counsel | Apr 15, 2024 | Award | +75,000 | – | – | 75,000 |
| Vincent J. Canino President & CEO, Director | Mar 11, 2024 | Award | +450,000 | – | – | 450,000 |
| John P. Miller Director | Feb 26, 2024 | Award | +10,000 | – | – | 10,000 |
| Yon Jorden Director | Dec 7, 2023 | Other | −74,197 | – | – | 0 |
| Celia Fanning Chief Accounting Officer | Dec 7, 2023 | Other | −36,250 | – | – | 0 |
| John J. Juric Chief Financial Officer | Dec 7, 2023 | Other | −265,625 | – | – | 0 |
| Robert F. Powelson Director | Dec 7, 2023 | Other | −51,560 | – | – | 0 |
| Robert C. Flexon Interim President and CEO, Director | Dec 7, 2023 | Other | −61,798 | – | – | 0 |
| Ping Fu Director | Dec 7, 2023 | Other | −30,372 | – | – | 0 |
| Denise Wilson Director | Dec 7, 2023 | Other | −48,928 | – | – | 0 |
| Darren Jamison President & CEO, Director | Apr 13, 2023 | Tax withholding | −2,410 | $1.27 | $3.06K | 384,625 |
| Celia Fanning Chief Accounting Officer | Apr 11, 2023 | Award | +25,000 | – | – | 40,000 |
| John J. Juric Chief Financial Officer | Apr 11, 2023 | Award | +140,625 | – | – | 265,625 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.