CATNYSEConstruction Machinery & EquipFiscal year ends December 31
CATERPILLAR INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$725.79−4.97 (-0.68%)
Close on Oct 19, 2026
- Market cap
- $335.68B
- P/E (TTM)
- 31.2
- Dividend yield
- 0.82%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
72.0%
331M of 460M shares
Institutional holders
4,043
451 new, 105 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
2 buys · 91 sales
Net sold $244.03M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Vanguard Capital Management | 34,776,099 | 7.47% | 13G (passive) | Mar 31, 2026 |
| BlackRock, Inc. | 33,509,816 | 6.60% | 13G (passive) amendment | Dec 31, 2023 |
| State Street Global Advisors Trust Company | – | 5.88% | 13G (passive) amendment | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CAT | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 37,991,505 | 8.26% | $40.46B | +822,072 | 0.60% |
| State Street Corp | 34,392,316 | 7.48% | $36.62B | −488,288 | 1.09% |
| Vanguard Capital Management LLC | 30,077,764 | 6.54% | $32.03B | −156,689 | 0.68% |
| State Farm Mutual Automobile Insurance Co | 14,509,304 | 3.16% | $15.45B | −55,422 | 10.57% |
| Vanguard Portfolio Management LLC | 12,026,244 | 2.62% | $12.81B | +320,354 | 0.58% |
| Geode Capital Management, LLC | 11,175,493 | 2.43% | $11.92B | +48,010 | 0.64% |
| Fisher Asset Management, LLC | 9,942,521 | 2.16% | $10.59B | +166,569 | 3.15% |
| Morgan Stanley | 7,504,426 | 1.63% | $7.99B | +4,764 | 0.42% |
| JPMorgan Chase & Co | 7,325,731 | 1.59% | $7.57B | +4,385,152 | 0.42% |
| Bill & Melinda Gates Foundation Trust | 6,353,614 | 1.38% | $6.77B | – | 19.65% |
| Price T Rowe Associates Inc /Md/ | 6,171,628 | 1.34% | $6.57M | +589,610 | 0.66% |
| FMR LLC | 5,781,969 | 1.26% | $6.16B | +1,957,676 | 0.27% |
| Northern Trust Corp | 5,664,155 | 1.23% | $6.03B | −14,640 | 0.70% |
| Bank Of America Corp /De/ | 5,463,565 | 1.19% | $5.82B | −214,013 | 0.37% |
| Goldman Sachs Group Inc | 3,570,493 | 0.78% | $3.80B | +359,522 | 0.33% |
| Charles Schwab Investment Management Inc | 3,322,782 | 0.72% | $3.53B | −31,221 | 0.47% |
| Invesco Ltd. | 3,284,093 | 0.71% | $3.50B | −565,507 | 0.28% |
| UBS Asset Management Americas Inc | 3,153,638 | 0.69% | $3.36B | −113,895 | 0.61% |
| Capital World Investors | 3,060,432 | 0.67% | $3.26B | −483,508 | 0.38% |
| Bank of New York Mellon Corp | 2,998,131 | 0.65% | $3.19B | −450,038 | 0.52% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 4,043 | 331M | 72.0% | 451 / 1436 | 1593 / 105 | 16M | 17M |
| Q1 2026 | 3,760 | 332M | 72.2% | 393 / 1287 | 1546 / 115 | 65M | 18M |
| Q4 2025 | 3,529 | 332M | 72.2% | 543 / 1231 | 1304 / 94 | 18M | 23M |
| Q3 2025 | 3,147 | 337M | 73.3% | 299 / 1150 | 1202 / 120 | 28M | 23M |
| Q2 2025 | 3,020 | 333M | 72.4% | 285 / 1151 | 1119 / 126 | 20M | 17M |
| Q1 2025 | 2,899 | 331M | 72.0% | 151 / 1178 | 1124 / 203 | 15M | 22M |
| Q4 2024 | 3,005 | 341M | 74.2% | 384 / 1096 | 1049 / 160 | 13M | 18M |
| Q3 2024 | 2,834 | 347M | 75.5% | 247 / 1054 | 1046 / 91 | 51M | 14M |
| Q2 2024 | 2,708 | 346M | 75.4% | 183 / 1052 | 991 / 148 | 17M | 34M |
| Q1 2024 | 2,711 | 366M | 79.5% | 262 / 951 | 1084 / 91 | 17M | 15M |
| Q4 2023 | 2,580 | 364M | 79.2% | 319 / 925 | 952 / 108 | 24M | 16M |
| Q3 2023 | 2,406 | 357M | 77.6% | 192 / 909 | 903 / 81 | 14M | 16M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of CAT | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 14,622,043 | 3.18% | $15.57B | 0.68% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 11,933,444 | 2.60% | $12.71B | 0.76% | Jun 30, 2026 |
| iShares Core S&P 500 ETF | 6,335,960 | 1.38% | $6.75B | 0.76% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 5,954,288 | 1.30% | $5.22B | 0.63% | May 31, 2026 |
| Vanguard Value Index Fund | 4,384,117 | 0.95% | $4.67B | 1.83% | Jun 30, 2026 |
| State Street(R) Industrial Select Sector SPDR(R) ETF | 2,714,727 | 0.59% | $2.89B | 8.51% | Jun 30, 2026 |
| Vanguard Dividend Appreciation Index Fund | 2,606,004 | 0.57% | $2.12B | 1.62% | Jul 31, 2026 |
| Vanguard Institutional Index Fund | 2,500,394 | 0.54% | $2.66B | 0.76% | Jun 30, 2026 |
| JPMorgan Large Cap Growth Fund | 2,247,078 | 0.49% | $2.39B | 1.96% | Jun 30, 2026 |
| Vanguard High Dividend Yield Index Fund | 1,829,025 | 0.40% | $1.49B | 1.50% | Jul 31, 2026 |
| Growth Fund of America | 1,805,868 | 0.39% | $1.58B | 0.44% | May 31, 2026 |
| iShares Russell 1000 Growth ETF | 1,734,841 | 0.38% | $1.85B | 1.43% | Jun 30, 2026 |
| Washington Mutual Investors Fund | 1,438,947 | 0.31% | $1.17B | 0.54% | Jul 31, 2026 |
| iShares MSCI USA Momentum Factor ETF | 1,135,260 | 0.25% | $925.02M | 3.65% | Jul 31, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | 1,098,182 | 0.24% | $1.17B | 0.76% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Jason Kaiser | Group President | 9,668 | 0.00% | Sep 28, 2026 |
| Kyle Joseph Epley | Chief Financial Officer | 20,891 | 0.00% | Sep 28, 2026 |
| Joseph E. Creed | Chief Executive Officer | 78,795 | 0.02% | Sep 28, 2026 |
| Denise C. Johnson | Group President | 60,643 | 0.01% | May 15, 2026 |
| William E. Schaupp | Chief Accounting Officer | 530 | 0.00% | May 14, 2026 |
| Anthony D. Fassino | Group President | 48,392 | 0.01% | May 12, 2026 |
| Christine M. Pambianchi | Chief Human Resources Officer | 3,083 | 0.00% | May 12, 2026 |
| Lange Bob De | Group President | 86,029 | 0.02% | May 7, 2026 |
| Andrew R. J. Bonfield | CFO Emeritus | 68,609 | 0.01% | May 7, 2026 |
| Rodney Michael Shurman | Group President | 9,816 | 0.00% | May 6, 2026 |
| III Donald J. Umpleby | Executive Chairman | 560,268 | 0.12% | Mar 6, 2026 |
| Derek Owens | Chief Legal Officer | 8,203 | 0.00% | Mar 6, 2026 |
| Cheryl H. Johnson | Chief Human Resources Officer | 15,510 | 0.00% | Mar 5, 2025 |
| Lynn J. Good | Director | 122 | 0.00% | Aug 5, 2026 |
| David MacLennan | Director | 8,420 | 0.00% | Jul 1, 2026 |
| Judith Fran Marks | Director | 1,938 | 0.00% | Jun 11, 2026 |
| Gerald Johnson | Director | 3,907 | 0.00% | Jun 11, 2026 |
| Susan C. Schwab | Director | 6,197 | 0.00% | Jun 11, 2026 |
| James C. Fish Jr | Director | 4,187 | 0.00% | Jun 11, 2026 |
| Nazzic S. Keene | Director | 728 | 0.00% | Jun 11, 2026 |
| Rayford Wilkins Jr | Director | 8,416 | 0.00% | Jun 11, 2026 |
| Debra L. Reed | Director | 13,204 | 0.00% | Jun 11, 2026 |
| Daniel M. Dickinson | Director | 4,728 | 0.00% | Dec 6, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Tax withholding | −12,002 | $812.98 | $9.76M | 66,956 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −480 | $800.19 | $384.09K | 66,476 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −540 | $801.10 | $432.59K | 65,936 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −280 | $802.10 | $224.59K | 65,656 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −750 | $803.39 | $602.54K | 64,906 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −520 | $803.86 | $418.01K | 64,386 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −1,351 | $805.36 | $1.09M | 63,035 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −3,382 | $806.31 | $2.73M | 59,653 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −6,135 | $807.41 | $4.95M | 53,518 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −2,639 | $808.20 | $2.13M | 50,879 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −2,137 | $809.08 | $1.73M | 48,742 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −3,041 | $810.31 | $2.46M | 45,701 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −5,035 | $811.31 | $4.08M | 40,666 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −1,280 | $812.09 | $1.04M | 39,386 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Sale | −4,831 | $813.72 | $3.93M | 34,555 |
| Joseph E. Creed Chief Executive Officer | Aug 28, 2026 | Option exercise | +44,403 | $219.76 | $9.76M | 78,958 |
| David MacLennan Director | Jun 10, 2026 | Award | +211 | – | – | 8,420 |
| Susan C. Schwab Director | Jun 10, 2026 | Award | +211 | – | – | 6,197 |
| Judith Fran Marks Director | Jun 10, 2026 | Award | +211 | – | – | 1,938 |
| James C. Fish Jr Director | Jun 10, 2026 | Award | +211 | – | – | 3,687 |
| Debra L. Reed Director | Jun 10, 2026 | Award | +211 | – | – | 13,204 |
| Nazzic S. Keene Director | Jun 10, 2026 | Award | +211 | – | – | 728 |
| Rayford Wilkins Jr Director | Jun 10, 2026 | Award | +211 | – | – | 8,416 |
| Gerald Johnson Director | Jun 10, 2026 | Award | +211 | – | – | 3,907 |
| Denise C. Johnson Group President | May 14, 2026 | Sale | −1,787 | $904.70 | $1.62M | 60,643 |
| Denise C. Johnson Group President | May 14, 2026 | Option exercise | +16,078 | $196.70 | $3.16M | 65,903 |
| Denise C. Johnson Group President | May 14, 2026 | Tax withholding | −3,473 | $910.55 | $3.16M | 62,430 |
| Denise C. Johnson Group President | May 14, 2026 | Sale | −1,605 | $911.92 | $1.46M | 49,825 |
| Denise C. Johnson Group President | May 14, 2026 | Sale | −2,259 | $905.73 | $2.05M | 58,384 |
| Denise C. Johnson Group President | May 14, 2026 | Sale | −402 | $910.65 | $366.08K | 51,430 |
| Denise C. Johnson Group President | May 14, 2026 | Sale | −1,568 | $909.70 | $1.43M | 51,832 |
| Denise C. Johnson Group President | May 14, 2026 | Sale | −2,302 | $908.76 | $2.09M | 53,400 |
| Denise C. Johnson Group President | May 14, 2026 | Sale | −1,191 | $907.98 | $1.08M | 55,702 |
| Denise C. Johnson Group President | May 14, 2026 | Sale | −1,491 | $906.73 | $1.35M | 56,893 |
| William E. Schaupp Chief Accounting Officer | May 13, 2026 | Sale | −360 | $906.00 | $326.16K | 530 |
| Denise C. Johnson Group President | May 13, 2026 | Tax withholding | −1,704 | $911.61 | $1.55M | 56,021 |
| Denise C. Johnson Group President | May 13, 2026 | Option exercise | +7,900 | $196.70 | $1.55M | 57,725 |
| Denise C. Johnson Group President | May 13, 2026 | Sale | −3,546 | $909.46 | $3.22M | 52,475 |
| Denise C. Johnson Group President | May 13, 2026 | Sale | −2,650 | $910.24 | $2.41M | 49,825 |
| Christine M. Pambianchi Chief Human Resources Officer | May 11, 2026 | Tax withholding | −224 | $912.03 | $204.29K | 3,083 |
| Joseph E. Creed Chief Executive Officer | May 11, 2026 | Tax withholding | −574 | $912.03 | $523.51K | 34,507 |
| Anthony D. Fassino Group President | May 11, 2026 | Sale | −15,440 | $916.75 | $14.15M | 46,884 |
| Anthony D. Fassino Group President | May 11, 2026 | Option exercise | +21,403 | $219.76 | $4.70M | 67,444 |
| Anthony D. Fassino Group President | May 11, 2026 | Sale | −843 | $917.73 | $773.65K | 46,041 |
| Anthony D. Fassino Group President | May 11, 2026 | Tax withholding | −5,120 | $918.65 | $4.70M | 62,324 |
| Kyle Joseph Epley Chief Financial Officer | May 8, 2026 | Award | +515 | – | – | 17,705 |
| Andrew R. J. Bonfield CFO Emeritus | May 6, 2026 | Tax withholding | −7,380 | $920.72 | $6.79M | 68,609 |
| Andrew R. J. Bonfield CFO Emeritus | May 6, 2026 | Option exercise | +11,655 | $253.98 | $2.96M | 64,590 |
| Andrew R. J. Bonfield CFO Emeritus | May 6, 2026 | Option exercise | +7,673 | $338.65 | $2.60M | 72,263 |
| Andrew R. J. Bonfield CFO Emeritus | May 6, 2026 | Option exercise | +3,726 | $332.04 | $1.24M | 75,989 |
| Andrew R. J. Bonfield CFO Emeritus | May 6, 2026 | Sale | −15,674 | $918.71 | $14.40M | 52,935 |
| Lange Bob De Group President | May 6, 2026 | Sale | −9,752 | $923.47 | $9.01M | 86,029 |
| Lange Bob De Group President | May 6, 2026 | Sale | −14,470 | $922.55 | $13.35M | 95,781 |
| Lange Bob De Group President | May 6, 2026 | Tax withholding | −3,883 | $923.38 | $3.59M | 110,251 |
| Lange Bob De Group President | May 6, 2026 | Option exercise | +28,105 | $127.60 | $3.59M | 114,134 |
| Anthony D. Fassino Group President | May 6, 2026 | Sale | −350 | $926.83 | $324.39K | 46,041 |
| Anthony D. Fassino Group President | May 6, 2026 | Sale | −8,802 | $926.23 | $8.15M | 46,391 |
| Anthony D. Fassino Group President | May 6, 2026 | Option exercise | +12,000 | $219.76 | $2.64M | 58,041 |
| Anthony D. Fassino Group President | May 6, 2026 | Tax withholding | −2,848 | $925.74 | $2.64M | 55,193 |
| Jason Kaiser Group President | May 6, 2026 | Gift | −294 | – | – | 9,300 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| E. Creed Joseph Officer | Aug 28, 2026 | 32,401 | $26.21M | Aug 28, 2026 | Stock Option Exercise |
| C. Johnson Denise Officer | May 14, 2026 | 12,605 | $11.44M | May 14, 2026 | Stock Option Exercise |
| C. Johnson Denise Officer | May 13, 2026 | 6,196 | $5.64M | May 13, 2026 | Stock Option Exercise |
| Schaupp William Officer | May 13, 2026 | 360 | $326.16K | May 13, 2026 | Restricted Stock |
| Fassino Anthony Officer | May 11, 2026 | 16,283 | $14.93M | May 11, 2026 | Stock Option Exercise |
| De Lange Bob Officer | May 6, 2026 | 24,222 | $22.35M | May 6, 2026 | Stock Option Exercise |
| Fassino Anthony Officer | May 6, 2026 | 9,152 | $8.48M | May 6, 2026 | Stock Option Exercise |
| Bonfield Andrew Officer | May 6, 2026 | 15,674 | $14.40M | May 6, 2026 | Stock Option Exercise |
| M. Shurman Rodney Officer | May 5, 2026 | 5,639 | $5.09M | May 5, 2026 | Stock Option Exercise |
| Kaiser Jason Officer | May 4, 2026 | 5,642 | $4.98M | May 4, 2026 | Stock Option Exercise |
| E. Creed Joseph Officer | Mar 5, 2026 | 2,500 | $1.80M | Mar 5, 2026 | Performance and Restricted Stock |
| M. Shurman Rodney Officer | Feb 23, 2026 | 2,278 | $1.73M | Feb 23, 2026 | Stock Option Exercise |
| M. Shurman Rodney Officer | Feb 17, 2026 | 1,764 | $1.35M | Feb 17, 2026 | Restricted Stock |
| Schaupp William Officer | Feb 17, 2026 | 972 | $742.80K | Feb 17, 2026 | Performance Shares |
| Fassino Anthony Officer | Feb 13, 2026 | 7,891 | $6.13M | Feb 13, 2026 | Stock Option Exercise |