AWRNYSEWater SupplyFiscal year ends December 31
AMERICAN STATES WATER CO
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$81.62−1.83 (-2.19%)
Close on Oct 19, 2026
- Market cap
- $3.22B
- P/E (TTM)
- 22.4
- Dividend yield
- 2.38%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
83.1%
33M of 40M shares
Institutional holders
408
69 new, 31 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
4 buys · 5 sales
Net sold $247.24K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 6,637,584 | 17.20% | 13G (passive) amendment | Jun 30, 2025 |
| Vanguard Portfolio Management | 3,556,028 | 9.07% | 13G (passive) amendment | Jun 30, 2026 |
| Vanguard Capital Management | 2,064,485 | 5.28% | 13G (passive) | Mar 31, 2026 |
| State Street Corporation | – | 6.03% | 13G (passive) amendment | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AWR | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 7,294,548 | 18.40% | $602.75M | +432,694 | 0.01% |
| Vanguard Portfolio Management LLC | 3,524,229 | 8.89% | $291.21M | +417,828 | 0.01% |
| Neuberger Berman Group LLC | 2,557,960 | 6.45% | $211.36M | +30,068 | 0.14% |
| State Street Corp | 2,243,634 | 5.66% | $185.39M | +178,777 | 0.01% |
| Vanguard Capital Management LLC | 1,789,593 | 4.52% | $147.87M | +33,314 | 0.00% |
| Geode Capital Management, LLC | 1,001,087 | 2.53% | $82.73M | +66,722 | 0.00% |
| Aqr Capital Management LLC | 919,629 | 2.32% | $75.99M | +446,092 | 0.03% |
| Morgan Stanley | 904,551 | 2.28% | $74.74M | −397,780 | 0.00% |
| First Trust Advisors LP | 778,435 | 1.96% | $64.32M | −57,657 | 0.04% |
| Dimensional Fund Advisors LP | 749,299 | 1.89% | $61.92M | +8,220 | 0.01% |
| Invesco Ltd. | 619,310 | 1.56% | $51.17M | −19,554 | 0.00% |
| Northern Trust Corp | 482,466 | 1.22% | $39.87M | +41,030 | 0.00% |
| Charles Schwab Investment Management Inc | 478,996 | 1.21% | $39.58M | +16,940 | 0.01% |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 470,985 | 1.19% | $38.92M | −3,065 | 0.04% |
| Bank of New York Mellon Corp | 342,941 | 0.87% | $28.34M | +13,713 | 0.00% |
| Two Sigma Investments, LP | 287,237 | 0.72% | $23.73M | +195,084 | 0.02% |
| Vanguard Fiduciary Trust Co | 275,392 | 0.69% | $22.76M | +13,334 | 0.01% |
| Nuveen, LLC | 268,766 | 0.68% | $22.21M | +147,437 | 0.01% |
| JPMorgan Chase & Co | 257,020 | 0.65% | $21.43M | +9,389 | 0.00% |
| Victory Capital Management Inc | 252,207 | 0.64% | $20.84M | +8,767 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 408 | 33M | 83.1% | 69 / 166 | 101 / 31 | 3M | 2M |
| Q1 2026 | 377 | 32M | 80.0% | 52 / 133 | 124 / 27 | 7M | 2M |
| Q4 2025 | 361 | 32M | 79.9% | 44 / 142 | 116 / 42 | 3M | 3M |
| Q3 2025 | 368 | 32M | 79.5% | 45 / 135 | 118 / 32 | 3M | 2M |
| Q2 2025 | 360 | 30M | 76.4% | 42 / 145 | 112 / 35 | 2M | 1M |
| Q1 2025 | 356 | 30M | 76.2% | 46 / 114 | 120 / 32 | 2M | 1M |
| Q4 2024 | 345 | 30M | 75.5% | 41 / 113 | 118 / 35 | 2M | 2M |
| Q3 2024 | 343 | 29M | 74.1% | 40 / 110 | 120 / 32 | 9M | 1M |
| Q2 2024 | 338 | 29M | 72.5% | 40 / 127 | 109 / 33 | 2M | 3M |
| Q1 2024 | 335 | 30M | 75.0% | 32 / 114 | 116 / 54 | 2M | 1M |
| Q4 2023 | 359 | 29M | 72.6% | 43 / 122 | 119 / 21 | 2M | 1M |
| Q3 2023 | 341 | 28M | 69.8% | 48 / 112 | 109 / 27 | 2M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of AWR | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 2,361,442 | 5.96% | $195.13M | 0.18% | Jun 30, 2026 |
| Neuberger Genesis Fund | 1,455,606 | 3.67% | $112.47M | 1.53% | May 31, 2026 |
| Vanguard Total Stock Market Index Fund | 1,242,699 | 3.14% | $102.68M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 1,027,345 | 2.59% | $84.89M | 0.10% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 898,665 | 2.27% | $74.26M | 0.04% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 569,377 | 1.44% | $47.05M | 0.07% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 449,460 | 1.13% | $37.14M | 0.04% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 435,712 | 1.10% | $37.31M | 0.11% | Jul 31, 2026 |
| First Trust Value Line Dividend Index Fund | 403,589 | 1.02% | $33.35M | 0.41% | Jun 30, 2026 |
| State Street(R) SPDR(R) S&P(R) Dividend ETF | 386,775 | 0.98% | $31.96M | 0.15% | Jun 30, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF | 357,745 | 0.90% | $29.56M | 0.17% | Jun 30, 2026 |
| First Trust Water ETF | 322,527 | 0.81% | $26.65M | 1.44% | Jun 30, 2026 |
| Invesco S&P Global Water Index ETF | 277,570 | 0.70% | $23.77M | 2.26% | Jul 31, 2026 |
| Vanguard Utilities Index Fund | 269,474 | 0.68% | $20.82M | 0.20% | May 31, 2026 |
| iShares Russell 2000 Growth ETF | 260,680 | 0.66% | $21.54M | 0.14% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Paul J. Rowley | SVP OF OPERATIONS | 11,170 | 0.03% | May 15, 2026 |
| Robert J. Sprowls | President & CEO | 219,072 | 0.55% | Mar 16, 2026 |
| David R. Schickling | Vice President Water Operation | 3,518 | 0.01% | Mar 16, 2026 |
| Susan P. Miller | Vice President | 4,646 | 0.01% | Mar 16, 2026 |
| Jon Pierotti | Vice President Reg Affairs | 4,270 | 0.01% | Mar 16, 2026 |
| Patrick Kubiak | VP of Asset Management | 4,179 | 0.01% | Mar 16, 2026 |
| Christopher H. Connor | SVP of ASUS | 6,103 | 0.02% | Mar 16, 2026 |
| Gladys Farrow | VP - Fin., Treas., & Asst. Sec | 11,019 | 0.03% | Mar 16, 2026 |
| Sunil Pillai | VP ENVIRONMENTAL QUALITY | 8,310 | 0.02% | Mar 16, 2026 |
| Eva G. Tang | Sr. Vice President & CFO | 51,061 | 0.13% | Mar 16, 2026 |
| Diana M. Bonta | Director | 16,612 | 0.04% | Sep 9, 2026 |
| Anne M. Holloway | Director | 38,618 | 0.10% | Aug 20, 2026 |
| Roger M. Ervin | Director | 2,060 | 0.01% | May 19, 2026 |
| Steven D. Davis | Director | 4,836 | 0.01% | May 19, 2026 |
| Mary Ann Hopkins | Director | 4,711 | 0.01% | May 19, 2026 |
| Carl James Levin | Director | 7,203 | 0.02% | May 19, 2026 |
| Caroline Ann Winn | Director | 1,610 | 0.00% | May 19, 2026 |
| Thomas A. Eichelberger | Director | 8,997 | 0.02% | May 19, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Diana M. Bonta Director | Sep 4, 2026 | Sale | −546 | $88.80 | $48.48K | 16,612 |
| Anne M. Holloway Director | Aug 19, 2026 | Sale | −900 | $88.86 | $79.97K | 38,518 |
| Anne M. Holloway Director | May 20, 2026 | Sale | −662 | $75.58 | $50.03K | 39,418 |
| Anne M. Holloway Director | May 19, 2026 | Award | +526.87 | $75.92 | $40.00K | 40,080 |
| Mary Ann Hopkins Director | May 19, 2026 | Award | +526.87 | $75.92 | $40.00K | 4,711 |
| Anne M. Holloway Director | May 19, 2026 | Buy | +526.87 | $75.92 | $40.00K | 40,080 |
| Thomas A. Eichelberger Director | May 19, 2026 | Award | +526.87 | $75.92 | $40.00K | 8,997 |
| Roger M. Ervin Director | May 19, 2026 | Award | +526.87 | $75.92 | $40.00K | 2,060 |
| Diana M. Bonta Director | May 19, 2026 | Award | +526.87 | $75.92 | $40.00K | 17,133 |
| Caroline Ann Winn Director | May 19, 2026 | Award | +526.87 | $75.92 | $40.00K | 1,610 |
| Carl James Levin Director | May 19, 2026 | Award | +526.87 | $75.92 | $40.00K | 7,203 |
| Steven D. Davis Director | May 19, 2026 | Award | +526.87 | $75.92 | $40.00K | 4,836 |
| Anne M. Holloway Director | May 18, 2026 | Award | +134.81 | $75.92 | $10.23K | 39,553 |
| Anne M. Holloway Director | May 18, 2026 | Buy | +134.81 | $75.92 | $10.23K | 39,553 |
| Diana M. Bonta Director | May 18, 2026 | Award | +22.87 | $75.92 | $1.74K | 16,606 |
| Paul J. Rowley SVP OF OPERATIONS | May 15, 2026 | Sale | −1,304 | $76.05 | $99.17K | 6,520 |
| Christopher H. Connor SVP of ASUS | Mar 13, 2026 | Tax withholding | −103.16 | $74.44 | $7.68K | 6,103 |
| Christopher H. Connor SVP of ASUS | Mar 13, 2026 | Tax withholding | −108.54 | $74.44 | $8.08K | 6,207 |
| Christopher H. Connor SVP of ASUS | Mar 13, 2026 | Tax withholding | −424.14 | $74.44 | $31.57K | 6,315 |
| Jon Pierotti Vice President Reg Affairs | Mar 13, 2026 | Tax withholding | −259.57 | $74.44 | $19.32K | 3,901 |
| Jon Pierotti Vice President Reg Affairs | Mar 13, 2026 | Tax withholding | −104.07 | $74.44 | $7.75K | 3,797 |
| Jon Pierotti Vice President Reg Affairs | Mar 13, 2026 | Tax withholding | −98.5 | $74.44 | $7.33K | 3,699 |
| Patrick Kubiak VP of Asset Management | Mar 13, 2026 | Tax withholding | −104.07 | $74.44 | $7.75K | 4,179 |
| Patrick Kubiak VP of Asset Management | Mar 13, 2026 | Tax withholding | −98.5 | $74.44 | $7.33K | 4,080 |
| Patrick Kubiak VP of Asset Management | Mar 13, 2026 | Tax withholding | −259.57 | $74.44 | $19.32K | 4,283 |
| Sunil Pillai VP ENVIRONMENTAL QUALITY | Mar 13, 2026 | Tax withholding | −81.45 | $74.44 | $6.06K | 5,871 |
| Sunil Pillai VP ENVIRONMENTAL QUALITY | Mar 13, 2026 | Tax withholding | −259.57 | $74.44 | $19.32K | 5,952 |
| Sunil Pillai VP ENVIRONMENTAL QUALITY | Mar 13, 2026 | Tax withholding | −77.09 | $74.44 | $5.74K | 5,794 |
| Susan P. Miller Vice President | Mar 13, 2026 | Tax withholding | −89.46 | $74.44 | $6.66K | 4,646 |
| Susan P. Miller Vice President | Mar 13, 2026 | Tax withholding | −84.67 | $74.44 | $6.30K | 4,561 |
| Susan P. Miller Vice President | Mar 13, 2026 | Tax withholding | −398.53 | $74.44 | $29.67K | 4,735 |
| Eva G. Tang Sr. Vice President & CFO | Mar 13, 2026 | Tax withholding | −113.29 | $74.44 | $8.43K | 42,018 |
| Eva G. Tang Sr. Vice President & CFO | Mar 13, 2026 | Tax withholding | −107.34 | $74.44 | $7.99K | 41,911 |
| Eva G. Tang Sr. Vice President & CFO | Mar 13, 2026 | Tax withholding | −400.81 | $74.44 | $29.84K | 42,131 |
| Gladys Farrow VP - Fin., Treas., & Asst. Sec | Mar 13, 2026 | Tax withholding | −81.45 | $74.44 | $6.06K | 11,019 |
| Gladys Farrow VP - Fin., Treas., & Asst. Sec | Mar 13, 2026 | Tax withholding | −294.62 | $74.44 | $21.93K | 11,101 |
| Gladys Farrow VP - Fin., Treas., & Asst. Sec | Mar 13, 2026 | Tax withholding | −77.09 | $74.44 | $5.74K | 10,942 |
| Robert J. Sprowls President & CEO | Mar 13, 2026 | Tax withholding | −710.08 | $74.44 | $52.86K | 218,540 |
| Robert J. Sprowls President & CEO | Mar 13, 2026 | Tax withholding | −717.84 | $74.44 | $53.44K | 219,251 |
| Robert J. Sprowls President & CEO | Mar 13, 2026 | Tax withholding | −9,000.69 | $74.44 | $670.01K | 219,968 |
| Paul J. Rowley SVP OF OPERATIONS | Mar 13, 2026 | Tax withholding | −113.29 | $74.44 | $8.43K | 7,932 |
| Paul J. Rowley SVP OF OPERATIONS | Mar 13, 2026 | Tax withholding | −359.85 | $74.44 | $26.79K | 8,045 |
| Paul J. Rowley SVP OF OPERATIONS | Mar 13, 2026 | Tax withholding | −107.34 | $74.44 | $7.99K | 7,824 |
| David R. Schickling Vice President Water Operation | Mar 13, 2026 | Tax withholding | −77.09 | $74.44 | $5.74K | 3,239 |
| David R. Schickling Vice President Water Operation | Mar 13, 2026 | Tax withholding | −259.57 | $74.44 | $19.32K | 3,397 |
| David R. Schickling Vice President Water Operation | Mar 13, 2026 | Tax withholding | −81.45 | $74.44 | $6.06K | 3,316 |
| Christopher H. Connor SVP of ASUS | Mar 12, 2026 | Award | +1,664.7 | $74.44 | $123.92K | 6,739 |
| Christopher H. Connor SVP of ASUS | Mar 12, 2026 | Award | +1,124 | – | – | 5,075 |
| Jon Pierotti Vice President Reg Affairs | Mar 12, 2026 | Award | +770 | – | – | 3,530 |
| Jon Pierotti Vice President Reg Affairs | Mar 12, 2026 | Award | +630.33 | $74.44 | $46.92K | 4,161 |
| Patrick Kubiak VP of Asset Management | Mar 12, 2026 | Award | +770 | – | – | 3,912 |
| Patrick Kubiak VP of Asset Management | Mar 12, 2026 | Award | +630.33 | $74.44 | $46.92K | 4,542 |
| Sunil Pillai VP ENVIRONMENTAL QUALITY | Mar 12, 2026 | Award | +770 | – | – | 5,581 |
| Sunil Pillai VP ENVIRONMENTAL QUALITY | Mar 12, 2026 | Award | +630.33 | $74.44 | $46.92K | 6,212 |
| Susan P. Miller Vice President | Mar 12, 2026 | Award | +1,147.51 | $74.44 | $85.42K | 5,134 |
| Susan P. Miller Vice President | Mar 12, 2026 | Award | +770 | – | – | 3,986 |
| Eva G. Tang Sr. Vice President & CFO | Mar 12, 2026 | Award | +992.36 | $74.44 | $73.87K | 42,532 |
| Eva G. Tang Sr. Vice President & CFO | Mar 12, 2026 | Award | +276.06 | – | – | 9,043 |
| Eva G. Tang Sr. Vice President & CFO | Mar 12, 2026 | Award | +1,071 | – | – | 41,540 |
| Gladys Farrow VP - Fin., Treas., & Asst. Sec | Mar 12, 2026 | Award | +770 | – | – | 10,680 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Bonta Diana Director | Sep 4, 2026 | 546 | $48.42K | Sep 4, 2026 | Stock Bonus |
| Anne M. Holloway Director | Aug 18, 2026 | 900 | $80.70K | Aug 18, 2026 | Restricted Stock Unit |
| Anne M. Holloway Director | May 19, 2026 | 700 | $53.28K | May 19, 2026 | Stock Option Exercise |
| Paul J. Rowley Officer | May 15, 2026 | 1,304 | $102.14K | May 15, 2026 | STOCK AWARD |
| Anne M. Holloway Director | Nov 10, 2025 | 550 | $41.01K | Nov 10, 2025 | Stock Option Exercise |
| Diana M. Bonta Director | Mar 12, 2025 | 969 | $75.12K | Mar 12, 2025 | Stock Bonus |
| Anne M. Holloway Director | Aug 22, 2024 | 500 | $40.65K | Aug 22, 2024 | Employee Stock Option Exercise |
| Anne M. Holloway Officer | Nov 14, 2023 | 400 | $32.14K | Nov 14, 2023 | Stock Option Exercise |
| Anne M. Holloway Officer | May 24, 2023 | 636 | $56.37K | May 24, 2023 | Employee Stock Option Exercise |