ASYSNasdaqSpecial Industry Machinery, NECFiscal year ends September 30
AMTECH SYSTEMS INC
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$13.16+0.36 (+2.81%)
Close on Oct 19, 2026
- Market cap
- $211.09M
- P/E (TTM)
- 50.6
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
64.6%
11M of 18M shares
Institutional holders
112
46 new, 12 sold out
Net institutional buying
4M
In Q2 2026
Insider trades, 12 months
2 buys · 0 sales
Net bought $77.75K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Robert Averick | 2,986,341 | 20.60% | 13D (active) amendment | Jun 1, 2026 |
| Wax Asset Management, LLC | 1,319,773 | 9.20% | 13G (passive) amendment | Dec 31, 2025 |
| AIGH Capital Management LLC | 1,252,000 | 7.20% | 13G (passive) | Jun 30, 2026 |
| Wasatch Advisors LP | 1,184,904 | 6.80% | 13G (passive) | Sep 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ASYS | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| First Eagle Investment Management, LLC | 1,696,852 | 9.69% | $39.16M | +864,399 | 0.03% |
| AIGH Capital Management LLC | 1,252,000 | 7.15% | $28.90M | New | 1.82% |
| BlackRock, Inc. | 763,487 | 4.36% | $17.62M | +618,041 | 0.00% |
| AWM Investment Company, Inc. | 690,000 | 3.94% | $15.93M | New | 1.38% |
| Vanguard Capital Management LLC | 580,502 | 3.32% | $13.40M | +16,175 | 0.00% |
| Acadian Asset Management LLC | 580,278 | 3.31% | $13.39K | +113,441 | 0.02% |
| Dimensional Fund Advisors LP | 426,694 | 2.44% | $9.84M | −102,657 | 0.00% |
| Marshall Wace, Llp | 398,564 | 2.28% | $9.20M | −18,512 | 0.01% |
| Arrowstreet Capital, Limited Partnership | 308,896 | 1.76% | $7.13M | −56,491 | 0.00% |
| Geode Capital Management, LLC | 284,836 | 1.63% | $6.58M | +152,687 | 0.00% |
| Connor, Clark & Lunn Investment Management Ltd. | 282,388 | 1.61% | $6.52M | +108,229 | 0.01% |
| Renaissance Technologies LLC | 260,605 | 1.49% | $6.01M | +152,509 | 0.01% |
| Two Sigma Investments, LP | 254,367 | 1.45% | $5.87M | −12,489 | 0.00% |
| Jane Street Group, LLC | 249,465 | 1.42% | $5.76M | −91,414 | 0.00% |
| Regal Partners Ltd | 237,503 | 1.36% | $5.48M | New | 0.30% |
| Qube Research & Technologies Ltd | 194,714 | 1.11% | $4.49M | +106,197 | 0.00% |
| State Street Corp | 155,849 | 0.89% | $3.60M | +98,509 | 0.00% |
| Trexquant Investment LP | 119,750 | 0.68% | $2.76M | −54,139 | 0.02% |
| Bridgeway Capital Management, LLC | 111,472 | 0.64% | $2.57M | +2,354 | 0.05% |
| Citadel Advisors LLC | 106,246 | 0.61% | $2.45M | −668 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 112 | 11M | 64.6% | 46 / 39 | 20 / 12 | 5M | 1M |
| Q1 2026 | 79 | 7M | 42.7% | 23 / 28 | 21 / 8 | 3M | 1M |
| Q4 2025 | 65 | 6M | 35.1% | 23 / 23 | 14 / 11 | 2M | 0M |
| Q3 2025 | 54 | 5M | 26.0% | 24 / 8 | 17 / 6 | 1M | 0M |
| Q2 2025 | 36 | 4M | 23.6% | 4 / 13 | 11 / 5 | 0M | 1M |
| Q1 2025 | 37 | 5M | 27.4% | 6 / 18 | 6 / 4 | 0M | 1M |
| Q4 2024 | 35 | 6M | 31.7% | 8 / 10 | 13 / 7 | 0M | 1M |
| Q3 2024 | 34 | 6M | 34.8% | 3 / 7 | 14 / 2 | 0M | 0M |
| Q2 2024 | 34 | 6M | 35.5% | 3 / 11 | 13 / 10 | 0M | 0M |
| Q1 2024 | 41 | 6M | 35.8% | 5 / 12 | 15 / 9 | 1M | 1M |
| Q4 2023 | 45 | 6M | 35.2% | 11 / 12 | 14 / 8 | 0M | 1M |
| Q3 2023 | 42 | 7M | 38.4% | 4 / 13 | 17 / 6 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ASYS | Value | % of fund | As of |
|---|---|---|---|---|---|
| First Eagle Small Cap Opportunity Fund | 734,102 | 4.19% | $11.26M | 0.39% | Jul 31, 2026 |
| Vanguard Total Stock Market Index Fund | 443,626 | 2.53% | $10.24M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 300,844 | 1.72% | $6.94M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 128,384 | 0.73% | $1.97M | 0.01% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 124,071 | 0.71% | $2.86M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 Growth ETF | 109,995 | 0.63% | $2.54M | 0.02% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 99,906 | 0.57% | $1.53M | 0.01% | Jul 31, 2026 |
| U.S. Small Cap Portfolio | 78,288 | 0.45% | $1.20M | 0.01% | Jul 31, 2026 |
| Fidelity Extended Market Index Fund | 56,910 | 0.33% | $1.21M | 0.00% | May 31, 2026 |
| Omni Small-Cap Value Fund | 49,200 | 0.28% | $1.14M | 0.09% | Jun 30, 2026 |
| Dimensional U.S. Small Cap ETF | 46,598 | 0.27% | $714.81K | 0.00% | Jul 31, 2026 |
| U.S. Micro Cap Portfolio | 46,592 | 0.27% | $714.72K | 0.01% | Jul 31, 2026 |
| iShares Micro-Cap ETF | 39,242 | 0.22% | $905.71K | 0.06% | Jun 30, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 34,672 | 0.20% | $800.23K | 0.03% | Jun 30, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 31,325 | 0.18% | $480.53K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Robert C. Daigle | Chairman & CEO, Director | 156,890 | 0.90% | Aug 5, 2026 |
| Thomas B. Sabol | Chief Financial Officer | 2,000 | 0.01% | Sep 16, 2026 |
| Guy Shechter | President & CEO | 53,450 | 0.31% | Aug 25, 2026 |
| Mark Weaver | Interim CFO | – | – | May 14, 2026 |
| Wade Michael Jenke | Chief Financial Officer | – | – | Mar 21, 2025 |
| Robert M. Averick | Director, 10% owner | 2,974,341 | 16.99% | Jun 1, 2026 |
| Michael M. Ludwig | Director | 33,069 | 0.19% | Mar 6, 2026 |
| Michael Garnreiter | Director | 38,569 | 0.22% | Mar 6, 2026 |
| Asif Y. Jakwani | Director | 8,081 | 0.05% | Mar 6, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Thomas B. Sabol Chief Financial Officer | Sep 14, 2026 | Buy | +2,000 | $14.14 | $28.28K | 2,000 |
| Guy Shechter President & CEO | Aug 24, 2026 | Buy | +3,450 | $14.34 | $49.47K | 53,450 |
| Robert M. Averick Director, 10% owner | May 28, 2026 | Option exercise | +6,000 | $7.40 | $44.40K | 713,341 |
| Robert M. Averick Director, 10% owner | May 28, 2026 | Option exercise | +6,000 | $10.22 | $61.32K | 725,341 |
| Robert M. Averick Director, 10% owner | May 28, 2026 | Option exercise | +6,000 | $11.51 | $69.06K | 719,341 |
| Robert M. Averick Director, 10% owner | Mar 5, 2026 | Option exercise | +8,081 | – | – | 707,341 |
| Michael Garnreiter Director | Mar 5, 2026 | Option exercise | +8,081 | – | – | 38,569 |
| Michael M. Ludwig Director | Mar 5, 2026 | Option exercise | +8,081 | – | – | 33,069 |
| Asif Y. Jakwani Director | Mar 5, 2026 | Option exercise | +8,081 | – | – | 8,081 |
| Robert M. Averick Director, 10% owner | Sep 2, 2025 | Option exercise | +6,000 | $4.77 | $28.62K | 693,260 |
| Robert M. Averick Director, 10% owner | Sep 2, 2025 | Option exercise | +6,000 | $5.75 | $34.50K | 687,260 |
| Robert M. Averick Director, 10% owner | Sep 2, 2025 | Option exercise | +6,000 | $4.90 | $29.40K | 699,260 |
| Robert M. Averick Director, 10% owner | Sep 2, 2025 | Option exercise | +6,000 | $5.40 | $32.40K | 681,260 |
| Robert M. Averick Director, 10% owner | May 16, 2025 | Buy | +21,377 | $3.54 | $75.67K | 675,260 |
| Robert C. Daigle Chairman & CEO, Director | May 16, 2025 | Buy | +355 | $3.48 | $1.24K | 156,890 |
| Robert C. Daigle Chairman & CEO, Director | May 15, 2025 | Buy | +2,498 | $3.49 | $8.72K | 156,535 |
| Robert M. Averick Director, 10% owner | May 14, 2025 | Buy | +46,272 | $3.46 | $160.10K | 653,883 |
| Robert C. Daigle Chairman & CEO, Director | May 14, 2025 | Buy | +5,000 | $3.48 | $17.40K | 154,037 |
| Robert M. Averick Director, 10% owner | Mar 10, 2025 | Buy | +10,000 | $4.86 | $48.60K | 607,611 |
| Michael Garnreiter Director | Mar 6, 2025 | Option exercise | +8,299 | – | – | 30,488 |
| Robert M. Averick Director, 10% owner | Mar 6, 2025 | Option exercise | +8,299 | – | – | 597,611 |
| Michael M. Ludwig Director | Mar 6, 2025 | Option exercise | +8,299 | – | – | 24,988 |
| Robert M. Averick Director, 10% owner | Mar 5, 2025 | Buy | +1,523 | $4.85 | $7.39K | 589,312 |
| Robert M. Averick Director, 10% owner | Mar 3, 2025 | Buy | +5,000 | $4.89 | $24.45K | 587,789 |
| Robert M. Averick Director, 10% owner | Feb 13, 2025 | Buy | +22,000 | $4.85 | $106.70K | 582,789 |
| Robert M. Averick Director, 10% owner | Feb 7, 2025 | Buy | +54,789 | $5.02 | $275.04K | 560,789 |
| Robert M. Averick Director, 10% owner | Dec 13, 2024 | Buy | +7,500 | $5.63 | $42.23K | 506,000 |
| Robert M. Averick Director, 10% owner | Dec 12, 2024 | Buy | +19,500 | $5.70 | $111.15K | 498,500 |
| Robert M. Averick Director, 10% owner | Dec 11, 2024 | Buy | +5,000 | $5.65 | $28.25K | 479,000 |
| Robert C. Daigle Chairman & CEO, Director | Aug 14, 2024 | Option exercise | +55,556 | – | – | 164,509 |
| Robert C. Daigle Chairman & CEO, Director | Aug 14, 2024 | Tax withholding | −15,472 | $6.36 | $98.40K | 149,037 |
| Robert M. Averick Director, 10% owner | Aug 13, 2024 | Buy | +10,000 | $5.51 | $55.10K | 474,000 |
| Robert M. Averick Director, 10% owner | Aug 12, 2024 | Buy | +5,000 | $5.54 | $27.70K | 464,000 |
| Robert M. Averick Director, 10% owner | Aug 9, 2024 | Buy | +25,000 | $5.53 | $138.25K | 459,000 |
| Robert M. Averick Director, 10% owner | May 14, 2024 | Buy | +2,784 | $5.45 | $15.17K | 434,000 |
| Robert M. Averick Director, 10% owner | May 13, 2024 | Buy | +304 | $5.16 | $1.57K | 431,216 |
| Robert M. Averick Director, 10% owner | May 10, 2024 | Buy | +12,723 | $5.20 | $66.16K | 430,912 |
| Michael M. Ludwig Director | Mar 11, 2024 | Award | +2,000 | $4.73 | $9.46K | 16,689 |
| Michael M. Ludwig Director | Mar 7, 2024 | Award | +1,500 | $4.91 | $7.37K | 14,689 |
| Michael M. Ludwig Director | Mar 6, 2024 | Award | +6,000 | $4.85 | $29.10K | 13,189 |
| Michael M. Ludwig Director | Mar 1, 2024 | Option exercise | +4,189 | – | – | 7,189 |
| Michael Garnreiter Director | Mar 1, 2024 | Option exercise | +4,189 | – | – | 22,189 |
| Robert M. Averick Director, 10% owner | Mar 1, 2024 | Option exercise | +4,189 | – | – | 418,189 |
| Robert C. Daigle Chairman & CEO, Director | Mar 1, 2024 | Option exercise | +7,854 | – | – | 108,056 |
| Robert C. Daigle Chairman & CEO, Director | Mar 1, 2024 | Tax withholding | −2,603 | $4.83 | $12.57K | 105,453 |
| Robert C. Daigle Chairman & CEO, Director | Feb 13, 2024 | Buy | +3,500 | $4.21 | $14.74K | 103,702 |
| Robert M. Averick Director, 10% owner | Feb 13, 2024 | Buy | +20,500 | $4.21 | $86.31K | 414,000 |
| Robert C. Daigle Chief Executive Officer, Director | Dec 19, 2023 | Buy | +20,000 | $3.90 | $78.00K | 100,202 |
| Robert M. Averick Director, 10% owner | Dec 18, 2023 | Buy | +14,000 | $3.90 | $54.60K | 393,500 |
| Robert C. Daigle Chief Executive Officer, Director | Dec 18, 2023 | Buy | +46,000 | $3.96 | $182.16K | 80,202 |
| Robert C. Daigle Chief Executive Officer, Director | Aug 25, 2023 | Buy | +4,000 | $8.60 | $34.40K | 34,202 |
| Robert C. Daigle Chief Executive Officer, Director | Aug 24, 2023 | Buy | +8,250 | $8.59 | $70.87K | 30,202 |
| Robert M. Averick Director, 10% owner | Aug 18, 2023 | Buy | +9,000 | $8.96 | $80.64K | 11,000 |
| Robert M. Averick Director, 10% owner | Aug 17, 2023 | Buy | +6,500 | $8.70 | $56.55K | 379,500 |
| Robert C. Daigle Chief Executive Officer, Director | Aug 16, 2023 | Buy | +1,200 | $8.75 | $10.50K | 21,903 |
| Robert C. Daigle Chief Executive Officer, Director | Aug 16, 2023 | Buy | +1,000 | $8.76 | $8.76K | 20,703 |
| Robert C. Daigle Chief Executive Officer, Director | Aug 15, 2023 | Buy | +233 | $8.75 | $2.04K | 19,703 |
| Robert C. Daigle Chief Executive Officer, Director | Aug 14, 2023 | Buy | +49 | $9.00 | $441 | 21,952 |
| Robert C. Daigle Chief Executive Officer, Director | Aug 14, 2023 | Buy | +1,000 | $9.10 | $9.10K | 19,470 |
| Robert C. Daigle Chief Executive Officer, Director | Aug 11, 2023 | Buy | +15,386 | $8.93 | $137.40K | 18,470 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.