ASTENasdaqConstruction Machinery & EquipFiscal year ends December 31
ASTEC INDUSTRIES INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$38.57+0.35 (+0.92%)
Close on Oct 19, 2026
- Market cap
- $898.35M
- P/E (TTM)
- 45.4
- Dividend yield
- 1.35%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
98.1%
23M of 23M shares
Institutional holders
231
33 new, 44 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
0 buys · 1 sales
Net sold $59.54K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 3,321,688 | 14.50% | 13G (passive) amendment | Mar 31, 2026 |
| Dimensional Fund Advisors LP | 1,531,823 | 6.70% | 13G (passive) amendment | Dec 29, 2023 |
| Vanguard Portfolio Management | 1,364,867 | 5.95% | 13G (passive) | Mar 31, 2026 |
| Vanguard Capital Management | 1,165,046 | 5.08% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ASTE | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 3,476,585 | 15.10% | $212.73M | +78,840 | 0.00% |
| Dimensional Fund Advisors LP | 1,448,355 | 6.29% | $88.62M | +14,854 | 0.02% |
| Vanguard Portfolio Management LLC | 1,372,608 | 5.96% | $83.99M | +17,620 | 0.00% |
| Gamco Investors, Inc. Et Al | 1,077,885 | 4.68% | $65.96M | −24,401 | 0.59% |
| Vanguard Capital Management LLC | 1,018,190 | 4.42% | $62.30M | +21,381 | 0.00% |
| State Street Corp | 920,998 | 4.00% | $56.35M | +47,535 | 0.00% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 824,202 | 3.58% | $50.43M | +64,039 | 0.06% |
| Invesco Ltd. | 797,273 | 3.46% | $48.79M | +73,396 | 0.00% |
| ACK Asset Management LLC | 690,276 | 3.00% | $42.24M | −96,224 | 4.93% |
| Harvey Partners, LLC | 674,000 | 2.93% | $41.24M | +1,800 | 2.82% |
| Geode Capital Management, LLC | 604,778 | 2.63% | $37.01M | +31,039 | 0.00% |
| First Eagle Investment Management, LLC | 543,200 | 2.36% | $33.24M | +282,950 | 0.03% |
| Gabelli Funds LLC | 475,900 | 2.07% | $29.12M | −77,000 | 0.19% |
| Kennedy Capital Management LLC | 471,146 | 2.05% | $28.83M | +66,835 | 0.51% |
| Charles Schwab Investment Management Inc | 375,248 | 1.63% | $22.96M | −29,727 | 0.00% |
| Morgan Stanley | 365,397 | 1.59% | $22.36M | −30,764 | 0.00% |
| American Century Companies Inc | 361,200 | 1.57% | $22.10M | −143,241 | 0.01% |
| Easterly Investment Partners LLC | 349,159 | 1.52% | $21.37M | +67,934 | 1.09% |
| Assenagon Asset Management S.A. | 293,592 | 1.28% | $17.96M | +287,111 | 0.01% |
| Northern Trust Corp | 278,488 | 1.21% | $17.04M | +19,008 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 231 | 23M | 98.1% | 33 / 91 | 81 / 44 | 3M | 2M |
| Q1 2026 | 247 | 22M | 95.1% | 56 / 78 | 79 / 10 | 4M | 2M |
| Q4 2025 | 206 | 22M | 97.1% | 27 / 72 | 76 / 25 | 2M | 2M |
| Q3 2025 | 208 | 23M | 98.6% | 40 / 73 | 71 / 26 | 3M | 2M |
| Q2 2025 | 196 | 22M | 95.9% | 36 / 75 | 57 / 27 | 2M | 1M |
| Q1 2025 | 188 | 21M | 92.5% | 32 / 61 | 71 / 13 | 2M | 2M |
| Q4 2024 | 171 | 22M | 94.4% | 20 / 58 | 56 / 19 | 1M | 1M |
| Q3 2024 | 172 | 22M | 94.2% | 35 / 49 | 62 / 10 | 5M | 1M |
| Q2 2024 | 149 | 22M | 93.5% | 21 / 52 | 54 / 38 | 2M | 3M |
| Q1 2024 | 168 | 22M | 95.5% | 29 / 51 | 65 / 18 | 1M | 1M |
| Q4 2023 | 157 | 22M | 94.7% | 22 / 54 | 60 / 43 | 3M | 2M |
| Q3 2023 | 179 | 21M | 91.3% | 23 / 47 | 73 / 7 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ASTE | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 1,385,552 | 6.02% | $84.78M | 0.08% | Jun 30, 2026 |
| Global X U.S. Infrastructure Development ETF | 748,791 | 3.25% | $37.71M | 0.28% | May 31, 2026 |
| Vanguard Total Stock Market Index Fund | 730,149 | 3.17% | $44.68M | 0.00% | Jun 30, 2026 |
| 1290 VT GAMCO Small Company Value Portfolio | 630,000 | 2.74% | $38.55M | 0.86% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 604,357 | 2.62% | $36.98M | 0.04% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 526,748 | 2.29% | $32.23M | 0.02% | Jun 30, 2026 |
| Invesco Small Cap Value Fund | 461,113 | 2.00% | $23.36M | 0.21% | Jul 31, 2026 |
| Avantis U.S. Small Cap Value ETF | 337,985 | 1.47% | $17.02M | 0.06% | May 31, 2026 |
| Vanguard Small-Cap Value Index Fund | 334,032 | 1.45% | $20.44M | 0.03% | Jun 30, 2026 |
| U.S. Small Cap Value Portfolio | 320,216 | 1.39% | $16.22M | 0.08% | Jul 31, 2026 |
| The Gabelli Small Cap Growth Fund | 310,000 | 1.35% | $18.97M | 0.99% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 264,346 | 1.15% | $16.18M | 0.02% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 254,849 | 1.11% | $12.91M | 0.04% | Jul 31, 2026 |
| First Eagle Small Cap Opportunity Fund | 239,623 | 1.04% | $12.14M | 0.42% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 222,271 | 0.97% | $11.26M | 0.07% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Robert Gerald Putney | VP, Chief Accounting Officer | 2,290 | 0.01% | Sep 2, 2026 |
| Chad Jeffrey Hartley | Group President | 13,017 | 0.06% | Sep 2, 2026 |
| Jaco van der Merwe | Chief Executive Officer | 113,376 | 0.49% | Sep 2, 2026 |
| Brian James Harris | Chief Financial Officer | 15,770 | 0.07% | Sep 2, 2026 |
| Edward Terrell Gilbert Jr | GC & CORPORATE SECRETARY | 8,887 | 0.04% | Sep 2, 2026 |
| Michael Paul Norris | GROUP PRESIDENT | 22,448 | 0.10% | Sep 2, 2026 |
| Barend Snyman | Group President | 18,872 | 0.08% | May 6, 2026 |
| Jamie E. Palm | VP, CAO & Corporate Controller | 7,095 | 0.03% | Dec 2, 2024 |
| Jeffrey T. Jackson | Director | 12,324 | 0.05% | Sep 2, 2026 |
| Patrick S. Shannon | Director | 9,799 | 0.04% | Sep 2, 2026 |
| Mary L. Howell | Director | 20,238 | 0.09% | Sep 2, 2026 |
| James Murphy Winford Jr | Director | 10,521 | 0.05% | Sep 2, 2026 |
| Nalin Jain | Director | 12,939 | 0.06% | Sep 2, 2026 |
| Mark Joseph Gliebe | Director | 12,925 | 0.06% | Sep 2, 2026 |
| Tracey H. Cook | Director | 20,258 | 0.09% | Sep 2, 2026 |
| Linda I. Knoll | Director | 14,502 | 0.06% | Sep 2, 2026 |
| William D. Gehl | Director | 40,626 | 0.18% | Apr 2, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Tracey H. Cook Director | Aug 28, 2026 | Award | +18 | – | – | 20,258 |
| Edward Terrell Gilbert Jr GC & CORPORATE SECRETARY | Aug 28, 2026 | Award | +22 | – | – | 8,887 |
| Nalin Jain Director | Aug 28, 2026 | Award | +7 | – | – | 12,939 |
| Michael Paul Norris GROUP PRESIDENT | Aug 28, 2026 | Award | +23 | – | – | 22,448 |
| Brian James Harris Chief Financial Officer | Aug 28, 2026 | Award | +37 | – | – | 15,770 |
| Patrick S. Shannon Director | Aug 28, 2026 | Award | +18 | – | – | 9,799 |
| Linda I. Knoll Director | Aug 28, 2026 | Award | +7 | – | – | 14,502 |
| Mary L. Howell Director | Aug 28, 2026 | Award | +7 | – | – | 20,238 |
| Jaco van der Merwe Chief Executive Officer | Aug 28, 2026 | Award | +139 | – | – | 113,376 |
| James Murphy Winford Jr Director | Aug 28, 2026 | Award | +7 | – | – | 10,521 |
| Chad Jeffrey Hartley Group President | Aug 28, 2026 | Award | +38 | – | – | 13,017 |
| Jeffrey T. Jackson Director | Aug 28, 2026 | Award | +25 | – | – | 12,324 |
| Mark Joseph Gliebe Director | Aug 28, 2026 | Award | +7 | – | – | 12,925 |
| Robert Gerald Putney VP, Chief Accounting Officer | Aug 28, 2026 | Award | +3 | – | – | 2,290 |
| Chad Jeffrey Hartley Group President | Aug 1, 2026 | Award | +12,979 | – | – | 12,979 |
| Jeffrey T. Jackson Director | Jul 31, 2026 | Award | +390 | – | – | 12,299 |
| Mary L. Howell Director | May 29, 2026 | Award | +6 | – | – | 20,231 |
| Robert Gerald Putney VP, Chief Accounting Officer | May 29, 2026 | Award | +3 | – | – | 2,287 |
| Edward Terrell Gilbert Jr GC & CORPORATE SECRETARY | May 29, 2026 | Award | +19 | – | – | 8,865 |
| Tracey H. Cook Director | May 29, 2026 | Award | +15 | – | – | 20,240 |
| Michael Paul Norris GROUP PRESIDENT | May 29, 2026 | Award | +20 | – | – | 22,425 |
| Linda I. Knoll Director | May 29, 2026 | Award | +6 | – | – | 14,495 |
| Jeffrey T. Jackson Director | May 29, 2026 | Award | +21 | – | – | 11,909 |
| Jaco van der Merwe Chief Executive Officer | May 29, 2026 | Award | +121 | – | – | 113,237 |
| Brian James Harris Chief Financial Officer | May 29, 2026 | Award | +32 | – | – | 15,733 |
| Mark Joseph Gliebe Director | May 29, 2026 | Award | +6 | – | – | 12,918 |
| James Murphy Winford Jr Director | May 29, 2026 | Award | +6 | – | – | 10,514 |
| Patrick S. Shannon Director | May 29, 2026 | Award | +15 | – | – | 9,781 |
| Nalin Jain Director | May 29, 2026 | Award | +6 | – | – | 12,932 |
| Nalin Jain Director | Apr 27, 2026 | Award | +2,365 | – | – | 12,926 |
| Mary L. Howell Director | Apr 27, 2026 | Award | +2,365 | – | – | 20,225 |
| Linda I. Knoll Director | Apr 27, 2026 | Award | +2,365 | – | – | 14,489 |
| Tracey H. Cook Director | Apr 27, 2026 | Award | +2,365 | – | – | 20,225 |
| Jeffrey T. Jackson Director | Apr 27, 2026 | Award | +2,365 | – | – | 11,571 |
| Jeffrey T. Jackson Director | Apr 27, 2026 | Award | +317 | – | – | 11,888 |
| James Murphy Winford Jr Director | Apr 27, 2026 | Award | +2,365 | – | – | 10,508 |
| Mark Joseph Gliebe Director | Apr 27, 2026 | Award | +2,365 | – | – | 12,912 |
| Patrick S. Shannon Director | Apr 27, 2026 | Award | +2,365 | – | – | 9,766 |
| Edward Terrell Gilbert Jr GC & CORPORATE SECRETARY | Mar 31, 2026 | Award | +18 | – | – | 8,846 |
| William D. Gehl Director | Mar 31, 2026 | Award | +9 | – | – | 40,626 |
| William D. Gehl Director | Mar 31, 2026 | Award | +48 | – | – | 40,617 |
| Brian James Harris Chief Financial Officer | Mar 31, 2026 | Award | +31 | – | – | 15,701 |
| Mark Joseph Gliebe Director | Mar 31, 2026 | Award | +9 | – | – | 10,547 |
| Barend Snyman Group President | Mar 31, 2026 | Award | +29 | – | – | 19,411 |
| Jeffrey T. Jackson Director | Mar 31, 2026 | Award | +14 | – | – | 9,206 |
| Mary L. Howell Director | Mar 31, 2026 | Award | +9 | – | – | 17,860 |
| Jaco van der Merwe Chief Executive Officer | Mar 31, 2026 | Award | +119 | – | – | 113,116 |
| Linda I. Knoll Director | Mar 31, 2026 | Award | +9 | – | – | 12,124 |
| Patrick S. Shannon Director | Mar 31, 2026 | Award | +9 | – | – | 7,401 |
| Michael Paul Norris GROUP PRESIDENT | Mar 31, 2026 | Award | +20 | – | – | 22,405 |
| Robert Gerald Putney VP, Chief Accounting Officer | Mar 31, 2026 | Award | +3 | – | – | 2,284 |
| James Murphy Winford Jr Director | Mar 31, 2026 | Award | +9 | – | – | 8,143 |
| Tracey H. Cook Director | Mar 31, 2026 | Award | +9 | – | – | 17,860 |
| Nalin Jain Director | Mar 31, 2026 | Award | +9 | – | – | 10,561 |
| Edward Terrell Gilbert Jr GC & CORPORATE SECRETARY | Mar 3, 2026 | Sale | −975 | $61.07 | $59.54K | 8,828 |
| Barend Snyman Group President | Feb 27, 2026 | Tax withholding | −539 | $62.34 | $33.60K | 18,872 |
| Robert Gerald Putney VP, Chief Accounting Officer | Feb 27, 2026 | Tax withholding | −73 | $62.34 | $4.55K | 1,860 |
| Robert Gerald Putney VP, Chief Accounting Officer | Feb 27, 2026 | Tax withholding | −53 | $62.34 | $3.30K | 1,933 |
| Robert Gerald Putney VP, Chief Accounting Officer | Feb 27, 2026 | Award | +177 | – | – | 2,037 |
| Robert Gerald Putney VP, Chief Accounting Officer | Feb 27, 2026 | Award | +244 | – | – | 2,281 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Gilbert Edward Officer | Mar 3, 2026 | 975 | $59.54K | Mar 3, 2026 | Restricted stock vesting under a registered plan |
| Snyman Barend Officer | Sep 11, 2025 | 2,498 | $117.95K | Sep 11, 2025 | Restricted stock vesting under a registered plan |