ASBNYSEState Commercial BanksFiscal year ends December 31Also trades as ASB.PE, ASB.PF, ASBA
ASSOCIATED BANC-CORP
Financials through Q4 FY2025, quarter ended Dec 31, 2025Last filing: 10-Q on Aug 4, 2026
$28.64−0.32 (-1.10%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- 10.3
- Dividend yield
- 3.25%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
152M
Shares held, 13F filers
Institutional holders
396
68 new, 35 sold out
Net institutional buying
6M
In Q2 2026
Insider trades, 12 months
0 buys · 28 sales
Net sold $9.95M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Dimensional Fund Advisors LP | 9,952,556 | 6.00% | 13G (passive) amendment | Mar 31, 2025 |
| John F. Kotouc | 9,589,901 | 5.09% | 13D (active) | Apr 1, 2026 |
| State Street Corporation | 8,524,500 | 5.10% | 13G (passive) | Jun 30, 2025 |
| BlackRock, Inc. | 19,211,026 | – | 13G (passive) amendment | Dec 31, 2023 |
| Dianne S. Lozier ANC Stock Holding Trust | 11,830,042 | 6.28% | 13G (passive) | Apr 1, 2026 |
| Vanguard Portfolio Management | 10,978,739 | 6.64% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ASB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 23,267,058 | – | $715.93M | +846,874 | 0.01% |
| Vanguard Portfolio Management LLC | 10,367,662 | – | $319.01M | −514,126 | 0.01% |
| Dimensional Fund Advisors LP | 10,038,553 | – | $308.89M | +227,325 | 0.06% |
| State Street Corp | 8,848,723 | – | $272.28M | −112,719 | 0.01% |
| First Trust Advisors LP | 7,538,653 | – | $231.96M | +1,567,426 | 0.14% |
| Vanguard Capital Management LLC | 6,676,473 | – | $205.44M | −451,424 | 0.00% |
| Geode Capital Management, LLC | 4,290,041 | – | $132.03M | −72,395 | 0.01% |
| American Century Companies Inc | 4,248,534 | – | $130.73M | +981,525 | 0.06% |
| Lsv Asset Management | 3,764,147 | – | $115.82K | −55,100 | 0.21% |
| Nomura Asset Management International Inc. | 3,083,276 | – | $94.87M | −253,745 | 0.14% |
| Aqr Capital Management LLC | 3,074,030 | – | $94.59M | +1,680,541 | 0.03% |
| FMR LLC | 2,892,071 | – | $88.99M | +825,675 | 0.00% |
| Associated Banc-Corp | 2,478,369 | – | $76.26M | −109,551 | 1.81% |
| Charles Schwab Investment Management Inc | 2,220,738 | – | $68.33M | −43,535 | 0.01% |
| Goldman Sachs Group Inc | 2,193,931 | – | $67.51M | −172,395 | 0.01% |
| Morgan Stanley | 2,069,926 | – | $63.69M | +651,079 | 0.00% |
| Assenagon Asset Management S.A. | 2,010,202 | – | $61.85M | New | 0.04% |
| Pzena Investment Management LLC | 1,990,243 | – | $61.24M | +67,261 | 0.18% |
| Northern Trust Corp | 1,988,843 | – | $61.20M | −33,311 | 0.01% |
| Wellington Management Group Llp | 1,907,826 | – | $58.70M | +276,560 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 396 | 152M | 68 / 155 | 103 / 35 | 18M | 12M |
| Q1 2026 | 370 | 146M | 72 / 145 | 94 / 34 | 40M | 19M |
| Q4 2025 | 341 | 144M | 58 / 104 | 124 / 28 | 18M | 15M |
| Q3 2025 | 320 | 141M | 32 / 116 | 105 / 23 | 11M | 11M |
| Q2 2025 | 314 | 141M | 45 / 111 | 111 / 30 | 8M | 10M |
| Q1 2025 | 301 | 143M | 40 / 110 | 100 / 43 | 12M | 11M |
| Q4 2024 | 306 | 144M | 49 / 129 | 77 / 34 | 19M | 5M |
| Q3 2024 | 294 | 130M | 41 / 97 | 100 / 24 | 27M | 6M |
| Q2 2024 | 278 | 128M | 34 / 95 | 97 / 24 | 8M | 7M |
| Q1 2024 | 272 | 128M | 29 / 81 | 104 / 30 | 8M | 8M |
| Q4 2023 | 275 | 128M | 37 / 90 | 94 / 29 | 11M | 5M |
| Q3 2023 | 272 | 122M | 35 / 93 | 96 / 23 | 8M | 8M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ASB | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Mid-Cap ETF | 5,585,338 | – | $171.86M | 0.14% | Jun 30, 2026 |
| First Trust RBA American Industrial Renaissance ETF | 4,799,550 | – | $147.68M | 1.29% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 4,481,050 | – | $137.88M | 0.01% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 3,740,771 | – | $115.10M | 0.14% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 3,236,032 | – | $99.57M | 0.05% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 3,203,294 | – | $89.08M | 0.33% | May 31, 2026 |
| Nomura Small Cap Core Fund | 2,494,764 | – | $69.38M | 1.26% | May 29, 2026 |
| U.S. Small Cap Value Portfolio | 2,373,766 | – | $73.30M | 0.38% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 2,093,385 | – | $64.41M | 1.36% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 2,049,141 | – | $63.05M | 0.09% | Jun 30, 2026 |
| Vanguard Strategic Equity Fund | 2,047,823 | – | $63.01M | 0.52% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 1,873,471 | – | $57.65M | 0.06% | Jun 30, 2026 |
| First Trust SMID Cap Rising Dividend Achievers ETF | 1,782,851 | – | $54.86M | 0.48% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 1,595,358 | – | $49.26M | 0.14% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 1,380,594 | – | $42.48M | 0.29% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Andrew J. Harmening | President & CEO, Director | 399,009 | Sep 17, 2026 |
| Patrick Edward Ahern | Executive Vice President | 49,333 | Sep 18, 2026 |
| Derek S. Meyer | EVP, Chief Financial Officer | 61,786 | Sep 17, 2026 |
| Gregory Warsek | EVP | 27,449 | Sep 17, 2026 |
| Nicole M. Kitowski | Executive Vice President | 48,642 | Sep 17, 2026 |
| Terry Lynn Williams | Chief Information Officer | 24,412 | Sep 17, 2026 |
| John A. Utz | Executive Vice President | 114,638 | Sep 17, 2026 |
| Julio Manso | EVP, CHRO | 14,946 | Sep 17, 2026 |
| Jayne C. Hladio | EVP, President Private Wealth | 16,659 | Sep 17, 2026 |
| Steven S. Zandpour | EVP | 18,705 | Sep 17, 2026 |
| Randall J. Erickson | Executive Vice President | 99,652 | Aug 13, 2026 |
| Matthew R. Braeger | Executive Vice President | 13,563 | Jun 10, 2026 |
| Dennis DeLoye | Executive Vice President | 30,684 | May 27, 2026 |
| Bryan Carson | Executive Vice President | 38,953 | Mar 11, 2026 |
| Ryan Beld | EVP Controller and CAO | 11,068 | Mar 2, 2026 |
| Phillip Trier | EVP | 23,638 | Feb 10, 2026 |
| David L. Stein | Executive Vice President | 154,764 | Jun 18, 2025 |
| Angie DeWitt | Executive Vice President | 59,219 | May 16, 2025 |
| Paul Gregory Schmidt | Executive Vice President | 47,520 | Feb 11, 2025 |
| Eileen A. Kamerick | Director | 50,463 | Sep 17, 2026 |
| John B. Williams | Director | 75,849 | Sep 17, 2026 |
| Rodney Jones-Tyson | Director | 13,940 | Sep 17, 2026 |
| Wende L. Kotouc | Director | 8,325,986 | Sep 17, 2026 |
| Lith Karen Van | Director | 61,247 | Sep 17, 2026 |
| Michael J. Haddad | Director | 14,615 | Sep 17, 2026 |
| Kristen M. Ludgate | Director | 10,121 | Sep 17, 2026 |
| Cory L. Nettles | Director | 47,630 | Sep 17, 2026 |
| Judith P. Greffin | Director | 17,879 | Sep 17, 2026 |
| Owen J. Sullivan | Director | 10,121 | Sep 17, 2026 |
| Robert A. Jeffe | Director | 48,208 | Apr 17, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Patrick Edward Ahern Executive Vice President | Sep 17, 2026 | Other | −28,057 | – | – | 15,686 |
| Patrick Edward Ahern Executive Vice President | Sep 17, 2026 | Other | +28,057 | – | – | 28,057 |
| Derek S. Meyer EVP, Chief Financial Officer | Sep 15, 2026 | Award | +124 | $30.32 | $3.76K | 61,786 |
| John A. Utz Executive Vice President | Sep 15, 2026 | Other | +44.67 | $30.17 | $1.35K | 98,774 |
| John A. Utz Executive Vice President | Sep 15, 2026 | Award | +428 | $30.32 | $12.98K | 99,202 |
| Nicole M. Kitowski Executive Vice President | Sep 15, 2026 | Other | +25.04 | $30.17 | $755 | 45,375 |
| Eileen A. Kamerick Director | Sep 15, 2026 | Award | +345 | $30.32 | $10.46K | 50,463 |
| Eileen A. Kamerick Director | Sep 15, 2026 | Award | +36 | $30.32 | $1.09K | 50,499 |
| Julio Manso EVP, CHRO | Sep 15, 2026 | Other | +18.2 | $30.09 | $548 | 14,946 |
| Julio Manso EVP, CHRO | Sep 15, 2026 | Other | +13.67 | $30.17 | $412 | 14,928 |
| Lith Karen Van Director | Sep 15, 2026 | Award | +36 | $30.32 | $1.09K | 61,247 |
| Lith Karen Van Director | Sep 15, 2026 | Award | +345 | $30.32 | $10.46K | 61,592 |
| Cory L. Nettles Director | Sep 15, 2026 | Award | +335 | $30.32 | $10.16K | 47,630 |
| Cory L. Nettles Director | Sep 15, 2026 | Award | +36 | $30.32 | $1.09K | 47,295 |
| Terry Lynn Williams Chief Information Officer | Sep 15, 2026 | Other | +76 | $30.17 | $2.29K | 24,412 |
| Wende L. Kotouc Director | Sep 15, 2026 | Award | +28 | $30.32 | $849 | 3,639 |
| Rodney Jones-Tyson Director | Sep 15, 2026 | Award | +36 | $30.32 | $1.09K | 13,940 |
| John B. Williams Director | Sep 15, 2026 | Award | +36 | $30.32 | $1.09K | 67,849 |
| John B. Williams Director | Sep 15, 2026 | Award | +345 | $30.32 | $10.46K | 68,194 |
| Gregory Warsek EVP | Sep 15, 2026 | Award | +35 | $30.32 | $1.06K | 13,844 |
| Michael J. Haddad Director | Sep 15, 2026 | Award | +36 | $30.32 | $1.09K | 8,865 |
| Michael J. Haddad Director | Sep 15, 2026 | Other | +32.94 | $30.09 | $991 | 8,829 |
| Kristen M. Ludgate Director | Sep 15, 2026 | Award | +36 | $30.32 | $1.09K | 10,121 |
| Jayne C. Hladio EVP, President Private Wealth | Sep 15, 2026 | Other | +12.83 | $30.17 | $387 | 16,659 |
| Steven S. Zandpour EVP | Sep 15, 2026 | Other | +80.04 | $30.17 | $2.41K | 18,705 |
| Judith P. Greffin Director | Sep 15, 2026 | Award | +102 | $30.32 | $3.09K | 17,879 |
| Judith P. Greffin Director | Sep 15, 2026 | Award | +36 | $30.32 | $1.09K | 17,777 |
| Andrew J. Harmening President & CEO, Director | Sep 15, 2026 | Other | +2,516.38 | $30.09 | $75.72K | 399,009 |
| Owen J. Sullivan Director | Sep 15, 2026 | Award | +36 | $30.32 | $1.09K | 10,121 |
| Wende L. Kotouc Director | Sep 10, 2026 | Gift | +3,328,692 | – | – | 3,328,692 |
| Wende L. Kotouc Director | Sep 10, 2026 | Gift | −3,328,692 | – | – | 4,993,039 |
| Patrick Edward Ahern Executive Vice President | Sep 3, 2026 | Sale | −100 | $30.85 | $3.09K | 43,743 |
| Patrick Edward Ahern Executive Vice President | Sep 3, 2026 | Sale | −1,209 | $30.85 | $37.30K | 43,843 |
| Steven S. Zandpour EVP | Aug 17, 2026 | Other | +74.97 | $32.21 | $2.41K | 18,625 |
| Jayne C. Hladio EVP, President Private Wealth | Aug 17, 2026 | Other | +12.02 | $32.21 | $387 | 16,646 |
| Julio Manso EVP, CHRO | Aug 17, 2026 | Other | +12.81 | $32.21 | $413 | 14,914 |
| John A. Utz Executive Vice President | Aug 17, 2026 | Other | +41.84 | $32.21 | $1.35K | 98,729 |
| Terry Lynn Williams Chief Information Officer | Aug 17, 2026 | Other | +71.18 | $32.21 | $2.29K | 24,336 |
| Nicole M. Kitowski Executive Vice President | Aug 17, 2026 | Other | +23.45 | $32.21 | $755 | 45,350 |
| Gregory Warsek EVP | Aug 12, 2026 | Sale | −3,282 | $32.00 | $105.02K | 13,809 |
| Gregory Warsek EVP | Aug 12, 2026 | Option exercise | +13,018 | $26.00 | $338.47K | 26,827 |
| Gregory Warsek EVP | Aug 12, 2026 | Sale | −13,018 | $32.01 | $416.71K | 13,809 |
| Gregory Warsek EVP | Aug 12, 2026 | Discretionary | −14,927 | – | – | 13,605 |
| Randall J. Erickson Executive Vice President | Aug 12, 2026 | Option exercise | +43,561 | $20.32 | $885.16K | 99,652 |
| Randall J. Erickson Executive Vice President | Aug 12, 2026 | Sale | −43,561 | $32.04 | $1.40M | 56,091 |
| John A. Utz Executive Vice President | Aug 4, 2026 | Option exercise | +24,465 | $25.20 | $616.52K | 143,152 |
| John A. Utz Executive Vice President | Aug 4, 2026 | Sale | −44,465 | $31.73 | $1.41M | 98,687 |
| Randall J. Erickson Executive Vice President | Jul 30, 2026 | Option exercise | +26,480 | $25.20 | $667.30K | 75,022 |
| Randall J. Erickson Executive Vice President | Jul 30, 2026 | Sale | −90,573 | $30.76 | $2.79M | 48,542 |
| Derek S. Meyer EVP, Chief Financial Officer | Jul 29, 2026 | Sale | −10,000 | $30.74 | $307.40K | 61,662 |
| Nicole M. Kitowski Executive Vice President | Jul 28, 2026 | Sale | −6,255 | $30.91 | $193.34K | 46,735 |
| Nicole M. Kitowski Executive Vice President | Jul 28, 2026 | Sale | −1,408 | $30.92 | $43.54K | 45,327 |
| Terry Lynn Williams Chief Information Officer | Jul 15, 2026 | Other | +74.82 | $30.64 | $2.29K | 24,265 |
| Steven S. Zandpour EVP | Jul 15, 2026 | Other | +78.8 | $30.64 | $2.41K | 18,550 |
| Jayne C. Hladio EVP, President Private Wealth | Jul 15, 2026 | Other | +12.63 | $30.64 | $387 | 16,634 |
| Julio Manso EVP, CHRO | Jul 15, 2026 | Other | +13.46 | $30.64 | $412 | 14,901 |
| John A. Utz Executive Vice President | Jul 15, 2026 | Other | +43.98 | $30.64 | $1.35K | 118,687 |
| Nicole M. Kitowski Executive Vice President | Jul 15, 2026 | Other | +24.65 | $30.64 | $755 | 52,990 |
| Derek S. Meyer EVP, Chief Financial Officer | Jun 15, 2026 | Award | +127 | $29.22 | $3.71K | 71,662 |
| Jayne C. Hladio EVP, President Private Wealth | Jun 15, 2026 | Other | +13.13 | $29.49 | $387 | 16,621 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Patrick Edward Ahern Officer | Sep 3, 2026 | 1,309 | $40.38K | Sep 3, 2026 | Stock Award |
| Gregory Warsek Officer | Aug 12, 2026 | 16,300 | $521.67K | Aug 12, 2026 | Restricted Stock Vesting |
| Randall J. Erickson Officer | Aug 12, 2026 | 43,561 | $1.40M | Aug 12, 2026 | Stock Option Exercise |
| John A. Utz Officer | Aug 4, 2026 | 44,465 | $1.41M | Aug 4, 2026 | ESPP Purchase |
| Randall J. Erickson Officer | Jul 30, 2026 | 90,573 | $2.79M | Jul 30, 2026 | Open Market Purchase |
| Derek S. Meyer Officer | Jul 29, 2026 | 10,000 | $307.39K | Jul 29, 2026 | Restricted Stock Vesting |
| Nicole M. Kitowski Officer | Jul 28, 2026 | 7,663 | $236.87K | Jul 28, 2026 | Restricted Stock Vesting |
| John A. Utz Officer | Jun 10, 2026 | 5,000 | $144.13K | Jun 10, 2026 | Restricted Stock Vesting |
| Matthew R. Braeger Officer | Jun 9, 2026 | 5,000 | $140.86K | Jun 9, 2026 | Restricted Stock Vesting |
| Dennis DeLoye Officer | May 26, 2026 | 14,299 | $404.28K | May 26, 2026 | Options Granted - 02/27/2017 |
| Randall J. Erickson Officer | May 4, 2026 | 28,311 | $788.06K | May 4, 2026 | Restricted Stock Vesting |
| Randall J. Erickson Officer | May 1, 2026 | 2,000 | $56.59K | May 1, 2026 | Open Market Purchase |
| R. Jay Gerken Former Director | Apr 30, 2026 | 25,134 | $710.80K | Apr 30, 2026 | Restricted Stock Vesting |
| Robert A. Jeffe Former Director | Apr 30, 2026 | 48,164 | $1.36M | Apr 30, 2026 | Restricted Stock Vesting |
| John B. Williams Director | Apr 28, 2026 | 4,000 | $112.70K | Apr 28, 2026 | Restricted Stock Vesting |