TOP Financial Group Ltd (TOP) shareholders
TOPNasdaqSecurity & Commodity Brokers, Dealers, Exchanges & ServicesFiscal year ends March 31
$17.00+1.57 (+10.17%)
Close on Nov 13, 2026Market cap $1.77BP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0.0%
0M of 124M shares
Institutional holders
7
3 new, 2 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Junli Yang Joint filing with Quantum Leap Limited (13.81%) | 104,067,616 | 17.10% | 13D (active) | Jul 12, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of TOP | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Citadel Advisors LLC | 15,623 | 0.01% | $142.95K | New | 0.00% |
| Renaissance Technologies LLC | 9,940 | 0.01% | $90.95K | +200 | 0.00% |
| UBS Group AG | 6,879 | 0.01% | $62.94K | +954 | 0.00% |
| Jane Street Group, LLC | 6,789 | 0.01% | $62.13K | New | 0.00% |
| XTX Topco Ltd | 6,668 | 0.01% | $61.01K | +4,349 | 0.00% |
| BlackRock, Inc. | 4,725 | 0.00% | $43.23K | – | 0.00% |
| Two Sigma Investments, LP | 3,243 | 0.00% | $29.67K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 7 | 0M | 0.0% | 3 / 3 | 0 / 2 | 0M | 0M |
| Q1 2026 | 6 | 0M | 0.0% | 1 / 2 | 1 / 1 | 0M | 0M |
| Q4 2025 | 6 | 0M | 0.0% | 1 / 3 | 0 / 2 | 0M | 0M |
| Q3 2025 | 7 | 0M | 0.0% | 2 / 2 | 1 / 1 | 0M | 0M |
| Q2 2025 | 6 | 0M | 0.0% | 0 / 3 | 2 / 2 | 0M | 0M |
| Q1 2025 | 8 | 0M | 0.0% | 3 / 3 | 1 / 2 | 0M | 0M |
| Q4 2024 | 7 | 0M | 0.0% | 3 / 1 | 2 / 1 | 0M | 0M |
| Q3 2024 | 5 | 0M | 0.0% | 1 / 1 | 1 / 3 | 0M | 0M |
| Q2 2024 | 8 | 0M | 0.0% | 2 / 1 | 2 / 1 | 0M | 0M |
| Q1 2024 | 7 | 0M | 0.0% | 2 / 1 | 2 / 2 | 0M | 0M |
| Q4 2023 | 7 | 0M | 0.0% | 2 / 2 | 3 / 4 | 0M | 0M |
| Q3 2023 | 9 | 0M | 0.0% | 3 / 3 | 3 / 4 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Junli Yang | DIRECTOR & CHAIRWOMAN, 10% owner | 26,824,000 | 21.68% | Jul 31, 2026 |
| Ka Fai Yuen | Director & CEO | – | – | Jul 31, 2026 |
| Yung Yung Lo | CFO | 1,212,000 | 0.98% | Jul 31, 2026 |
| Jennifer Hoi Ling Tam | COO | – | – | Jul 31, 2026 |
| Yuli Yan | Director | – | – | Oct 13, 2026 |
| Mau Chung Ng | Director | 40,213 | 0.03% | Jul 31, 2026 |
| Mei Cai | Director | 40,213 | 0.03% | Jul 31, 2026 |
| Anthony S. Chan | Director | 40,213 | 0.03% | Jul 31, 2026 |
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
1.59%
0M shares short
Days to cover
1.7
At 0M shares a day
Change since last report
+13.8%
From 0M shares
Short volume, 20 days
57.7%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of TOP Financial's stock actually held short. Settlement fails (shares not delivered on time) peaked at 31,133 shares on Oct 13, 2026 over the last 90 days.
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