TOP Financial Group Ltd (TOP) company profile
Close on Nov 13, 2026Market cap $1.77BP/E –Yield –
About TOP Financial
Security & Commodity Brokers, Dealers, Exchanges & Services, SIC 6200
TOP Financial Group Limited operates as an online brokerage and financial services firm. The company provides securities and futures contract dealing, trading solutions, and it support for clients trading across global financial markets. Through its operating subsidiaries, it also engages in asset management, money lending services, and the provision of financial and trading technology. The firm serves retail and institutional clients engaged in trading derivatives and equities on major international stock and commodities exchanges.
The company maintains operational subsidiaries and regulatory licenses across Hong Kong, Singapore, Australia, and the British Virgin Islands. Its primary executive offices are located in Singapore, having relocated its corporate headquarters there in August 2025.
Summary of the business section of TOP Financial's latest annual report, written by StockData.
Company profile
Company
- Legal name
- TOP Financial Group Ltd
- Headquarters
- Houston, TX
- Address
- 4201 Main Street, Suite 200 77002
- Phone
- (656) 252-8998
- Website
- zyfgl.com
- Employees
- 30, Mar 31, 2026
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- Incorporated in
- E9
- Fiscal year ends
- March 31
- Auditor
- YCM CPA INC, Irvine, California
Stock & identifiers
- Ticker
- TOP
- Exchange
- Nasdaq
- IPO date
- Jun 1, 2022
- Shares outstanding
- 124M, Oct 28, 2026
- Public float
- $9.24M, Sep 30, 2025
- Filer category
- Non-accelerated filer<br>Smaller reporting company<br>Emerging growth company
- Stock splits
- 1-for-5 reverse, Aug 3, 2026
- SEC CIK
- 1848275
- CUSIP
- G989A6102
- FIGI
- BBG012GNQ2N8
- Share class FIGI
- BBG012GNQ3H3
- EIN
- 00-0000000
Executives and directors
Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years
| Name | Position | Shares owned |
|---|---|---|
| Junli Yang | DIRECTOR & CHAIRWOMAN | 26,824,000 |
| Ka Fai Yuen | Director & CEO | – |
| Yung Yung Lo | CFO | 1,212,000 |
| Jennifer Hoi Ling Tam | COO | – |
| Yuli Yan | Director | – |
| Mau Chung Ng | Director | 40,213 |
| Mei Cai | Director | 40,213 |
| Anthony S. Chan | Director | 40,213 |
IPO
From the final prospectus (Form 424B4) and the first day of trading
Offering
- Type
- Initial public offering
- Final prospectus filed
- Jun 1, 2022
- Exchange
- Nasdaq
- First trading day
- Jun 1, 2022
- First-day close
- $16.99
- Lock-up ends (est.)
- Nov 28, 2022
Lock-up end is estimated as 180 days after the first trading day; the prospectus sets the actual terms.
Employees
Headcount reported in annual reports
“had 30 employees as of March 31, 2026.”
Corporate history
Events identified from SEC filings
| Date | Event | Details |
|---|---|---|
| Aug 17, 2026 | Late filing | Notification of late filing |
| Jun 30, 2026 | Late filing | Notification of late filing |
| Jul 31, 2025 | Late filing | Notification of late filing |
| Aug 1, 2022 | Late filing | Notification of late filing |
| Jul 13, 2022 | Name change | Name changed from Zhong Yang Financial Group Ltd to TOP Financial Group Ltd |
| Jun 1, 2022 | IPO | Initial public offering priced (424B4 prospectus) |
| May 25, 2022 | Listing | Registration of securities on an exchange (Form 8-A) |
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