LMP Capital & Income Fund Inc. (SCD) shareholders
SCDNYSEFiscal year ends November 30
$15.16−0.03 (-0.20%)
Close on Nov 13, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
8M
Shares held, 13F filers
Institutional holders
57
12 new, 8 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sit Fixed Income Advisors II, LLC Joint filing with Sit Investment Associates, Inc. (13.60%) | 3,115,773 | 13.60% | 13G (passive) | Jul 31, 2025 |
| Sit Investment Associates, Inc. Joint filing with Sit Fixed Income Advisors Ii LLC /Adv (8.20%) | 1,875,334 | 8.20% | 13G (passive) amendment | Sep 30, 2025 |
| , : First Trust Portfolios L.P.: First Trust Advisors L.P.: The Charger Corporation | 1,506,665 | 8.79% | 13G (passive) amendment | Dec 31, 2023 |
| Raymond James & Associates, Inc. | 892,758 | 5.10% | 13G (passive) amendment | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SCD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,635,988 | – | $41.25M | −143,845 | 0.78% |
| Raymond James Financial Inc | 1,250,759 | – | $19.57M | −515,711 | 0.01% |
| Z3 Capital Partners, LLC | 425,705 | – | $6.66M | +5,366 | 1.40% |
| Morgan Stanley | 411,785 | – | $6.44M | −21,158 | 0.00% |
| Penserra Capital Management LLC | 400,669 | – | $6.27M | +15,254 | 0.05% |
| Shaker Financial Services, LLC | 333,414 | – | $5.22M | New | 1.63% |
| Wells Fargo & Company/Mn | 327,370 | – | $5.12M | +26,703 | 0.00% |
| Allspring Global Investments Holdings, LLC | 234,388 | – | $3.67M | +167,691 | 0.01% |
| Steward Partners Investment Advisory, LLC | 169,835 | – | $2.66M | −80,925 | 0.01% |
| Wealth Enhancement Advisory Services, LLC | 169,537 | – | $2.64M | +23,959 | 0.00% |
| Advisors Asset Management, Inc. | 148,994 | – | $2.33M | +24,321 | 0.04% |
| Wolverine Asset Management LLC | 142,755 | – | $2.23M | +59,657 | 0.02% |
| Osaic Holdings, Inc. | 111,980 | – | $1.75M | +31,543 | 0.00% |
| Royal Bank of Canada | 83,818 | – | $1.31M | +3,126 | 0.00% |
| Yakira Capital Management, Inc. | 73,285 | – | $1.15M | – | 0.33% |
| LPL Financial LLC | 60,235 | – | $942.68K | −21,724 | 0.00% |
| Chapin Davis, Inc. | 52,416 | – | $820.33K | +400 | 0.14% |
| Wealth Care LLC | 49,813 | – | $779.57K | +519 | 0.63% |
| NewEdge Advisors, LLC | 47,911 | – | $749.81K | +1,732 | 0.00% |
| Calamos Advisors LLC | 44,362 | – | $694.27K | +2,958 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 57 | 8M | 12 / 25 | 8 / 8 | 1M | 1M |
| Q1 2026 | 53 | 8M | 6 / 16 | 19 / 11 | 1M | 1M |
| Q4 2025 | 60 | 8M | 13 / 21 | 17 / 6 | 1M | 1M |
| Q3 2025 | 55 | 8M | 10 / 21 | 14 / 6 | 4M | 1M |
| Q2 2025 | 52 | 5M | 10 / 17 | 14 / 3 | 1M | 0M |
| Q1 2025 | 45 | 4M | 8 / 15 | 12 / 3 | 0M | 0M |
| Q4 2024 | 41 | 4M | 7 / 15 | 9 / 4 | 2M | 0M |
| Q3 2024 | 40 | 4M | 6 / 12 | 10 / 8 | 0M | 0M |
| Q2 2024 | 42 | 4M | 4 / 10 | 16 / 5 | 0M | 1M |
| Q1 2024 | 43 | 5M | 7 / 11 | 14 / 8 | 1M | 1M |
| Q4 2023 | 45 | 5M | 11 / 15 | 13 / 4 | 1M | 0M |
| Q3 2023 | 38 | 4M | 2 / 15 | 13 / 5 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
4 funds held SCD in Q2 2026, 10% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of SCD | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 398,761 | – | $6.24M | 0.87% | Jun 30, 2026 |
| Calamos CEF Income & Arbitrage ETF | 56,853 | – | $880.08K | 2.60% | Jul 31, 2026 |
| Multi-Hedge Strategies Fund | 325 | – | $5.09K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 115 | – | $1.80K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Peter Daniel Charles Mason | Director | 2,580 | Jul 15, 2025 |
| Anthony Grillo | Director | 700 | May 28, 2025 |
| Hillary A. Sale | Director | 0 | Nov 21, 2024 |
| Brett Michael Mossman | – | – | Sep 11, 2026 |
| Ann Elizabeth Doyle | – | – | Sep 10, 2026 |
| Kim Stout | – | – | Apr 7, 2026 |
| John Haller | – | – | Apr 2, 2026 |
| Brian Eakes | – | 0 | Jan 12, 2026 |
| Jeffrey Masom | – | – | Aug 28, 2025 |
| Seok Selene Oh | – | – | May 27, 2025 |
| Thomas Gahan | – | – | Dec 11, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Peter Daniel Charles Mason Director | Jul 14, 2025 | Buy | +2,580 | $15.59 | $40.22K | 2,580 |
| Anthony Grillo Director | May 27, 2025 | Buy | +700 | $15.69 | $10.98K | 700 |
| Daniel P. Cronin Director | Jun 21, 2024 | Buy | +1,000 | $15.25 | $15.25K | 17,057 |
| Eileen A. Kamerick Director | Dec 20, 2022 | Buy | +1,670 | $12.02 | $20.07K | 3,253 |
| Daniel P. Cronin Director | Jan 5, 2022 | Buy | +3,500 | $14.90 | $52.15K | 12,925 |
| Daniel P. Cronin Director | Mar 13, 2020 | Buy | +3,000 | $9.03 | $27.09K | 9,425 |
| Peter Vanderlee – | Mar 13, 2020 | Buy | +5,000 | $8.80 | $44.00K | 13,376 |
| Daniel P. Cronin Director | Jan 22, 2020 | Sale | −2,300 | $15.66 | $36.02K | 6,425 |
| Paolo M. Cucchi Director | Feb 6, 2019 | Sale | −552.05 | $12.42 | $6.86K | 0 |
| Terrence Murphy – | Dec 31, 2018 | Sale | −3,029 | $10.66 | $32.29K | 0 |
| William R. Hutchinson Director | Apr 18, 2018 | Sale | −1,800 | $12.89 | $23.20K | 0 |
| William R. Hutchinson Director | Jan 4, 2018 | Sale | −7,200 | $14.15 | $101.88K | 0 |
| Barbara Brooke Manning – | Nov 30, 2016 | Sale | −3,130.12 | $13.14 | $41.13K | 0 |
| Eileen A. Kamerick Director | Sep 16, 2016 | Buy | +1,583 | $13.40 | $21.21K | 1,583 |
| Harry D. Cohen – | Apr 27, 2016 | Buy | +10,000 | $12.63 | $126.30K | 10,000 |
| Peter Vanderlee – | Aug 27, 2015 | Buy | +1,000 | $13.55 | $13.55K | 15,065 |
| Peter Vanderlee – | Jul 29, 2015 | Buy | +1,000 | $14.46 | $14.46K | 14,065 |
| Peter Vanderlee – | Jun 10, 2015 | Buy | +565 | $16.14 | $9.12K | 13,065 |
| Peter Vanderlee – | Jun 10, 2015 | Buy | +700 | $16.09 | $11.26K | 7,901 |
| Peter Vanderlee – | Jun 10, 2015 | Buy | +475 | $16.14 | $7.67K | 8,376 |
| Peter Vanderlee – | Oct 16, 2014 | Buy | +1,200 | $15.19 | $18.23K | 7,201 |
| Peter Vanderlee – | Oct 16, 2014 | Buy | +1,200 | $15.15 | $18.18K | 11,700 |
| Peter Vanderlee – | Oct 16, 2014 | Buy | +800 | $15.17 | $12.14K | 12,500 |
| Peter Vanderlee – | Sep 13, 2013 | Buy | +1,975 | $14.71 | $29.05K | 6,001 |
| Peter Vanderlee – | Sep 13, 2013 | Buy | +1,732 | $14.68 | $25.43K | 10,500 |
| Peter Vanderlee – | Jan 3, 2013 | Buy | +1,200 | $14.07 | $16.88K | 8,769 |
| Peter Vanderlee – | Jan 3, 2013 | Buy | +510 | $14.07 | $7.18K | 4,026 |
| Peter Vanderlee – | Jul 9, 2012 | Buy | +800 | $12.93 | $10.34K | 4,200 |
| Mark McAllister – | Jun 29, 2012 | Buy | +2,000 | $12.87 | $25.74K | 2,000 |
| Peter Vanderlee – | Jun 27, 2012 | Buy | +800 | $12.58 | $10.06K | 3,400 |
| Michael Clarfeld – | Aug 15, 2011 | Sale | −5,000 | $12.13 | $60.65K | 0 |
| Peter Vanderlee – | Nov 17, 2010 | Buy | +1,000 | $11.79 | $11.79K | 7,485 |
| Peter Vanderlee – | Nov 17, 2010 | Buy | +1,000 | $11.79 | $11.79K | 2,600 |
| Carol L. Colman Director | Jun 24, 2010 | Sale | −2,500 | $9.82 | $24.55K | 0 |
| Jeswald W. Salacuse Director | May 21, 2010 | Buy | +200 | $9.66 | $1.93K | 1,300 |
| Peter Vanderlee – | May 17, 2010 | Buy | +1,000 | $10.34 | $10.34K | 6,485 |
| Peter Vanderlee – | Mar 16, 2010 | Buy | +1,120 | $10.80 | $12.10K | 1,600 |
| Peter Vanderlee – | Jan 8, 2010 | Buy | +480 | $10.34 | $4.96K | 480 |
| Peter Vanderlee – | Jan 8, 2010 | Buy | +485 | $10.34 | $5.01K | 5,485 |
| Peter Vanderlee – | Jan 4, 2010 | Buy | +1,000 | $10.36 | $10.36K | 5,000 |
| Peter Vanderlee – | Dec 21, 2009 | Buy | +1,000 | $10.10 | $10.10K | 4,000 |
| Paolo M. Cucchi Director | Dec 11, 2009 | Sale | −500 | $10.08 | $5.04K | 500 |
| Paolo M. Cucchi Director | Dec 10, 2009 | Sale | −500 | $10.08 | $5.04K | 1,000 |
| Peter Vanderlee – | Oct 22, 2009 | Buy | +1,000 | $9.70 | $9.70K | 3,000 |
| Peter Vanderlee – | Sep 29, 2009 | Buy | +2,000 | $9.61 | $19.22K | 2,000 |
| Robert Gendelman – | May 4, 2009 | Buy | +10,000 | $7.92 | $79.20K | 30,000 |
| Robert Gendelman – | Apr 13, 2009 | Buy | +10,000 | $7.49 | $74.90K | 20,000 |
| Jeswald W. Salacuse Director | Jun 20, 2008 | Buy | +500 | $16.14 | $8.07K | 1,100 |
| Robert Gendelman – | May 21, 2008 | Buy | +5,000 | $16.85 | $84.25K | 10,000 |
| Paolo M. Cucchi Director | May 13, 2008 | Buy | +500 | $16.67 | $8.34K | 1,500 |
| Robert Gendelman – | May 13, 2008 | Buy | +5,000 | $16.73 | $83.65K | 5,000 |
| Robert Gendelman – | Apr 9, 2008 | Sale | −5,000 | $16.21 | $81.05K | 0 |
| Robert Gendelman – | Apr 9, 2008 | Sale | −5,000 | $16.24 | $81.20K | 5,000 |
| Robert Gendelman – | Apr 9, 2008 | Buy | −5,000 | $16.21 | $81.05K | 0 |
| Robert Gendelman – | Apr 9, 2008 | Buy | −5,000 | $16.24 | $81.20K | 5,000 |
| Robert Gendelman – | Apr 8, 2008 | Sale | −15,000 | $16.30 | $244.50K | 10,000 |
| Robert Gendelman – | Apr 8, 2008 | Buy | −15,000 | $16.30 | $244.50K | 10,000 |
| Robert Gendelman – | Apr 4, 2008 | Sale | −500 | $16.21 | $8.11K | 28,400 |
| Robert Gendelman – | Apr 4, 2008 | Sale | −500 | $16.25 | $8.13K | 28,900 |
| Robert Gendelman – | Apr 4, 2008 | Sale | −600 | $16.31 | $9.79K | 29,400 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+44.6%
From 0M shares
Short volume, 20 days
20.8%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of LMP Capital & Income Fund's stock actually held short. No settlement fails above the SEC's reporting threshold in the last 90 days.
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