SCDNYSEFiscal year ends November 30
LMP CAPITAL & INCOME FUND INC.
$14.87−0.09 (-0.60%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
8M
Shares held, 13F filers
Institutional holders
57
12 new, 8 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | 892,758 | 5.10% | 13G (passive) amendment | Dec 31, 2023 |
| Sit Fixed Income Advisors II, LLC | 3,115,773 | 13.60% | 13G (passive) | Jul 31, 2025 |
| Sit Investment Associates, Inc. | 1,875,334 | 8.20% | 13G (passive) amendment | Sep 30, 2025 |
| , : First Trust Portfolios L.P.: First Trust Advisors L.P.: The Charger Corporation | 1,506,665 | 8.79% | 13G (passive) amendment | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SCD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,635,988 | – | $41.25K | −143,845 | 0.78% |
| Raymond James Financial Inc | 1,250,759 | – | $19.57M | −515,711 | 0.01% |
| Z3 Capital Partners, LLC | 425,705 | – | $6.66M | +5,366 | 1.40% |
| Morgan Stanley | 411,785 | – | $6.44M | −21,158 | 0.00% |
| Penserra Capital Management LLC | 400,669 | – | $6.27K | +15,254 | 0.05% |
| Shaker Financial Services, LLC | 333,414 | – | $5.22M | New | 1.63% |
| Wells Fargo & Company/Mn | 327,370 | – | $5.12M | +26,703 | 0.00% |
| Allspring Global Investments Holdings, LLC | 234,388 | – | $3.67M | +167,691 | 0.01% |
| Steward Partners Investment Advisory, LLC | 169,835 | – | $2.66M | −80,925 | 0.01% |
| Wealth Enhancement Advisory Services, LLC | 169,537 | – | $2.64M | +23,959 | 0.00% |
| Advisors Asset Management, Inc. | 148,994 | – | $2.33M | +24,321 | 0.04% |
| Wolverine Asset Management LLC | 142,755 | – | $2.23M | +59,657 | 0.02% |
| Osaic Holdings, Inc. | 111,980 | – | $1.75M | +31,543 | 0.00% |
| Royal Bank of Canada | 83,818 | – | $1.31M | +3,126 | 0.00% |
| Yakira Capital Management, Inc. | 73,285 | – | $1.15M | – | 0.33% |
| LPL Financial LLC | 60,235 | – | $942.68K | −21,724 | 0.00% |
| Chapin Davis, Inc. | 52,416 | – | $820.33K | +400 | 0.14% |
| Wealth Care LLC | 49,813 | – | $779.57K | +519 | 0.63% |
| NewEdge Advisors, LLC | 47,911 | – | $749.81K | +1,732 | 0.00% |
| Calamos Advisors LLC | 44,362 | – | $694.27K | +2,958 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 57 | 8M | 12 / 25 | 8 / 8 | 1M | 1M |
| Q1 2026 | 53 | 8M | 6 / 16 | 19 / 11 | 1M | 1M |
| Q4 2025 | 60 | 8M | 13 / 21 | 17 / 6 | 1M | 1M |
| Q3 2025 | 55 | 8M | 10 / 21 | 14 / 6 | 4M | 1M |
| Q2 2025 | 52 | 5M | 10 / 17 | 14 / 3 | 1M | 0M |
| Q1 2025 | 45 | 4M | 8 / 15 | 12 / 3 | 0M | 0M |
| Q4 2024 | 41 | 4M | 7 / 15 | 9 / 4 | 2M | 0M |
| Q3 2024 | 40 | 4M | 6 / 12 | 10 / 8 | 0M | 0M |
| Q2 2024 | 42 | 4M | 4 / 10 | 16 / 5 | 0M | 1M |
| Q1 2024 | 43 | 5M | 7 / 11 | 14 / 8 | 1M | 1M |
| Q4 2023 | 45 | 5M | 11 / 15 | 13 / 4 | 1M | 0M |
| Q3 2023 | 38 | 4M | 2 / 15 | 13 / 5 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SCD | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 398,761 | – | $6.24M | 0.87% | Jun 30, 2026 |
| Calamos CEF Income & Arbitrage ETF | 56,853 | – | $880.08K | 2.60% | Jul 31, 2026 |
| Multi-Hedge Strategies Fund | 325 | – | $5.09K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 115 | – | $1.80K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Peter Daniel Charles Mason | Director | 2,580 | Jul 15, 2025 |
| Anthony Grillo | Director | 700 | May 28, 2025 |
| Hillary A. Sale | Director | 0 | Nov 21, 2024 |
| Brett Michael Mossman | – | – | Sep 11, 2026 |
| Ann Elizabeth Doyle | – | – | Sep 10, 2026 |
| Kim Stout | – | – | Apr 7, 2026 |
| John Haller | – | – | Apr 2, 2026 |
| Brian Eakes | – | 0 | Jan 12, 2026 |
| Jeffrey Masom | – | – | Aug 28, 2025 |
| Seok Selene Oh | – | – | May 27, 2025 |
| Thomas Gahan | – | – | Dec 11, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Peter Daniel Charles Mason Director | Jul 14, 2025 | Buy | +2,580 | $15.59 | $40.22K | 2,580 |
| Anthony Grillo Director | May 27, 2025 | Buy | +700 | $15.69 | $10.98K | 700 |
| Daniel P. Cronin Director | Jun 21, 2024 | Buy | +1,000 | $15.25 | $15.25K | 17,057 |
| Eileen A. Kamerick Director | Dec 20, 2022 | Buy | +1,670 | $12.02 | $20.07K | 3,253 |
| Daniel P. Cronin Director | Jan 5, 2022 | Buy | +3,500 | $14.90 | $52.15K | 12,925 |
| Daniel P. Cronin Director | Mar 13, 2020 | Buy | +3,000 | $9.03 | $27.09K | 9,425 |
| Peter Vanderlee – | Mar 13, 2020 | Buy | +5,000 | $8.80 | $44.00K | 13,376 |
| Daniel P. Cronin Director | Jan 22, 2020 | Sale | −2,300 | $15.66 | $36.02K | 6,425 |
| Paolo M. Cucchi Director | Feb 6, 2019 | Sale | −552.05 | $12.42 | $6.86K | 0 |
| Terrence Murphy – | Dec 31, 2018 | Sale | −3,029 | $10.66 | $32.29K | 0 |
| William R. Hutchinson Director | Apr 18, 2018 | Sale | −1,800 | $12.89 | $23.20K | 0 |
| William R. Hutchinson Director | Jan 4, 2018 | Sale | −7,200 | $14.15 | $101.88K | 0 |
| Barbara Brooke Manning – | Nov 30, 2016 | Sale | −3,130.12 | $13.14 | $41.13K | 0 |
| Eileen A. Kamerick Director | Sep 16, 2016 | Buy | +1,583 | $13.40 | $21.21K | 1,583 |
| Harry D. Cohen – | Apr 27, 2016 | Buy | +10,000 | $12.63 | $126.30K | 10,000 |
| Peter Vanderlee – | Aug 27, 2015 | Buy | +1,000 | $13.55 | $13.55K | 15,065 |
| Peter Vanderlee – | Jul 29, 2015 | Buy | +1,000 | $14.46 | $14.46K | 14,065 |
| Peter Vanderlee – | Jun 10, 2015 | Buy | +565 | $16.14 | $9.12K | 13,065 |
| Peter Vanderlee – | Jun 10, 2015 | Buy | +700 | $16.09 | $11.26K | 7,901 |
| Peter Vanderlee – | Jun 10, 2015 | Buy | +475 | $16.14 | $7.67K | 8,376 |
| Peter Vanderlee – | Oct 16, 2014 | Buy | +1,200 | $15.19 | $18.23K | 7,201 |
| Peter Vanderlee – | Oct 16, 2014 | Buy | +1,200 | $15.15 | $18.18K | 11,700 |
| Peter Vanderlee – | Oct 16, 2014 | Buy | +800 | $15.17 | $12.14K | 12,500 |
| Peter Vanderlee – | Sep 13, 2013 | Buy | +1,975 | $14.71 | $29.05K | 6,001 |
| Peter Vanderlee – | Sep 13, 2013 | Buy | +1,732 | $14.68 | $25.43K | 10,500 |
| Peter Vanderlee – | Jan 3, 2013 | Buy | +1,200 | $14.07 | $16.88K | 8,769 |
| Peter Vanderlee – | Jan 3, 2013 | Buy | +510 | $14.07 | $7.18K | 4,026 |
| Peter Vanderlee – | Jul 9, 2012 | Buy | +800 | $12.93 | $10.34K | 4,200 |
| Mark McAllister – | Jun 29, 2012 | Buy | +2,000 | $12.87 | $25.74K | 2,000 |
| Peter Vanderlee – | Jun 27, 2012 | Buy | +800 | $12.58 | $10.06K | 3,400 |
| Michael Clarfeld – | Aug 15, 2011 | Sale | −5,000 | $12.13 | $60.65K | 0 |
| Peter Vanderlee – | Nov 17, 2010 | Buy | +1,000 | $11.79 | $11.79K | 7,485 |
| Peter Vanderlee – | Nov 17, 2010 | Buy | +1,000 | $11.79 | $11.79K | 2,600 |
| Carol L. Colman Director | Jun 24, 2010 | Sale | −2,500 | $9.82 | $24.55K | 0 |
| Jeswald W. Salacuse Director | May 21, 2010 | Buy | +200 | $9.66 | $1.93K | 1,300 |
| Peter Vanderlee – | May 17, 2010 | Buy | +1,000 | $10.34 | $10.34K | 6,485 |
| Peter Vanderlee – | Mar 16, 2010 | Buy | +1,120 | $10.80 | $12.10K | 1,600 |
| Peter Vanderlee – | Jan 8, 2010 | Buy | +480 | $10.34 | $4.96K | 480 |
| Peter Vanderlee – | Jan 8, 2010 | Buy | +485 | $10.34 | $5.01K | 5,485 |
| Peter Vanderlee – | Jan 4, 2010 | Buy | +1,000 | $10.36 | $10.36K | 5,000 |
| Peter Vanderlee – | Dec 21, 2009 | Buy | +1,000 | $10.10 | $10.10K | 4,000 |
| Paolo M. Cucchi Director | Dec 11, 2009 | Sale | −500 | $10.08 | $5.04K | 500 |
| Paolo M. Cucchi Director | Dec 10, 2009 | Sale | −500 | $10.08 | $5.04K | 1,000 |
| Peter Vanderlee – | Oct 22, 2009 | Buy | +1,000 | $9.70 | $9.70K | 3,000 |
| Peter Vanderlee – | Sep 29, 2009 | Buy | +2,000 | $9.61 | $19.22K | 2,000 |
| Robert Gendelman – | May 4, 2009 | Buy | +10,000 | $7.92 | $79.20K | 30,000 |
| Robert Gendelman – | Apr 13, 2009 | Buy | +10,000 | $7.49 | $74.90K | 20,000 |
| Jeswald W. Salacuse Director | Jun 20, 2008 | Buy | +500 | $16.14 | $8.07K | 1,100 |
| Robert Gendelman – | May 21, 2008 | Buy | +5,000 | $16.85 | $84.25K | 10,000 |
| Paolo M. Cucchi Director | May 13, 2008 | Buy | +500 | $16.67 | $8.34K | 1,500 |
| Robert Gendelman – | May 13, 2008 | Buy | +5,000 | $16.73 | $83.65K | 5,000 |
| Robert Gendelman – | Apr 9, 2008 | Sale | −5,000 | $16.21 | $81.05K | 0 |
| Robert Gendelman – | Apr 9, 2008 | Sale | −5,000 | $16.24 | $81.20K | 5,000 |
| Robert Gendelman – | Apr 9, 2008 | Buy | −5,000 | $16.21 | $81.05K | 0 |
| Robert Gendelman – | Apr 9, 2008 | Buy | −5,000 | $16.24 | $81.20K | 5,000 |
| Robert Gendelman – | Apr 8, 2008 | Sale | −15,000 | $16.30 | $244.50K | 10,000 |
| Robert Gendelman – | Apr 8, 2008 | Buy | −15,000 | $16.30 | $244.50K | 10,000 |
| Robert Gendelman – | Apr 4, 2008 | Sale | −500 | $16.21 | $8.11K | 28,400 |
| Robert Gendelman – | Apr 4, 2008 | Sale | −500 | $16.25 | $8.13K | 28,900 |
| Robert Gendelman – | Apr 4, 2008 | Sale | −600 | $16.31 | $9.79K | 29,400 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.