Prospect Capital Corp (PSEC) shareholders
PSECNasdaqFiscal year ends June 30Also trades as PSEC.PA
Financials through Q1 FY2027, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 4, 2026Score 10/3083% below fair value
$1.46+0.05 (+3.91%)
Close on Nov 13, 2026Market cap $766.26MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
90M
Shares held, 13F filers
Institutional holders
205
31 new, 39 sold out
Net institutional buying
4M
In Q2 2026
Insider trades, 12 months
16 buys · 0 sales
Net bought $19.95M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Barry John F Joint filing with John & Daria Barry Foundation (8.20%) | 134,685,809 | 25.20% | 13D (active) amendment | Oct 16, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PSEC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Private Management Group Inc | 20,534,804 | – | $47.44M | +6,999,513 | 1.25% |
| Two Sigma Investments, LP | 14,082,619 | – | $32.53M | −1,766,788 | 0.02% |
| Van Eck Associates Corp | 9,685,724 | – | $22.37M | +2,388,990 | 0.01% |
| UBS Group AG | 6,633,748 | – | $15.32M | +1,160,380 | 0.00% |
| Legal & General Group Plc | 4,032,811 | – | $9.34M | +392,146 | 0.00% |
| Gendell Jeffrey L | 4,009,902 | – | $9.26M | – | 0.08% |
| Marshall Wace, Llp | 3,067,650 | – | $7.09M | −1,683,570 | 0.01% |
| Morgan Stanley | 2,686,736 | – | $6.21M | +234,820 | 0.00% |
| Independent Financial Group, LLC | 2,485,356 | – | $5.74M | −974,995 | 0.11% |
| Susquehanna International Group, Llp | 2,246,915 | – | $5.19M | +545,146 | 0.00% |
| BlackRock, Inc. | 1,441,035 | – | $3.33M | −131,437 | 0.00% |
| GraniteShares Advisors LLC | 1,094,360 | – | $2.53M | +143,250 | 1.63% |
| LPL Financial LLC | 919,558 | – | $2.12M | −32,004 | 0.00% |
| Commonwealth Equity Services, LLC | 762,756 | – | $1.76M | −37,554 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 732,596 | – | $1.69M | +307,463 | 0.00% |
| Tudor Investment Corp Et Al | 709,303 | – | $1.64M | −747,567 | 0.00% |
| Naviter Wealth, LLC | 656,528 | – | $1.54M | +85,743 | 0.14% |
| Caxton Associates Llp | 592,554 | – | $1.37M | +459,031 | 0.03% |
| Tactive Advisors, LLC | 585,111 | – | $1.35M | +3,117 | 0.33% |
| 180 Wealth Advisors, LLC | 580,986 | – | $1.34M | +180,465 | 0.13% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 205 | 90M | 31 / 84 | 51 / 39 | 16M | 11M |
| Q1 2026 | 218 | 86M | 28 / 86 | 57 / 28 | 26M | 23M |
| Q4 2025 | 223 | 83M | 37 / 57 | 80 / 37 | 16M | 14M |
| Q3 2025 | 227 | 82M | 34 / 90 | 60 / 27 | 26M | 10M |
| Q2 2025 | 223 | 66M | 31 / 90 | 64 / 29 | 19M | 12M |
| Q1 2025 | 225 | 59M | 28 / 99 | 56 / 39 | 18M | 4M |
| Q4 2024 | 239 | 45M | 48 / 84 | 63 / 31 | 15M | 8M |
| Q3 2024 | 226 | 39M | 30 / 85 | 62 / 32 | 9M | 8M |
| Q2 2024 | 230 | 40M | 30 / 90 | 59 / 28 | 7M | 7M |
| Q1 2024 | 230 | 41M | 30 / 84 | 77 / 41 | 6M | 5M |
| Q4 2023 | 244 | 40M | 42 / 98 | 57 / 30 | 11M | 4M |
| Q3 2023 | 234 | 34M | 29 / 101 | 47 / 27 | 3M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
8 funds held PSEC in Q2 2026, 99% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of PSEC | Value | % of fund | As of |
|---|---|---|---|---|---|
| VanEck BDC Income ETF | 7,497,783 | – | $17.32M | 1.06% | Jun 30, 2026 |
| GraniteShares HIPS U.S. High Income ETF | 1,094,360 | – | $2.53M | 2.30% | Jun 30, 2026 |
| Virtus Private Credit Strategy ETF | 428,612 | – | $912.94K | 3.01% | Jul 31, 2026 |
| Blackstone Alternative Multi-Strategy Fund | 88,500 | – | $204.44K | 0.01% | Jun 30, 2026 |
| ProShares Global Listed Private Equity ETF | 69,007 | – | $166.31K | 1.50% | May 31, 2026 |
| Militia Long/Short Equity ETF | -2,813,852 | – | -$6.78M | -1.85% | May 29, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| John F. Barry | CHIEF EXECUTIVE OFFICER, Director, 10% owner | 96,273,174 | Nov 13, 2026 |
| M. Grier Eliasek | Chief Operating Officer, Director | 3,443,930 | Feb 13, 2026 |
| Eugene S. Stark | Director | 75,000 | Nov 9, 2026 |
| William Gremp | Director | 75,153 | Mar 20, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 10, 2026 | Buy | +1,410,633 | $1.51 | $2.13M | 95,808,672 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 9, 2026 | Buy | +2,604,262 | $1.51 | $3.93M | 94,398,039 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 6, 2026 | Buy | +1,222,704 | $1.41 | $1.73M | 91,793,777 |
| Eugene S. Stark Director | Nov 6, 2026 | Buy | +15,000 | $1.34 | $20.10K | 75,000 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 4, 2026 | Buy | +1,217,105 | $2.24 | $2.73M | 90,479,988 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 23, 2026 | Buy | +67,648 | $2.27 | $153.56K | 89,213,725 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 23, 2026 | Buy | +1,000,000 | $2.27 | $2.27M | 89,146,077 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 22, 2026 | Buy | +1,000,000 | $2.25 | $2.25M | 88,146,077 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 26, 2026 | Buy | +3,000 | $2.33 | $6.99K | 87,122,376 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 26, 2026 | Buy | +430,000 | $2.32 | $997.60K | 87,119,376 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 22, 2026 | Buy | +32,000 | $2.29 | $73.28K | 86,689,351 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 22, 2026 | Buy | +100,000 | $2.32 | $232.00K | 86,657,351 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 22, 2026 | Buy | +100,000 | $2.33 | $233.00K | 86,557,351 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 21, 2026 | Buy | +100,000 | $2.24 | $224.00K | 86,457,351 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 21, 2026 | Buy | +100,000 | $2.28 | $228.00K | 86,357,351 |
| M. Grier Eliasek Chief Operating Officer, Director | Feb 11, 2026 | Buy | +942,800 | $2.92 | $2.75M | 3,443,930 |
| M. Grier Eliasek Chief Operating Officer, Director | Sep 25, 2025 | Buy | +370,000 | $2.71 | $1.00M | 2,501,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 25, 2025 | Buy | +925,000 | $2.72 | $2.52M | 86,067,158 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 24, 2025 | Buy | +741,158 | $2.62 | $1.94M | 85,142,158 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 23, 2025 | Buy | +384,000 | $2.66 | $1.02M | 84,401,000 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 22, 2025 | Buy | +374,500 | $2.66 | $996.17K | 84,017,000 |
| Eugene S. Stark Director | Sep 17, 2025 | Buy | +2,500 | $2.79 | $6.98K | 60,000 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 23, 2025 | Buy | +319,000 | $3.16 | $1.01M | 83,585,026 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 20, 2025 | Buy | +623,300 | $3.19 | $1.99M | 83,266,026 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 24, 2025 | Buy | +24,000 | $4.24 | $101.76K | 82,594,540 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 21, 2025 | Buy | +24,000 | $4.26 | $102.24K | 82,570,540 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 20, 2025 | Buy | +24,000 | $4.28 | $102.72K | 82,546,540 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 19, 2025 | Buy | +24,000 | $4.30 | $103.20K | 82,509,933 |
| William Gremp Director | Mar 18, 2025 | Buy | +4,477 | $4.30 | $19.25K | 75,153 |
| William Gremp Director | Mar 18, 2025 | Buy | +14,623 | $4.29 | $62.73K | 70,676 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 18, 2025 | Buy | +24,000 | $4.30 | $103.20K | 82,485,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 17, 2025 | Buy | +240,000 | $4.30 | $1.03M | 82,461,933 |
| William Gremp Director | Mar 14, 2025 | Buy | +900 | $4.24 | $3.82K | 56,053 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 14, 2025 | Buy | +240,000 | $4.28 | $1.03M | 82,221,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 13, 2025 | Buy | +240,000 | $4.20 | $1.01M | 81,981,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 12, 2025 | Buy | +240,000 | $4.25 | $1.02M | 81,741,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 11, 2025 | Buy | +1,000,000 | $4.33 | $4.33M | 81,501,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 11, 2025 | Buy | +1,000,000 | $4.31 | $4.31M | 80,501,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 24, 2024 | Buy | +2,000,000 | $4.29 | $8.58M | 79,477,549 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 29, 2024 | Buy | +210,000 | $4.81 | $1.01M | 2,131,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 27, 2024 | Buy | +210,000 | $4.79 | $1.01M | 1,921,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 26, 2024 | Buy | +5,000 | $4.72 | $23.60K | 1,711,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 25, 2024 | Buy | +5,000 | $4.83 | $24.15K | 1,706,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 22, 2024 | Buy | +5,000 | $4.72 | $23.60K | 1,701,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 22, 2024 | Buy | +1,000,000 | $4.78 | $4.78M | 77,465,298 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 21, 2024 | Buy | +5,000 | $4.60 | $23.00K | 1,696,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 21, 2024 | Buy | +1,000,000 | $4.64 | $4.64M | 76,465,298 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 20, 2024 | Buy | +1,000,000 | $4.59 | $4.59M | 75,465,285 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 20, 2024 | Buy | +5,000 | $4.65 | $23.25K | 1,691,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 19, 2024 | Buy | +1,000,000 | $4.63 | $4.63M | 74,465,285 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 19, 2024 | Buy | +5,000 | $4.50 | $22.50K | 1,686,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 18, 2024 | Buy | +837,273 | $4.47 | $3.74M | 73,450,112 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 18, 2024 | Buy | +5,000 | $4.46 | $22.30K | 1,681,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 15, 2024 | Buy | +5,000 | $4.38 | $21.90K | 1,676,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 15, 2024 | Buy | +205,900 | $4.40 | $905.96K | 72,612,839 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 14, 2024 | Buy | +4,505 | $4.33 | $19.51K | 1,671,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 14, 2024 | Buy | +495 | $4.30 | $2.13K | 1,666,625 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 14, 2024 | Buy | +1,000,000 | $4.37 | $4.37M | 72,406,939 |
| Dask Kristin Lea Van CFO, TREASURER, SECRETARY, CCO | Nov 12, 2024 | Buy | +5,800 | $4.29 | $24.88K | 87,246 |
| Dask Kristin Lea Van CFO, TREASURER, SECRETARY, CCO | Nov 12, 2024 | Buy | +9,400 | $4.29 | $40.33K | 19,400 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
4.97%
19M shares short
Days to cover
3.0
At 6M shares a day
Change since last report
+9.1%
From 18M shares
Short volume, 20 days
48.4%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Prospect Capital's stock actually held short. Settlement fails (shares not delivered on time) peaked at 548,504 shares on Sep 28, 2026 over the last 90 days.
See a number that looks wrong?