PSECNasdaqFiscal year ends June 30Also trades as PSEC.PA
PROSPECT CAPITAL CORP
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Aug 20, 2026
$1.51−0.09 (-5.63%)
Close on Oct 19, 2026
- Market cap
- $759.05M
- P/E (TTM)
- 25.2
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
90M
Shares held, 13F filers
Institutional holders
205
31 new, 39 sold out
Net institutional buying
4M
In Q2 2026
Insider trades, 12 months
12 buys · 0 sales
Net bought $12.15M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Barry John F | 130,610,616 | 26.10% | 13D (active) amendment | May 19, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PSEC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Private Management Group Inc | 20,534,804 | – | $47.44M | +6,999,513 | 1.25% |
| Two Sigma Investments, LP | 14,082,619 | – | $32.53M | −1,766,788 | 0.02% |
| Van Eck Associates Corp | 9,685,724 | – | $22.37M | +2,388,990 | 0.01% |
| UBS Group AG | 6,633,748 | – | $15.32M | +1,160,380 | 0.00% |
| Legal & General Group Plc | 4,032,811 | – | $9.34M | +392,146 | 0.00% |
| Gendell Jeffrey L | 4,009,902 | – | $9.26M | – | 0.08% |
| Marshall Wace, Llp | 3,067,650 | – | $7.09M | −1,683,570 | 0.01% |
| Morgan Stanley | 2,686,736 | – | $6.21M | +234,820 | 0.00% |
| Independent Financial Group, LLC | 2,485,356 | – | $5.74M | −974,995 | 0.11% |
| Susquehanna International Group, Llp | 2,246,915 | – | $5.19M | +545,146 | 0.00% |
| BlackRock, Inc. | 1,441,035 | – | $3.33M | −131,437 | 0.00% |
| GraniteShares Advisors LLC | 1,094,360 | – | $2.53M | +143,250 | 1.63% |
| LPL Financial LLC | 919,558 | – | $2.12M | −32,004 | 0.00% |
| Commonwealth Equity Services, LLC | 762,756 | – | $1.76M | −37,554 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 732,596 | – | $1.69K | +307,463 | 0.00% |
| Tudor Investment Corp Et Al | 709,303 | – | $1.64M | −747,567 | 0.00% |
| Naviter Wealth, LLC | 656,528 | – | $1.54M | +85,743 | 0.14% |
| Caxton Associates Llp | 592,554 | – | $1.37M | +459,031 | 0.03% |
| Tactive Advisors, LLC | 585,111 | – | $1.35M | +3,117 | 0.33% |
| 180 Wealth Advisors, LLC | 580,986 | – | $1.34M | +180,465 | 0.13% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 205 | 90M | 31 / 84 | 51 / 39 | 16M | 11M |
| Q1 2026 | 218 | 86M | 28 / 86 | 57 / 28 | 26M | 23M |
| Q4 2025 | 223 | 83M | 37 / 57 | 80 / 37 | 16M | 14M |
| Q3 2025 | 227 | 82M | 34 / 90 | 60 / 27 | 26M | 10M |
| Q2 2025 | 223 | 66M | 31 / 90 | 64 / 29 | 19M | 12M |
| Q1 2025 | 225 | 59M | 28 / 99 | 56 / 39 | 18M | 4M |
| Q4 2024 | 239 | 45M | 48 / 84 | 63 / 31 | 15M | 8M |
| Q3 2024 | 226 | 39M | 30 / 85 | 62 / 32 | 9M | 8M |
| Q2 2024 | 230 | 40M | 30 / 90 | 59 / 28 | 7M | 7M |
| Q1 2024 | 230 | 41M | 30 / 84 | 77 / 41 | 6M | 5M |
| Q4 2023 | 244 | 40M | 42 / 98 | 57 / 30 | 11M | 4M |
| Q3 2023 | 234 | 34M | 29 / 101 | 47 / 27 | 3M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PSEC | Value | % of fund | As of |
|---|---|---|---|---|---|
| VanEck BDC Income ETF | 7,497,783 | – | $17.32M | 1.06% | Jun 30, 2026 |
| GraniteShares HIPS U.S. High Income ETF | 1,094,360 | – | $2.53M | 2.30% | Jun 30, 2026 |
| Virtus Private Credit Strategy ETF | 428,612 | – | $912.94K | 3.01% | Jul 31, 2026 |
| Blackstone Alternative Multi-Strategy Fund | 88,500 | – | $204.44K | 0.01% | Jun 30, 2026 |
| ProShares Global Listed Private Equity ETF | 69,007 | – | $166.31K | 1.50% | May 31, 2026 |
| Militia Long/Short Equity ETF | -2,813,852 | – | -$6.78M | -1.85% | May 29, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| John F. Barry | CHIEF EXECUTIVE OFFICER, Director, 10% owner | 90,926,794 | Sep 9, 2026 |
| M. Grier Eliasek | Chief Operating Officer, Director | 3,443,930 | Feb 13, 2026 |
| Dask Kristin Lea Van | CFO, TREASURER, SECRETARY, CCO | 106,646 | Nov 14, 2024 |
| Eugene S. Stark | Director | 60,000 | Sep 19, 2025 |
| William Gremp | Director | 75,153 | Mar 20, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 4, 2026 | Buy | +1,217,105 | $2.24 | $2.73M | 90,479,988 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 23, 2026 | Buy | +67,648 | $2.27 | $153.56K | 89,213,725 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 23, 2026 | Buy | +1,000,000 | $2.27 | $2.27M | 89,146,077 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 22, 2026 | Buy | +1,000,000 | $2.25 | $2.25M | 88,146,077 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 26, 2026 | Buy | +3,000 | $2.33 | $6.99K | 87,122,376 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 26, 2026 | Buy | +430,000 | $2.32 | $997.60K | 87,119,376 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 22, 2026 | Buy | +32,000 | $2.29 | $73.28K | 86,689,351 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 22, 2026 | Buy | +100,000 | $2.32 | $232.00K | 86,657,351 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 22, 2026 | Buy | +100,000 | $2.33 | $233.00K | 86,557,351 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 21, 2026 | Buy | +100,000 | $2.24 | $224.00K | 86,457,351 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | May 21, 2026 | Buy | +100,000 | $2.28 | $228.00K | 86,357,351 |
| M. Grier Eliasek Chief Operating Officer, Director | Feb 11, 2026 | Buy | +942,800 | $2.92 | $2.75M | 3,443,930 |
| M. Grier Eliasek Chief Operating Officer, Director | Sep 25, 2025 | Buy | +370,000 | $2.71 | $1.00M | 2,501,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 25, 2025 | Buy | +925,000 | $2.72 | $2.52M | 86,067,158 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 24, 2025 | Buy | +741,158 | $2.62 | $1.94M | 85,142,158 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 23, 2025 | Buy | +384,000 | $2.66 | $1.02M | 84,401,000 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Sep 22, 2025 | Buy | +374,500 | $2.66 | $996.17K | 84,017,000 |
| Eugene S. Stark Director | Sep 17, 2025 | Buy | +2,500 | $2.79 | $6.98K | 60,000 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 23, 2025 | Buy | +319,000 | $3.16 | $1.01M | 83,585,026 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Jun 20, 2025 | Buy | +623,300 | $3.19 | $1.99M | 83,266,026 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 24, 2025 | Buy | +24,000 | $4.24 | $101.76K | 82,594,540 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 21, 2025 | Buy | +24,000 | $4.26 | $102.24K | 82,570,540 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 20, 2025 | Buy | +24,000 | $4.28 | $102.72K | 82,546,540 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 19, 2025 | Buy | +24,000 | $4.30 | $103.20K | 82,509,933 |
| William Gremp Director | Mar 18, 2025 | Buy | +4,477 | $4.30 | $19.25K | 75,153 |
| William Gremp Director | Mar 18, 2025 | Buy | +14,623 | $4.29 | $62.73K | 70,676 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 18, 2025 | Buy | +24,000 | $4.30 | $103.20K | 82,485,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 17, 2025 | Buy | +240,000 | $4.30 | $1.03M | 82,461,933 |
| William Gremp Director | Mar 14, 2025 | Buy | +900 | $4.24 | $3.82K | 56,053 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 14, 2025 | Buy | +240,000 | $4.28 | $1.03M | 82,221,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 13, 2025 | Buy | +240,000 | $4.20 | $1.01M | 81,981,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 12, 2025 | Buy | +240,000 | $4.25 | $1.02M | 81,741,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 11, 2025 | Buy | +1,000,000 | $4.33 | $4.33M | 81,501,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Mar 11, 2025 | Buy | +1,000,000 | $4.31 | $4.31M | 80,501,933 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Dec 24, 2024 | Buy | +2,000,000 | $4.29 | $8.58M | 79,477,549 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 29, 2024 | Buy | +210,000 | $4.81 | $1.01M | 2,131,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 27, 2024 | Buy | +210,000 | $4.79 | $1.01M | 1,921,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 26, 2024 | Buy | +5,000 | $4.72 | $23.60K | 1,711,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 25, 2024 | Buy | +5,000 | $4.83 | $24.15K | 1,706,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 22, 2024 | Buy | +5,000 | $4.72 | $23.60K | 1,701,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 22, 2024 | Buy | +1,000,000 | $4.78 | $4.78M | 77,465,298 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 21, 2024 | Buy | +5,000 | $4.60 | $23.00K | 1,696,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 21, 2024 | Buy | +1,000,000 | $4.64 | $4.64M | 76,465,298 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 20, 2024 | Buy | +1,000,000 | $4.59 | $4.59M | 75,465,285 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 20, 2024 | Buy | +5,000 | $4.65 | $23.25K | 1,691,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 19, 2024 | Buy | +1,000,000 | $4.63 | $4.63M | 74,465,285 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 19, 2024 | Buy | +5,000 | $4.50 | $22.50K | 1,686,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 18, 2024 | Buy | +837,273 | $4.47 | $3.74M | 73,450,112 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 18, 2024 | Buy | +5,000 | $4.46 | $22.30K | 1,681,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 15, 2024 | Buy | +5,000 | $4.38 | $21.90K | 1,676,130 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 15, 2024 | Buy | +205,900 | $4.40 | $905.96K | 72,612,839 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 14, 2024 | Buy | +4,505 | $4.33 | $19.51K | 1,671,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Nov 14, 2024 | Buy | +495 | $4.30 | $2.13K | 1,666,625 |
| John F. Barry CHIEF EXECUTIVE OFFICER, Director, 10% owner | Nov 14, 2024 | Buy | +1,000,000 | $4.37 | $4.37M | 72,406,939 |
| Dask Kristin Lea Van CFO, TREASURER, SECRETARY, CCO | Nov 12, 2024 | Buy | +5,800 | $4.29 | $24.88K | 87,246 |
| Dask Kristin Lea Van CFO, TREASURER, SECRETARY, CCO | Nov 12, 2024 | Buy | +9,400 | $4.29 | $40.33K | 19,400 |
| Eugene S. Stark Director | Sep 17, 2024 | Buy | +2,500 | $5.50 | $13.75K | 57,500 |
| M. Grier Eliasek Chief Operating Officer, Director | Sep 16, 2024 | Buy | +5,000 | $5.50 | $27.50K | 1,666,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Sep 13, 2024 | Buy | +5,000 | $5.44 | $27.20K | 1,661,130 |
| M. Grier Eliasek Chief Operating Officer, Director | Sep 12, 2024 | Buy | +5,000 | $5.35 | $26.75K | 1,656,130 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.