Peraso Inc. (PRSO) shareholders
PRSONasdaqSemiconductors & Related DevicesFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 13, 2026Score 8/3051% below fair value
$0.31−0.06 (-16.06%)
Close on Nov 13, 2026Market cap $4.62MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
3.6%
1M of 15M shares
Institutional holders
19
4 new, 3 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Patrick Soon-Shiong Joint filing with Nant Capital, LLC (19.99%) | 4,088,683 | 19.99% | 13D (active) | Oct 28, 2026 |
| Richard Abbe Joint filing with Iroquois Capital Management, LLC (6.88%), Kimberly Page (6.88%) | 1,428,570 | 9.99% | 13G (passive) amendment | Jun 30, 2025 |
| Ionic Management, LLC Joint filing with Ionic Ventures, LLC (9.90%), Brendan O'Neil (9.90%) and 1 more | 309,373 | 9.90% | 13G (passive) amendment | Sep 30, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PRSO | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Geode Capital Management, LLC | 119,343 | 0.79% | $108.48K | +19,752 | 0.00% |
| Vanguard Fiduciary Trust Co | 97,828 | 0.65% | $88.93K | +53,986 | 0.00% |
| Vanguard Capital Management LLC | 90,838 | 0.60% | $82.57K | – | 0.00% |
| Virtu Financial LLC | 74,867 | 0.50% | $68.00K | +54,871 | 0.00% |
| State Street Corp | 57,965 | 0.38% | $52.69K | – | 0.00% |
| StoneX Group Inc. | 30,209 | 0.20% | $28.96K | New | 0.00% |
| Northern Trust Corp | 30,148 | 0.20% | $27.41K | +9,793 | 0.00% |
| XTX Topco Ltd | 20,186 | 0.13% | $18.35K | New | 0.00% |
| Annis Gardner Whiting Capital Advisors, LLC | 10,102 | 0.07% | $9.18K | – | 0.00% |
| Kestra Advisory Services, LLC | 10,000 | 0.07% | $9.09K | – | 0.00% |
| Tower Research Capital LLC (TRC) | 4,186 | 0.03% | $3.81K | −3,694 | 0.00% |
| Barclays PLC | 1,241 | 0.01% | $1.13K | New | 0.00% |
| Osaic Holdings, Inc. | 500 | 0.00% | $454 | – | 0.00% |
| SBI Securities Co., Ltd. | 288 | 0.00% | $262 | – | 0.00% |
| SRS Capital Advisors, Inc. | 111 | 0.00% | $101 | New | 0.00% |
| Royal Bank of Canada | 83 | 0.00% | $0 | – | 0.00% |
| BlackRock, Inc. | 64 | 0.00% | $58 | – | 0.00% |
| Citigroup Inc | 22 | 0.00% | $20 | −20,525 | 0.00% |
| Newbridge Financial Services Group, Inc. | 13 | 0.00% | $12 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 19 | 1M | 3.6% | 4 / 4 | 2 / 3 | 0M | 0M |
| Q1 2026 | 19 | 0M | 2.9% | 8 / 3 | 1 / 6 | 0M | 0M |
| Q4 2025 | 18 | 0M | 2.8% | 7 / 4 | 2 / 7 | 0M | 0M |
| Q3 2025 | 18 | 0M | 2.3% | 6 / 3 | 5 / 4 | 0M | 0M |
| Q2 2025 | 16 | 0M | 1.7% | 6 / 5 | 2 / 2 | 0M | 0M |
| Q1 2025 | 12 | 0M | 0.8% | 2 / 4 | 1 / 3 | 0M | 0M |
| Q4 2024 | 13 | 0M | 0.6% | 5 / 3 | 1 / 1 | 0M | 0M |
| Q3 2024 | 9 | 0M | 0.5% | 3 / 2 | 3 / 1 | 0M | 0M |
| Q2 2024 | 8 | 0M | 0.3% | 3 / 2 | 1 / 3 | 0M | 0M |
| Q1 2024 | 8 | 0M | 0.0% | 8 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
4 funds held PRSO in Q2 2026, 57% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of PRSO | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 90,838 | 0.60% | $82.57K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 55,269 | 0.37% | $61.35K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 9,716 | 0.06% | $10.78K | 0.00% | May 31, 2026 |
| Fidelity Total Market Index Fund | 4,399 | 0.03% | $4.88K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Ronald Glibbery | Chief Executive Officer, Director | 4,308 | 0.03% | Feb 10, 2026 |
| James Sullivan | Chief Financial Officer | 1,893 | 0.01% | Feb 10, 2026 |
| Brad Lynch | Chief Operating Officer | 1,573 | 0.01% | Feb 10, 2026 |
| Alex Tomkins | Chief Technology Officer | 6,083 | 0.04% | Feb 10, 2026 |
| Mark Lunsford | Chief Revenue Officer | 1,979 | 0.01% | Apr 25, 2025 |
| Cornelis Links | Director | 50,025 | 0.33% | Jan 29, 2026 |
| Andreas Melder | Director | 51,851 | 0.34% | Jan 9, 2026 |
| Daniel Lee Lewis | Director | 54,292 | 0.36% | Jan 9, 2026 |
| Robert Y. Newell IV | Director | 53,947 | 0.36% | Jan 9, 2026 |
| Ian McWalter | Director | 104,997 | 0.70% | Jan 23, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Cornelis Links Director | Jan 7, 2026 | Award | +50,000 | – | – | 50,025 |
| Andreas Melder Director | Jan 7, 2026 | Award | +50,000 | – | – | 51,851 |
| Daniel Lee Lewis Director | Jan 7, 2026 | Award | +50,000 | – | – | 54,292 |
| Robert Y. Newell IV Director | Jan 7, 2026 | Award | +50,000 | – | – | 53,947 |
| Mark Lunsford Chief Revenue Officer | Apr 15, 2025 | Tax withholding | −197 | $1.56 | $307 | 1,979 |
| Robert Y. Newell IV Director | Jan 17, 2025 | Award | +500 | – | – | 3,947 |
| Andreas Melder Director | Jan 17, 2025 | Award | +500 | – | – | 1,851 |
| Daniel Lee Lewis Director | Jan 17, 2025 | Award | +500 | – | – | 4,292 |
| Ian McWalter Director | Jan 17, 2025 | Award | +500 | – | – | 101,746 |
| Brad Lynch Chief Operating Officer | Dec 17, 2024 | Tax withholding | −168 | $1.10 | $185 | 1,573 |
| James Sullivan Chief Financial Officer | Dec 17, 2024 | Tax withholding | −149 | $1.10 | $164 | 1,893 |
| Ronald Glibbery Chief Executive Officer, Director | Dec 17, 2024 | Tax withholding | −447 | $1.10 | $492 | 3,482 |
| Alex Tomkins Chief Technology Officer | Dec 17, 2024 | Tax withholding | −168 | $1.10 | $185 | 6,083 |
| Mark Lunsford Chief Revenue Officer | Oct 15, 2024 | Tax withholding | −171 | $1.56 | $267 | 2,176 |
| Brad Lynch Chief Operating Officer | Jun 17, 2024 | Tax withholding | −168 | $1.51 | $254 | 1,741 |
| James Sullivan Chief Financial Officer | Jun 17, 2024 | Tax withholding | −171 | $1.51 | $258 | 2,042 |
| Ronald Glibbery Chief Executive Officer, Director | Jun 17, 2024 | Tax withholding | −446 | $1.51 | $673 | 3,929 |
| Alex Tomkins Chief Technology Officer | Jun 17, 2024 | Tax withholding | −168 | $1.51 | $254 | 6,251 |
| Alex Tomkins Chief Technology Officer | Jun 14, 2024 | Small purchase | +3,500 | $1.53 | $5.36K | 6,419 |
| Alex Tomkins Chief Technology Officer | Jun 14, 2024 | Small purchase | +1,300 | $1.52 | $1.98K | 2,919 |
| Alex Tomkins Chief Technology Officer | Jun 14, 2024 | Buy | +1,300 | $1.52 | $1.98K | 2,919 |
| Alex Tomkins Chief Technology Officer | Jun 14, 2024 | Buy | +3,500 | $1.53 | $5.36K | 6,419 |
| Ian McWalter Director | Jun 11, 2024 | Buy | +100,000 | $1.27 | $127.00K | 101,246 |
| Mark Lunsford Chief Revenue Officer | Apr 15, 2024 | Tax withholding | −197 | $1.27 | $250 | 2,347 |
| Andreas Melder Director | Feb 27, 2024 | Award | +500 | – | – | 1,351 |
| Robert Y. Newell IV Director | Feb 27, 2024 | Award | +500 | – | – | 3,447 |
| Ian McWalter Director | Feb 27, 2024 | Award | +500 | – | – | 1,246 |
| Daniel Lee Lewis Director | Feb 27, 2024 | Award | +500 | – | – | 3,792 |
| Ronald Glibbery Chief Executive Officer, Director | Dec 15, 2023 | Tax withholding | −17,844 | $0.22 | $3.93K | 174,935 |
| James Sullivan Chief Financial Officer | Dec 15, 2023 | Tax withholding | −5,764 | $0.22 | $1.27K | 88,457 |
| Alex Tomkins Chief Technology Officer | Dec 15, 2023 | Tax withholding | −6,692 | $0.22 | $1.47K | 64,709 |
| Brad Lynch Chief Operating Officer | Dec 15, 2023 | Tax withholding | −6,692 | $0.22 | $1.47K | 76,310 |
| Mark Lunsford Chief Revenue Officer | Oct 13, 2023 | Tax withholding | −13,256 | $0.18 | $2.39K | 101,744 |
| James Sullivan Chief Financial Officer | Jun 16, 2023 | Tax withholding | −6,797 | $0.67 | $4.55K | 94,221 |
| Ronald Glibbery Chief Executive Officer, Director | Jun 16, 2023 | Tax withholding | −17,844 | $0.67 | $11.96K | 192,779 |
| Alex Tomkins Chief Technology Officer | Jun 16, 2023 | Tax withholding | −6,692 | $0.67 | $4.48K | 71,401 |
| Brad Lynch Chief Operating Officer | Jun 16, 2023 | Tax withholding | −6,692 | $0.67 | $4.48K | 83,002 |
| Ian McWalter Director | Jun 9, 2023 | Buy | +50,000 | $0.63 | $31.50K | 130,018 |
| Ian McWalter Director | Jun 8, 2023 | Buy | +50,000 | $0.64 | $32.00K | 80,018 |
| Andreas Melder Director | Feb 3, 2023 | Award | +20,000 | – | – | 34,012 |
| Ian McWalter Director | Feb 3, 2023 | Award | +20,000 | – | – | 29,862 |
| Robert Y. Newell IV Director | Feb 3, 2023 | Award | +20,000 | – | – | 117,862 |
| Daniel Lee Lewis Director | Feb 3, 2023 | Award | +20,000 | – | – | 131,677 |
| Daniel Lee Lewis Director | Dec 16, 2022 | Tax withholding | −4,323 | $1.00 | $4.32K | 111,677 |
| Alex Tomkins Chief Technology Officer | Dec 16, 2022 | Tax withholding | −6,692 | $1.00 | $6.69K | 78,093 |
| Brad Lynch Chief Operating Officer | Dec 16, 2022 | Tax withholding | −6,692 | $1.00 | $6.69K | 89,694 |
| Ronald Glibbery Chief Executive Officer, Director | Dec 16, 2022 | Tax withholding | −17,844 | $1.00 | $17.84K | 210,623 |
| James Sullivan Chief Financial Officer | Dec 16, 2022 | Tax withholding | −5,764 | $1.00 | $5.76K | 101,018 |
| Mark Lunsford Chief Revenue Officer | Oct 24, 2022 | Award | +115,000 | – | – | 115,000 |
| Brad Lynch Chief Operating Officer | Aug 3, 2022 | Option exercise | +21,386 | – | – | 21,386 |
| Ronald Glibbery Chief Executive Officer, Director | Jul 28, 2022 | Option exercise | +33,054 | – | – | 33,054 |
| Ronald Glibbery Chief Executive Officer, Director | Jul 28, 2022 | Option exercise | +28,467 | – | – | 28,467 |
| Alex Tomkins Chief Technology Officer | Jun 17, 2022 | Option exercise | +12,500 | – | – | 91,477 |
| Alex Tomkins Chief Technology Officer | Jun 17, 2022 | Tax withholding | −6,692 | $1.77 | $11.84K | 84,785 |
| Robert Y. Newell IV Director | Jun 15, 2022 | Buy | +7,000 | – | – | 97,862 |
| Ian McWalter Director | May 24, 2022 | Buy | +15,000 | $1.65 | $24.75K | 30,018 |
| Ian McWalter Director | May 23, 2022 | Buy | +18 | $1.62 | $29 | 15,018 |
| Robert Y. Newell IV Director | May 23, 2022 | Buy | +10,000 | $1.65 | $16.50K | 90,862 |
| Robert Y. Newell IV Director | May 13, 2022 | Buy | +3,000 | $1.88 | $5.64K | 80,862 |
| Robert Y. Newell IV Director | May 12, 2022 | Buy | +10,000 | $1.63 | $16.30K | 77,862 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
13.42%
1M shares short
Days to cover
1.0
At 24M shares a day
Change since last report
+65.7%
From 1M shares
Short volume, 20 days
54.3%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Peraso's stock actually held short. Settlement fails (shares not delivered on time) peaked at 2,774 shares on Aug 20, 2026 over the last 90 days.
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