Peapack Gladstone Financial Corp (PGC) shareholders
PGCNasdaqCommercial Banks, NECFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 6, 2026Score 11/304% above fair value
$46.01−0.28 (-0.60%)
Close on Nov 12, 2026Market cap $815.66MP/E 13.8Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
77.3%
14M of 18M shares
Institutional holders
173
29 new, 18 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
3 buys · 8 sales
Net sold $289.07K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 1,162,411 | 6.60% | 13G (passive) amendment | Mar 31, 2026 |
| Wellington Investment Advisors Holdings LLP Joint filing with Wellington Management Group LLP (6.50%), Wellington Group Holdings LLP (6.50%) and 1 more | 1,138,723 | 6.50% | 13G (passive) | Sep 30, 2025 |
| Dimensional Fund Advisors LP | 1,078,477 | 6.10% | 13G (passive) amendment | Jun 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PGC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 1,597,272 | 9.01% | $75.60M | +125,923 | 0.00% |
| Dimensional Fund Advisors LP | 1,035,542 | 5.84% | $49.01M | +451 | 0.01% |
| Vanguard Capital Management LLC | 705,681 | 3.98% | $33.40M | +19,617 | 0.00% |
| Wellington Management Group Llp | 674,880 | 3.81% | $31.94M | +38,797 | 0.01% |
| Philadelphia Trust Co | 616,424 | 3.48% | $29.18M | −55,355 | 1.87% |
| State Street Corp | 569,369 | 3.21% | $26.95M | +52,457 | 0.00% |
| Boston Partners | 467,556 | 2.64% | $22.13M | −28,716 | 0.02% |
| Geode Capital Management, LLC | 464,052 | 2.62% | $21.97M | +72,659 | 0.00% |
| American Century Companies Inc | 458,345 | 2.59% | $21.69M | +89,530 | 0.01% |
| Brown Advisory Inc | 450,880 | 2.54% | $21.34M | −5,386 | 0.03% |
| Strategic Value Bank Partners LLC | 378,416 | 2.13% | $17.91M | – | 12.54% |
| Algert Global LLC | 356,295 | 2.01% | $16.86M | +26,880 | 0.20% |
| Peapack Gladstone Financial Corp | 348,088 | 1.96% | $16.47M | −146,167 | 0.19% |
| Acadian Asset Management LLC | 302,345 | 1.71% | $14.30M | +129,397 | 0.02% |
| Basswood Capital Management, L.L.C. | 291,105 | 1.64% | $13.78M | +95,585 | 0.55% |
| Banc Funds Co LLC | 273,947 | 1.55% | $12.97M | – | 2.14% |
| Adage Capital Partners Gp, L.L.C. | 259,220 | 1.46% | $12.27M | +220,120 | 0.02% |
| JPMorgan Chase & Co | 254,146 | 1.43% | $12.11M | +10,903 | 0.00% |
| Russell Investments Group, Ltd. | 232,670 | 1.31% | $11.02M | −7,466 | 0.01% |
| Salzhauer Michael | 216,632 | 1.22% | $10.25M | −39,107 | 3.51% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 173 | 14M | 77.3% | 29 / 61 | 48 / 18 | 1M | 1M |
| Q1 2026 | 166 | 13M | 74.6% | 29 / 53 | 54 / 18 | 3M | 1M |
| Q4 2025 | 156 | 13M | 71.7% | 20 / 60 | 50 / 12 | 2M | 2M |
| Q3 2025 | 150 | 13M | 73.5% | 14 / 60 | 50 / 9 | 1M | 2M |
| Q2 2025 | 146 | 13M | 74.3% | 16 / 57 | 50 / 8 | 1M | 1M |
| Q1 2025 | 140 | 13M | 75.1% | 20 / 55 | 37 / 16 | 1M | 1M |
| Q4 2024 | 137 | 14M | 77.6% | 21 / 52 | 40 / 6 | 1M | 0M |
| Q3 2024 | 122 | 13M | 74.1% | 19 / 38 | 41 / 9 | 3M | 1M |
| Q2 2024 | 113 | 13M | 74.3% | 17 / 47 | 38 / 20 | 1M | 1M |
| Q1 2024 | 117 | 13M | 74.8% | 12 / 46 | 39 / 14 | 1M | 1M |
| Q4 2023 | 121 | 13M | 73.7% | 14 / 38 | 45 / 11 | 1M | 1M |
| Q3 2023 | 119 | 13M | 73.0% | 8 / 44 | 45 / 12 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
201 funds held PGC in Q2 2026, 44% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of PGC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 505,478 | 2.85% | $23.92M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 431,399 | 2.43% | $20.42M | 0.02% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 355,345 | 2.00% | $15.37M | 0.06% | May 31, 2026 |
| Brown Advisory Small-Cap Fundamental Value Fund | 242,879 | 1.37% | $11.50M | 0.93% | Jun 30, 2026 |
| U.S. Small Cap Value Portfolio | 238,715 | 1.35% | $10.98M | 0.06% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 183,429 | 1.03% | $8.68M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 174,889 | 0.99% | $8.04M | 0.02% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 158,496 | 0.89% | $7.50M | 0.16% | Jun 30, 2026 |
| Column Small Cap Select Fund | 154,298 | 0.87% | $6.67M | 0.35% | May 31, 2026 |
| U.S. Targeted Value Portfolio | 109,259 | 0.62% | $5.02M | 0.03% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 101,136 | 0.57% | $4.65M | 0.03% | Jul 31, 2026 |
| BlackRock Advantage Small Cap Core Fund | 100,508 | 0.57% | $4.35M | 0.08% | May 29, 2026 |
| Dimensional US Small Cap Value ETF | 88,269 | 0.50% | $4.06M | 0.05% | Jul 31, 2026 |
| U.S. Small Cap Portfolio | 86,512 | 0.49% | $3.98M | 0.02% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 85,333 | 0.48% | $4.04M | 0.03% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Maureen Hemhauser | EVP & Chief Risk Officer | 10,036 | 0.06% | Sep 22, 2026 |
| Gregory Martin Smith | SEVP, President Comml Banking | 12,623 | 0.07% | Sep 3, 2026 |
| Andrew F. Corrado | President Peapack Private NY | 1,293 | 0.01% | Aug 4, 2026 |
| Lisa Chalkan | EVP, Chief Credit Officer | 26,576 | 0.15% | Jun 30, 2026 |
| John P. Babcock | SEVP & Pres of Priv Wealth Mgt | 127,178 | 0.72% | Jun 30, 2026 |
| Francesco S. Rossi | SVP/Chief Accounting Officer | 8,510 | 0.05% | Jun 12, 2026 |
| Frank A. Cavallaro | SEVP & Chief Financial Officer | 14,714 | 0.08% | Apr 1, 2026 |
| Douglas L. Kennedy | President & CEO | 314,178 | 1.77% | Apr 1, 2026 |
| Stuart M. Vorcheimer | EVP, Comm & Ind Lndg | 10,701 | 0.06% | Mar 24, 2026 |
| Robert A. Plante | EVP, Chief Operating Officer | 70,019 | 0.39% | Mar 24, 2026 |
| Anthony W. Spinelli | Director | 11,742 | 0.07% | Jun 9, 2026 |
| Patrick Campion | Director | 3,105 | 0.02% | Apr 1, 2026 |
| Susan A. Cole | Director | 12,935 | 0.07% | Mar 23, 2026 |
| Steven A. Kass | Director | 23,333 | 0.13% | Mar 23, 2026 |
| F. Duffield Meyercord | Director | 146,721 | 0.83% | Mar 23, 2026 |
| Anthony J. Consi | Director | 111,745 | 0.63% | Mar 23, 2026 |
| Edward A. Gramigna Jr | Director | 28,750 | 0.16% | Mar 23, 2026 |
| Richard Daingerfield | Director | 25,538 | 0.14% | Mar 23, 2026 |
| Carmen M. Bowser | Director | 13,986 | 0.08% | Mar 23, 2026 |
| Peter D. Horst | Director | 16,803 | 0.09% | Mar 23, 2026 |
| Ellen C. Walsh | Director | 337 | 0.00% | Jan 23, 2026 |
| Diane D'Erasmo | Director | 360 | 0.00% | Jan 23, 2026 |
| Beth Welsh | Director | 15,497 | 0.09% | Apr 1, 2025 |
| Patrick J. Mullen | Director | 7,942 | 0.04% | Mar 21, 2025 |
| Philip W. Smith Iii | Director | 75,408 | 0.43% | Mar 21, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Maureen Hemhauser EVP & Chief Risk Officer | Sep 21, 2026 | Sale | −2,297 | $45.32 | $104.10K | 0 |
| Gregory Martin Smith SEVP, President Comml Banking | Sep 2, 2026 | Sale | −1,250 | $44.66 | $55.82K | 12,622 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Jun 29, 2026 | Sale | −5,000 | $47.11 | $235.55K | 45,582 |
| Lisa Chalkan EVP, Chief Credit Officer | Jun 29, 2026 | Sale | −1,100 | $47.60 | $52.36K | 26,075 |
| Francesco S. Rossi SVP/Chief Accounting Officer | Jun 11, 2026 | Sale | −1,937.04 | $45.52 | $88.17K | 3,370 |
| Francesco S. Rossi SVP/Chief Accounting Officer | Jun 11, 2026 | Sale | −547 | $45.52 | $24.90K | 5,140 |
| Anthony W. Spinelli Director | Jun 8, 2026 | Sale | −2,000 | $44.63 | $89.26K | 11,742 |
| Frank A. Cavallaro SEVP & Chief Financial Officer | Mar 31, 2026 | Buy | +2,889.84 | $34.95 | $101.00K | 14,714 |
| Douglas L. Kennedy President & CEO | Mar 30, 2026 | Buy | +11,296 | $35.21 | $397.73K | 241,926 |
| Patrick Campion Director | Mar 30, 2026 | Buy | +1,429.6 | $34.97 | $49.99K | 3,105 |
| Frank A. Cavallaro SEVP & Chief Financial Officer | Mar 20, 2026 | Option exercise | +1,615 | – | – | 10,158 |
| Frank A. Cavallaro SEVP & Chief Financial Officer | Mar 20, 2026 | Option exercise | +1,666 | – | – | 11,824 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Option exercise | +1,633 | – | – | 27,638 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Tax withholding | −463 | $33.18 | $15.36K | 27,175 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Tax withholding | −509 | $33.18 | $16.89K | 24,888 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Option exercise | +1,560 | – | – | 26,448 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Tax withholding | −443 | $33.18 | $14.70K | 26,005 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Option exercise | +1,795 | – | – | 25,397 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Tax withholding | −534 | $33.18 | $17.72K | 8,563 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Option exercise | +1,559 | – | – | 9,097 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Tax withholding | −538 | $33.18 | $17.85K | 7,538 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Option exercise | +1,570 | – | – | 8,076 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Tax withholding | −2,766 | $33.18 | $91.78K | 13,872 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Option exercise | +8,075 | – | – | 16,638 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Option exercise | +1,640 | – | – | 7,068 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Tax withholding | −562 | $33.18 | $18.65K | 6,506 |
| Robert A. Plante EVP, Chief Operating Officer | Mar 20, 2026 | Option exercise | +1,047 | – | – | 61,638 |
| Robert A. Plante EVP, Chief Operating Officer | Mar 20, 2026 | Option exercise | +5,616 | – | – | 69,478 |
| Robert A. Plante EVP, Chief Operating Officer | Mar 20, 2026 | Option exercise | +1,140 | – | – | 62,778 |
| Robert A. Plante EVP, Chief Operating Officer | Mar 20, 2026 | Option exercise | +1,084 | – | – | 63,862 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,258 | – | – | 67,480 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +754 | – | – | 66,222 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Tax withholding | −2,178 | $33.18 | $72.27K | 50,582 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +6,199 | – | – | 52,760 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Tax withholding | −613 | $33.18 | $20.34K | 46,561 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,197 | – | – | 47,174 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Tax withholding | −644 | $33.18 | $21.37K | 45,977 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,258 | – | – | 46,621 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Tax withholding | −901 | $33.18 | $29.90K | 45,363 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,760 | – | – | 46,264 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +6,199 | – | – | 74,876 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,197 | – | – | 68,677 |
| Francesco S. Rossi SVP/Chief Accounting Officer | Mar 20, 2026 | Tax withholding | −280 | $33.18 | $9.29K | 5,687 |
| Francesco S. Rossi SVP/Chief Accounting Officer | Mar 20, 2026 | Option exercise | +763 | – | – | 5,967 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Tax withholding | −533 | $33.18 | $17.68K | 9,533 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Tax withholding | −613 | $33.18 | $20.34K | 10,875 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Option exercise | +1,359 | – | – | 8,794 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Tax withholding | −427 | $33.18 | $14.17K | 8,367 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Option exercise | +1,699 | – | – | 10,066 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Tax withholding | −582 | $33.18 | $19.31K | 7,435 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Option exercise | +1,856 | – | – | 8,017 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Option exercise | +1,955 | – | – | 11,488 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +699 | – | – | 8,638 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Tax withholding | −445 | $33.18 | $14.77K | 2,297 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +942 | – | – | 9,580 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +1,418 | – | – | 2,742 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Tax withholding | −387 | $33.18 | $12.84K | 1,324 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +1,232 | – | – | 1,711 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Tax withholding | −220 | $33.18 | $7.30K | 479 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +699 | – | – | 699 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
7.43%
1M shares short
Days to cover
11.4
At 0M shares a day
Change since last report
-2.9%
From 1M shares
Short volume, 20 days
57.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Peapack Gladstone Financial's stock actually held short. Settlement fails (shares not delivered on time) peaked at 392 shares on Sep 4, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Maureen Hemhauser Officer | Sep 21, 2026 | 2,297 | $104.11K | Sep 21, 2026 | Restricted Stock Vesting |
| Gregory Martin Smith Officer | Sep 2, 2026 | 1,250 | $55.83K | Sep 2, 2026 | Restricted Stock Vesting |
| Lisa Chalkan Officer | Jun 29, 2026 | 1,100 | $52.36K | Jun 29, 2026 | Restricted Stock Vesting |
| John P. Babcock Officer | Jun 29, 2026 | 5,000 | $238.40K | Jun 29, 2026 | Open Market Purchase |
| Francesco S. Rossi Officer | Jun 11, 2026 | 2,485 | $113.06K | Jun 11, 2026 | ESPP Purchase |
| Anthony W. Spinelli Director | Jun 8, 2026 | 2,000 | $89.26K | Jun 8, 2026 | Restricted Stock Vesting |
| Douglas L. Kennedy Officer, Director | Mar 23, 2026 | 10,743 | $369.49K | Mar 23, 2026 | Restricted Stock Vesting |
| Robert A. Plante Officer | Mar 23, 2026 | 2,748 | $94.51K | Mar 23, 2026 | Restricted Stock Vesting |
| John P. Babcock Officer | Mar 23, 2026 | 3,440 | $118.31K | Mar 23, 2026 | Restricted Stock Vesting |
| Maureen Hemhauser Officer | Mar 23, 2026 | 498 | $17.13K | Mar 23, 2026 | Restricted Stock Vesting |
| Maureen Hemhauser Officer | Feb 9, 2026 | 5,272 | $187.60K | Feb 9, 2026 | Restricted Stock Vesting |
| Lisa Chalkan Officer | Sep 18, 2025 | 2,500 | $74.13K | Sep 18, 2025 | Restricted Stock Vesting |
| Gregory Martin Smith Officer | Sep 15, 2025 | 3,200 | $93.28K | Sep 15, 2025 | Restricted Stock Vesting |
| John P. Babcock Officer | Mar 18, 2025 | 10,000 | $289.60K | Mar 18, 2025 | RSU Vesting |
| Douglas L. Kennedy Officer, Director | Mar 17, 2025 | 30,000 | $871.68K | Mar 17, 2025 | VARIOUS |
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