PGCNasdaqCommercial Banks, NECFiscal year ends December 31
PEAPACK GLADSTONE FINANCIAL CORP
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 7, 2026
$42.82−0.56 (-1.29%)
Close on Oct 19, 2026
- Market cap
- $797.54M
- P/E (TTM)
- 14.8
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
77.3%
14M of 18M shares
Institutional holders
173
29 new, 18 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
3 buys · 8 sales
Net sold $289.07K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 1,162,411 | 6.60% | 13G (passive) amendment | Mar 31, 2026 |
| Wellington Investment Advisors Holdings LLP | 1,138,723 | 6.50% | 13G (passive) | Sep 30, 2025 |
| Dimensional Fund Advisors LP | 1,078,477 | 6.10% | 13G (passive) amendment | Jun 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PGC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 1,597,272 | 9.01% | $75.60M | +125,923 | 0.00% |
| Dimensional Fund Advisors LP | 1,035,542 | 5.84% | $49.01M | +451 | 0.01% |
| Vanguard Capital Management LLC | 705,681 | 3.98% | $33.40M | +19,617 | 0.00% |
| Wellington Management Group Llp | 674,880 | 3.81% | $31.94M | +38,797 | 0.01% |
| Philadelphia Trust Co | 616,424 | 3.48% | $29.18K | −55,355 | 1.87% |
| State Street Corp | 569,369 | 3.21% | $26.95M | +52,457 | 0.00% |
| Boston Partners | 467,556 | 2.64% | $22.13M | −28,716 | 0.02% |
| Geode Capital Management, LLC | 464,052 | 2.62% | $21.97M | +72,659 | 0.00% |
| American Century Companies Inc | 458,345 | 2.59% | $21.69M | +89,530 | 0.01% |
| Brown Advisory Inc | 450,880 | 2.54% | $21.34M | −5,386 | 0.03% |
| Strategic Value Bank Partners LLC | 378,416 | 2.13% | $17.91M | – | 12.54% |
| Algert Global LLC | 356,295 | 2.01% | $16.86M | +26,880 | 0.20% |
| Peapack Gladstone Financial Corp | 348,088 | 1.96% | $16.47K | −146,167 | 0.19% |
| Acadian Asset Management LLC | 302,345 | 1.71% | $14.30K | +129,397 | 0.02% |
| Basswood Capital Management, L.L.C. | 291,105 | 1.64% | $13.78M | +95,585 | 0.55% |
| Banc Funds Co LLC | 273,947 | 1.55% | $12.97M | – | 2.14% |
| Adage Capital Partners Gp, L.L.C. | 259,220 | 1.46% | $12.27M | +220,120 | 0.02% |
| JPMorgan Chase & Co | 254,146 | 1.43% | $12.11M | +10,903 | 0.00% |
| Russell Investments Group, Ltd. | 232,670 | 1.31% | $11.02M | −7,466 | 0.01% |
| Salzhauer Michael | 216,632 | 1.22% | $10.25M | −39,107 | 3.51% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 173 | 14M | 77.3% | 29 / 61 | 48 / 18 | 1M | 1M |
| Q1 2026 | 166 | 13M | 74.6% | 29 / 53 | 54 / 18 | 3M | 1M |
| Q4 2025 | 156 | 13M | 71.7% | 20 / 60 | 50 / 12 | 2M | 2M |
| Q3 2025 | 150 | 13M | 73.5% | 14 / 60 | 50 / 9 | 1M | 2M |
| Q2 2025 | 146 | 13M | 74.3% | 16 / 57 | 50 / 8 | 1M | 1M |
| Q1 2025 | 140 | 13M | 75.1% | 20 / 55 | 37 / 16 | 1M | 1M |
| Q4 2024 | 137 | 14M | 77.6% | 21 / 52 | 40 / 6 | 1M | 0M |
| Q3 2024 | 122 | 13M | 74.1% | 19 / 38 | 41 / 9 | 3M | 1M |
| Q2 2024 | 113 | 13M | 74.3% | 17 / 47 | 38 / 20 | 1M | 1M |
| Q1 2024 | 117 | 13M | 74.8% | 12 / 46 | 39 / 14 | 1M | 1M |
| Q4 2023 | 121 | 13M | 73.7% | 14 / 38 | 45 / 11 | 1M | 1M |
| Q3 2023 | 119 | 13M | 73.0% | 8 / 44 | 45 / 12 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PGC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 505,478 | 2.85% | $23.92M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 431,399 | 2.43% | $20.42M | 0.02% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 355,345 | 2.00% | $15.37M | 0.06% | May 31, 2026 |
| Brown Advisory Small-Cap Fundamental Value Fund | 242,879 | 1.37% | $11.50M | 0.93% | Jun 30, 2026 |
| U.S. Small Cap Value Portfolio | 238,715 | 1.35% | $10.98M | 0.06% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 183,429 | 1.03% | $8.68M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 174,889 | 0.99% | $8.04M | 0.02% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 158,496 | 0.89% | $7.50M | 0.16% | Jun 30, 2026 |
| Column Small Cap Select Fund | 154,298 | 0.87% | $6.67M | 0.35% | May 31, 2026 |
| U.S. Targeted Value Portfolio | 109,259 | 0.62% | $5.02M | 0.03% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 101,136 | 0.57% | $4.65M | 0.03% | Jul 31, 2026 |
| BlackRock Advantage Small Cap Core Fund | 100,508 | 0.57% | $4.35M | 0.08% | May 29, 2026 |
| Dimensional US Small Cap Value ETF | 88,269 | 0.50% | $4.06M | 0.05% | Jul 31, 2026 |
| U.S. Small Cap Portfolio | 86,512 | 0.49% | $3.98M | 0.02% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 85,333 | 0.48% | $4.04M | 0.03% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Maureen Hemhauser | EVP & Chief Risk Officer | 10,036 | 0.06% | Sep 22, 2026 |
| Gregory Martin Smith | SEVP, President Comml Banking | 12,623 | 0.07% | Sep 3, 2026 |
| Andrew F. Corrado | President Peapack Private NY | 1,293 | 0.01% | Aug 4, 2026 |
| Lisa Chalkan | EVP, Chief Credit Officer | 26,576 | 0.15% | Jun 30, 2026 |
| John P. Babcock | SEVP & Pres of Priv Wealth Mgt | 127,178 | 0.72% | Jun 30, 2026 |
| Francesco S. Rossi | SVP/Chief Accounting Officer | 8,510 | 0.05% | Jun 12, 2026 |
| Frank A. Cavallaro | SEVP & Chief Financial Officer | 14,714 | 0.08% | Apr 1, 2026 |
| Douglas L. Kennedy | President & CEO | 314,178 | 1.77% | Apr 1, 2026 |
| Stuart M. Vorcheimer | EVP, Comm & Ind Lndg | 10,701 | 0.06% | Mar 24, 2026 |
| Robert A. Plante | EVP, Chief Operating Officer | 70,019 | 0.39% | Mar 24, 2026 |
| Anthony W. Spinelli | Director | 11,742 | 0.07% | Jun 9, 2026 |
| Patrick Campion | Director | 3,105 | 0.02% | Apr 1, 2026 |
| Susan A. Cole | Director | 12,935 | 0.07% | Mar 23, 2026 |
| Steven A. Kass | Director | 23,333 | 0.13% | Mar 23, 2026 |
| F. Duffield Meyercord | Director | 146,721 | 0.83% | Mar 23, 2026 |
| Anthony J. Consi | Director | 111,745 | 0.63% | Mar 23, 2026 |
| Edward A. Gramigna Jr | Director | 28,750 | 0.16% | Mar 23, 2026 |
| Richard Daingerfield | Director | 25,538 | 0.14% | Mar 23, 2026 |
| Carmen M. Bowser | Director | 13,986 | 0.08% | Mar 23, 2026 |
| Peter D. Horst | Director | 16,803 | 0.09% | Mar 23, 2026 |
| Ellen C. Walsh | Director | 337 | 0.00% | Jan 23, 2026 |
| Diane D'Erasmo | Director | 360 | 0.00% | Jan 23, 2026 |
| Beth Welsh | Director | 15,497 | 0.09% | Apr 1, 2025 |
| Patrick J. Mullen | Director | 7,942 | 0.04% | Mar 21, 2025 |
| Philip W. Smith Iii | Director | 75,408 | 0.43% | Mar 21, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Maureen Hemhauser EVP & Chief Risk Officer | Sep 21, 2026 | Sale | −2,297 | $45.32 | $104.10K | 0 |
| Gregory Martin Smith SEVP, President Comml Banking | Sep 2, 2026 | Sale | −1,250 | $44.66 | $55.82K | 12,622 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Jun 29, 2026 | Sale | −5,000 | $47.11 | $235.55K | 45,582 |
| Lisa Chalkan EVP, Chief Credit Officer | Jun 29, 2026 | Sale | −1,100 | $47.60 | $52.36K | 26,075 |
| Francesco S. Rossi SVP/Chief Accounting Officer | Jun 11, 2026 | Sale | −1,937.04 | $45.52 | $88.17K | 3,370 |
| Francesco S. Rossi SVP/Chief Accounting Officer | Jun 11, 2026 | Sale | −547 | $45.52 | $24.90K | 5,140 |
| Anthony W. Spinelli Director | Jun 8, 2026 | Sale | −2,000 | $44.63 | $89.26K | 11,742 |
| Frank A. Cavallaro SEVP & Chief Financial Officer | Mar 31, 2026 | Buy | +2,889.84 | $34.95 | $101.00K | 14,714 |
| Douglas L. Kennedy President & CEO | Mar 30, 2026 | Buy | +11,296 | $35.21 | $397.73K | 241,926 |
| Patrick Campion Director | Mar 30, 2026 | Buy | +1,429.6 | $34.97 | $49.99K | 3,105 |
| Frank A. Cavallaro SEVP & Chief Financial Officer | Mar 20, 2026 | Option exercise | +1,615 | – | – | 10,158 |
| Frank A. Cavallaro SEVP & Chief Financial Officer | Mar 20, 2026 | Option exercise | +1,666 | – | – | 11,824 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Option exercise | +1,633 | – | – | 27,638 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Tax withholding | −463 | $33.18 | $15.36K | 27,175 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Tax withholding | −509 | $33.18 | $16.89K | 24,888 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Option exercise | +1,560 | – | – | 26,448 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Tax withholding | −443 | $33.18 | $14.70K | 26,005 |
| Lisa Chalkan EVP, Chief Credit Officer | Mar 20, 2026 | Option exercise | +1,795 | – | – | 25,397 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Tax withholding | −534 | $33.18 | $17.72K | 8,563 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Option exercise | +1,559 | – | – | 9,097 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Tax withholding | −538 | $33.18 | $17.85K | 7,538 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Option exercise | +1,570 | – | – | 8,076 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Tax withholding | −2,766 | $33.18 | $91.78K | 13,872 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Option exercise | +8,075 | – | – | 16,638 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Option exercise | +1,640 | – | – | 7,068 |
| Gregory Martin Smith SEVP, President Comml Banking | Mar 20, 2026 | Tax withholding | −562 | $33.18 | $18.65K | 6,506 |
| Robert A. Plante EVP, Chief Operating Officer | Mar 20, 2026 | Option exercise | +1,047 | – | – | 61,638 |
| Robert A. Plante EVP, Chief Operating Officer | Mar 20, 2026 | Option exercise | +5,616 | – | – | 69,478 |
| Robert A. Plante EVP, Chief Operating Officer | Mar 20, 2026 | Option exercise | +1,140 | – | – | 62,778 |
| Robert A. Plante EVP, Chief Operating Officer | Mar 20, 2026 | Option exercise | +1,084 | – | – | 63,862 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,258 | – | – | 67,480 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +754 | – | – | 66,222 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Tax withholding | −2,178 | $33.18 | $72.27K | 50,582 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +6,199 | – | – | 52,760 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Tax withholding | −613 | $33.18 | $20.34K | 46,561 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,197 | – | – | 47,174 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Tax withholding | −644 | $33.18 | $21.37K | 45,977 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,258 | – | – | 46,621 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Tax withholding | −901 | $33.18 | $29.90K | 45,363 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,760 | – | – | 46,264 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +6,199 | – | – | 74,876 |
| John P. Babcock SEVP & Pres of Priv Wealth Mgt | Mar 20, 2026 | Option exercise | +1,197 | – | – | 68,677 |
| Francesco S. Rossi SVP/Chief Accounting Officer | Mar 20, 2026 | Tax withholding | −280 | $33.18 | $9.29K | 5,687 |
| Francesco S. Rossi SVP/Chief Accounting Officer | Mar 20, 2026 | Option exercise | +763 | – | – | 5,967 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Tax withholding | −533 | $33.18 | $17.68K | 9,533 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Tax withholding | −613 | $33.18 | $20.34K | 10,875 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Option exercise | +1,359 | – | – | 8,794 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Tax withholding | −427 | $33.18 | $14.17K | 8,367 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Option exercise | +1,699 | – | – | 10,066 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Tax withholding | −582 | $33.18 | $19.31K | 7,435 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Option exercise | +1,856 | – | – | 8,017 |
| Stuart M. Vorcheimer EVP, Comm & Ind Lndg | Mar 20, 2026 | Option exercise | +1,955 | – | – | 11,488 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +699 | – | – | 8,638 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Tax withholding | −445 | $33.18 | $14.77K | 2,297 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +942 | – | – | 9,580 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +1,418 | – | – | 2,742 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Tax withholding | −387 | $33.18 | $12.84K | 1,324 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +1,232 | – | – | 1,711 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Tax withholding | −220 | $33.18 | $7.30K | 479 |
| Maureen Hemhauser EVP & Chief Risk Officer | Mar 20, 2026 | Option exercise | +699 | – | – | 699 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Maureen Hemhauser Officer | Sep 21, 2026 | 2,297 | $104.11K | Sep 21, 2026 | Restricted Stock Vesting |
| Gregory Martin Smith Officer | Sep 2, 2026 | 1,250 | $55.83K | Sep 2, 2026 | Restricted Stock Vesting |
| Lisa Chalkan Officer | Jun 29, 2026 | 1,100 | $52.36K | Jun 29, 2026 | Restricted Stock Vesting |
| John P. Babcock Officer | Jun 29, 2026 | 5,000 | $238.40K | Jun 29, 2026 | Open Market Purchase |
| Francesco S. Rossi Officer | Jun 11, 2026 | 2,485 | $113.06K | Jun 11, 2026 | ESPP Purchase |
| Anthony W. Spinelli Director | Jun 8, 2026 | 2,000 | $89.26K | Jun 8, 2026 | Restricted Stock Vesting |
| Douglas L. Kennedy Officer, Director | Mar 23, 2026 | 10,743 | $369.49K | Mar 23, 2026 | Restricted Stock Vesting |
| Robert A. Plante Officer | Mar 23, 2026 | 2,748 | $94.51K | Mar 23, 2026 | Restricted Stock Vesting |
| John P. Babcock Officer | Mar 23, 2026 | 3,440 | $118.31K | Mar 23, 2026 | Restricted Stock Vesting |
| Maureen Hemhauser Officer | Mar 23, 2026 | 498 | $17.13K | Mar 23, 2026 | Restricted Stock Vesting |
| Maureen Hemhauser Officer | Feb 9, 2026 | 5,272 | $187.60K | Feb 9, 2026 | Restricted Stock Vesting |
| Lisa Chalkan Officer | Sep 18, 2025 | 2,500 | $74.13K | Sep 18, 2025 | Restricted Stock Vesting |
| Gregory Martin Smith Officer | Sep 15, 2025 | 3,200 | $93.28K | Sep 15, 2025 | Restricted Stock Vesting |
| John P. Babcock Officer | Mar 18, 2025 | 10,000 | $289.60K | Mar 18, 2025 | RSU Vesting |
| Douglas L. Kennedy Officer, Director | Mar 17, 2025 | 30,000 | $871.68K | Mar 17, 2025 | VARIOUS |