Noah Holdings Ltd (NOAH) shareholders
NOAHNYSEInvestment Advice
$6.52−0.06 (-0.91%)
Close on Nov 13, 2026Market cap $437.18MP/E 5.5Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
7.4%
25M of 335M shares
Institutional holders
88
14 new, 12 sold out
Net institutional buying
-1M
In Q2 2026
Insider trades, 12 months
0 buys · 14 sales
Net sold $126.21K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Jingbo Wang Joint filing with Jing Investors Co., Ltd. (20.70%) | 68,191,010 | 20.80% | 13G (passive) amendment | Dec 31, 2023 |
| FIL Limited Joint filing with Pandanus Partners, L.P. (9.90%), Pandanus Associates, Inc. (9.90%) | 33,476,330 | 9.90% | 13G (passive) amendment | Mar 31, 2026 |
| Chia-Yue Chang Joint filing with Jia Investment Co., Ltd. (6.20%) | 20,388,835 | 6.20% | 13G (passive) amendment | Dec 31, 2023 |
| Yin Investment Co., Ltd. Joint filing with Zhe Yin (5.10%) | 16,659,590 | 5.10% | 13G (passive) amendment | Dec 31, 2023 |
| Yuanshan Guo Joint filing with Yiheng Capital Partners, L.P. (10.52%), Yiheng Capital, LLC (10.52%) and 1 more | 6,719,722 | 10.52% | 13G (passive) amendment | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NOAH | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| FIL Ltd | 6,736,780 | 2.01% | $67.30M | +41,514 | 0.05% |
| Yiheng Capital Management, L.P. | 6,717,351 | 2.00% | $67.11M | – | 23.04% |
| Franklin Resources Inc | 2,018,142 | 0.60% | $20.16M | +50,599 | 0.00% |
| Tiger Pacific Capital LP | 1,880,865 | 0.56% | $18.79M | – | 8.61% |
| BlackRock, Inc. | 1,205,058 | 0.36% | $12.04M | −37,901 | 0.00% |
| Platinum Investment Management Ltd | 993,612 | 0.30% | $9.93M | – | 2.44% |
| Davis Selected Advisers | 964,486 | 0.29% | $9.64M | −57,099 | 0.04% |
| Acadian Asset Management LLC | 632,536 | 0.19% | $6.30M | −114,400 | 0.01% |
| Prescott Group Capital Management, L.L.C. | 444,967 | 0.13% | $4.45M | – | 0.38% |
| Nuveen, LLC | 437,975 | 0.13% | $4.38M | −5,725 | 0.00% |
| Dimensional Fund Advisors LP | 382,663 | 0.11% | $3.82M | −85,847 | 0.00% |
| State Street Corp | 322,218 | 0.10% | $3.22M | +8,948 | 0.00% |
| UBS Group AG | 180,390 | 0.05% | $1.80M | −523,828 | 0.00% |
| American Century Companies Inc | 160,717 | 0.05% | $1.61M | +3,408 | 0.00% |
| Credit Agricole S A | 131,500 | 0.04% | $1.31M | – | 0.00% |
| Renaissance Technologies LLC | 104,255 | 0.03% | $1.04M | +8,755 | 0.00% |
| Citadel Advisors LLC | 87,700 | 0.03% | $876.12K | +57,039 | 0.00% |
| Connor, Clark & Lunn Investment Management Ltd. | 79,280 | 0.02% | $792.01K | −17,992 | 0.00% |
| Northern Trust Corp | 73,495 | 0.02% | $734.22K | +9,825 | 0.00% |
| Morgan Stanley | 69,156 | 0.02% | $690.88K | −26,859 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 88 | 25M | 7.4% | 14 / 20 | 32 / 12 | 0M | 1M |
| Q1 2026 | 87 | 26M | 7.6% | 15 / 22 | 33 / 16 | 1M | 2M |
| Q4 2025 | 88 | 26M | 7.9% | 14 / 36 | 21 / 9 | 2M | 2M |
| Q3 2025 | 85 | 26M | 7.9% | 23 / 26 | 18 / 4 | 3M | 4M |
| Q2 2025 | 66 | 28M | 8.3% | 9 / 24 | 21 / 14 | 3M | 2M |
| Q1 2025 | 74 | 27M | 8.1% | 9 / 27 | 24 / 8 | 1M | 1M |
| Q4 2024 | 75 | 27M | 8.1% | 15 / 31 | 17 / 12 | 2M | 1M |
| Q3 2024 | 72 | 26M | 7.9% | 18 / 18 | 18 / 15 | 3M | 3M |
| Q2 2024 | 72 | 27M | 8.1% | 12 / 17 | 30 / 19 | 3M | 3M |
| Q1 2024 | 79 | 27M | 8.2% | 17 / 26 | 18 / 7 | 2M | 2M |
| Q4 2023 | 69 | 28M | 8.2% | 7 / 1 | 61 / 9 | 0M | 247M |
| Q3 2023 | 71 | 275M | 82.0% | 9 / 16 | 33 / 3 | 7M | 6M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
27 funds held NOAH in Q2 2026, 5% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of NOAH | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core MSCI Emerging Markets ETF | 492,130 | 0.15% | $5.20M | 0.00% | May 31, 2026 |
| Templeton Emerging Markets Small Cap Fund | 320,560 | 0.10% | $3.39M | 1.07% | May 31, 2026 |
| College Retirement Equities Fund - Total Global Stock Account | 303,791 | 0.09% | $3.03M | 0.00% | Jun 30, 2026 |
| Davis International Fund | 201,476 | 0.06% | $1.70M | 0.63% | Jul 31, 2026 |
| Nuveen Quant International Small Cap Equity Fund | 134,184 | 0.04% | $1.13M | 0.08% | Jul 31, 2026 |
| Avantis Emerging Markets Equity ETF | 126,390 | 0.04% | $1.34M | 0.01% | May 31, 2026 |
| Dimensional Emerging Markets Value Fund | 67,929 | 0.02% | $574.00K | 0.00% | Jul 31, 2026 |
| Emerging Markets Core Equity 2 Portfolio | 65,324 | 0.02% | $551.99K | 0.00% | Jul 31, 2026 |
| iShares Core MSCI Total International Stock ETF | 60,142 | 0.02% | $508.20K | 0.00% | Jul 31, 2026 |
| The Emerging Markets Small Cap Series | 50,825 | 0.02% | $429.47K | 0.01% | Jul 31, 2026 |
| Fidelity Total International Index Fund | 35,299 | 0.01% | $298.28K | 0.00% | Jul 31, 2026 |
| State Street(R) SPDR(R) Portfolio Emerging Markets ETF | 27,831 | 0.01% | $278.03K | 0.00% | Jun 30, 2026 |
| Invesco Golden Dragon China ETF | 25,571 | 0.01% | $216.07K | 0.22% | Jul 31, 2026 |
| ActivePassive International Equity ETF | 18,619 | 0.01% | $196.80K | 0.02% | May 31, 2026 |
| Emerging Markets Social Core Equity Portfolio | 18,006 | 0.01% | $152.15K | 0.01% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Zhe Yin | CHIEF EXECUTIVE OFFICER, Director | 17,205,335 | 5.13% | Jun 30, 2026 |
| Qing Pan | CHIEF FINANCIAL OFFICER | 928,520 | 0.28% | Jun 30, 2026 |
| May Yihong Wu | Director | 20,000 | 0.01% | Oct 2, 2026 |
| Tianjing Zhang | Director | – | – | Aug 31, 2026 |
| Jingbo (Norah) Wang | Director, 10% owner | 68,736,755 | 20.50% | Jun 30, 2026 |
| David Zhang | Director | – | – | Mar 16, 2026 |
| Boquan He | Director | 16,398,720 | 4.89% | Mar 16, 2026 |
| Chia-Yue Chang | Director | 20,263,835 | 6.04% | Mar 16, 2026 |
| Cynthia Jinhong Meng | Director | – | – | Mar 16, 2026 |
| Xiangrong Li | Director | – | – | Mar 16, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.89 | $7.89K | 20,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.89 | $7.89K | 21,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −4,000 | $7.90 | $31.60K | 22,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.90 | $7.90K | 26,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.88 | $7.88K | 27,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.89 | $7.89K | 28,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.87 | $7.87K | 29,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.90 | $7.90K | 30,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.89 | $7.89K | 31,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.88 | $7.88K | 32,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.86 | $7.86K | 33,000 |
| May Yihong Wu Director | Sep 30, 2026 | Sale | −1,000 | $7.87 | $7.87K | 34,000 |
| May Yihong Wu Director | Sep 29, 2026 | Sale | −500 | $7.88 | $3.94K | 35,000 |
| May Yihong Wu Director | Sep 29, 2026 | Sale | −500 | $7.91 | $3.95K | 35,500 |
| Qing Pan CHIEF FINANCIAL OFFICER | Jun 29, 2026 | Option exercise | +1,095 | – | – | 928,520 |
| Jingbo (Norah) Wang Director, 10% owner | Jun 29, 2026 | Option exercise | +765 | – | – | 68,736,755 |
| Zhe Yin CHIEF EXECUTIVE OFFICER, Director | Jun 29, 2026 | Option exercise | +765 | – | – | 17,205,335 |
| Qing Pan CHIEF FINANCIAL OFFICER | May 29, 2026 | Option exercise | +1,035 | – | – | 927,425 |
| Jingbo (Norah) Wang Director, 10% owner | May 29, 2026 | Option exercise | +740 | – | – | 68,735,990 |
| Zhe Yin CHIEF EXECUTIVE OFFICER, Director | May 29, 2026 | Option exercise | +740 | – | – | 17,204,570 |
| Qing Pan CHIEF FINANCIAL OFFICER | Apr 29, 2026 | Option exercise | +1,035 | – | – | 926,390 |
| Zhe Yin CHIEF EXECUTIVE OFFICER, Director | Apr 29, 2026 | Option exercise | +740 | – | – | 17,203,830 |
| Jingbo (Norah) Wang Director, 10% owner | Apr 29, 2026 | Option exercise | +740 | – | – | 68,735,250 |
| Jingbo (Norah) Wang Director, 10% owner | Mar 31, 2026 | Option exercise | +75,000 | – | – | 68,734,510 |
| Jingbo (Norah) Wang Director, 10% owner | Mar 31, 2026 | Option exercise | +125,000 | – | – | 68,659,510 |
| Jingbo (Norah) Wang Director, 10% owner | Mar 31, 2026 | Option exercise | +740 | – | – | 68,534,510 |
| Zhe Yin CHIEF EXECUTIVE OFFICER, Director | Mar 31, 2026 | Option exercise | +75,000 | – | – | 17,203,090 |
| Zhe Yin CHIEF EXECUTIVE OFFICER, Director | Mar 31, 2026 | Option exercise | +125,000 | – | – | 17,128,090 |
| Zhe Yin CHIEF EXECUTIVE OFFICER, Director | Mar 31, 2026 | Option exercise | +740 | – | – | 17,003,090 |
| Qing Pan CHIEF FINANCIAL OFFICER | Mar 31, 2026 | Option exercise | +225,230 | – | – | 925,355 |
| Qing Pan CHIEF FINANCIAL OFFICER | Mar 31, 2026 | Option exercise | +1,035 | – | – | 700,125 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.2
At 0M shares a day
Change since last report
-1.7%
From 0M shares
Short volume, 20 days
25.2%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Noah's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,651 shares on Sep 4, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| May Yihong Wu Director | Sep 23, 2026 | 16,000 | $131.36K | Sep 24, 2026 | Stock option exercised and restricted shares grants vested under Share Incentive Plan of Noah Holdings Limited |
| Jia Investment Co., Ltd Director, 5% shareholder | Jun 20, 2025 | 100,000 | $1.24M | Jun 23, 2025 | Acquired before the initial public offering |
| HongShan Capital I, L.P. Affiliate | Dec 26, 2024 | 145,591 | $1.75M | Dec 24, 2024 | Direct Investment |
| HongShan Capital Principals Fund I, L.P. Affiliate | Dec 26, 2024 | 22,534 | $270.41K | Dec 24, 2024 | Direct Investment |
| HongShan Capital Partners Fund I, L.P. Affiliate | Dec 26, 2024 | 16,729 | $200.75K | Dec 24, 2024 | Direct Investment |
| HongShan Capital Principals Fund I, L.P. Affiliate | Dec 23, 2024 | 2,406 | $28.87K | Dec 23, 2024 | Direct Investment |
| HongShan Capital Partners Fund I, L.P. Affiliate | Dec 23, 2024 | 1,786 | $21.43K | Dec 23, 2024 | Direct Investment |
| HongShan Capital I, L.P. Affiliate | Dec 23, 2024 | 15,547 | $186.56K | Dec 23, 2024 | Direct Investment |
| HongShan Capital Partners Fund I, L.P. Affiliate | Dec 18, 2024 | 443 | $5.32K | Dec 18, 2024 | Direct Investment |
| HongShan Capital Principals Fund I, L.P. Affiliate | Dec 18, 2024 | 597 | $7.16K | Dec 18, 2024 | Direct Investment |
| HongShan Capital I, L.P. Affliate | Dec 18, 2024 | 3,860 | $46.32K | Dec 18, 2024 | Direct Investment |
| HongShan Capital Principals Fund I, L.P Affiliate | Dec 17, 2024 | 142 | $1.70K | Dec 17, 2024 | Direct Investment |
| HongShan Capital I, L.P. Affiliate | Dec 17, 2024 | 921 | $11.05K | Dec 17, 2024 | Direct Investment |
| HongShan Capital Partners Fund I, L.P. Affiliate | Dec 17, 2024 | 106 | $1.27K | Dec 17, 2024 | Direct Investment |
| HongShan Capital Partners Fund I, L.P. Affiliate | Dec 13, 2024 | 3,625 | $43.50K | Dec 13, 2024 | Direct Investment |
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