Nomura Holdings Inc (NMR) shareholders
NMRNYSESecurity Brokers, Dealers & Flotation CompaniesFiscal year ends March 31Also trades as NRSCF
$9.70+0.14 (+1.46%)
Close on Nov 13, 2026Market cap $28.14BP/E 12.9Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
88M
Shares held, 13F filers
Institutional holders
300
55 new, 26 sold out
Net institutional buying
4M
In Q2 2026
Insider trades, 12 months
3 buys · 0 sales
Net bought $3.90K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 227,858,398 | 7.20% | 13G (passive) amendment | Mar 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NMR | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Fisher Asset Management, LLC | 13,163,419 | – | $115.57M | +71,799 | 0.03% |
| Donald Smith & Co., Inc. | 12,211,249 | – | $107.21M | −958,244 | 1.89% |
| Morgan Stanley | 10,810,627 | – | $94.92M | +233,172 | 0.01% |
| BlackRock, Inc. | 6,636,486 | – | $58.27M | +1,214,820 | 0.00% |
| Goldman Sachs Group Inc | 5,664,585 | – | $49.74M | +116,977 | 0.00% |
| FMR LLC | 3,539,254 | – | $31.07M | −1,090,455 | 0.00% |
| Quantinno Capital Management LP | 3,230,633 | – | $28.36M | +683,425 | 0.03% |
| Dimensional Fund Advisors LP | 3,181,726 | – | $27.94M | +31,141 | 0.01% |
| Northern Trust Corp | 2,586,149 | – | $22.71M | −7,975 | 0.00% |
| Renaissance Technologies LLC | 1,949,037 | – | $17.11M | −363,200 | 0.02% |
| Qube Research & Technologies Ltd | 1,787,455 | – | $15.69M | +429,832 | 0.01% |
| Millennium Management LLC | 1,264,108 | – | $11.10M | +403,415 | 0.00% |
| Arrowstreet Capital, Limited Partnership | 1,142,731 | – | $10.03M | +619,115 | 0.00% |
| Aqr Capital Management LLC | 1,112,770 | – | $9.77M | +391,826 | 0.00% |
| Ethic Inc. | 1,042,353 | – | $9.15M | −80,764 | 0.11% |
| Charles Schwab Investment Management Inc | 945,860 | – | $8.30M | +102,134 | 0.00% |
| Creative Planning | 827,999 | – | $7.27M | +129,294 | 0.00% |
| Trexquant Investment LP | 664,768 | – | $5.84M | −67,798 | 0.03% |
| Jane Street Group, LLC | 658,603 | – | $5.78M | −319,932 | 0.00% |
| Gradient Investments LLC | 638,711 | – | $5.61M | +43,849 | 0.08% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 300 | 88M | 55 / 154 | 52 / 26 | 8M | 5M |
| Q1 2026 | 276 | 85M | 47 / 143 | 54 / 23 | 12M | 4M |
| Q4 2025 | 256 | 77M | 56 / 119 | 55 / 17 | 10M | 3M |
| Q3 2025 | 223 | 71M | 38 / 111 | 42 / 19 | 6M | 2M |
| Q2 2025 | 207 | 66M | 40 / 68 | 77 / 29 | 4M | 4M |
| Q1 2025 | 204 | 66M | 27 / 82 | 68 / 26 | 6M | 5M |
| Q4 2024 | 207 | 65M | 35 / 76 | 68 / 36 | 8M | 5M |
| Q3 2024 | 211 | 62M | 30 / 84 | 76 / 22 | 15M | 5M |
| Q2 2024 | 204 | 57M | 37 / 95 | 51 / 14 | 6M | 22M |
| Q1 2024 | 183 | 74M | 48 / 81 | 36 / 14 | 28M | 5M |
| Q4 2023 | 151 | 50M | 26 / 75 | 34 / 3 | 18M | 1M |
| Q3 2023 | 130 | 33M | 18 / 62 | 31 / 8 | 4M | 3M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
12 funds held NMR in Q3 2026, 4% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of NMR | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Selected Value Fund | 4,115,120 | – | $39.83M | 0.57% | Jul 31, 2026 |
| iShares Flexible Equity Active ETF | 915,238 | – | $8.86M | 0.55% | Jul 31, 2026 |
| Dimensional International Value ETF | 880,157 | – | $8.52M | 0.04% | Jul 31, 2026 |
| Dimensional International Core Equity Market ETF | 697,400 | – | $6.75M | 0.04% | Jul 31, 2026 |
| Dimensional International Core Equity 2 ETF | 464,737 | – | $4.50M | 0.03% | Jul 31, 2026 |
| Large Cap International Portfolio | 247,991 | – | $2.40M | 0.03% | Jul 31, 2026 |
| Dimensional World ex. U.S. Core Equity 2 ETF | 246,048 | – | $2.38M | 0.02% | Jul 31, 2026 |
| iShares Dynamic Equity Active ETF | 234,002 | – | $2.27M | 0.08% | Jul 31, 2026 |
| ActivePassive International Equity ETF | 186,215 | – | $1.51M | 0.14% | May 31, 2026 |
| International Core Equity 2 Portfolio | 122,223 | – | $1.18M | 0.00% | Jul 31, 2026 |
| Steward Values Enhanced International Fund | 85,620 | – | $828.80K | 0.24% | Jul 31, 2026 |
| SGI Enhanced Global Income ETF | 83,546 | – | $677.56K | 0.71% | May 31, 2026 |
| International Social Core Equity Portfolio | 61,247 | – | $592.87K | 0.03% | Jul 31, 2026 |
| Dimensional International Sustainability Core 1 ETF | 34,860 | – | $337.44K | 0.03% | Jul 31, 2026 |
| International Sustainability Core 1 Portfolio | 30,971 | – | $299.80K | 0.01% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Kentaro Okuda | See Remarks, Director | 529,192 | May 27, 2026 |
| Hiroyasu Koike | See Remarks | 115,424 | Oct 26, 2026 |
| Akio Hori | See Remarks | 60,431 | Oct 26, 2026 |
| Yukiko Ozaki | See Remarks | 21,107 | Oct 26, 2026 |
| Akihito Tobari | See Remarks | 106,230 | Oct 26, 2026 |
| Yuko Horiuchi | See Remarks | 18,448 | May 27, 2026 |
| Takako Mori | See Remarks | 22,925 | May 27, 2026 |
| Go Sugiyama | See Remarks | 53,814 | May 27, 2026 |
| Yutaka Nakajima | See Remarks | 682,743 | May 27, 2026 |
| Christopher Paul Willcox | See Remarks | 14,586 | May 27, 2026 |
| Takumi Kitamura | See Remarks | 145,534 | May 27, 2026 |
| Toshiyasu Iiyama | See Remarks | 301,656 | May 27, 2026 |
| Hiroyuki Moriuchi | See Remarks | 30,676 | May 27, 2026 |
| Naotaka Minami | See Remarks | 29,078 | May 27, 2026 |
| Sotaro Kato | See Remarks | 62,774 | May 27, 2026 |
| Masahiro Goto | See Remarks | 243,374 | May 27, 2026 |
| Yoshifumi Kishida | See Remarks | 20,464 | Mar 18, 2026 |
| Shinichi Okada | See Remarks | 154,686 | Mar 18, 2026 |
| Yoshihiro Namura | See Remarks | 103,837 | Mar 18, 2026 |
| Shinichi Mizuno | See Remarks | 35,921 | Mar 18, 2026 |
| Patrick James Eltridge | See Remarks | 0 | Mar 18, 2026 |
| Shoji Ogawa | Director | 59,852 | Oct 26, 2026 |
| Masahiro Ishizuka | Director | 11,672 | Oct 26, 2026 |
| Koji Nagai | Director | 512,942 | Jun 29, 2026 |
| Takahisa Takahara | Director | 200,381 | Jun 9, 2026 |
| Jean Nelly Liang | Director | 0 | Mar 18, 2026 |
| Taku Oshima | Director | 0 | Mar 18, 2026 |
| Patricia Campbell Mosser | Director | 100 | Mar 18, 2026 |
| James Christopher Giancarlo | Director | 0 | Mar 18, 2026 |
| Miyuki Ishiguro | Director | 0 | Mar 18, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Akihito Tobari See Remarks | Oct 23, 2026 | Award | +69.369 | $9.20 | $638 | 164 |
| Masahiro Ishizuka Director | Oct 23, 2026 | Award | +208.111 | $9.20 | $1.91K | 472 |
| Hiroyasu Koike See Remarks | Oct 23, 2026 | Award | +277.482 | $9.20 | $2.55K | 539 |
| Akio Hori See Remarks | Oct 23, 2026 | Award | +69.369 | $9.20 | $638 | 149 |
| Yukiko Ozaki See Remarks | Oct 23, 2026 | Award | +6.936 | $9.20 | $64 | 88 |
| Shoji Ogawa Director | Oct 23, 2026 | Award | +208.111 | $9.20 | $1.91K | 412 |
| Shoji Ogawa Director | Sep 25, 2026 | Award | +185.28 | $9.97 | $1.85K | 204 |
| Hiroyasu Koike See Remarks | Sep 25, 2026 | Award | +247.04 | $9.97 | $2.46K | 261 |
| Masahiro Ishizuka Director | Sep 25, 2026 | Award | +185.28 | $9.97 | $1.85K | 264 |
| Akio Hori See Remarks | Sep 25, 2026 | Award | +61.76 | $9.97 | $616 | 79 |
| Yukiko Ozaki See Remarks | Sep 25, 2026 | Award | +6.18 | $9.97 | $62 | 81 |
| Akihito Tobari See Remarks | Sep 25, 2026 | Award | +61.76 | $9.97 | $616 | 94 |
| Yukiko Ozaki See Remarks | Aug 25, 2026 | Award | +6.55 | $9.87 | $65 | 75 |
| Hiroyasu Koike See Remarks | Aug 25, 2026 | Award | +261.75 | $9.87 | $2.58K | 314 |
| Akio Hori See Remarks | Aug 25, 2026 | Award | +65.44 | $9.87 | $646 | 217 |
| Masahiro Ishizuka Director | Aug 25, 2026 | Award | +196.31 | $9.87 | $1.94K | 679 |
| Akihito Tobari See Remarks | Aug 25, 2026 | Award | +65.44 | $9.87 | $646 | 233 |
| Shoji Ogawa Director | Aug 25, 2026 | Award | +196.31 | $9.87 | $1.94K | 619 |
| Akihito Tobari See Remarks | Jul 24, 2026 | Award | +61.42 | $9.83 | $604 | 167 |
| Masahiro Ishizuka Director | Jul 24, 2026 | Award | +183.96 | $9.83 | $1.81K | 483 |
| Hiroyasu Koike See Remarks | Jul 24, 2026 | Award | +245.31 | $9.83 | $2.41K | 252 |
| Shoji Ogawa Director | Jul 24, 2026 | Award | +183.93 | $9.83 | $1.81K | 423 |
| Akio Hori See Remarks | Jul 24, 2026 | Award | +61.41 | $9.83 | $604 | 152 |
| Yukiko Ozaki See Remarks | Jul 24, 2026 | Award | +6.17 | $9.83 | $61 | 68 |
| Hiroyasu Koike See Remarks | Jun 25, 2026 | Award | +273.94 | $8.86 | $2.43K | 307 |
| Shoji Ogawa Director | Jun 25, 2026 | Award | +204.13 | $8.86 | $1.81K | 239 |
| Yukiko Ozaki See Remarks | Jun 25, 2026 | Award | +7.78 | $8.86 | $69 | 62 |
| Masahiro Ishizuka Director | Jun 25, 2026 | Award | +204.88 | $8.86 | $1.82K | 299 |
| Koji Nagai Director | Jun 25, 2026 | Award | +0 | $8.86 | $0 | 0 |
| Akio Hori See Remarks | Jun 25, 2026 | Award | +70.61 | $8.86 | $626 | 91 |
| Akihito Tobari See Remarks | Jun 25, 2026 | Award | +70.8 | $8.86 | $627 | 106 |
| Masahiro Ishizuka Director | May 25, 2026 | Award | +236.8 | $8.21 | $1.94K | 794 |
| Shoji Ogawa Director | May 25, 2026 | Award | +236.8 | $8.21 | $1.94K | 735 |
| Akihito Tobari See Remarks | May 25, 2026 | Award | +764.79 | $8.21 | $6.28K | 935 |
| Yukiko Ozaki See Remarks | May 25, 2026 | Award | +84.18 | $8.21 | $691 | 154 |
| Akio Hori See Remarks | May 25, 2026 | Award | +764.79 | $8.21 | $6.28K | 920 |
| Hiroyasu Koike See Remarks | May 25, 2026 | Award | +772.71 | $8.21 | $6.34K | 1,133 |
| Hiroyuki Moriuchi See Remarks | Apr 27, 2026 | Option exercise | +9,200 | – | – | 35,052 |
| Hiroyuki Moriuchi See Remarks | Apr 27, 2026 | Tax withholding | −4,376 | $7.71 | $33.74K | 30,676 |
| Akio Hori See Remarks | Apr 27, 2026 | Option exercise | +6,100 | – | – | 62,134 |
| Akio Hori See Remarks | Apr 27, 2026 | Tax withholding | −2,952 | $7.71 | $22.76K | 59,182 |
| Masahiro Goto See Remarks | Apr 27, 2026 | Option exercise | +69,800 | – | – | 274,068 |
| Masahiro Goto See Remarks | Apr 27, 2026 | Tax withholding | −30,694 | $7.71 | $236.65K | 243,374 |
| Go Sugiyama See Remarks | Apr 27, 2026 | Tax withholding | −12,922 | $7.71 | $99.63K | 53,814 |
| Go Sugiyama See Remarks | Apr 27, 2026 | Option exercise | +27,800 | – | – | 66,736 |
| Takumi Kitamura See Remarks | Apr 27, 2026 | Tax withholding | −4,329 | $7.71 | $33.38K | 144,534 |
| Takumi Kitamura See Remarks | Apr 27, 2026 | Option exercise | +9,100 | – | – | 148,863 |
| Toshiyasu Iiyama See Remarks | Apr 27, 2026 | Option exercise | +107,300 | – | – | 351,106 |
| Toshiyasu Iiyama See Remarks | Apr 27, 2026 | Tax withholding | −49,450 | $7.71 | $381.26K | 301,656 |
| Sotaro Kato See Remarks | Apr 27, 2026 | Option exercise | +42,300 | – | – | 85,257 |
| Sotaro Kato See Remarks | Apr 27, 2026 | Tax withholding | −22,483 | $7.71 | $173.34K | 62,774 |
| Akihito Tobari See Remarks | Apr 27, 2026 | Tax withholding | −6,602 | $7.71 | $50.90K | 104,966 |
| Akihito Tobari See Remarks | Apr 27, 2026 | Option exercise | +17,100 | – | – | 111,568 |
| Naotaka Minami See Remarks | Apr 27, 2026 | Option exercise | +4,000 | – | – | 31,065 |
| Naotaka Minami See Remarks | Apr 27, 2026 | Tax withholding | −1,987 | $7.71 | $15.32K | 29,078 |
| Christopher Paul Willcox See Remarks | Apr 27, 2026 | Option exercise | +9,900 | – | – | 19,640 |
| Christopher Paul Willcox See Remarks | Apr 27, 2026 | Tax withholding | −5,054 | $7.71 | $38.97K | 14,586 |
| Kentaro Okuda See Remarks, Director | Apr 27, 2026 | Option exercise | +57,800 | – | – | 555,897 |
| Kentaro Okuda See Remarks, Director | Apr 27, 2026 | Tax withholding | −26,705 | $7.71 | $205.90K | 529,192 |
| Yukiko Ozaki See Remarks | Apr 27, 2026 | Option exercise | +4,900 | – | – | 22,386 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
1M shares short
Days to cover
1.3
At 1M shares a day
Change since last report
+26.7%
From 1M shares
Short volume, 20 days
62.4%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Nomura's stock actually held short. Settlement fails (shares not delivered on time) peaked at 58,977 shares on Sep 15, 2026 over the last 90 days.
See a number that looks wrong?