Nomura Holdings Inc (NMR) KPIs and segments
Close on Nov 13, 2026Market cap $28.14BP/E 12.9Yield –
KPIs & segments
Operating metrics and segments that drive Nomura's business · fiscal year ends March 31
Nomura KPIs at a glance: 35 operating metrics, including Wealth Management Client Assets (Total), Recurring Revenue Assets and Net Inflows of Cash and Securities, drawn from 52 source documents, alongside revenue by segment, product and region from SEC filings. Each figure links to the document it came from. All metrics shows the full sheet; Core narrows it to segments and headline KPIs. The segment tables also offer a trailing-twelve-month view.
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Nomura's fiscal year ends March 31 — Q2 FY27 = CQ3 2026 (calendar quarter).
Segments, headline KPIs and every operating metric from filings, earnings releases and presentations.
| Add to chart | Metric | Q2 FY27 CQ3 2026 | Q1 FY27 CQ2 2026 | Q4 FY26 CQ1 2026 | Q3 FY26 CQ4 2025 | Q2 FY26 CQ3 2025 | Q1 FY26 CQ2 2025 | Q4 FY25 CQ1 2025 | Q3 FY25 CQ4 2024 | Q2 FY25 CQ3 2024 | Q1 FY25 CQ2 2024 | Q4 FY24 CQ1 2024 | Q3 FY24 CQ4 2023 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Remaining performance obligations (RPO)(¥M) | 208 | 785 | |||||||||||
Wealth Management Client Assets (Total)8 | 183.60 | 183.70 | 175.80 | 172.60 | 162.30 | 153.20 | 143.80 | 152.20 | 146.10 | 153.50 | 153.50 | 135.90 | |
Equities Client Assets | 121.60 | 121.00 | 117.60 | 114.30 | 106.20 | 99.70 | 92.20 | 98.90 | 94.60 | 100.60 | 102.50 | 87.90 | |
Stock Investment Trusts Client Assets | 18.70 | 19.10 | 16.10 | 16.50 | 15.20 | 14.20 | 13.30 | 14.40 | 13.50 | 14.20 | 13.30 | 11.90 | |
Domestic Bonds Client Assets (Including CBs & Warrants) | 15.50 | 15.10 | 14.70 | 14.80 | 14.80 | 14.70 | 14.20 | 14.00 | 14.00 | 13.70 | 13.70 | 13.50 | |
Foreign Currency Bonds Client Assets | 6.60 | 6.80 | 6.90 | 7.00 | 6.80 | 6.50 | 6.50 | 6.50 | 6.50 | 6.80 | 6.40 | 6.00 | |
Bond Investment Trusts Client Assets | 6.10 | 6.70 | 7.00 | 7.20 | 7.20 | 6.80 | 6.70 | 7.20 | 7.00 | 7.30 | 7.30 | 7.10 | |
Overseas Mutual Funds Client Assets | 3.30 | 3.00 | 2.70 | 2.30 | 2.10 | 2.00 | 2.00 | 2.00 | 1.80 | 2.00 | 1.80 | 1.50 | |
Other Client Assets (Including Variable Annuity Insurance) | 11.70 | 11.90 | 10.80 | 10.50 | 10.00 | 9.30 | 8.80 | 9.20 | 8.70 | 8.90 | 8.60 | 8.00 | |
Workplace Client Assets (ESOP & Corporate DC) | 10.40 | 10.00 | 9.10 | 8.90 | 8.10 | ||||||||
Recurring Revenue Assets7 | 31.30 | 31.70 | 27.90 | 28.10 | 26.20 | 24.60 | 23.50 | 24.90 | 23.40 | 24.30 | 23.00 | 21.00 | |
Recurring Revenue Net Inflows (Total) | 755.40 | 539.60 | 422.80 | 503.90 | 289.50 | 278.90 | 265.60 | 282.20 | 438.30 | 387.90 | 227.30 | 141.10 | |
Recurring Revenue Net Inflows (Excluding Corporate Section) | 801.30 | 665.60 | 539.00 | 606.60 | 403.20 | 377.40 | 428.00 | 346.30 | 471.90 | 488.20 | 344.30 | 238.30 | |
Investment Trusts Net Inflows (Wealth Management) | 383.70 | 409.50 | 271.40 | 365.90 | 161.30 | 182.90 | 301.90 | 203.70 | 271.00 | ||||
Discretionary Investments Net Inflows (Wealth Management) | 226.90 | 189.10 | 110.20 | 115.60 | 94.70 | 52.80 | 35.20 | 65.90 | 86.00 | ||||
Wealth Management Recurring Revenue | 66.70 | 59.20 | 56.80 | 52.70 | 51.20 | 44.50 | 47.00 | 50.40 | 50.30 | 45.80 | 41.80 | 38.60 | |
Wealth Management Flow Revenue | 74.80 | 86.20 | 76.40 | 79.80 | 65.30 | 61.30 | 52.90 | 65.90 | 66.40 | 68.20 | 67.00 | 64.00 | |
Recurring Revenue Cost Coverage Ratio(%) | 79.0% | 75.0% | 72.0% | 71.0% | 70.0% | 68.0% | 76.0% | 72.0% | 70.0% | 64.0% | |||
Net Inflows of Cash and Securities (Total Wealth Management)2 | 803.20 | -8,558.20 | 2,720.00 | -461.00 | 744.00 | 2,259.00 | 380.00 | -131.00 | 236.00 | 763.00 | 313.00 | 518.00 | |
Net Inflows of Cash and Securities — Retail Channels | 773.00 | 477.00 | 309.00 | 398.00 | 296.00 | 519.00 | 168.00 | 160.00 | 457.00 | 491.00 | 238.00 | 118.00 | |
Gross Inflows of Cash and Securities — Retail Channels | 2,466.00 | 2,167.00 | 2,015.00 | 2,062.00 | 1,753.00 | 1,809.00 | 1,381.00 | 1,584.00 | 1,559.00 | 1,732.00 | 1,633.00 | 1,356.00 | |
Wealth Management Total Product Sales9 | 7,385.90 | 8,523.70 | 11,675.00 | 6,663.40 | 6,361.00 | 6,660.30 | 5,360.90 | 5,191.40 | 5,851.00 | 6,766.60 | 6,212.20 | 4,653.40 | |
Stocks Sales | 5,048.40 | 6,404.00 | 9,953.30 | 4,741.30 | 4,539.90 | 4,967.50 | 3,870.60 | 3,644.40 | 4,149.90 | 4,785.80 | 4,491.30 | 3,146.70 | |
Bonds Sales | 851.50 | 512.00 | 447.60 | 473.40 | 633.40 | 660.60 | 462.70 | 399.80 | 610.80 | 695.60 | 749.30 | 617.80 | |
Investment Trusts Sales | 998.60 | 1,167.30 | 953.70 | 1,095.10 | 815.20 | 754.70 | 791.00 | 863.40 | 793.70 | 971.00 | 764.20 | 605.00 | |
Discretionary Investments Sales | 337.90 | 308.60 | 223.60 | 221.00 | 187.00 | 140.20 | 149.50 | 174.40 | 180.90 | 200.80 | 125.50 | 118.90 | |
Insurance Products Sales | 149.60 | 131.70 | 96.70 | 132.70 | 185.50 | 137.30 | 87.10 | 109.40 | 115.70 | 113.30 | 82.00 | 164.90 | |
Sales of JGBs for Individual Investors | 179.90 | 102.70 | 82.60 | 80.80 | 33.50 | 82.00 | 59.30 | 70.60 | 93.70 | 94.30 | 52.80 | 76.20 | |
Distribution of Domestic Investment Trusts — Total | 1,377.90 | 1,506.80 | 1,237.40 | 1,178.90 | 854.60 | 827.10 | 884.00 | 994.30 | 931.70 | 1,072.80 | 916.70 | 786.30 | |
Distribution of Domestic Investment Trusts — Stock Trusts | 874.00 | 1,090.40 | 835.80 | 984.00 | 708.50 | 724.10 | 694.60 | 785.90 | 726.30 | 900.40 | 776.60 | 623.90 | |
Distribution of Domestic Investment Trusts — Foreign & Other | 503.80 | 416.40 | 401.40 | 194.30 | 146.00 | 103.00 | 189.40 | 208.40 | 205.50 | 172.30 | 140.10 | 162.40 | |
Client Accounts with Balance8 | 6,172.00 | 6,136.00 | 6,095.00 | 6,075.00 | 5,998.00 | 5,965.00 | 5,934.00 | 5,925.00 | 5,888.00 | 5,524.00 | 5,496.00 | 5,448.00 | |
Online Service Accounts | 6,521.00 | 6,452.00 | 6,377.00 | 6,278.00 | 6,140.00 | 6,053.00 | 5,974.00 | 5,881.00 | 5,796.00 | 5,655.00 | 5,582.00 | 5,476.00 | |
Equity Holding Accounts | 3,356.00 | 3,336.00 | 3,310.00 | 3,301.00 | 3,292.00 | 3,292.00 | 3,285.00 | 3,275.00 | 3,265.00 | 2,978.00 | 2,972.00 | 2,964.00 | |
NISA Accounts Opened (Accumulated) | 1,933.00 | 1,919.00 | 1,900.00 | 1,877.00 | 1,816.00 | 1,800.00 | 1,779.00 | 1,771.00 | 1,763.00 | ||||
New Individual Account Openings | 84.00 | 96.00 | 121.00 | 113.00 | 103.00 | 103.00 | 109.00 | 99.00 | 81.00 | 83.00 | 99.00 | 87.00 | |
Flow Business Clients (Fiscal Year-to-Date Cumulative) | 1,288.00 | 997.00 | 1,741.00 | 1,538.00 | 1,263.00 | 914.00 | 1,644.00 | 1,482.00 | 1,251.00 | 925.00 | 1,692.00 | 1,456.00 | |
Incremental Flow Business Clients Added in Quarter (De-cumulated from YTD) | 291.00 | 997.00 | 203.00 | 275.00 | 349.00 | 914.00 | 162.00 | 231.00 | 326.00 | 925.00 | 236.00 | ||
Online (IT) Share — Number of Retail Cash Stock Orders(%) | 8,500.0% | 8,300.0% | 8,500.0% | 8,300.0% | 8,500.0% | 8,600.0% | 8,700.0% | 8,500.0% | 8,600.0% | 8,400.0% | 8,400.0% | 8,300.0% | |
Online (IT) Share — Retail Cash Stock Transaction Value(%) | 5,800.0% | 5,600.0% | 5,900.0% | 5,800.0% | 6,000.0% | 5,900.0% | 6,200.0% | 5,900.0% | 6,100.0% | 5,800.0% | 5,900.0% | 5,900.0% | |
Net Assets Under Management (AuM — Net)5 | 152.80 | 156.40 | 136.90 | 134.70 | 101.20 | 94.30 | 89.30 | 93.50 | 88.80 | 92.50 | 89.00 | 78.50 | |
Investment Trust Business AuM (Net) | 93.80 | 93.80 | 81.20 | 79.00 | 73.40 | 68.10 | 64.30 | 67.20 | 63.80 | 66.40 | 64.60 | 56.40 | |
Investment Advisory & International Business AuM (Net) | 59.00 | 62.60 | 55.70 | 55.70 | 27.90 | 26.30 | 25.00 | 26.30 | 25.00 | 26.10 | 24.40 | 22.20 | |
Gross Assets Under Management (AuM — Gross)4 | 161.50 | 165.50 | 145.40 | 143.30 | 109.10 | 102.00 | 93.60 | 98.00 | 93.10 | 97.20 | 95.10 | 84.50 | |
Nomura Asset Management Co., Ltd. Gross AuM | 127.40 | 127.70 | 111.30 | 108.40 | 99.70 | 93.10 | 88.10 | 92.30 | 87.80 | 91.50 | 89.60 | 79.40 | |
Nomura Asset Management International & Affiliates Gross AuM | 34.10 | 37.80 | 34.10 | 34.90 | 9.30 | 8.90 | 5.50 | 5.70 | 5.30 | 5.70 | 5.50 | 5.20 | |
Inter-Company Duplication / Overlap AuM | 8.70 | 9.10 | 8.50 | 8.60 | 7.80 | 7.70 | 4.30 | 4.50 | 4.30 | 4.70 | 6.10 | 6.00 | |
Private & Alternative Assets Under Management | 3,891.00 | 3,805.00 | 3,633.00 | 3,334.00 | 2,941.00 | 2,670.00 | 2,608.00 | 2,501.00 | 2,103.00 | 2,130.00 | 1,861.00 | 1,648.00 | |
Investment Management — Stable Business Revenue | 82.30 | 86.20 | 81.20 | 57.80 | 44.10 | 40.60 | 43.30 | 42.00 | 39.40 | 39.10 | 38.00 | 33.30 | |
Investment Management — Investment Gain / (Loss) | 2.50 | 12.10 | 5.00 | 3.10 | 16.80 | 9.90 | -0.20 | 3.70 | 16.70 | 8.60 | 5.60 | 5.60 | |
Investment Management Total Net Asset Inflows / (Outflows)3 | 478.00 | -1,330.00 | -279.00 | 115.00 | 498.00 | 108.00 | 314.00 | 260.00 | 1,123.00 | 951.00 | 1,128.00 | 326.00 | |
Investment Trust Business Net Inflows (Excluding ETFs & MRFs) | 1,019.00 | -367.00 | 816.00 | 71.00 | 525.00 | -207.00 | 274.00 | 489.00 | 655.00 | 695.00 | 780.00 | 385.00 | |
Exchange-Traded Funds (ETFs) Net Inflows / (Outflows) | 786.00 | -941.00 | 673.00 | -105.00 | 77.00 | -668.00 | 670.00 | -231.00 | 329.00 | 219.00 | 278.00 | -98.00 | |
Investment Advisory & International Business Net Inflows / (Outflows) | -541.00 | -963.00 | -1,095.00 | 44.00 | -26.00 | 315.00 | 40.00 | -229.00 | 468.00 | 256.00 | 347.00 | -60.00 | |
Nomura Asset Management — Japan Public Investment Trust Market Share (Total)(%)7 | 24.0% | 24.0% | 25.0% | 24.0% | 24.0% | 25.0% | 25.0% | 25.0% | 26.0% | 26.0% | 26.0% | 26.0% | |
Japan Public Stock Investment Trust Market Share(%) | 23.0% | 23.0% | 23.0% | 23.0% | 23.0% | 24.0% | 24.0% | 24.0% | 24.0% | 24.0% | 25.0% | 25.0% | |
Japan Public Bond Investment Trust Market Share(%) | 40.0% | 42.0% | 43.0% | 43.0% | 44.0% | 43.0% | 44.0% | 45.0% | 44.0% | 44.0% | 44.0% | 44.0% | |
Japan Public ETF Market Share(%) | 44.0% | 44.0% | 44.0% | 44.0% | 44.0% | 44.0% | 44.0% | 44.0% | 44.0% | 44.0% | 43.0% | 44.0% | |
Japan Public Investment Trust Industry Total AuM | 361.20 | 359.90 | 305.50 | 301.60 | 276.80 | 253.70 | 236.30 | 246.30 | 229.60 | 237.60 | 225.80 | 195.80 | |
Japan Public Stock Investment Trust Industry AuM | 345.30 | 343.10 | 289.10 | 284.70 | 260.40 | 238.50 | 221.50 | 230.80 | 214.60 | 222.20 | 210.20 | 180.50 | |
Japan Public Bond Investment Trust Industry AuM | 15.90 | 16.80 | 16.40 | 16.90 | 16.40 | 15.20 | 14.80 | 15.50 | 15.00 | 15.40 | 15.60 | 15.30 | |
Japan Public ETF Industry AuM | 136.20 | 135.70 | 113.90 | 109.90 | 100.40 | 92.80 | 85.80 | 89.40 | 85.90 | 89.60 | 89.60 | 74.60 | |
Wholesale Division Total Net Revenue6 | 308.90 | 369.10 | 308.10 | 313.90 | 279.20 | 261.10 | 259.20 | 290.50 | 263.40 | 244.80 | 254.20 | 217.00 | |
Wholesale Net Revenue — Americas | 105.80 | 129.50 | 105.50 | 124.10 | 107.40 | 100.60 | 109.90 | 108.50 | 88.90 | 94.60 | 98.40 | 82.10 | |
Wholesale Net Revenue — Europe, Middle East & Africa (EMEA) | 48.40 | 55.00 | 48.10 | 54.00 | 43.70 | 45.00 | 45.50 | 53.50 | 39.50 | 37.00 | 40.70 | 34.40 | |
Wholesale Net Revenue — Asia ex-Japan (AEJ) | 68.30 | 84.70 | 52.30 | 48.50 | 49.10 | 46.00 | 40.50 | 54.60 | 48.20 | 39.40 | 44.20 | 37.90 | |
Wholesale Net Revenue — Japan | 86.40 | 99.80 | 102.20 | 87.30 | 79.00 | 69.50 | 63.30 | 73.90 | 86.70 | 73.90 | 71.00 | 62.60 | |
Wholesale Revenue / Modified RWA (Annualized)(%) | 7.7% | 9.3% | 7.6% | 7.8% | 7.1% | 6.9% | 7.3% | 8.2% | 7.4% | 7.3% | 7.9% | 6.7% | |
Wholesale Cost-to-Income Ratio(%) | 85.0% | 75.0% | 86.0% | 80.0% | 81.0% | 84.0% | 86.0% | 79.0% | 83.0% | 91.0% | 92.0% | 89.0% | |
Consolidated Commission & Fee Revenue Breakdown by Activity6 | 126.00 | 128.00 | 130.00 | 119.00 | 105.00 | 101.00 | 100.00 | 103.00 | 101.00 | 103.00 | 107.00 | 86.00 | |
Stock Brokerage Commissions | 81.00 | 85.00 | 85.00 | 80.00 | 67.00 | 63.00 | 66.00 | 66.00 | 67.00 | 65.00 | 73.00 | 56.00 | |
Other Brokerage Commissions | 6.00 | 7.00 | 8.00 | 3.00 | 4.00 | 5.00 | 5.00 | 4.00 | 4.00 | 4.00 | 4.00 | 4.00 | |
Investment Trust Distribution Commissions | 18.00 | 22.00 | 17.00 | 21.00 | 14.00 | 14.00 | 14.00 | 17.00 | 14.00 | 20.00 | 16.00 | 13.00 | |
Other Commissions | 20.00 | 15.00 | 20.00 | 15.00 | 19.00 | 19.00 | 15.00 | 15.00 | 16.00 | 13.00 | 14.00 | 12.00 | |
Investment Banking Fees — Total4 | 57.00 | 56.00 | 59.00 | 59.00 | 45.00 | 38.00 | 53.00 | 64.00 | 53.00 | 41.00 | 48.00 | 55.00 | |
Equity Underwriting Fees | 12.00 | 15.00 | 17.00 | 15.00 | 5.00 | 4.00 | 9.00 | 18.00 | 19.00 | 7.00 | 10.00 | 18.00 | |
Bond Underwriting Fees | 17.00 | 14.00 | 11.00 | 11.00 | 11.00 | 14.00 | 13.00 | 15.00 | 11.00 | 9.00 | 9.00 | 8.00 | |
M&A and Financial Advisory Fees | 21.00 | 20.00 | 24.00 | 24.00 | 20.00 | 16.00 | 25.00 | 22.00 | 15.00 | 17.00 | 17.00 | 21.00 | |
Other Investment Banking Fees | 8.00 | 7.00 | 7.00 | 9.00 | 8.00 | 5.00 | 7.00 | 10.00 | 7.00 | 8.00 | 12.00 | 8.00 | |
Asset Management & Portfolio Service Fees — Total3 | 172.00 | 162.00 | 151.00 | 123.00 | 102.00 | 93.00 | 97.00 | 97.00 | 94.00 | 90.00 | 84.00 | 78.00 | |
Asset Management Fees | 121.00 | 116.00 | 107.00 | 82.00 | 64.00 | 58.00 | 61.00 | 61.00 | 58.00 | 56.00 | 52.00 | 48.00 | |
Administration Fees | 39.00 | 36.00 | 34.00 | 32.00 | 29.00 | 26.00 | 28.00 | 28.00 | 27.00 | 26.00 | 24.00 | 22.00 | |
Custodial Fees | 11.00 | 10.00 | 10.00 | 9.00 | 9.00 | 8.00 | 8.00 | 8.00 | 8.00 | 8.00 | 8.00 | 7.00 | |
Banking Division — Loans Outstanding (Nomura Trust and Banking, etc.)5 | 1,361.00 | 1,247.00 | 1,177.00 | 1,131.00 | 1,093.00 | ||||||||
The Nomura Trust and Banking — Investment Trust Balance (Total)2 | 73.70 | 69.00 | 64.60 | 62.40 | 60.20 | ||||||||
Investment Trust Balance — Contracted from Nomura Group | 41.30 | 38.90 | 35.30 | 33.20 | 32.10 | ||||||||
Investment Trust Balance — Contracted from Third Parties | 32.40 | 30.10 | 29.20 | 29.20 | 28.10 | ||||||||
The Nomura Trust and Banking — Deposit Balance | 1,837.70 | 1,664.20 | 1,334.50 | ||||||||||
Nomura Bank Luxembourg — Custody & Fund Administration Assets (AuA) | 44.20 | 44.00 | 42.90 | 41.20 | 40.40 | ||||||||
Banking Division — Banking Revenue | 4.50 | 4.10 | 3.40 | 3.20 | 3.50 | 3.60 | |||||||
Banking Division — Trust and Agent Business Revenue | 11.90 | 11.20 | 11.10 | 10.50 | 9.40 | 9.20 | |||||||
Common Equity Tier 1 (CET1) Capital Ratio (Basel III)(%)5 | 12.6% | 13.2% | 12.8% | 13.0% | 13.0% | 13.2% | 14.5% | 16.3% | 15.7% | 15.7% | 16.2% | 16.3% | |
Tier 1 Capital Ratio (Basel III)(%) | 14.5% | 15.0% | 15.6% | 15.3% | 15.4% | 15.1% | 16.2% | 18.2% | 17.7% | 18.2% | |||
Total Consolidated Capital Adequacy Ratio (Basel III)(%) | 15.4% | 15.9% | 16.4% | 16.1% | 16.2% | 15.9% | 16.2% | 18.2% | 17.7% | 18.2% | |||
Tier 1 Capital (Basel III) | 3,701.00 | 3,762.00 | 3,843.00 | 3,670.00 | 3,616.00 | 3,473.00 | 3,500.00 | 3,634.00 | 3,392.00 | 3,468.00 | |||
Tier 2 Capital (Basel III) | 236.00 | 239.20 | 189.30 | 187.60 | 186.80 | 185.00 | 0.60 | 0.50 | 0.50 | ||||
Total Regulatory Capital (Tier 1 + Tier 2) | 3,937.00 | 4,001.00 | 4,032.00 | 3,858.00 | 3,803.00 | 3,658.00 | 3,500.00 | 3,634.00 | 3,392.00 | 3,468.00 | |||
Total Risk-Weighted Assets (RWA — Basel III)3 | 25,499.00 | 25,015.00 | 24,544.00 | 23,959.00 | 23,494.00 | 22,925.00 | 21,497.00 | 19,877.00 | 19,115.00 | 18,976.00 | |||
Credit Risk-Weighted Assets | 15.00 | 14.70 | 13.70 | 13.50 | 13.10 | 12.60 | 11.50 | 10.10 | 9.70 | ||||
Market Risk-Weighted Assets | 6.00 | 6.10 | 6.50 | 6.70 | 6.70 | 6.60 | 6.20 | 6.70 | 6.40 | ||||
Operational Risk-Weighted Assets | 4.50 | 4.20 | 4.20 | 3.70 | 3.70 | 3.70 | 3.70 | 3.00 | 3.00 | ||||
Consolidated Leverage Ratio (Basel III)(%)8 | 4.7% | 4.8% | 5.2% | 5.0% | 5.0% | 4.9% | 5.2% | 5.0% | 5.0% | 5.2% | |||
Gross Leverage Ratio (Total Assets / Shareholders' Equity)(×) | 17.90 | 17.80 | 16.90 | 17.00 | 17.30 | 17.30 | 16.40 | 17.00 | 17.50 | 16.50 | |||
Net Leverage Ratio (Adjusted Assets / Shareholders' Equity)(×) | 13.20 | 12.90 | 12.20 | 11.90 | 11.90 | 11.60 | 11.00 | 11.10 | 10.90 | 10.20 | |||
External TLAC Ratio (% of Risk-Weighted Assets)(%) | 27.7% | 29.9% | 26.7% | 27.2% | 27.9% | 28.2% | 28.1% | 32.1% | 30.8% | 33.0% | |||
External TLAC Ratio (% of Leverage Exposure)(%) | 10.0% | 10.5% | 9.9% | 10.0% | 9.9% | 10.0% | 9.9% | 9.7% | 9.5% | 10.4% | |||
Consolidated Liquidity Coverage Ratio (LCR — Daily Average)(%) | 182.4% | 196.9% | 214.0% | 212.9% | 212.5% | 214.6% | 234.1% | 213.8% | 224.3% | 202.7% | |||
High-Quality Liquid Assets (HQLA — Daily Average) | 9.20 | 8.90 | 7.90 | 8.00 | 7.70 | 7.40 | 7.20 | 7.20 | 7.10 | 6.50 | |||
Consolidated Liquidity Portfolio Balance | 12.70 | 12.70 | 10.70 | 10.80 | 10.60 | 10.40 | 10.20 | 9.80 | 9.20 | 8.20 | |||
Net Level 3 Fair Value Assets | 1.30 | 1.30 | 1.30 | 1.40 | 1.30 | 1.30 | 1.30 | 1.30 | 1.20 | 1.10 | |||
Trading Value at Risk (VaR — 95% 1-Day Confidence Interval, Period-End)5 | 6.40 | 6.30 | 5.80 | 6.20 | 4.90 | 4.50 | 3.80 | 5.10 | 5.40 | 5.30 | 5.50 | 5.80 | |
Trading VaR — Equity Risk | 4.70 | 4.70 | 4.50 | 4.80 | 3.60 | 3.20 | 2.00 | 3.30 | 3.00 | 3.20 | 3.30 | 3.60 | |
Trading VaR — Interest Rate Risk | 2.70 | 3.20 | 2.90 | 2.60 | 2.20 | 2.20 | 2.10 | 2.40 | 2.40 | 2.60 | 2.60 | 2.80 | |
Trading VaR — Foreign Exchange Risk | 1.70 | 1.50 | 1.10 | 1.30 | 1.50 | 1.60 | 1.50 | 1.70 | 2.40 | 2.40 | 2.10 | 2.30 | |
Trading VaR — Pre-Diversification Subtotal | 9.10 | 9.40 | 8.50 | 8.70 | 7.30 | 7.00 | 5.60 | 7.40 | 7.80 | 8.20 | 8.00 | 8.70 | |
Trading VaR — Diversification Benefit | -2.70 | -3.10 | -2.70 | -2.50 | -2.40 | -2.50 | -1.80 | -2.30 | -2.40 | -2.90 | -2.50 | -2.90 | |
Total Consolidated Group Employees4 | 29,313 | 29,212 | 28,677 | 28,601 | 27,876 | 27,908 | 27,242 | 27,260 | 27,382 | 27,344 | 26,850 | 26,918 | |
Employees — Japan | 15,242 | 15,339 | 15,017 | 15,061 | 15,144 | 15,317 | 14,877 | 14,977 | 15,045 | 15,215 | 14,870 | 14,996 | |
Employees — Asia and Oceania (Ex-Japan, Including Powai India) | 7,740 | 7,529 | 7,363 | 7,273 | 7,109 | 6,960 | 6,815 | 6,736 | 6,724 | 6,622 | 6,487 | 6,449 | |
Employees — Europe | 3,261 | 3,265 | 3,269 | 3,237 | 3,173 | 3,155 | 3,133 | 3,114 | 3,111 | 3,057 | 3,053 | 3,015 | |
Employees — Americas | 3,070 | 3,079 | 3,028 | 3,030 | 2,450 | 2,476 | 2,417 | 2,433 | 2,502 | 2,450 | 2,440 | 2,458 | |
Nomura Securities Co., Ltd. — Operating Revenue (Unconsolidated J-GAAP)10 | 264,833.00 | 302,052.00 | 269,733.00 | 262,812.00 | 224,751.00 | 224,058.00 | 198,309.00 | 223,943.00 | 231,010.00 | 229,166.00 | 197,806.00 | 200,553.00 | |
Total Commissions Revenue4 | 179,719.00 | 177,666.00 | 174,019.00 | 165,012.00 | 137,567.00 | 133,351.00 | 130,863.00 | 139,430.00 | 136,583.00 | 128,465.00 | 127,115.00 | 119,817.00 | |
Brokerage Commissions (Q2–Q4 De-cumulated from YTD)1 | 53,337.00 | 53,703.00 | 52,213.00 | 48,835.00 | 37,907.00 | 34,405.00 | 34,795.00 | 34,263.00 | 34,552.00 | 31,954.00 | 43,416.00 | 29,964.00 | |
Brokerage Commissions — Stocks (Q2–Q4 De-cumulated from YTD) | 52,296.00 | 52,309.00 | 50,674.00 | 47,670.00 | 36,955.00 | 33,258.00 | 33,804.00 | 33,358.00 | 33,316.00 | 31,052.00 | 42,480.00 | 28,995.00 | |
Underwriting & Secondary Distribution Commissions (Q2–Q4 De-cumulated) | 13,142.00 | 11,606.00 | 15,195.00 | 15,801.00 | 7,366.00 | 9,491.00 | 7,255.00 | 17,536.00 | 18,396.00 | 7,219.00 | 6,801.00 | 17,751.00 | |
Offering & Distribution Fees — Investment Trust Certificates (Q2–Q4 De-cumulated) | 18,272.00 | 22,162.00 | 17,149.00 | 20,945.00 | 14,366.00 | 14,540.00 | 14,221.00 | 17,448.00 | 14,830.00 | 20,681.00 | 16,867.00 | 13,365.00 | |
Other Commissions — Investment Trust Admin & Agency (Q2–Q4 De-cumulated) | 94,967.00 | 90,196.00 | 89,462.00 | 79,431.00 | 77,927.00 | 74,915.00 | 74,594.00 | 70,182.00 | 68,804.00 | 68,612.00 | 60,031.00 | 58,738.00 | |
Net Gain on Trading | 37,301.00 | 58,957.00 | 54,524.00 | 49,322.00 | 57,392.00 | 43,996.00 | 39,288.00 | 42,670.00 | 65,365.00 | 54,477.00 | 41,807.00 | 42,408.00 | |
Interest and Dividend Income | 47,813.00 | 65,429.00 | 41,191.00 | 48,479.00 | 29,792.00 | 46,711.00 | 28,157.00 | 41,842.00 | 29,062.00 | 46,225.00 | 28,884.00 | 38,327.00 | |
Interest Expenses | 44,181.00 | 64,199.00 | 36,679.00 | 50,504.00 | 32,235.00 | 56,224.00 | 29,476.00 | 47,824.00 | 30,567.00 | 50,727.00 | 30,704.00 | 41,186.00 | |
Net Operating Revenue | 220,651.00 | 237,853.00 | 233,055.00 | 212,308.00 | 192,516.00 | 167,834.00 | 168,833.00 | 176,118.00 | 200,443.00 | 178,439.00 | 167,102.00 | 159,367.00 | |
Selling, General and Administrative Expenses | 146,542.00 | 151,511.00 | 143,990.00 | 144,266.00 | 138,501.00 | 136,424.00 | 120,259.00 | 127,666.00 | 133,448.00 | 127,836.00 | 119,133.00 | 123,865.00 | |
Operating Income | 74,109.00 | 86,342.00 | 89,065.00 | 68,043.00 | 54,015.00 | 31,411.00 | 48,574.00 | 48,452.00 | 66,995.00 | 50,603.00 | 47,969.00 | 35,502.00 | |
Ordinary Income | 74,087.00 | 86,192.00 | 89,111.00 | 67,993.00 | 54,005.00 | 31,421.00 | 48,522.00 | 48,485.00 | 66,966.00 | 50,566.00 | 47,916.00 | 35,499.00 | |
Income Before Income Taxes | 74,460.00 | 86,429.00 | 80,677.00 | 68,631.00 | 54,660.00 | 31,757.00 | 39,855.00 | 48,981.00 | 67,548.00 | 50,870.00 | 42,908.00 | 35,900.00 | |
Net Income | 51,953.00 | 59,154.00 | 55,042.00 | 48,167.00 | 37,171.00 | 22,028.00 | 30,871.00 | 34,488.00 | 47,018.00 | 34,142.00 | 28,017.00 | 25,286.00 | |
Nomura Securities Co., Ltd. — Total Stock Trading Value (Excluding Futures, Q2–Q4 De-cumulated)2 | 219,583,374.00 | 241,426,357.00 | 198,486,469.00 | 157,256,516.00 | 144,256,007.00 | 140,418,376.00 | 133,291,943.00 | 126,259,109.00 | 135,648,046.00 | 128,828,390.00 | 126,672,271.00 | 100,205,057.00 | |
Brokerage Stock Trading Value (Q2–Q4 De-cumulated) | 211,031,440.00 | 231,897,812.00 | 190,996,685.00 | 151,250,603.00 | 138,003,354.00 | 135,658,554.00 | 129,562,221.00 | 120,839,848.00 | 130,261,122.00 | 124,683,540.00 | 121,062,935.00 | 94,716,858.00 | |
Proprietary Stock Trading Value (Q2–Q4 De-cumulated) | 8,551,934.00 | 9,528,545.00 | 7,489,783.00 | 6,005,913.00 | 6,252,654.00 | 4,759,822.00 | 3,729,721.00 | 5,419,262.00 | 5,386,925.00 | 4,144,849.00 | 5,609,336.00 | 5,488,199.00 | |
Nomura Securities Co., Ltd. — FIEA Capital Adequacy Ratio(%)10 | 273.6% | 235.7% | 228.4% | 260.7% | 269.2% | 279.5% | 279.0% | 260.8% | 281.1% | 255.2% | 257.6% | ||
FIEA Net Capital | 1,166,085.00 | 1,110,643.00 | 1,034,856.00 | 1,132,017.00 | 1,085,995.00 | 1,040,240.00 | 999,930.00 | 1,069,546.00 | 1,047,235.00 | 990,231.00 | 953,391.00 | ||
FIEA Tier I Capital | 645,972.00 | 594,019.00 | 534,865.00 | 632,230.00 | 584,062.00 | 546,891.00 | 524,863.00 | 615,509.00 | 581,021.00 | 534,003.00 | 498,812.00 | ||
FIEA Tier II Capital | 544,898.00 | 544,898.00 | 534,865.00 | 535,818.00 | 535,818.00 | 535,818.00 | 510,818.00 | 501,597.00 | 501,597.00 | 501,597.00 | 498,812.00 | ||
FIEA Deductible Illiquid Assets | 24,786.00 | 28,274.00 | 34,874.00 | 36,031.00 | 33,886.00 | 42,470.00 | 35,751.00 | 47,559.00 | 35,383.00 | 45,368.00 | 44,233.00 | ||
FIEA Total Risk Equivalent3 | 426,095.00 | 471,191.00 | 453,047.00 | 434,128.00 | 403,412.00 | 372,126.00 | 358,365.00 | 409,978.00 | 372,546.00 | 387,895.00 | 369,983.00 | ||
FIEA Market Risk Equivalent | 81,818.00 | 82,386.00 | 78,343.00 | 75,917.00 | 78,033.00 | 69,849.00 | 56,452.00 | 60,008.00 | 55,274.00 | 51,572.00 | 50,239.00 | ||
FIEA Counterparty Risk Equivalent | 165,167.00 | 213,890.00 | 208,624.00 | 197,669.00 | 168,485.00 | 151,228.00 | 151,867.00 | 203,104.00 | 175,002.00 | 198,581.00 | 184,653.00 | ||
FIEA Basic Risk Equivalent | 179,110.00 | 174,914.00 | 166,079.00 | 160,542.00 | 156,892.00 | 151,048.00 | 150,045.00 | 146,866.00 | 142,269.00 | 137,740.00 | 135,090.00 | ||
Nomura Securities Co., Ltd. — Total Assets | 16,481,593.00 | 17,048,548.00 | 16,784,383.00 | 17,783,026.00 | 16,829,763.00 | 15,459,184.00 | 15,605,710.00 | 16,775,900.00 | 15,901,727.00 | 17,817,630.00 | 17,078,938.00 | ||
Nomura Securities Co., Ltd. — Trading Assets | 6,463,321.00 | 7,430,815.00 | 6,738,018.00 | 6,220,112.00 | 5,592,739.00 | 5,340,398.00 | 4,622,847.00 | 5,304,435.00 | 4,431,751.00 | 4,462,311.00 | 3,850,946.00 | ||
Nomura Securities Co., Ltd. — Loans with Securities as Collateral | 6,065,114.00 | 6,156,429.00 | 6,213,540.00 | 7,594,294.00 | 6,917,634.00 | 5,932,276.00 | 7,432,349.00 | 7,389,309.00 | 7,530,891.00 | 9,755,924.00 | 9,698,393.00 | ||
Nomura Securities Co., Ltd. — Total Liabilities | 15,835,620.00 | 16,454,528.00 | 16,097,111.00 | 17,150,796.00 | 16,245,700.00 | 14,912,293.00 | 14,959,336.00 | 16,160,391.00 | 15,320,705.00 | 17,283,626.00 | 16,475,835.00 | ||
Nomura Securities Co., Ltd. — Total Net Assets (Shareholder's Equity) | 645,973.00 | 594,020.00 | 687,272.00 | 632,230.00 | 584,063.00 | 546,892.00 | 646,374.00 | 615,509.00 | 581,022.00 | 534,003.00 | 603,102.00 | ||
Nomura Securities International, Inc. (U.S. FCM & Broker-Dealer) — Adjusted Net Capital7 | 1,581.51 | 1,786.39 | 2,485.85 | 2,046.85 | 2,197.34 | 2,291.44 | 2,915.30 | 1,806.69 | 2,245.62 | 1,659.56 | 2,384.29 | 1,833.23 | |
Nomura Securities International — Net Capital Requirement | 151.91 | 133.39 | 185.76 | 172.70 | 165.42 | 163.71 | 163.56 | 188.83 | 204.65 | 199.47 | 179.33 | 180.74 | |
Nomura Securities International — Excess Net Capital | 1,429.60 | 1,653.00 | 2,300.08 | 1,874.15 | 2,031.92 | 2,127.73 | 2,751.74 | 1,617.86 | 2,040.97 | 1,460.09 | 2,204.96 | 1,652.50 | |
Nomura Securities International — Customer Segregated Assets (4d(a)(2)) | 226.05 | 188.23 | 157.61 | 122.23 | 141.54 | 154.38 | 183.46 | 161.23 | 156.34 | 115.96 | 123.15 | 142.62 | |
Nomura Securities International — Customer Segregated Required (4d(a)(2)) | 175.02 | 139.48 | 110.10 | 75.93 | 96.53 | 100.86 | 137.64 | 119.70 | 114.23 | 70.73 | 79.50 | 100.72 | |
Nomura Securities International — Excess Funds in Segregation (4d(a)(2)) | 51.03 | 48.75 | 47.51 | 46.30 | 45.01 | 53.52 | 45.82 | 41.53 | 42.11 | 45.23 | 43.65 | 41.90 | |
Nomura Securities International — Target Residual Interest in Segregation | 19.00 | 19.00 | 19.00 | 19.00 | 19.00 | 15.00 | 15.00 | 15.00 | 15.00 | 15.00 | 15.00 | 15.00 | |
Nomura Securities International — Foreign Futures Secured Funds (Section 30.7) | 1.25 | 1.25 | 1.25 | 1.25 | 1.25 | 1.25 | 1.25 | 1.25 | 1.25 | 1.25 | 1.25 | 1.25 | |
Consolidated Return on Shareholders' Equity (ROE — Annualized)(%)3 | 10.9% | 15.4% | 8.0% | 10.3% | 10.6% | 12.0% | 8.2% | 11.8% | 11.6% | 8.1% | 6.8% | 6.2% | |
Book Value per Share (BPS) | 1,326.77 | 1,311.94 | 1,277.99 | 1,244.72 | 1,188.05 | 1,177.31 | 1,174.10 | 1,207.81 | 1,117.00 | 1,172.07 | 1,127.72 | 1,087.95 | |
Basic Net Income Attributable to NHI Shareholders per Share (EPS — Basic) | 35.49 | 49.90 | 25.29 | 31.21 | 31.34 | 35.19 | 24.35 | 34.32 | 33.30 | 23.33 | 18.92 | 16.77 | |
Diluted Net Income Attributable to NHI Shareholders per Share (EPS — Diluted) | 34.61 | 48.34 | 24.34 | 30.19 | 30.49 | 34.04 | 23.39 | 33.08 | 32.26 | 22.36 | 18.02 | 16.10 | |
Japan 10-Year JGB Benchmark Yield (Ministry of Finance Constant Maturity)(%)6 | 3.1% | 2.7% | 2.4% | 2.1% | 1.7% | 1.5% | 1.5% | 1.1% | 0.9% | 1.1% | 0.8% | 0.6% | |
Japan 1-Year JGB Yield (MOF)(%) | 1.7% | 1.2% | 1.1% | 0.9% | 0.8% | 0.6% | 0.6% | 0.4% | 0.2% | 0.2% | 0.1% | -0.0% | |
Japan 2-Year JGB Yield (MOF)(%) | 2.0% | 1.4% | 1.4% | 1.2% | 1.0% | 0.7% | 0.9% | 0.6% | 0.4% | 0.4% | 0.2% | 0.0% | |
Japan 5-Year JGB Yield (MOF)(%) | 2.4% | 1.9% | 1.8% | 1.6% | 1.2% | 1.0% | 1.1% | 0.7% | 0.5% | 0.6% | 0.4% | 0.2% | |
Japan 20-Year JGB Yield (MOF)(%) | 3.9% | 3.6% | 3.3% | 3.0% | 2.6% | 2.4% | 2.2% | 1.9% | 1.7% | 1.8% | 1.5% | 1.4% | |
Japan 30-Year JGB Yield (MOF)(%) | 4.1% | 3.9% | 3.6% | 3.4% | 3.1% | 2.8% | 2.5% | 2.3% | 2.1% | 2.2% | 1.8% | 1.7% | |
Japan 40-Year JGB Yield (MOF)(%) | 4.1% | 3.8% | 3.7% | 3.5% | 3.3% | 3.1% | 2.7% | 2.6% | 2.4% | 2.3% | 1.9% | 1.8% | |
Bank of Japan — Monetary Base (Period-End)7 | 535.42 | 559.98 | 580.67 | 596.18 | 623.33 | 650.97 | 653.76 | 660.28 | 673.45 | 675.38 | 686.79 | 673.05 | |
Bank of Japan — Banknotes in Circulation (Period-End) | 114.25 | 115.03 | 116.32 | 120.61 | 116.62 | 117.22 | 118.67 | 124.08 | 119.34 | 118.91 | 120.88 | 124.61 | |
Bank of Japan — Current Account Balances (Period-End) | 416.60 | 440.36 | 459.74 | 470.94 | 502.08 | 529.11 | 530.43 | 531.51 | 549.42 | 551.77 | 561.18 | 543.68 | |
Bank of Japan — Reserve Balances (Period-End) | 384.99 | 407.24 | 421.04 | 428.97 | 454.96 | 480.06 | 477.96 | 481.20 | 495.10 | 490.53 | 494.28 | 473.61 | |
Bank of Japan — Total Assets (FRED JPNASSETS) | 625.03 | 639.55 | 663.02 | 677.78 | 695.78 | 717.49 | 729.77 | 747.99 | 753.30 | 753.67 | 756.42 | 749.96 | |
Japan Immediate Interbank Call Rate (FRED)(%) | 1.0% | 0.8% | 0.7% | 0.6% | 0.5% | 0.5% | 0.5% | 0.2% | 0.2% | 0.1% | 0.0% | -0.0% | |
Nikkei 225 Stock Average (Month-End) | 66,753.72 | 70,062.32 | 51,063.72 | 50,339.48 | 44,932.63 | 40,487.39 | 35,617.56 | 39,894.54 | 37,919.55 | 39,583.08 | 40,369.44 | 33,464.17 | |
JPY / USD Spot Exchange Rate (Month-End) | 157.25 | 162.61 | 159.08 | 156.80 | 147.97 | 144.17 | 149.90 | 157.37 | 143.25 | 160.88 | 151.22 | 140.92 | |
U.S. FCM Industry Aggregate — Customer Segregated Assets (4d(a)(2))3 | 764.33 | 381.77 | 403.29 | 351.05 | 364.14 | 351.22 | 312.62 | 295.19 | 293.79 | 275.67 | 291.29 | 289.72 | |
U.S. FCM Industry Aggregate — Adjusted Net Capital | 376.87 | 186.66 | 175.76 | 184.88 | 169.39 | 166.21 | 165.54 | 167.56 | 160.89 | 162.47 | 168.14 | 170.01 | |
U.S. FCM Industry Aggregate — Excess Net Capital | 274.80 | 134.71 | 125.36 | 137.70 | 122.55 | 121.07 | 123.97 | 127.64 | 120.52 | 124.97 | 130.37 | 132.46 | |
U.S. FCM Industry Aggregate — Foreign Futures Secured Funds (Section 30.7) | 152.18 | 74.92 | 70.06 | 63.60 | 62.52 | 61.06 | 55.11 | 56.93 | 62.58 | 58.08 | 61.14 | 59.53 | |
S&P 500 Equity Index (Month-End)10 | 7,651.54 | 7,499.36 | 6,528.52 | 6,845.50 | 6,688.46 | 6,204.95 | 5,611.85 | 5,881.63 | 5,762.48 | 5,460.48 | 5,254.35 | 4,769.83 | |
NASDAQ Composite Index (Month-End) | 26,861.06 | 26,213.72 | 21,590.63 | 23,241.99 | 22,660.01 | 20,369.73 | 17,299.29 | 19,310.79 | 18,189.17 | 17,732.60 | 16,379.46 | 15,011.35 | |
CBOE Market Volatility Index (VIX, Month-End) | 16.34 | 16.45 | 25.25 | 14.95 | 16.28 | 16.73 | 22.28 | 17.35 | 16.73 | 12.44 | 13.01 | 12.45 | |
ICE BofA U.S. Investment Grade Corporate Bond OAS Spread(%) | 0.8% | 0.8% | 0.9% | 0.8% | 0.8% | 0.9% | 1.0% | 0.8% | 0.9% | 1.0% | 0.9% | 1.0% | |
ICE BofA U.S. High Yield Corporate Bond OAS Spread(%) | 3.1% | 2.8% | 3.3% | 2.8% | 2.8% | 3.0% | 3.6% | 2.9% | 3.0% | 3.2% | 3.2% | 3.4% | |
Secured Overnight Financing Rate (SOFR)(%) | 3.9% | 3.7% | 3.7% | 3.9% | 4.2% | 4.5% | 4.4% | 4.5% | 5.0% | 5.3% | 5.3% | 5.4% | |
Effective Federal Funds Rate(%) | 3.8% | 3.6% | 3.6% | 3.7% | 4.2% | 4.3% | 4.3% | 4.5% | 5.1% | 5.3% | 5.3% | 5.3% | |
2-Year U.S. Treasury Constant Maturity Yield(%) | 4.9% | 4.1% | 3.8% | 3.5% | 3.6% | 3.7% | 3.9% | 4.3% | 3.7% | 4.7% | 4.6% | 4.2% | |
10-Year U.S. Treasury Constant Maturity Yield(%) | 5.3% | 4.4% | 4.3% | 4.2% | 4.2% | 4.2% | 4.2% | 4.6% | 3.8% | 4.4% | 4.2% | 3.9% | |
U.S. Treasury 10Y Minus 2Y Yield Curve Spread(%) | 0.4% | 0.3% | 0.5% | 0.7% | 0.6% | 0.5% | 0.3% | 0.3% | 0.2% | -0.4% | -0.4% | -0.4% | |
U.S. Commercial Paper Outstanding | 1,406.70 | 1,396.50 | 1,361.60 | 1,288.10 | 1,377.60 | 1,468.50 | 1,391.90 | 1,147.80 | 1,232.00 | 1,290.30 | 1,350.30 | 1,270.50 | |
Business Segment Performance (Wealth Management, Investment Management, Wholesale & Banking)4 | 607,476.00 | 686,714.00 | 577,181.00 | 551,755.00 | 515,462.00 | 523,315.00 | 452,735.00 | 501,981.00 | 483,327.00 | 454,442.00 | 445,102.00 | 400,225.00 | |
Wealth Management — Net Revenue2 | 141,521.00 | 145,417.00 | 133,147.00 | 132,488.00 | 116,475.00 | 105,796.00 | 99,923.00 | 111,611.00 | 112,301.00 | 109,716.00 | 108,754.00 | 102,625.00 | |
Wealth Management — Non-Interest Expenses | 75,946.00 | 74,341.00 | 71,901.00 | 73,988.00 | 70,952.00 | 67,041.00 | 63,999.00 | 66,792.00 | 68,061.00 | 68,517.00 | 69,994.00 | 70,698.00 | |
Wealth Management — Income Before Income Taxes | 65,575.00 | 71,076.00 | 61,246.00 | 58,500.00 | 45,523.00 | 38,755.00 | 35,924.00 | 44,819.00 | 44,240.00 | 41,199.00 | 38,760.00 | 31,927.00 | |
Investment Management — Net Revenue2 | 84,799.00 | 98,314.00 | 86,211.00 | 60,906.00 | 60,825.00 | 50,574.00 | 43,005.00 | 45,711.00 | 56,087.00 | 47,670.00 | 43,561.00 | 38,946.00 | |
Investment Management — Non-Interest Expenses | 57,417.00 | 53,327.00 | 68,091.00 | 42,967.00 | 30,114.00 | 29,047.00 | 27,466.00 | 26,773.00 | 24,152.00 | 24,491.00 | 25,801.00 | 23,350.00 | |
Investment Management — Income Before Income Taxes | 27,382.00 | 44,987.00 | 18,120.00 | 17,939.00 | 30,711.00 | 21,527.00 | 15,539.00 | 18,938.00 | 31,935.00 | 23,179.00 | 17,760.00 | 15,596.00 | |
Wholesale — Net Revenue2 | 308,925.00 | 369,097.00 | 308,075.00 | 313,899.00 | 279,183.00 | 261,072.00 | 259,188.00 | 290,523.00 | 263,381.00 | 244,846.00 | 254,214.00 | 216,996.00 | |
Wholesale — Non-Interest Expenses | 262,866.00 | 275,769.00 | 264,845.00 | 251,610.00 | 226,043.00 | 219,164.00 | 221,682.00 | 228,162.00 | 218,087.00 | 223,725.00 | 233,638.00 | 194,026.00 | |
Wholesale — Income Before Income Taxes | 46,059.00 | 93,328.00 | 43,230.00 | 62,289.00 | 53,140.00 | 41,908.00 | 37,506.00 | 62,361.00 | 45,294.00 | 21,121.00 | 20,576.00 | 22,970.00 | |
Banking Division — Net Revenue2 | 16.40 | 15.20 | 14.50 | 13.70 | 12.90 | 12.80 | 11.40 | 12.30 | 12.20 | 11.20 | |||
Banking Division — Non-Interest Expenses | 12.00 | 11.60 | 11.50 | 9.50 | 9.70 | 9.20 | 8.40 | 7.60 | 7.60 | 7.20 | |||
Banking Division — Income Before Income Taxes | 4.40 | 3.60 | 3.00 | 4.20 | 3.20 | 3.60 | 3.10 | 4.70 | 4.60 | 4.00 | |||
Geographic Performance — Income Before Income Taxes by Region2 | 148.00 | 211.50 | 107.70 | 135.20 | 136.60 | 160.30 | 97.70 | 138.30 | 133.00 | 102.90 | 92.10 | 78.70 | |
Income Before Income Taxes — Japan | 121.60 | 136.30 | 104.80 | 118.90 | 91.80 | 132.80 | 69.30 | 86.50 | 93.30 | 86.00 | 87.30 | 60.70 | |
Income Before Income Taxes — Overseas Total3 | 26.40 | 75.20 | 2.90 | 16.30 | 44.90 | 27.50 | 28.50 | 51.80 | 39.80 | 17.00 | 4.80 | 18.00 | |
Income Before Income Taxes — Americas | 9.50 | 39.80 | 0.10 | 17.10 | 29.10 | 15.60 | 14.40 | 18.30 | 19.80 | 13.30 | 14.30 | 7.10 | |
Income Before Income Taxes — Europe | -7.40 | -11.70 | -13.80 | -10.60 | 0.40 | -7.00 | 5.90 | 16.20 | 3.00 | -4.80 | -18.80 | 0.80 | |
Income Before Income Taxes — Asia and Oceania | 24.30 | 47.20 | 16.60 | 9.80 | 15.40 | 18.90 | 8.10 | 17.30 | 17.00 | 8.40 | 9.30 | 10.10 | |
Consolidated Income Statement — Total Revenue (US GAAP)16 | 1,322,828.00 | 1,371,708.00 | 1,212,757.00 | 1,227,928.00 | 1,161,213.00 | 1,156,588.00 | 1,079,354.00 | 1,197,938.00 | 1,241,566.00 | 1,217,885.00 | 1,170,754.00 | 1,080,487.00 | |
Commissions | 125,557.00 | 128,178.00 | 130,430.00 | 119,204.00 | 105,049.00 | 100,606.00 | 100,268.00 | 102,630.00 | 101,363.00 | 102,750.00 | 106,685.00 | 85,718.00 | |
Fees from Investment Banking | 57,165.00 | 56,236.00 | 58,592.00 | 59,045.00 | 44,554.00 | 38,357.00 | 53,273.00 | 64,375.00 | 53,335.00 | 41,251.00 | 48,286.00 | 55,229.00 | |
Asset Management and Portfolio Service Fees | 171,573.00 | 162,054.00 | 150,594.00 | 122,664.00 | 102,487.00 | 92,855.00 | 96,806.00 | 97,209.00 | 93,848.00 | 90,333.00 | 84,185.00 | 77,496.00 | |
Net Gain on Trading | 204,611.00 | 230,292.00 | 191,969.00 | 190,742.00 | 171,944.00 | 142,239.00 | 158,381.00 | 142,013.00 | 147,711.00 | 131,994.00 | 134,366.00 | 125,069.00 | |
Gain / (Loss) on Private Equity and Debt Investments | 5,372.00 | 564.00 | 340.00 | 1,564.00 | 4,370.00 | 6,330.00 | 1,242.00 | 1,641.00 | 1,598.00 | 3,153.00 | 1,985.00 | 1,882.00 | |
Interest and Dividends Revenue | 732,432.00 | 698,543.00 | 654,780.00 | 712,469.00 | 652,830.00 | 649,561.00 | 630,894.00 | 745,459.00 | 762,958.00 | 788,550.00 | 726,447.00 | 686,300.00 | |
Gain / (Loss) on Investments in Equity Securities | 6,157.00 | 6,792.00 | 4,590.00 | 4,488.00 | 4,365.00 | -377.00 | -54.00 | 1,610.00 | -2,554.00 | 1,442.00 | 5,393.00 | -3,350.00 | |
Other Revenue | 19,961.00 | 89,049.00 | 21,462.00 | 17,752.00 | 75,614.00 | 127,017.00 | 38,544.00 | 43,001.00 | 83,307.00 | 58,412.00 | 63,407.00 | 52,143.00 | |
Interest Expense | 715,352.00 | 684,994.00 | 635,576.00 | 676,173.00 | 645,751.00 | 633,273.00 | 626,619.00 | 695,957.00 | 758,239.00 | 763,443.00 | 725,652.00 | 680,262.00 | |
Net Revenue (After Interest Expense) | 607,476.00 | 686,714.00 | 577,181.00 | 551,755.00 | 515,462.00 | 523,315.00 | 452,735.00 | 501,981.00 | 483,327.00 | 454,442.00 | 445,102.00 | 400,225.00 | |
Total Non-Interest Expenses6 | 459,478.00 | 475,175.00 | 469,508.00 | 416,534.00 | 378,817.00 | 363,033.00 | 354,991.00 | 363,702.00 | 350,317.00 | 351,511.00 | 353,008.00 | 321,514.00 | |
Compensation and Benefits | 223,997.00 | 236,764.00 | 227,374.00 | 220,739.00 | 195,079.00 | 186,310.00 | 172,321.00 | 190,888.00 | 184,671.00 | 184,510.00 | 177,083.00 | 170,629.00 | |
Commissions and Floor Brokerage | 70,342.00 | 74,335.00 | 75,891.00 | 53,997.00 | 47,191.00 | 44,778.00 | 44,853.00 | 43,645.00 | 45,325.00 | 43,629.00 | 37,312.00 | 34,315.00 | |
Information Processing and Communications | 70,150.00 | 70,710.00 | 68,557.00 | 63,516.00 | 59,202.00 | 57,164.00 | 60,077.00 | 54,431.00 | 56,741.00 | 55,769.00 | 56,332.00 | 54,342.00 | |
Occupancy and Related Depreciation | 19,749.00 | 18,742.00 | 20,422.00 | 17,853.00 | 17,283.00 | 15,965.00 | 17,836.00 | 17,885.00 | 16,810.00 | 17,635.00 | 17,814.00 | 16,806.00 | |
Business Development Expenses | 8,698.00 | 8,500.00 | 9,422.00 | 9,993.00 | 7,272.00 | 6,992.00 | 7,695.00 | 6,807.00 | 5,981.00 | 6,572.00 | 6,539.00 | 6,157.00 | |
Other Non-Interest Expenses | 66,542.00 | 66,124.00 | 67,842.00 | 50,436.00 | 52,790.00 | 51,824.00 | 52,209.00 | 50,046.00 | 40,789.00 | 43,396.00 | 57,928.00 | 39,265.00 | |
Income Before Income Taxes | 147,998.00 | 211,539.00 | 107,673.00 | 135,221.00 | 136,645.00 | 160,282.00 | 97,744.00 | 138,279.00 | 133,010.00 | 102,931.00 | 92,094.00 | 78,711.00 | |
Income Tax Expense | 41,540.00 | 55,416.00 | 31,104.00 | 40,675.00 | 40,852.00 | 52,808.00 | 23,770.00 | 34,137.00 | 35,304.00 | 31,498.00 | 28,479.00 | 26,573.00 | |
Net Income (Consolidated) | 106,458.00 | 156,123.00 | 76,569.00 | 94,546.00 | 95,793.00 | 107,474.00 | 73,974.00 | 104,142.00 | 97,706.00 | 71,433.00 | 63,615.00 | 52,138.00 | |
Less: Net Income Attributable to Noncontrolling Interests | 2,730.00 | 10,562.00 | 2,636.00 | 2,993.00 | 3,715.00 | 2,909.00 | 2,004.00 | 2,701.00 | -681.00 | 2,495.00 | 6,865.00 | 1,588.00 | |
Net Income Attributable to Nomura Holdings, Inc. Shareholders | 103,728.00 | 145,561.00 | 73,933.00 | 91,553.00 | 92,078.00 | 104,565.00 | 71,970.00 | 101,441.00 | 98,387.00 | 68,938.00 | 56,750.00 | 50,550.00 | |
Consolidated Balance Sheet — Total Assets (US GAAP)7 | 67,482,102.00 | 68,224,010.00 | 62,645,925.00 | 61,935,173.00 | 60,367,700.00 | 58,101,087.00 | 56,802,170.00 | 60,529,845.00 | 57,458,630.00 | 59,741,126.00 | 55,147,203.00 | 54,752,735.00 | |
Total Cash and Cash Deposits3 | 6,667,292.00 | 6,159,515.00 | 5,648,974.00 | 5,996,817.00 | 6,831,835.00 | 6,047,792.00 | 5,514,696.00 | 5,574,514.00 | 5,790,278.00 | 4,806,271.00 | 5,154,971.00 | 5,112,090.00 | |
Cash and Cash Equivalents | 5,369,061.00 | 4,859,544.00 | 4,298,693.00 | 4,905,870.00 | 5,867,361.00 | 4,983,234.00 | 4,424,462.00 | 4,593,764.00 | 4,827,144.00 | 3,855,800.00 | 4,239,359.00 | 4,337,014.00 | |
Time Deposits | 704,170.00 | 679,373.00 | 709,639.00 | 687,309.00 | 567,028.00 | 569,880.00 | 642,388.00 | 598,380.00 | 564,398.00 | 581,478.00 | 545,842.00 | 489,290.00 | |
Deposits with Stock Exchanges and Other Segregated Cash | 594,061.00 | 620,598.00 | 640,642.00 | 403,638.00 | 397,446.00 | 494,678.00 | 447,846.00 | 382,370.00 | 398,736.00 | 368,993.00 | 369,770.00 | 285,786.00 | |
Total Loans and Receivables4 | 11,001,733.00 | 10,212,903.00 | 143,413.00 | 8,239,025.00 | 119,639.00 | 7,485,529.00 | 114,158.00 | 7,712,600.00 | 111,990.00 | 7,343,441.00 | 101,668.00 | 6,464,462.00 | |
Loans Receivable | 8,771,750.00 | 8,159,132.00 | 7,745,214.00 | 6,898,281.00 | 6,432,492.00 | 6,146,160.00 | 6,025,008.00 | 6,166,550.00 | 5,354,101.00 | 5,923,302.00 | 5,469,195.00 | 4,957,782.00 | |
Receivables from Customers | 610,743.00 | 842,536.00 | 470,341.00 | 398,100.00 | 443,129.00 | 379,901.00 | 410,722.00 | 452,997.00 | 410,509.00 | 353,777.00 | 453,937.00 | 321,908.00 | |
Receivables from Other Than Customers | 1,637,954.00 | 1,230,092.00 | 1,345,631.00 | 960,327.00 | 1,116,072.00 | 976,170.00 | 1,030,023.00 | 1,110,411.00 | 1,069,071.00 | 1,085,213.00 | 928,632.00 | 1,188,688.00 | |
Allowance for Credit Losses / Doubtful Accounts | -18,714.00 | -18,857.00 | 2,787.00 | -17,683.00 | 2,057.00 | -16,702.00 | 2,544.00 | -17,358.00 | 2,211.00 | -18,851.00 | 2,416.00 | -3,916.00 | |
Total Collateralized Agreements (Reverse Repos & Securities Borrowed)2 | 17,656,587.00 | 18,852,462.00 | 17,549,895.00 | 18,626,200.00 | 17,827,515.00 | 17,311,097.00 | 18,663,585.00 | 20,789,107.00 | 20,200,096.00 | 21,699,625.00 | 20,994,795.00 | 20,465,210.00 | |
Securities Purchased Under Agreements to Resell (Reverse Repos) | 13,590,672.00 | 13,936,728.00 | 13,210,236.00 | 13,946,580.00 | 13,400,635.00 | 12,964,351.00 | 14,004,757.00 | 16,274,358.00 | 15,256,239.00 | 16,785,266.00 | 15,621,132.00 | 15,847,868.00 | |
Securities Borrowed | 4,065,915.00 | 4,915,734.00 | 4,339,659.00 | 4,679,620.00 | 4,426,880.00 | 4,346,746.00 | 4,658,828.00 | 4,514,749.00 | 4,943,857.00 | 4,914,359.00 | 5,373,663.00 | 4,617,342.00 | |
Total Trading Assets and Private Equity / Debt Investments2 | 28,217,296.00 | 29,069,426.00 | 26,342,087.00 | 25,727,817.00 | 24,875,154.00 | 24,387,691.00 | 22,524,049.00 | 23,779,968.00 | 22,135,031.00 | 23,079,565.00 | 19,656,808.00 | 20,261,973.00 | |
Trading Assets (Including Derivatives & Pledged Securities) | 27,982,436.00 | 28,837,153.00 | 26,128,073.00 | 25,532,377.00 | 24,692,459.00 | 24,233,906.00 | 22,372,339.00 | 23,629,649.00 | 22,000,384.00 | 22,949,394.00 | 19,539,742.00 | 20,150,489.00 | |
Private Equity and Debt Investments | 234,860.00 | 232,273.00 | 214,014.00 | 195,440.00 | 182,695.00 | 153,785.00 | 151,710.00 | 150,319.00 | 134,647.00 | 130,171.00 | 117,066.00 | 111,484.00 | |
Total Other Assets5 | 3,939,194.00 | 3,929,704.00 | 3,562,164.00 | 3,345,314.00 | 2,857,816.00 | 2,868,978.00 | 2,651,007.00 | 2,673,656.00 | 2,516,168.00 | 2,812,224.00 | 2,506,912.00 | 2,449,000.00 | |
Office Buildings, Land, Equipment and Facilities | 695,208.00 | 562,673.00 | 543,847.00 | 516,252.00 | 442,280.00 | 414,971.00 | 436,454.00 | 469,488.00 | 444,335.00 | 451,329.00 | 448,785.00 | 466,800.00 | |
Non-Trading Debt Securities | 883,445.00 | 848,257.00 | 761,267.00 | 703,613.00 | 593,272.00 | 558,924.00 | 485,290.00 | 513,308.00 | 331,717.00 | 351,577.00 | 335,401.00 | 349,186.00 | |
Investments in Equity Securities | 150,121.00 | 133,397.00 | 123,191.00 | 114,420.00 | 106,022.00 | 96,963.00 | 98,401.00 | 100,325.00 | 95,746.00 | 104,746.00 | 105,088.00 | 88,300.00 | |
Investments in and Advances to Affiliated Companies | 546,105.00 | 544,644.00 | 14,000.00 | 539,297.00 | 516,777.00 | 508,806.00 | 506,389.00 | 489,838.00 | 479,406.00 | 478,341.00 | 462,017.00 | 451,731.00 | |
Other Assets (Including Goodwill, Intangibles & Deferred Tax Assets) | 1,664,315.00 | 1,840,733.00 | 1,598,457.00 | 1,471,732.00 | 1,199,465.00 | 1,289,314.00 | 1,124,473.00 | 1,100,697.00 | 1,164,964.00 | 1,426,231.00 | 1,155,621.00 | 1,092,983.00 | |
Total Liabilities6 | 63,556,339.00 | 64,230,297.00 | 58,791,010.00 | 58,120,581.00 | 56,759,041.00 | 54,512,136.00 | 53,221,171.00 | 56,854,739.00 | 54,062,244.00 | 56,177,929.00 | 51,698,690.00 | 51,392,086.00 | |
Short-Term Borrowings | 2,001,260.00 | 1,933,441.00 | 1,752,669.00 | 1,314,714.00 | 1,221,743.00 | 1,322,134.00 | 1,117,292.00 | 992,255.00 | 897,073.00 | 1,186,187.00 | 1,054,717.00 | 874,631.00 | |
Total Payables and Deposits3 | 9,750,791.00 | 9,310,320.00 | 8,697,888.00 | 8,460,099.00 | 8,106,940.00 | 7,132,309.00 | 7,248,915.00 | 7,810,757.00 | 7,178,719.00 | 6,845,300.00 | 6,490,127.00 | 6,101,656.00 | |
Payables to Customers | 1,765,269.00 | 1,895,009.00 | 1,598,758.00 | 1,515,387.00 | 2,054,893.00 | 1,545,461.00 | 1,377,222.00 | 1,439,125.00 | 1,289,570.00 | 1,425,684.00 | 1,310,825.00 | 1,445,280.00 | |
Payables to Other Than Customers | 3,632,799.00 | 3,536,626.00 | 3,432,040.00 | 3,556,722.00 | 2,763,954.00 | 2,501,203.00 | 2,766,112.00 | 3,226,450.00 | 3,042,016.00 | 2,832,292.00 | 2,823,100.00 | 2,441,592.00 | |
Deposits Received at Banking Subsidiaries | 4,352,723.00 | 3,878,685.00 | 3,667,090.00 | 3,387,990.00 | 3,288,093.00 | 3,085,645.00 | 3,105,581.00 | 3,145,182.00 | 2,847,133.00 | 2,587,324.00 | 2,356,202.00 | 2,214,784.00 | |
Total Collateralized Financing (Repos, Securities Loaned & Other)3 | 19,548,916.00 | 19,079,909.00 | 18,066,278.00 | 17,943,524.00 | 18,187,976.00 | 17,399,057.00 | 18,645,860.00 | 18,928,229.00 | 20,238,933.00 | 20,761,546.00 | 19,396,575.00 | 20,738,754.00 | |
Securities Sold Under Agreements to Repurchase (Repos) | 15,666,522.00 | 16,108,510.00 | 15,233,838.00 | 15,414,988.00 | 15,626,425.00 | 15,378,015.00 | 16,287,758.00 | 16,805,751.00 | 17,929,483.00 | 18,650,772.00 | 16,870,303.00 | 18,938,951.00 | |
Securities Loaned | 3,433,209.00 | 2,585,318.00 | 2,448,284.00 | 2,142,323.00 | 2,192,827.00 | 1,679,632.00 | 1,964,682.00 | 1,685,801.00 | 1,903,124.00 | 1,757,574.00 | 2,133,066.00 | 1,509,922.00 | |
Other Secured Borrowings | 449,185.00 | 386,081.00 | 384,156.00 | 386,213.00 | 368,724.00 | 341,410.00 | 393,420.00 | 436,677.00 | 406,326.00 | 353,200.00 | 393,206.00 | 289,881.00 | |
Trading Liabilities | 14,946,195.00 | 15,431,403.00 | 12,915,584.00 | 13,875,188.00 | 13,424,421.00 | 13,281,663.00 | 11,378,828.00 | 13,641,814.00 | 11,383,276.00 | 12,558,102.00 | 10,890,610.00 | 10,539,741.00 | |
Other Liabilities | 1,675,973.00 | 1,723,659.00 | 1,813,635.00 | 1,630,504.00 | 1,410,255.00 | 1,448,150.00 | 1,456,598.00 | 1,501,691.00 | 1,315,745.00 | 1,594,532.00 | 1,414,546.00 | 1,331,862.00 | |
Long-Term Borrowings | 15,633,204.00 | 16,751,565.00 | 15,544,956.00 | 14,896,552.00 | 14,407,706.00 | 13,928,823.00 | 13,373,678.00 | 13,979,993.00 | 13,048,498.00 | 13,232,262.00 | 12,452,115.00 | 11,805,442.00 | |
Total Equity2 | 3,925,763.00 | 3,993,713.00 | 3,854,915.00 | 3,814,592.00 | 3,608,659.00 | 3,588,951.00 | 3,580,999.00 | 3,675,106.00 | 3,396,386.00 | 3,563,197.00 | 3,448,513.00 | 3,360,649.00 | |
Total Nomura Holdings, Inc. Shareholders' Equity5 | 3,775,312.00 | 3,834,275.00 | 3,707,868.00 | 3,651,817.00 | 3,485,283.00 | 3,476,014.00 | 3,470,879.00 | 3,569,930.00 | 3,300,761.00 | 3,462,951.00 | 3,350,189.00 | 3,279,524.00 | |
Common Stock | 594,493.00 | 594,493.00 | 594,493.00 | 594,493.00 | 594,493.00 | 594,493.00 | 594,493.00 | 594,493.00 | 594,493.00 | 594,493.00 | 594,493.00 | 594,493.00 | |
Additional Paid-In Capital | 673,226.00 | 663,809.00 | 706,261.00 | 694,527.00 | 681,968.00 | 670,541.00 | 704,877.00 | 694,693.00 | 683,561.00 | 672,591.00 | 708,785.00 | 700,203.00 | |
Retained Earnings | 2,153,428.00 | 2,151,990.00 | 2,013,986.00 | 2,067,359.00 | 1,975,904.00 | 1,963,109.00 | 1,867,379.00 | 1,895,951.00 | 1,794,479.00 | 1,764,334.00 | 1,705,725.00 | 1,693,511.00 | |
Accumulated Other Comprehensive Income (AOCI) | 497,126.00 | 566,939.00 | 548,221.00 | 466,744.00 | 404,405.00 | 401,525.00 | 447,808.00 | 528,816.00 | 372,729.00 | 576,358.00 | 459,984.00 | 370,507.00 | |
Common Stock Held in Treasury | -142,961.00 | -142,956.00 | -155,093.00 | -171,306.00 | -171,487.00 | -153,654.00 | -143,678.00 | -144,023.00 | -144,501.00 | -144,825.00 | -118,798.00 | -79,190.00 | |
Noncontrolling Interests | 150,451.00 | 159,438.00 | 147,047.00 | 162,775.00 | 123,376.00 | 112,937.00 | 110,120.00 | 105,176.00 | 95,625.00 | 100,246.00 | 98,324.00 | 81,125.00 | |
27 metrics have no data in the last 12 quarters — .
Italic numbers are calculated by StockData from reported figures (hover for the formula). Numbers with a dotted underline are read from the text of earnings releases and presentations; hover to see the exact sentence. Tick a row to add it to the chart above (up to 8 lines).
Methodology and excluded metrics
- Core rows come from the segment and revenue-disaggregation notes of 10-K and 10-Q filings (XBRL), linked to each filing. Fourth-quarter figures are the fiscal year less the first nine months (shown in italic).
- Fiscal Year Convention: Nomura Holdings, Inc.'s fiscal year ends on March 31. In this table, FY2026 denotes the fiscal year ended March 31, 2026 (which Nomura's Japanese/IR materials label FY2025/26), and FY2027Q1 / FY2027Q2 denote the three-month periods ended June 30, 2026 and September 30, 2026 (labeled 1Q and 2Q FY2026/27 in IR releases).
- Accounting Basis: Consolidated Group figures are prepared in accordance with U.S. GAAP. Self-reported figures for Nomura Securities Co., Ltd. (core Japan broker-dealer subsidiary) and Standalone Parent Nomura Holdings, Inc. are prepared in accordance with Japanese GAAP (J-GAAP). Nomura International plc figures are prepared in accordance with UK-adopted IFRS / FRS 101 as filed with UK Companies House.
- Banking Division Reclassification: Effective April 1, 2025 (FY2026Q1), Nomura established the Banking Division (comprising The Nomura Trust and Banking Co., Ltd. and Nomura Bank Luxembourg S.A.) as a fourth reporting segment alongside Wealth Management, Investment Management, and Wholesale, with historical segment figures restated back to FY2021.
- Data Quality Correction: In Nomura's IR workbook business.xlsx ('Net inflows of cash&securities' tab), FY2027Q2 (2Q FY2026/27) was entered as 8,032 billion yen due to a missing decimal point; this table uses the verified figure of +803.2 billion yen from the official Form 6-K Consolidated Results of Operations (accession 0001193125-26-442521).
Not shown because recent periods are missing (5)
- Wealth Management Monthly Total Sales (Legacy Retail-Only Scope: Stocks, Bonds, Investment Trusts, Discretionary Investments, Insurance) — Discontinued after May 2022 when Nomura expanded the scope of monthly sales to include Japan Wealth Management Group and Corporate & Institutional Client channels
- Retail Client Assets in NISA Accounts (¥T) & NISA Net Inflows — Disclosed intermittently in select quarterly slide decks without a continuous 3-quarter series ending FY2027Q2
- Wholesale Sub-Product Spreads & League Table Rankings (M&A / ECM / DCM Rank) — Ordinal rankings and relative market share percentages without continuous absolute deal value series across the latest 3 quarters
- Investor Day Medium-Term Targets (2030/31 Pretax Income >¥500B, ROE 8–10%+) — Forward management targets rather than historical quarterly/annual actuals
- Approximate / Bounded Narrative Figures ('over 30 trillion yen', 'more than 1,000 companies', 'nearly 80%') — Excluded per strict point-value accuracy rules (53 bounded items logged in discovery inventory)
Data updated 2026-11-10.
Every KPI on its own page
Full history, chart, sources and a citation for each metric
Wealth Management — Client Assets, Recurring Revenue & Client Account KPIs
Investment Management — Assets Under Management (AuM), Net Flows & Market Share
Wholesale (Global Markets & Investment Banking) & Banking Division KPIs
Basel III Capital Adequacy, Risk-Weighted Assets, Leverage, Liquidity & Trading VaR
Human Capital by Region, Sustainable Finance & ESG Operational Metrics
Nomura Securities Co., Ltd. (Self-Reported Core Japan Broker-Dealer Subsidiary, J-GAAP)
International Subsidiaries, Standalone Parent & Significant Affiliates (NSI, NIP, NHI, NRI & NREH)
- Nomura Securities International, Inc. (U.S. FCM & Broker-Dealer) — Adjusted Net Capital36 periods
- Nomura International plc (Core EMEA Subsidiary, UK CH 01550505) — Trading Profit3 periods
- Nomura Holdings, Inc. (Standalone Parent, J-GAAP) — Operating Revenue5 periods
- Significant Equity-Method Affiliates (NRI & NREH Combined) — Net Revenues5 periods
Shareholder Returns, Per-Share Indicators & Monthly Share Repurchase Execution
External Industry & Macroeconomic Benchmarks (MOF Japan JGB, BOJ, CFTC FCM Industry, FRED & Fed Z.1)
Segment & Consolidated Financial Context (US GAAP)
- Business Segment Performance (Wealth Management, Investment Management, Wholesale & Banking)78 periods
- Geographic Performance — Income Before Income Taxes by Region58 periods
- Consolidated Income Statement — Total Revenue (US GAAP)78 periods
- Consolidated Balance Sheet — Total Assets (US GAAP)78 periods
- Consolidated Cash Flow Statement — Operating Cash Flow (US GAAP)19 periods
Latest source documents
The documents cited most often for Nomura's most recent figures
- SEC Form 6-K Financial Highlights & Presentation (2Q FY2026/27 ended Sep 30, 2026 — 0001193125-26-442521) ↗
- Nomura IR — Quarterly Financial Data (financial_q.xlsx) ↗
- Nomura IR — Quarterly & Monthly Business Data (business.xlsx) ↗
- Nomura Securities Co., Ltd. Unconsolidated Quarterly Financial Information (FY2022–FY2027Q2) ↗
- U.S. CFTC Financial Data for Futures Commission Merchants (FCMs) ↗
- Ministry of Finance Japan (MOF) — JGB Yield Curve Historical Data ↗
- Bank of Japan (BOJ) — Monetary Base and Reserve Balances Statistics ↗
- Federal Reserve Economic Data (FRED) & Federal Reserve Z.1 Financial Accounts ↗
- SEC 20-F (0001193125-26-277134, filed 2026-06-22) ↗
- Nomura Group ESG Data 2026 (esg.pdf) ↗
- UK Companies House — Nomura International plc (Company No. 01550505) Annual Accounts ↗
- SEC Form 6-K Annual Securities Report (FY2025/26 — 0001193125-26-267286) ↗
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