NACCO Industries Inc (NC) shareholders
NCNYSEBituminous Coal & Lignite Surface MiningFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 4, 2026Score 10/301% above fair value
$34.61−0.58 (-1.65%)
Close on Nov 13, 2026Market cap $261.19MP/E 17.6Yield 2.85%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
28.2%
2M of 8M shares
Institutional holders
92
6 new, 7 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 3 sales
Net sold $383.07K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Helen Rankin Butler Joint filing with Clara T. Rankin Williams (69.30%), Alfred M. Rankin, Jr. (68.80%) | 1,085,538 | 69.30% | 13D (active) amendment | Dec 13, 2024 |
| Britton T. Taplin | 469,664 | 8.00% | 13D (active) amendment | Feb 12, 2024 |
| Dimensional Fund Advisors LP | 436,529 | 7.30% | 13G (passive) amendment | Dec 29, 2023 |
| BlackRock, Inc. | 291,226 | 5.00% | 13G (passive) amendment | Mar 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Dimensional Fund Advisors LP | 401,084 | 5.31% | $20.07M | +1,276 | 0.00% |
| BlackRock, Inc. | 320,068 | 4.24% | $16.02M | +10,199 | 0.00% |
| Vanguard Capital Management LLC | 166,517 | 2.21% | $8.33M | −3,445 | 0.00% |
| Renaissance Technologies LLC | 147,818 | 1.96% | $7.40M | −6,700 | 0.01% |
| Geode Capital Management, LLC | 104,689 | 1.39% | $5.24M | +6,835 | 0.00% |
| Mudita Advisors LLP | 92,520 | 1.23% | $4.63M | – | 0.96% |
| State Street Corp | 83,669 | 1.11% | $4.19M | +406 | 0.00% |
| Bridgeway Capital Management, LLC | 76,959 | 1.02% | $3.85M | – | 0.07% |
| Ancora Advisors, LLC | 55,903 | 0.74% | $2.80M | +8,344 | 0.05% |
| PNC Financial Services Group, Inc. | 48,990 | 0.65% | $2.45M | +577 | 0.00% |
| Bank of New York Mellon Corp | 46,267 | 0.61% | $2.32M | +128 | 0.00% |
| Empowered Funds, LLC | 42,797 | 0.57% | $2.14M | – | 0.01% |
| Northern Trust Corp | 42,398 | 0.56% | $2.12M | +2,491 | 0.00% |
| Russell Investments Group, Ltd. | 39,303 | 0.52% | $1.97M | +13,350 | 0.00% |
| American Century Companies Inc | 38,982 | 0.52% | $1.95M | −206 | 0.00% |
| Two Sigma Investments, LP | 37,290 | 0.49% | $1.87M | +4,913 | 0.00% |
| Acadian Asset Management LLC | 34,836 | 0.46% | $1.74M | −618 | 0.00% |
| Segall Bryant & Hamill, LLC | 29,463 | 0.39% | $1.47M | −53 | 0.02% |
| Vanguard Fiduciary Trust Co | 29,059 | 0.39% | $1.45M | +1,930 | 0.00% |
| Vanguard Portfolio Management LLC | 27,448 | 0.36% | $1.37M | +4,384 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 92 | 2M | 28.2% | 6 / 36 | 20 / 7 | 0M | 0M |
| Q1 2026 | 94 | 2M | 28.5% | 15 / 28 | 26 / 6 | 0M | 0M |
| Q4 2025 | 87 | 2M | 28.5% | 16 / 27 | 18 / 6 | 0M | 0M |
| Q3 2025 | 77 | 2M | 27.8% | 5 / 20 | 23 / 2 | 0M | 0M |
| Q2 2025 | 75 | 2M | 27.9% | 10 / 25 | 21 / 3 | 0M | 0M |
| Q1 2025 | 68 | 2M | 27.7% | 8 / 13 | 29 / 2 | 0M | 0M |
| Q4 2024 | 63 | 2M | 26.7% | 5 / 24 | 17 / 3 | 0M | 0M |
| Q3 2024 | 62 | 2M | 27.3% | 5 / 26 | 11 / 9 | 0M | 0M |
| Q2 2024 | 67 | 2M | 28.9% | 11 / 16 | 22 / 3 | 0M | 0M |
| Q1 2024 | 59 | 2M | 32.2% | 4 / 21 | 16 / 6 | 0M | 0M |
| Q4 2023 | 61 | 3M | 33.7% | 1 / 21 | 20 / 4 | 0M | 0M |
| Q3 2023 | 65 | 3M | 33.7% | 2 / 20 | 21 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
120 funds held NC in Q2 2026, 50% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of NC | Value | % of fund | As of |
|---|---|---|---|---|---|
| U.S. Small Cap Value Portfolio | 116,217 | 1.54% | $5.51M | 0.03% | Jul 31, 2026 |
| Vanguard Total Stock Market Index Fund | 112,521 | 1.49% | $5.63M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 97,193 | 1.29% | $4.86M | 0.01% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 49,277 | 0.65% | $2.47M | 0.00% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 48,745 | 0.65% | $2.31M | 0.01% | Jul 31, 2026 |
| Fidelity Small Cap Index Fund | 44,904 | 0.60% | $2.13M | 0.01% | Jul 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 42,797 | 0.57% | $2.14M | 0.09% | Jun 30, 2026 |
| U.S. Small Cap Portfolio | 38,337 | 0.51% | $1.82M | 0.01% | Jul 31, 2026 |
| U.S. Micro Cap Portfolio | 37,615 | 0.50% | $1.78M | 0.02% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 36,860 | 0.49% | $1.84M | 0.01% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 35,345 | 0.47% | $1.79M | 0.01% | May 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 35,141 | 0.47% | $1.67M | 0.01% | Jul 31, 2026 |
| WisdomTree U.S. SmallCap Dividend Fund | 30,584 | 0.41% | $1.53M | 0.07% | Jun 30, 2026 |
| Omni Small-Cap Value Fund | 23,892 | 0.32% | $1.20M | 0.09% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 23,146 | 0.31% | $1.17M | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| John P. Jumper | Non-Executive Chairman, Director | 68,097 | 0.90% | Oct 1, 2026 |
| John C. Butler Jr | President & CEO, Director | 506,730 | 6.71% | Feb 18, 2026 |
| Elizabeth Loveman | SVP and Controller | 14,999 | 0.20% | Mar 16, 2026 |
| Thomas A. Maxwell | SVP Finance and Treasurer | 5,944 | 0.08% | Mar 9, 2026 |
| Carroll L. Dewing | Subsidiary Officer | 50,285 | 0.67% | Feb 18, 2026 |
| John D. Neumann | SVP, Gen. Counsel & Sec'y | 43,708 | 0.58% | Feb 18, 2026 |
| John Patrick Sullivan Jr. | Officer of a subsidiary | 41,274 | 0.55% | Feb 18, 2026 |
| John S. Dalrymple Iii | Director | 26,968 | 0.36% | Oct 1, 2026 |
| Britton T. Taplin | Director | 330,273 | 4.38% | Oct 1, 2026 |
| Dennis W. Labarre | Director | 45,616 | 0.60% | Oct 1, 2026 |
| Robert S. Shapard | Director | 19,413 | 0.26% | Oct 1, 2026 |
| Alfred M. Et Al Rankin | Director | 503,492 | 6.67% | Oct 1, 2026 |
| Matthew M. Rankin | Director | 68,713 | 0.91% | Oct 1, 2026 |
| William Paul McDonald | Director | 8,362 | 0.11% | Oct 1, 2026 |
| Valerie Gentile Sachs | Director | 11,684 | 0.15% | Oct 1, 2026 |
| Michael Sidney Miller | Director | 28,984 | 0.38% | Oct 1, 2026 |
| Patrick Joseph (2026) Burns | Director | 310 | 0.00% | Oct 1, 2026 |
| Lori Jean Robinson | Director | 18,940 | 0.25% | Jul 2, 2025 |
| Roger F. Rankin | Director | 469,966 | 6.23% | Jul 2, 2025 |
| Elizabeth B. Rankin | – | 68,713 | 0.91% | Oct 1, 2026 |
| Victoire G. Rankin | – | 503,492 | 6.67% | Oct 1, 2026 |
| Helen Rankin Butler | – | 580,798 | 7.70% | Feb 18, 2026 |
| Chloe O. Rankin | – | 350,810 | 4.65% | Feb 17, 2026 |
| Claiborne R. Rankin | – | 349,236 | 4.63% | Feb 17, 2026 |
| Claiborne R. Rankin Jr | – | 22,469 | 0.30% | Feb 17, 2026 |
| Alison A. Rankin | – | 533,798 | 7.07% | Oct 1, 2025 |
| David B. Williams | – | 300,498 | 3.98% | Dec 17, 2024 |
| Clara R. Williams | – | 314,510 | 4.17% | Dec 17, 2024 |
| Lynne T. Rankin | – | 44,679 | 0.59% | Dec 10, 2024 |
| Jacob A. Kuipers | – | 29,521 | 0.39% | Dec 10, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Patrick Joseph (2026) Burns Director | Oct 1, 2026 | Award | +310 | – | – | 310 |
| Valerie Gentile Sachs Director | Oct 1, 2026 | Award | +663 | – | – | 11,684 |
| Victoire G. Rankin – | Oct 1, 2026 | Award | +663 | – | – | 218,383 |
| Alfred M. Et Al Rankin Director | Oct 1, 2026 | Award | +663 | – | – | 218,383 |
| Dennis W. Labarre Director | Oct 1, 2026 | Award | +663 | – | – | 45,616 |
| William Paul McDonald Director | Oct 1, 2026 | Award | +663 | – | – | 8,362 |
| Robert S. Shapard Director | Oct 1, 2026 | Award | +663 | – | – | 19,413 |
| Michael Sidney Miller Director | Oct 1, 2026 | Award | +663 | – | – | 28,984 |
| John S. Dalrymple Iii Director | Oct 1, 2026 | Award | +663 | – | – | 26,968 |
| John P. Jumper Non-Executive Chairman, Director | Oct 1, 2026 | Award | +1,125 | – | – | 35,581 |
| Britton T. Taplin Director | Oct 1, 2026 | Award | +663 | – | – | 67,832 |
| Elizabeth B. Rankin – | Oct 1, 2026 | Award | +663 | – | – | 38,538 |
| Matthew M. Rankin Director | Oct 1, 2026 | Award | +663 | – | – | 38,538 |
| Britton T. Taplin Director | Jul 1, 2026 | Award | +569 | – | – | 67,169 |
| Dennis W. Labarre Director | Jul 1, 2026 | Award | +569 | – | – | 44,953 |
| John S. Dalrymple Iii Director | Jul 1, 2026 | Award | +569 | – | – | 26,305 |
| Michael Sidney Miller Director | Jul 1, 2026 | Award | +569 | – | – | 28,321 |
| John P. Jumper Non-Executive Chairman, Director | Jul 1, 2026 | Award | +773 | – | – | 34,456 |
| Elizabeth B. Rankin – | Jul 1, 2026 | Award | +569 | – | – | 37,875 |
| Valerie Gentile Sachs Director | Jul 1, 2026 | Award | +569 | – | – | 11,021 |
| William Paul McDonald Director | Jul 1, 2026 | Award | +569 | – | – | 7,699 |
| Matthew M. Rankin Director | Jul 1, 2026 | Award | +569 | – | – | 37,875 |
| Alfred M. Et Al Rankin Director | Jul 1, 2026 | Award | +760 | – | – | 217,720 |
| Victoire G. Rankin – | Jul 1, 2026 | Award | +760 | – | – | 217,720 |
| Robert S. Shapard Director | Jul 1, 2026 | Award | +569 | – | – | 18,750 |
| Alfred M. Et Al Rankin Chairman, Director | Apr 1, 2026 | Award | +955 | – | – | 216,960 |
| Victoire G. Rankin – | Apr 1, 2026 | Award | +955 | – | – | 216,960 |
| Robert S. Shapard Director | Apr 1, 2026 | Award | +563 | – | – | 18,181 |
| Elizabeth B. Rankin – | Apr 1, 2026 | Award | +563 | – | – | 37,306 |
| John S. Dalrymple Iii Director | Apr 1, 2026 | Award | +563 | – | – | 25,736 |
| John P. Jumper Director | Apr 1, 2026 | Award | +563 | – | – | 33,683 |
| William Paul McDonald Director | Apr 1, 2026 | Award | +563 | – | – | 7,130 |
| Valerie Gentile Sachs Director | Apr 1, 2026 | Award | +563 | – | – | 10,452 |
| Dennis W. Labarre Director | Apr 1, 2026 | Award | +563 | – | – | 44,384 |
| Britton T. Taplin Director | Apr 1, 2026 | Award | +563 | – | – | 66,600 |
| Michael Sidney Miller Director | Apr 1, 2026 | Award | +563 | – | – | 27,752 |
| Matthew M. Rankin Director | Apr 1, 2026 | Award | +563 | – | – | 37,306 |
| Elizabeth Loveman SVP and Controller | Mar 13, 2026 | Sale | −1,662 | $51.44 | $85.49K | 14,999 |
| Elizabeth Loveman SVP and Controller | Mar 12, 2026 | Sale | −4,053 | $52.04 | $210.92K | 16,661 |
| Thomas A. Maxwell SVP Finance and Treasurer | Mar 9, 2026 | Sale | −1,785 | $48.55 | $86.66K | 5,944 |
| John D. Neumann SVP, Gen. Counsel & Sec'y | Feb 17, 2026 | Tax withholding | −249 | – | – | 43,708 |
| John D. Neumann SVP, Gen. Counsel & Sec'y | Feb 17, 2026 | Award | +5,409 | – | – | 43,957 |
| John Patrick Sullivan Jr. Officer of a subsidiary | Feb 17, 2026 | Award | +5,180 | – | – | 41,274 |
| John Patrick Sullivan Jr. Officer of a subsidiary | Feb 17, 2026 | Tax withholding | −245 | – | – | 41,029 |
| Helen Rankin Butler – | Feb 17, 2026 | Award | +39,630 | – | – | 398,558 |
| Helen Rankin Butler – | Feb 17, 2026 | Tax withholding | −8,777 | – | – | 389,781 |
| Thomas A. Maxwell SVP Finance and Treasurer | Feb 17, 2026 | Award | +1,870 | – | – | 8,025 |
| Thomas A. Maxwell SVP Finance and Treasurer | Feb 17, 2026 | Tax withholding | −296 | – | – | 7,729 |
| Elizabeth Loveman SVP and Controller | Feb 17, 2026 | Award | +2,905 | – | – | 21,077 |
| Elizabeth Loveman SVP and Controller | Feb 17, 2026 | Tax withholding | −363 | – | – | 20,714 |
| John C. Butler Jr President & CEO, Director | Feb 17, 2026 | Tax withholding | −8,777 | – | – | 389,781 |
| John C. Butler Jr President & CEO, Director | Feb 17, 2026 | Award | +39,630 | – | – | 398,558 |
| Carroll L. Dewing Subsidiary Officer | Feb 17, 2026 | Award | +6,303 | – | – | 50,285 |
| Carroll L. Dewing Subsidiary Officer | Feb 17, 2026 | Tax withholding | −388 | – | – | 49,897 |
| Valerie Gentile Sachs Director | Jan 2, 2026 | Award | +604 | – | – | 9,889 |
| Alfred M. Et Al Rankin Chairman, Director | Jan 2, 2026 | Award | +1,052 | – | – | 216,005 |
| Elizabeth B. Rankin – | Jan 2, 2026 | Award | +604 | – | – | 36,743 |
| Robert S. Shapard Director | Jan 2, 2026 | Award | +604 | – | – | 17,618 |
| William Paul McDonald Director | Jan 2, 2026 | Award | +604 | – | – | 6,567 |
| Victoire G. Rankin – | Jan 2, 2026 | Award | +1,052 | – | – | 216,005 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
1.68%
0M shares short
Days to cover
3.3
At 0M shares a day
Change since last report
+24.4%
From 0M shares
Short volume, 20 days
68.5%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of NACCO Industries's stock actually held short. Settlement fails (shares not delivered on time) peaked at 139 shares on Sep 21, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Thomas A. Maxwell Officer | May 21, 2025 | 4,123 | $149.05K | May 21, 2025 | Restricted Stock Vesting |
| Thomas A. Maxwell Officer | Jun 13, 2024 | 1,034 | $33.06K | Jun 13, 2024 | Restricted Stock Vesting |
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