Barings Participation Investors (MPV) shareholders
MPVNYSEFiscal year ends December 31
$16.70+0.34 (+2.08%)
Close on Nov 12, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
2M
Shares held, 13F filers
Institutional holders
36
3 new, 2 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of MPV | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Barings LLC | 289,151 | – | $4.87M | +3,276 | 0.09% |
| Benjamin Edwards Inc | 286,600 | – | $4.83M | +1,903 | 0.04% |
| Morgan Stanley | 282,700 | – | $4.76M | −4,954 | 0.00% |
| TSP Capital Management Group, LLC | 276,671 | – | $4.66M | New | 1.11% |
| Osaic Holdings, Inc. | 217,893 | – | $3.67M | +20,074 | 0.00% |
| LPL Financial LLC | 216,417 | – | $3.64M | +16,501 | 0.00% |
| Commonwealth Equity Services, LLC | 143,906 | – | $2.42M | +7,108 | 0.00% |
| Cetera Investment Advisers | 112,614 | – | $1.90M | +6,729 | 0.00% |
| Smith Asset Management Co., LLC | 68,007 | – | $1.15M | −603 | 0.90% |
| Bank Of America Corp /De/ | 49,789 | – | $838.45K | – | 0.00% |
| Schwallier Wealth Management LLC | 47,596 | – | $801.51K | +734 | 0.51% |
| Curbstone Financial Management Corp | 47,140 | – | $793.84K | – | 0.14% |
| Caldwell Sutter Capital, Inc. | 43,755 | – | $736.83K | – | 0.28% |
| Jones Financial Companies Lllp | 38,704 | – | $646.74K | −1,203 | 0.00% |
| Raymond James Financial Inc | 31,086 | – | $523.49K | +367 | 0.00% |
| Envestnet Asset Management Inc | 29,514 | – | $497.02K | −1,487 | 0.00% |
| NewEdge Advisors, LLC | 29,486 | – | $496.54K | −1,817 | 0.00% |
| Vanguard National Trust Co | 29,200 | – | $491.73K | – | 0.03% |
| UBS Group AG | 21,311 | – | $358.88K | −331 | 0.00% |
| Oppenheimer & Co Inc | 19,900 | – | $335.12K | −500 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 36 | 2M | 3 / 13 | 7 / 2 | 0M | 0M |
| Q1 2026 | 35 | 2M | 5 / 14 | 9 / 1 | 0M | 0M |
| Q4 2025 | 34 | 2M | 2 / 15 | 5 / 6 | 0M | 1M |
| Q3 2025 | 38 | 2M | 5 / 10 | 13 / 5 | 0M | 0M |
| Q2 2025 | 38 | 2M | 6 / 13 | 10 / 3 | 0M | 0M |
| Q1 2025 | 35 | 3M | 3 / 17 | 6 / 6 | 0M | 0M |
| Q4 2024 | 38 | 2M | 7 / 15 | 8 / 3 | 0M | 0M |
| Q3 2024 | 37 | 2M | 3 / 18 | 6 / 3 | 0M | 0M |
| Q2 2024 | 39 | 3M | 4 / 15 | 8 / 2 | 0M | 1M |
| Q1 2024 | 37 | 3M | 6 / 8 | 11 / 5 | 0M | 0M |
| Q4 2023 | 36 | 3M | 9 / 5 | 12 / 5 | 0M | 0M |
| Q3 2023 | 32 | 3M | 3 / 11 | 9 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
1 funds held MPV in Q3 2026, 100% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of MPV | Value | % of fund | As of |
|---|---|---|---|---|---|
| Pinnacle Value Fund | 4,378 | – | $73.73K | 0.19% | Jun 30, 2026 |
| RiverNorth Active Income ETF | 3,289 | – | $53.48K | 0.14% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Paul LaPiana | – | – | Jan 21, 2025 |
| Mary Jane Fortin | – | – | Jan 13, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Susan B. Sweeney – | May 23, 2023 | Buy | +500 | $12.98 | $6.49K | 4,817 |
| Barbara Ginader – | May 22, 2023 | Buy | +500 | $12.58 | $6.29K | 3,020 |
| Barbara Ginader – | Nov 1, 2021 | Buy | +2,520 | $14.15 | $35.66K | 2,520 |
| Michael Harlan Brown – | Nov 9, 2020 | Buy | +1,029 | $11.15 | $11.47K | 4,000 |
| Michael Harlan Brown – | Nov 5, 2020 | Buy | +971 | $10.92 | $10.60K | 2,971 |
| Edward P. Grace Iii – | Nov 5, 2019 | Sale | −1,000 | $16.67 | $16.67K | 1,000 |
| Edward P. Grace Iii – | Nov 5, 2019 | Sale | −1,000 | $16.68 | $16.68K | 2,000 |
| Edward P. Grace Iii – | Nov 5, 2019 | Sale | −1,000 | $16.64 | $16.64K | 0 |
| Robert Eugene Joyal – | Jun 13, 2018 | Sale | −3,900 | $14.72 | $57.41K | 2,519 |
| Robert Eugene Joyal – | Jun 13, 2018 | Sale | −100 | $14.73 | $1.47K | 6,419 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −50 | $14.81 | $741 | 7,569 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −100 | $14.79 | $1.48K | 7,469 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −200 | $14.79 | $2.96K | 7,269 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −600 | $14.78 | $8.87K | 6,669 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −150 | $14.80 | $2.22K | 6,519 |
| Robert Eugene Joyal – | Jun 7, 2018 | Sale | −5,000 | $14.76 | $73.80K | 7,619 |
| Robert Eugene Joyal – | Jun 1, 2018 | Sale | −4,187 | $14.73 | $61.67K | 12,619 |
| Robert Eugene Joyal – | Jun 1, 2018 | Sale | −100 | $14.75 | $1.48K | 17,106 |
| Robert Eugene Joyal – | Jun 1, 2018 | Sale | −300 | $14.73 | $4.42K | 16,806 |
| Robert Eugene Joyal – | May 31, 2018 | Sale | −6,403 | $14.65 | $93.80K | 17,206 |
| Robert Eugene Joyal – | May 30, 2018 | Sale | −2,000 | $14.85 | $29.70K | 23,609 |
| Robert Eugene Joyal – | Sep 1, 2017 | Sale | −1,410 | $14.36 | $20.25K | 16,832 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −613 | $14.38 | $8.81K | 20,642 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −200 | $14.39 | $2.88K | 21,255 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −200 | $14.40 | $2.88K | 21,455 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −2,400 | $14.39 | $34.54K | 18,242 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −100 | $14.40 | $1.44K | 21,655 |
| William J. Barrett – | Apr 13, 2016 | Sale | −4,392 | $14.32 | $62.89K | 51,493 |
| William J. Barrett – | Apr 13, 2016 | Sale | −5,000 | $14.36 | $71.80K | 46,493 |
| William J. Barrett – | Apr 13, 2016 | Sale | −2,011 | $14.40 | $28.96K | 1,195 |
| William J. Barrett – | Apr 12, 2016 | Sale | −100 | $14.32 | $1.43K | 55,885 |
| William J. Barrett – | Apr 8, 2016 | Sale | −507 | $14.32 | $7.26K | 3,206 |
| William J. Barrett – | Apr 6, 2016 | Sale | −212 | $14.30 | $3.03K | 3,713 |
| William J. Barrett – | Apr 1, 2016 | Sale | −1,984 | $14.30 | $28.37K | 3,925 |
| William J. Barrett – | Mar 31, 2016 | Sale | −1,861 | $14.30 | $26.61K | 5,909 |
| William J. Barrett – | Mar 30, 2016 | Sale | −26 | $14.30 | $372 | 7,770 |
| William J. Barrett – | Mar 29, 2016 | Sale | −5,000 | $14.25 | $71.25K | 7,796 |
| William J. Barrett – | Mar 29, 2016 | Sale | −716 | $14.30 | $10.24K | 12,796 |
| William J. Barrett – | Mar 28, 2016 | Sale | −961 | $14.20 | $13.65K | 13,512 |
| William J. Barrett – | Mar 24, 2016 | Sale | −2,800 | $14.20 | $39.76K | 14,473 |
| William J. Barrett – | Mar 17, 2016 | Sale | −589 | $14.20 | $8.36K | 17,273 |
| William J. Barrett – | Mar 10, 2016 | Sale | −650 | $14.20 | $9.23K | 17,862 |
| William J. Barrett – | Dec 31, 2015 | Sale | −4 | $14.10 | $56 | 55,985 |
| Barbara Ginader – | Mar 3, 2015 | Sale | −2,000 | $12.75 | $25.50K | 0 |
| Barbara Ginader – | May 28, 2014 | Buy | +1,000 | $13.34 | $13.34K | 2,000 |
| Barbara Ginader – | Apr 30, 2014 | Buy | +1,000 | $13.04 | $13.04K | 1,000 |
| Susan B. Sweeney – | Dec 10, 2013 | Buy | +1,324 | $12.32 | $16.31K | 4,165 |
| Susan B. Sweeney – | Oct 3, 2013 | Buy | +1,066 | $13.98 | $14.90K | 2,841 |
| Susan B. Sweeney – | Dec 27, 2012 | Buy | +1,775 | $13.96 | $24.78K | 1,775 |
| Edward P. Grace Iii – | Dec 6, 2012 | Buy | +1,000 | $14.36 | $14.36K | 3,000 |
| William J. Barrett – | Oct 31, 2012 | Buy | +1,500 | $14.50 | $21.75K | 56,688 |
| William J. Barrett – | Oct 26, 2012 | Buy | +100 | $14.86 | $1.49K | 55,188 |
| William J. Barrett – | Jun 19, 2012 | Buy | +2,500 | $14.15 | $35.38K | 18,512 |
| William J. Barrett – | Jun 19, 2012 | Buy | +700 | $14.20 | $9.94K | 55,088 |
| William J. Barrett – | Jun 18, 2012 | Buy | +700 | $14.20 | $9.94K | 54,388 |
| William J. Barrett – | Jun 18, 2012 | Buy | +1,000 | $14.35 | $14.35K | 53,688 |
| William J. Barrett – | May 11, 2012 | Buy | +4,000 | $13.83 | $55.32K | 52,688 |
| Michael Harlan Brown – | May 8, 2012 | Buy | +1,000 | $13.90 | $13.90K | 2,000 |
| William J. Barrett – | Apr 18, 2012 | Buy | +1,000 | $14.60 | $14.60K | 48,241 |
| William J. Barrett – | Apr 18, 2012 | Buy | +447 | $14.80 | $6.62K | 48,688 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.4
At 0M shares a day
Change since last report
-42.9%
From 0M shares
Short volume, 20 days
34.6%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Barings Participation Investors's stock actually held short. Settlement fails (shares not delivered on time) peaked at 2,160 shares on Sep 16, 2026 over the last 90 days.
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