MPVNYSEFiscal year ends December 31
BARINGS PARTICIPATION INVESTORS
$16.63−0.12 (-0.70%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
2M
Shares held, 13F filers
Institutional holders
36
3 new, 2 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of MPV | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Barings LLC | 289,151 | – | $4.87M | +3,276 | 0.09% |
| Benjamin Edwards Inc | 286,600 | – | $4.83M | +1,903 | 0.04% |
| Morgan Stanley | 282,700 | – | $4.76M | −4,954 | 0.00% |
| TSP Capital Management Group, LLC | 276,671 | – | $4.66M | New | 1.11% |
| Osaic Holdings, Inc. | 217,893 | – | $3.67M | +20,074 | 0.00% |
| LPL Financial LLC | 216,417 | – | $3.64M | +16,501 | 0.00% |
| Commonwealth Equity Services, LLC | 143,906 | – | $2.42M | +7,108 | 0.00% |
| Cetera Investment Advisers | 112,614 | – | $1.90M | +6,729 | 0.00% |
| Smith Asset Management Co., LLC | 68,007 | – | $1.15M | −603 | 0.90% |
| Bank Of America Corp /De/ | 49,789 | – | $838.45K | – | 0.00% |
| Schwallier Wealth Management LLC | 47,596 | – | $801.51K | +734 | 0.51% |
| Curbstone Financial Management Corp | 47,140 | – | $793.84K | – | 0.14% |
| Caldwell Sutter Capital, Inc. | 43,755 | – | $736.83K | – | 0.28% |
| Jones Financial Companies Lllp | 38,704 | – | $646.74K | −1,203 | 0.00% |
| Raymond James Financial Inc | 31,086 | – | $523.49K | +367 | 0.00% |
| Envestnet Asset Management Inc | 29,514 | – | $497.02K | −1,487 | 0.00% |
| NewEdge Advisors, LLC | 29,486 | – | $496.54K | −1,817 | 0.00% |
| Vanguard National Trust Co | 29,200 | – | $491.73K | – | 0.03% |
| UBS Group AG | 21,311 | – | $358.88K | −331 | 0.00% |
| Oppenheimer & Co Inc | 19,900 | – | $335.12K | −500 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 36 | 2M | 3 / 13 | 7 / 2 | 0M | 0M |
| Q1 2026 | 35 | 2M | 5 / 14 | 9 / 1 | 0M | 0M |
| Q4 2025 | 34 | 2M | 2 / 15 | 5 / 6 | 0M | 1M |
| Q3 2025 | 38 | 2M | 5 / 10 | 13 / 5 | 0M | 0M |
| Q2 2025 | 38 | 2M | 6 / 13 | 10 / 3 | 0M | 0M |
| Q1 2025 | 35 | 3M | 3 / 17 | 6 / 6 | 0M | 0M |
| Q4 2024 | 38 | 2M | 7 / 15 | 8 / 3 | 0M | 0M |
| Q3 2024 | 37 | 2M | 3 / 18 | 6 / 3 | 0M | 0M |
| Q2 2024 | 39 | 3M | 4 / 15 | 8 / 2 | 0M | 1M |
| Q1 2024 | 37 | 3M | 6 / 8 | 11 / 5 | 0M | 0M |
| Q4 2023 | 36 | 3M | 9 / 5 | 12 / 5 | 0M | 0M |
| Q3 2023 | 32 | 3M | 3 / 11 | 9 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of MPV | Value | % of fund | As of |
|---|---|---|---|---|---|
| Pinnacle Value Fund | 4,378 | – | $73.73K | 0.19% | Jun 30, 2026 |
| RiverNorth Active Income ETF | 3,289 | – | $53.48K | 0.14% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Paul LaPiana | – | – | Jan 21, 2025 |
| Mary Jane Fortin | – | – | Jan 13, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Susan B. Sweeney – | May 23, 2023 | Buy | +500 | $12.98 | $6.49K | 4,817 |
| Barbara Ginader – | May 22, 2023 | Buy | +500 | $12.58 | $6.29K | 3,020 |
| Barbara Ginader – | Nov 1, 2021 | Buy | +2,520 | $14.15 | $35.66K | 2,520 |
| Michael Harlan Brown – | Nov 9, 2020 | Buy | +1,029 | $11.15 | $11.47K | 4,000 |
| Michael Harlan Brown – | Nov 5, 2020 | Buy | +971 | $10.92 | $10.60K | 2,971 |
| Edward P. Grace Iii – | Nov 5, 2019 | Sale | −1,000 | $16.67 | $16.67K | 1,000 |
| Edward P. Grace Iii – | Nov 5, 2019 | Sale | −1,000 | $16.68 | $16.68K | 2,000 |
| Edward P. Grace Iii – | Nov 5, 2019 | Sale | −1,000 | $16.64 | $16.64K | 0 |
| Robert Eugene Joyal – | Jun 13, 2018 | Sale | −3,900 | $14.72 | $57.41K | 2,519 |
| Robert Eugene Joyal – | Jun 13, 2018 | Sale | −100 | $14.73 | $1.47K | 6,419 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −50 | $14.81 | $741 | 7,569 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −100 | $14.79 | $1.48K | 7,469 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −200 | $14.79 | $2.96K | 7,269 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −600 | $14.78 | $8.87K | 6,669 |
| Robert Eugene Joyal – | Jun 8, 2018 | Sale | −150 | $14.80 | $2.22K | 6,519 |
| Robert Eugene Joyal – | Jun 7, 2018 | Sale | −5,000 | $14.76 | $73.80K | 7,619 |
| Robert Eugene Joyal – | Jun 1, 2018 | Sale | −4,187 | $14.73 | $61.67K | 12,619 |
| Robert Eugene Joyal – | Jun 1, 2018 | Sale | −100 | $14.75 | $1.48K | 17,106 |
| Robert Eugene Joyal – | Jun 1, 2018 | Sale | −300 | $14.73 | $4.42K | 16,806 |
| Robert Eugene Joyal – | May 31, 2018 | Sale | −6,403 | $14.65 | $93.80K | 17,206 |
| Robert Eugene Joyal – | May 30, 2018 | Sale | −2,000 | $14.85 | $29.70K | 23,609 |
| Robert Eugene Joyal – | Sep 1, 2017 | Sale | −1,410 | $14.36 | $20.25K | 16,832 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −613 | $14.38 | $8.81K | 20,642 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −200 | $14.39 | $2.88K | 21,255 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −200 | $14.40 | $2.88K | 21,455 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −2,400 | $14.39 | $34.54K | 18,242 |
| Robert Eugene Joyal – | Aug 31, 2017 | Sale | −100 | $14.40 | $1.44K | 21,655 |
| William J. Barrett – | Apr 13, 2016 | Sale | −4,392 | $14.32 | $62.89K | 51,493 |
| William J. Barrett – | Apr 13, 2016 | Sale | −5,000 | $14.36 | $71.80K | 46,493 |
| William J. Barrett – | Apr 13, 2016 | Sale | −2,011 | $14.40 | $28.96K | 1,195 |
| William J. Barrett – | Apr 12, 2016 | Sale | −100 | $14.32 | $1.43K | 55,885 |
| William J. Barrett – | Apr 8, 2016 | Sale | −507 | $14.32 | $7.26K | 3,206 |
| William J. Barrett – | Apr 6, 2016 | Sale | −212 | $14.30 | $3.03K | 3,713 |
| William J. Barrett – | Apr 1, 2016 | Sale | −1,984 | $14.30 | $28.37K | 3,925 |
| William J. Barrett – | Mar 31, 2016 | Sale | −1,861 | $14.30 | $26.61K | 5,909 |
| William J. Barrett – | Mar 30, 2016 | Sale | −26 | $14.30 | $372 | 7,770 |
| William J. Barrett – | Mar 29, 2016 | Sale | −5,000 | $14.25 | $71.25K | 7,796 |
| William J. Barrett – | Mar 29, 2016 | Sale | −716 | $14.30 | $10.24K | 12,796 |
| William J. Barrett – | Mar 28, 2016 | Sale | −961 | $14.20 | $13.65K | 13,512 |
| William J. Barrett – | Mar 24, 2016 | Sale | −2,800 | $14.20 | $39.76K | 14,473 |
| William J. Barrett – | Mar 17, 2016 | Sale | −589 | $14.20 | $8.36K | 17,273 |
| William J. Barrett – | Mar 10, 2016 | Sale | −650 | $14.20 | $9.23K | 17,862 |
| William J. Barrett – | Dec 31, 2015 | Sale | −4 | $14.10 | $56 | 55,985 |
| Barbara Ginader – | Mar 3, 2015 | Sale | −2,000 | $12.75 | $25.50K | 0 |
| Barbara Ginader – | May 28, 2014 | Buy | +1,000 | $13.34 | $13.34K | 2,000 |
| Barbara Ginader – | Apr 30, 2014 | Buy | +1,000 | $13.04 | $13.04K | 1,000 |
| Susan B. Sweeney – | Dec 10, 2013 | Buy | +1,324 | $12.32 | $16.31K | 4,165 |
| Susan B. Sweeney – | Oct 3, 2013 | Buy | +1,066 | $13.98 | $14.90K | 2,841 |
| Susan B. Sweeney – | Dec 27, 2012 | Buy | +1,775 | $13.96 | $24.78K | 1,775 |
| Edward P. Grace Iii – | Dec 6, 2012 | Buy | +1,000 | $14.36 | $14.36K | 3,000 |
| William J. Barrett – | Oct 31, 2012 | Buy | +1,500 | $14.50 | $21.75K | 56,688 |
| William J. Barrett – | Oct 26, 2012 | Buy | +100 | $14.86 | $1.49K | 55,188 |
| William J. Barrett – | Jun 19, 2012 | Buy | +2,500 | $14.15 | $35.38K | 18,512 |
| William J. Barrett – | Jun 19, 2012 | Buy | +700 | $14.20 | $9.94K | 55,088 |
| William J. Barrett – | Jun 18, 2012 | Buy | +700 | $14.20 | $9.94K | 54,388 |
| William J. Barrett – | Jun 18, 2012 | Buy | +1,000 | $14.35 | $14.35K | 53,688 |
| William J. Barrett – | May 11, 2012 | Buy | +4,000 | $13.83 | $55.32K | 52,688 |
| Michael Harlan Brown – | May 8, 2012 | Buy | +1,000 | $13.90 | $13.90K | 2,000 |
| William J. Barrett – | Apr 18, 2012 | Buy | +1,000 | $14.60 | $14.60K | 48,241 |
| William J. Barrett – | Apr 18, 2012 | Buy | +447 | $14.80 | $6.62K | 48,688 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.