Metropolitan Bank Holding Corp. (MCB) shareholders
MCBNYSEState Commercial BanksFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 6, 2026Score 16/305% below fair value
$96.87−0.24 (-0.25%)
Close on Nov 13, 2026Market cap $1.20BP/E 9.9Yield 0.31%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
90.9%
11M of 12M shares
Institutional holders
201
36 new, 24 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
2 buys · 17 sales
Net sold $4.36M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Wellington Investment Advisors Holdings LLP Joint filing with Wellington Management Group LLP (9.80%), Wellington Group Holdings LLP (9.80%) and 1 more | 1,203,091 | 9.80% | 13G (passive) amendment | Mar 31, 2026 |
| Wellington Management Company LLP Joint filing with Wellington Management Group LLP (8.20%), Wellington Group Holdings LLP (8.20%) and 1 more | 1,022,383 | 8.20% | 13G (passive) amendment | Jun 30, 2026 |
| T. Rowe Price Investment Management, Inc. | 998,668 | 9.00% | 13G (passive) | Feb 14, 2024 |
| BlackRock, Inc. | 981,949 | 7.90% | 13G (passive) amendment | Jun 30, 2026 |
| FMR LLC Joint filing with Abigail P. Johnson (6.90%) | 715,665 | 6.90% | 13G (passive) amendment | Sep 30, 2025 |
| Wellington Group Holdings LLP Joint filing with Wellington Management Group LLP (5.80%), Wellington Investment Advisors Holdings LLP (5.80%) and 1 more | 592,799 | 5.80% | 13G (passive) | Dec 31, 2025 |
| Phillip Gross Joint filing with Adage Capital Management, L.P. (5.43%), Robert Atchinson (5.43%) | 559,479 | 5.43% | 13G (passive) | Dec 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of MCB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 1,209,119 | 9.75% | $119.41M | +188,081 | 0.00% |
| Wellington Management Group Llp | 1,022,383 | 8.25% | $100.97M | −180,708 | 0.02% |
| Patriot Financial Partners GP II, L.P. | 664,884 | 5.36% | $65.66M | −100,000 | 16.78% |
| Adage Capital Partners Gp, L.L.C. | 525,415 | 4.24% | $51.89M | −59,218 | 0.07% |
| Vanguard Capital Management LLC | 512,527 | 4.13% | $50.62M | +10,968 | 0.00% |
| Dimensional Fund Advisors LP | 472,599 | 3.81% | $46.67M | +12,808 | 0.01% |
| State Street Corp | 469,133 | 3.78% | $46.34M | +85,577 | 0.00% |
| American Century Companies Inc | 354,845 | 2.86% | $35.04M | +23,406 | 0.02% |
| Geode Capital Management, LLC | 308,061 | 2.48% | $30.43M | +45,573 | 0.00% |
| Citadel Advisors LLC | 302,632 | 2.44% | $29.89M | −74,623 | 0.00% |
| Millennium Management LLC | 245,548 | 1.98% | $24.25M | −78,341 | 0.01% |
| Two Sigma Investments, LP | 219,861 | 1.77% | $21.71M | +123,242 | 0.02% |
| Kennedy Capital Management LLC | 212,244 | 1.71% | $20.96M | −5,648 | 0.37% |
| Basswood Capital Management, L.L.C. | 210,367 | 1.70% | $20.78M | – | 0.83% |
| Bank of New York Mellon Corp | 195,372 | 1.58% | $19.29M | +1,742 | 0.00% |
| Nuveen, LLC | 193,293 | 1.56% | $19.09M | +43,109 | 0.00% |
| UBS Group AG | 181,980 | 1.47% | $17.97M | −157,030 | 0.00% |
| Alliancebernstein L.P. | 176,623 | 1.42% | $14.71M | −595 | 0.00% |
| Morgan Stanley | 168,591 | 1.36% | $16.65M | +17,936 | 0.00% |
| D. E. Shaw & Co., Inc. | 162,686 | 1.31% | $16.07M | +45,243 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 201 | 11M | 90.9% | 36 / 84 | 44 / 24 | 1M | 1M |
| Q1 2026 | 193 | 11M | 91.7% | 51 / 71 | 44 / 16 | 4M | 1M |
| Q4 2025 | 160 | 9M | 70.9% | 20 / 48 | 64 / 18 | 1M | 1M |
| Q3 2025 | 159 | 9M | 74.5% | 29 / 42 | 59 / 22 | 2M | 1M |
| Q2 2025 | 154 | 9M | 75.2% | 23 / 42 | 66 / 22 | 1M | 1M |
| Q1 2025 | 154 | 9M | 76.6% | 23 / 46 | 56 / 25 | 1M | 1M |
| Q4 2024 | 157 | 9M | 74.2% | 22 / 52 | 52 / 14 | 1M | 1M |
| Q3 2024 | 149 | 9M | 72.3% | 30 / 50 | 51 / 11 | 2M | 1M |
| Q2 2024 | 132 | 9M | 72.0% | 29 / 44 | 41 / 12 | 1M | 1M |
| Q1 2024 | 116 | 9M | 72.8% | 26 / 39 | 32 / 17 | 1M | 1M |
| Q4 2023 | 108 | 9M | 72.5% | 18 / 46 | 31 / 13 | 1M | 1M |
| Q3 2023 | 103 | 9M | 71.8% | 13 / 39 | 35 / 9 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
236 funds held MCB in Q2 2026, 50% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of MCB | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 371,654 | 3.00% | $36.70M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 297,743 | 2.40% | $29.41M | 0.04% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 270,199 | 2.18% | $24.19M | 0.09% | May 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 193,769 | 1.56% | $19.14M | 0.40% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 128,851 | 1.04% | $12.73M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 121,602 | 0.98% | $11.25M | 0.03% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 80,712 | 0.65% | $7.97M | 0.05% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 63,156 | 0.51% | $5.84M | 0.03% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 62,209 | 0.50% | $5.75M | 0.04% | Jul 31, 2026 |
| College Retirement Equities Fund - Total Global Stock Account | 61,960 | 0.50% | $6.12M | 0.00% | Jun 30, 2026 |
| iShares U.S. Small-Cap Equity Factor ETF | 58,261 | 0.47% | $5.39M | 0.13% | Jul 31, 2026 |
| Fidelity Extended Market Index Fund | 57,049 | 0.46% | $5.11M | 0.01% | May 31, 2026 |
| Nuveen Quant Small Cap Equity Fund | 53,880 | 0.43% | $4.98M | 0.12% | Jul 31, 2026 |
| Schwab U.S. Small-Cap ETF | 53,324 | 0.43% | $4.77M | 0.02% | May 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 51,151 | 0.41% | $5.05M | 0.21% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Mark R. DeFazio | President and CEO, Director | 160,069 | 1.29% | Mar 30, 2026 |
| Daniel F. Dougherty | EVP & Chief Financial Officer | 33,769 | 0.27% | Jul 27, 2026 |
| Nick Rosenberg | Executive Vice President | 22,722 | 0.18% | Jul 2, 2026 |
| Scott Lublin | EVP and Chief Lending Officer | 57,905 | 0.47% | Mar 30, 2026 |
| Gregory Gaare | SVP & Chief Risk Officer | 5,217 | 0.04% | Mar 4, 2026 |
| Laura Capra | EVP, Head of Retail Banking | 42,694 | 0.34% | Mar 4, 2026 |
| Dixiana M. Berrios | EVP & Chief Operating Officer | 17,038 | 0.14% | Mar 4, 2026 |
| Norman Scott | SVP and Chief Credit Officer | 12,532 | 0.10% | Mar 4, 2026 |
| Gerald David Bonnar | SVP, Controller, CAO & PAO | 14,489 | 0.12% | Mar 4, 2026 |
| Frederik F. Erikson | EVP & General Counsel | 11,823 | 0.10% | Mar 4, 2026 |
| Dale C. Fredston | Director | 14,668 | 0.12% | Sep 18, 2026 |
| Robert C. Patent | Director | 76,185 | 0.61% | Aug 12, 2026 |
| Harvey Gutman | Director | 18,243 | 0.15% | Jun 1, 2026 |
| Chaya Pamula | Director | 11,513 | 0.09% | Jan 27, 2026 |
| Maria F. Ramirez | Director | 35,557 | 0.29% | Jan 27, 2026 |
| Terence J. Mitchell | Director | 15,730 | 0.13% | Jan 27, 2026 |
| David J. Gold | Director | 29,731 | 0.24% | Jan 27, 2026 |
| George J. Wolf Jr | Director | 28,495 | 0.23% | Jan 27, 2026 |
| William Reinhardt | Director | 23,780 | 0.19% | Jan 27, 2026 |
| Anthony J. Fabiano | Director | 15,180 | 0.12% | Jan 27, 2026 |
| Katrina Robinson | Director | 7,500 | 0.06% | Jan 27, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Dale C. Fredston Director | Sep 17, 2026 | Sale | −2,000 | $89.09 | $178.18K | 14,668 |
| Robert C. Patent Director | Aug 10, 2026 | Sale | −10,000 | $92.29 | $922.90K | 76,185 |
| Daniel F. Dougherty EVP & Chief Financial Officer | Jul 23, 2026 | Buy | +1,000 | $89.98 | $89.98K | 33,197 |
| Nick Rosenberg Executive Vice President | Jul 1, 2026 | Sale(10b5-1 plan) | −1,807 | $100.43 | $181.48K | 22,202 |
| Nick Rosenberg Executive Vice President | Jun 30, 2026 | Sale(10b5-1 plan) | −90 | $100.03 | $9.00K | 24,009 |
| Nick Rosenberg Executive Vice President | Jun 29, 2026 | Sale(10b5-1 plan) | −90 | $100.06 | $9.01K | 24,099 |
| Nick Rosenberg Executive Vice President | Jun 26, 2026 | Sale(10b5-1 plan) | −263 | $100.01 | $26.30K | 24,189 |
| Robert C. Patent Director | Jun 12, 2026 | Sale | −10,000 | $96.41 | $964.10K | 86,185 |
| Robert C. Patent Director | Jun 4, 2026 | Sale | −5,000 | $90.21 | $451.05K | 96,185 |
| Harvey Gutman Director | May 29, 2026 | Sale | −3,000 | $89.58 | $268.74K | 18,243 |
| Mark R. DeFazio President and CEO, Director | Mar 28, 2026 | Tax withholding | −6,050 | $80.65 | $487.93K | 150,583 |
| Scott Lublin EVP and Chief Lending Officer | Mar 28, 2026 | Tax withholding | −3,025 | $80.65 | $243.97K | 57,905 |
| Daniel F. Dougherty EVP & Chief Financial Officer | Mar 10, 2026 | Buy | +1,000 | $79.95 | $79.95K | 32,197 |
| Nick Rosenberg Executive Vice President | Mar 2, 2026 | Tax withholding | −5,628 | $84.15 | $473.60K | 24,452 |
| Nick Rosenberg Executive Vice President | Mar 2, 2026 | Award | +4,241 | – | – | 30,080 |
| Gregory Gaare SVP & Chief Risk Officer | Mar 2, 2026 | Award | +2,414 | – | – | 5,217 |
| Gregory Gaare SVP & Chief Risk Officer | Mar 2, 2026 | Tax withholding | −342 | $84.15 | $28.78K | 4,875 |
| Gerald David Bonnar SVP, Controller, CAO & PAO | Mar 2, 2026 | Award | +2,153 | – | – | 14,489 |
| Gerald David Bonnar SVP, Controller, CAO & PAO | Mar 2, 2026 | Tax withholding | −1,099 | $84.15 | $92.48K | 13,390 |
| Daniel F. Dougherty EVP & Chief Financial Officer | Mar 2, 2026 | Tax withholding | −1,631 | $84.15 | $137.25K | 31,197 |
| Daniel F. Dougherty EVP & Chief Financial Officer | Mar 2, 2026 | Award | +5,487 | – | – | 32,828 |
| Dixiana M. Berrios EVP & Chief Operating Officer | Mar 2, 2026 | Award | +3,432 | – | – | 17,038 |
| Dixiana M. Berrios EVP & Chief Operating Officer | Mar 2, 2026 | Returned to company | −1,418 | $84.15 | $119.32K | 15,620 |
| Norman Scott SVP and Chief Credit Officer | Mar 2, 2026 | Tax withholding | −2,310 | $84.15 | $194.39K | 12,532 |
| Norman Scott SVP and Chief Credit Officer | Mar 2, 2026 | Award | +2,296 | – | – | 14,842 |
| Laura Capra EVP, Head of Retail Banking | Mar 2, 2026 | Award | +4,650 | – | – | 42,694 |
| Laura Capra EVP, Head of Retail Banking | Mar 2, 2026 | Tax withholding | −1,705 | $84.15 | $143.48K | 40,989 |
| Frederik F. Erikson EVP & General Counsel | Mar 2, 2026 | Tax withholding | −661 | $84.15 | $55.62K | 11,823 |
| Frederik F. Erikson EVP & General Counsel | Mar 2, 2026 | Award | +4,536 | – | – | 12,484 |
| Mark R. DeFazio President and CEO, Director | Mar 2, 2026 | Award | +6,688 | – | – | 136,078 |
| Mark R. DeFazio President and CEO, Director | Mar 2, 2026 | Award | +30,000 | – | – | 166,078 |
| Mark R. DeFazio President and CEO, Director | Mar 2, 2026 | Tax withholding | −9,445 | $84.15 | $794.80K | 156,633 |
| Scott Lublin EVP and Chief Lending Officer | Mar 2, 2026 | Award | +5,443 | – | – | 64,224 |
| Scott Lublin EVP and Chief Lending Officer | Mar 2, 2026 | Tax withholding | −3,294 | $84.15 | $277.19K | 60,930 |
| Mark R. DeFazio President and CEO, Director | Feb 27, 2026 | Award | +35,205 | – | – | 129,390 |
| Scott Lublin EVP and Chief Lending Officer | Feb 27, 2026 | Award | +17,602 | – | – | 58,781 |
| Mark R. DeFazio President and CEO, Director | Feb 25, 2026 | Award | +5,882 | $85.00 | $499.97K | 5,882 |
| George J. Wolf Jr Director | Jan 27, 2026 | Gift | −1,720 | – | – | 28,495 |
| William Reinhardt Director | Jan 23, 2026 | Award | +2,500 | – | – | 23,780 |
| Katrina Robinson Director | Jan 23, 2026 | Award | +2,500 | – | – | 7,500 |
| Harvey Gutman Director | Jan 23, 2026 | Award | +2,500 | – | – | 21,243 |
| Chaya Pamula Director | Jan 23, 2026 | Award | +2,500 | – | – | 11,513 |
| Terence J. Mitchell Director | Jan 23, 2026 | Award | +2,500 | – | – | 15,730 |
| Anthony J. Fabiano Director | Jan 23, 2026 | Award | +2,500 | – | – | 15,180 |
| George J. Wolf Jr Director | Jan 23, 2026 | Award | +2,500 | – | – | 30,215 |
| David J. Gold Director | Jan 23, 2026 | Award | +2,500 | – | – | 29,731 |
| Dale C. Fredston Director | Jan 23, 2026 | Award | +2,500 | – | – | 16,668 |
| Maria F. Ramirez Director | Jan 23, 2026 | Award | +2,500 | – | – | 34,557 |
| Robert C. Patent Director | Jan 23, 2026 | Sale | −912 | $90.04 | $82.12K | 87,773 |
| Robert C. Patent Director | Jan 23, 2026 | Sale | −1,433 | $92.14 | $132.04K | 86,340 |
| Robert C. Patent Director | Jan 23, 2026 | Sale | −2,100 | $93.36 | $196.06K | 84,240 |
| Robert C. Patent Director | Jan 23, 2026 | Award | +2,500 | – | – | 86,740 |
| Robert C. Patent Director | Jan 22, 2026 | Sale | −4,588 | $95.28 | $437.14K | 89,099 |
| Robert C. Patent Director | Jan 22, 2026 | Sale | −414 | $96.16 | $39.81K | 88,685 |
| Robert C. Patent Director | Jan 22, 2026 | Sale | −4,998 | $94.64 | $473.01K | 93,687 |
| Nick Rosenberg Executive Vice President | Jan 21, 2026 | Sale(10b5-1 plan) | −1,250 | $90.21 | $112.76K | 25,839 |
| Nick Rosenberg Executive Vice President | Dec 10, 2025 | Sale(10b5-1 plan) | −625 | $80.41 | $50.26K | 27,089 |
| Anthony J. Fabiano Director | Oct 30, 2025 | Buy | +147 | $67.87 | $9.98K | 12,680 |
| Frederik F. Erikson EVP & General Counsel | Oct 27, 2025 | Buy | +20 | $68.65 | $1.37K | 7,948 |
| Daniel F. Dougherty EVP & Chief Financial Officer | Oct 27, 2025 | Buy | +1,000 | $71.66 | $71.66K | 27,341 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
5.84%
1M shares short
Days to cover
3.5
At 0M shares a day
Change since last report
-5.1%
From 1M shares
Short volume, 20 days
48.3%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Metropolitan Bank's stock actually held short. Settlement fails (shares not delivered on time) peaked at 1,729 shares on Oct 1, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Dale C. Fredston Director | Sep 17, 2026 | 2,000 | $178.64K | Sep 17, 2026 | Payment For Services Rendered |
| Robert C. Patent Director | Aug 10, 2026 | 10,000 | $928.60K | Aug 10, 2026 | Received as BOD member |
| Nick Rosenberg Officer | Jun 26, 2026 | 4,500 | $438.98K | Jun 26, 2026 | Executive compensation |
| Robert C. Patent Director | Jun 12, 2026 | 10,000 | $968.70K | Jun 12, 2026 | Received as BOD member |
| Norman Scott Affiliate | Jun 8, 2026 | 2,000 | $184.01K | Jun 8, 2026 | RSU Vesting |
| Robert C. Patent Director | Jun 4, 2026 | 5,000 | $442.70K | Jun 4, 2026 | Received as BOD member |
| Harvey Gutman Affiliate | May 29, 2026 | 3,000 | $268.75K | May 29, 2026 | RSU Vesting |
| Robert C. Patent Director | Jan 23, 2026 | 4,445 | $422.05K | Jan 23, 2026 | Open Market Purchase |
| Robert C. Patent Director | Jan 22, 2026 | 10,000 | $916.10K | Jan 22, 2026 | Open Market Purchase |
| Nick Rosenberg Officer | Jan 21, 2026 | 3,500 | $278.71K | Jan 21, 2026 | Executive compensation |
| Scott Lublin Officer | Oct 20, 2025 | 5,000 | $371.79K | Oct 20, 2025 | Restricted Stock Vesting |
| Nick Rosenberg Officer | Sep 17, 2025 | 3,750 | $290.48K | Sep 17, 2025 | Executive compensation |
| Dale C. Fredston Director | Sep 2, 2025 | 3,000 | $235.53K | Sep 2, 2025 | Stock Award |
| Robert C. Patent Director | Aug 27, 2025 | 5,000 | $395.55K | Aug 27, 2025 | Received as Board of Director member |
| Robert C. Patent Director | Aug 19, 2025 | 5,000 | $363.70K | Aug 19, 2025 | Received as Board of Director member |
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