Futu Holdings Ltd (FUTU) shareholders
Close on Nov 13, 2026Market cap $13.42BP/E 9.4Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Leaf Hua Li Joint filing with Lera Ultimate Limited (27.50%), Lera Infinity Limited (9.20%) | 403,836,568 | 36.60% | 13G (passive) amendment | Dec 31, 2023 |
| Tencent Holdings Limited Joint filing with Huang River Investment Limited (17.30%), Image Frame Investment (HK) Limited (9.50%) | 226,773,502 | 26.30% | 13G (passive) amendment | Sep 27, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FUTU | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Aspex Management (HK) Ltd | 4,572,746 | 0.41% | $428.65M | – | 4.82% |
| Citigroup Inc | 3,679,236 | 0.33% | $344.89M | +1,762,532 | 0.11% |
| Bank Of America Corp /De/ | 3,044,995 | 0.27% | $285.44M | +2,722,449 | 0.02% |
| BlackRock, Inc. | 2,887,390 | 0.26% | $270.66M | −381,484 | 0.00% |
| Morgan Stanley | 1,781,923 | 0.16% | $167.04M | +514,430 | 0.01% |
| Hhlr Advisors, Ltd. | 1,768,283 | 0.16% | $165.76M | +348,800 | 19.92% |
| Goldman Sachs Group Inc | 1,753,961 | 0.16% | $164.42M | +400,897 | 0.01% |
| UBS Asset Management Americas Inc | 1,715,691 | 0.15% | $160.83M | +1,712,927 | 0.03% |
| Greenwich Wealth Management LLC | 1,500,000 | 0.13% | $140.61M | +274,000 | 5.13% |
| First Beijing Investment Ltd | 1,379,102 | 0.12% | $129.28M | New | 5.29% |
| Assenagon Asset Management S.A. | 1,313,726 | 0.12% | $123.15M | New | 0.08% |
| UBS Group AG | 1,168,494 | 0.10% | $109.53M | +495,425 | 0.01% |
| Greenwoods Asset Management Hong Kong Ltd. | 1,093,634 | 0.10% | $102.52M | +97,286 | 4.69% |
| State Street Corp | 1,024,955 | 0.09% | $96.08M | −189,784 | 0.00% |
| Capital International Investors | 888,482 | 0.08% | $83.29M | −57,303 | 0.02% |
| HSG Holding Ltd | 740,352 | 0.07% | $69.40M | – | 5.58% |
| Geode Capital Management, LLC | 578,641 | 0.05% | $53.64M | −56,298 | 0.00% |
| Tredje AP-fonden | 532,495 | 0.05% | $49.92M | −4,623 | 0.23% |
| Quinn Opportunity Partners LLC | 519,149 | 0.05% | $48.67M | +503,149 | 2.26% |
| Price T Rowe Associates Inc /Md/ | 490,476 | 0.04% | $45.98M | −715,777 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 320 | 45M | 4.1% | 48 / 110 | 125 / 94 | 16M | 12M |
| Q1 2026 | 371 | 42M | 3.7% | 45 / 154 | 137 / 77 | 10M | 10M |
| Q4 2025 | 406 | 42M | 3.7% | 67 / 141 | 155 / 43 | 6M | 9M |
| Q3 2025 | 388 | 45M | 4.0% | 95 / 153 | 110 / 40 | 15M | 10M |
| Q2 2025 | 336 | 40M | 3.5% | 65 / 134 | 102 / 47 | 8M | 9M |
| Q1 2025 | 324 | 40M | 3.6% | 67 / 108 | 118 / 33 | 13M | 7M |
| Q4 2024 | 293 | 35M | 3.1% | 65 / 114 | 83 / 39 | 10M | 10M |
| Q3 2024 | 268 | 35M | 3.1% | 57 / 91 | 86 / 40 | 11M | 6M |
| Q2 2024 | 253 | 33M | 2.9% | 59 / 98 | 70 / 25 | 8M | 7M |
| Q1 2024 | 224 | 32M | 2.8% | 40 / 85 | 65 / 45 | 9M | 5M |
| Q4 2023 | 231 | 29M | 2.6% | 50 / 81 | 73 / 33 | 7M | 8M |
| Q3 2023 | 217 | 29M | 2.6% | 59 / 70 | 59 / 19 | 7M | 9M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
199 funds held FUTU in Q1 2026, 17% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Hua Li | Chief Executive Officer, Director, 10% owner | 50,000,000 | 4.46% | Mar 17, 2026 |
| Li Xu | Senior Vice President | 280,000 | 0.02% | Jun 23, 2026 |
| Yu Chen | Chief Financial Officer | 887,600 | 0.08% | Mar 17, 2026 |
| Pui Man Brenda Tam | Director | – | – | Mar 18, 2026 |
| Li Haixiang | Director | – | – | Mar 18, 2026 |
| Shan Lu | Director | – | – | Mar 17, 2026 |
| Jie Zhang | Director | 2,096,000 | 0.19% | Mar 17, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Li Xu Senior Vice President | Jun 23, 2026 | Award | +40,000 | – | – | 280,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Futu's stock actually held short. Settlement fails (shares not delivered on time) peaked at 37,594 shares on Aug 26, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Li Xu Senior Vice President | Jun 18, 2025 | 94,000 | $11.44M | Jun 18, 2025 | Share Incentive Plan |
| Li Xu Senior Vice President | Dec 12, 2024 | 144,311 | $12.02M | Dec 9, 2024 | Share Incentive Plan |
| Li Xu Senior Vice President | Dec 9, 2024 | 144,311 | $12.02M | Dec 9, 2024 | Share Incentive Plan |
| Huang River Investment Limited Shareholder | Sep 26, 2024 | 20,645,160 | $200.00M | Sep 26, 2024 | Internal allocation between affiliates |
| Jie Zhang Director | Jun 3, 2024 | 28,000 | $2.13M | Jun 5, 2024 | Share Incentive Plan |
| Jie Zhang Director | Sep 15, 2023 | 150,000 | $9.00M | Sep 18, 2023 | Share Incentive Plan |
| Jie Zhang Director | Sep 15, 2023 | 150,000 | $9.00M | Sep 18, 2023 | Share Incentive Plan |
| Jie Zhang Director | Jun 14, 2023 | 8,800 | $449.04K | Jun 29, 2022 | Share Incentive Plan |
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