FIDUS INVESTMENT Corp (FDUS) shareholders
FDUSNasdaqFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 5, 2026Score 7/3034% below fair value
$19.41+0.09 (+0.47%)
Close on Nov 13, 2026Market cap $736.69MP/E 9.3Yield 11.08%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
22.8%
9M of 38M shares
Institutional holders
134
15 new, 22 sold out
Net institutional buying
-1M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FDUS | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 929,242 | 2.45% | $17.72M | +216,180 | 0.01% |
| Raymond James Financial Inc | 829,588 | 2.19% | $15.82M | +25,196 | 0.00% |
| UBS Group AG | 499,624 | 1.32% | $9.53M | +76,732 | 0.00% |
| Baird Financial Group, Inc. | 416,390 | 1.10% | $7.94M | +9,964 | 0.01% |
| Muzinich & Co., Inc. | 368,298 | 0.97% | $7.02M | +19,987 | 2.40% |
| Legal & General Group Plc | 310,317 | 0.82% | $5.92M | +25,857 | 0.00% |
| Morgan Stanley | 302,643 | 0.80% | $5.77M | +8,476 | 0.00% |
| Qube Research & Technologies Ltd | 230,205 | 0.61% | $4.39M | +126,804 | 0.00% |
| Sumitomo Mitsui Trust Holdings, Inc. | 230,108 | 0.61% | $4.39M | +16,723 | 0.00% |
| Franklin Resources Inc | 224,978 | 0.59% | $4.29M | +72,699 | 0.00% |
| Novare Capital Management LLC | 219,069 | 0.58% | $4.18M | +12,955 | 0.30% |
| PFG Advisors | 205,088 | 0.54% | $3.91M | +17,399 | 0.20% |
| Two Sigma Investments, LP | 194,900 | 0.51% | $3.72M | −78,809 | 0.00% |
| BlackRock, Inc. | 138,053 | 0.36% | $2.63M | −3,283 | 0.00% |
| Ethos Financial Group, LLC | 130,999 | 0.35% | $2.50M | −7,174 | 0.17% |
| Plan Group Financial, LLC | 125,520 | 0.33% | $2.39M | +26,718 | 0.49% |
| Beacon Pointe Advisors, LLC | 111,853 | 0.29% | $2.13M | +72,850 | 0.01% |
| Riverbridge Partners LLC | 110,869 | 0.29% | $2.11M | +984 | 0.06% |
| Marshall Wace, Llp | 110,489 | 0.29% | $2.11M | New | 0.00% |
| Capital Investment Advisory Services, LLC | 106,974 | 0.28% | $2.04M | +1,854 | 0.13% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 134 | 9M | 22.8% | 15 / 52 | 35 / 22 | 1M | 3M |
| Q1 2026 | 142 | 10M | 26.1% | 20 / 48 | 38 / 24 | 1M | 1M |
| Q4 2025 | 149 | 10M | 26.5% | 32 / 48 | 35 / 11 | 2M | 1M |
| Q3 2025 | 130 | 10M | 25.3% | 20 / 46 | 35 / 8 | 1M | 1M |
| Q2 2025 | 121 | 9M | 23.9% | 17 / 55 | 27 / 16 | 1M | 1M |
| Q1 2025 | 121 | 9M | 23.3% | 20 / 51 | 30 / 11 | 1M | 1M |
| Q4 2024 | 112 | 8M | 21.0% | 20 / 46 | 28 / 15 | 2M | 1M |
| Q3 2024 | 111 | 8M | 20.2% | 13 / 47 | 36 / 16 | 1M | 1M |
| Q2 2024 | 115 | 8M | 20.6% | 14 / 41 | 35 / 7 | 1M | 1M |
| Q1 2024 | 109 | 8M | 21.7% | 14 / 39 | 33 / 21 | 1M | 2M |
| Q4 2023 | 117 | 9M | 24.4% | 15 / 48 | 30 / 5 | 3M | 0M |
| Q3 2023 | 107 | 7M | 18.4% | 21 / 42 | 18 / 3 | 2M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
6 funds held FDUS in Q2 2026, 100% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of FDUS | Value | % of fund | As of |
|---|---|---|---|---|---|
| VanEck BDC Income ETF | 767,552 | 2.02% | $14.64M | 0.90% | Jun 30, 2026 |
| Putnam BDC Income ETF | 219,256 | 0.58% | $4.33M | 1.53% | Jul 31, 2026 |
| Virtus Private Credit Strategy ETF | 22,003 | 0.06% | $434.34K | 1.43% | Jul 31, 2026 |
| Small Cap Core Fund | 6,167 | 0.02% | $117.60K | 0.03% | Jun 30, 2026 |
| WHITEWOLF Publicly Listed Private Equity ETF | 237 | 0.00% | $4.68K | 0.07% | Jul 31, 2026 |
| Tiff Multi-Asset Fund | -6,851 | -0.02% | -$130.65K | -0.01% | Jun 30, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Edward H. Ross See Remarks, Director | Apr 20, 2020 | Inheritance | +333 | – | – | 177,788 |
| Charles D. Hyman Director | Mar 13, 2020 | Buy | +2,000 | $9.84 | $19.68K | 25,200 |
| Edward X. Tune Director | Mar 12, 2020 | Buy | +3,000 | $9.43 | $28.29K | 6,000 |
| Shelby E. Sherard See Remarks | Mar 12, 2020 | Buy | +5,000 | $9.36 | $46.80K | 31,660 |
| Raymond L. Anstiss Jr. Director | Mar 12, 2020 | Buy | +1,500 | $9.00 | $13.50K | 10,500 |
| Edward H. Ross See Remarks, Director | Mar 12, 2020 | Buy | +4,000 | $9.31 | $37.24K | 177,455 |
| Thomas Charles Lauer President, Director | Mar 11, 2020 | Buy | +2,000 | $11.45 | $22.90K | 81,600 |
| Raymond L. Anstiss Jr. Director | Mar 11, 2020 | Buy | +6,150 | $11.66 | $71.71K | 11,396 |
| Edward H. Ross See Remarks, Director | Mar 10, 2020 | Buy | +2,000 | $11.81 | $23.62K | 173,455 |
| Shelby E. Sherard See Remarks | Mar 9, 2020 | Buy | +3,850 | $12.99 | $50.01K | 24,560 |
| Shelby E. Sherard See Remarks | Mar 9, 2020 | Buy | +2,100 | $11.99 | $25.18K | 26,660 |
| Thomas Charles Lauer President, Director | Mar 9, 2020 | Buy | +5,000 | $12.40 | $62.00K | 79,600 |
| Shelby E. Sherard See Remarks | Aug 8, 2019 | Buy | +1,750 | $14.25 | $24.94K | 20,710 |
| Shelby E. Sherard See Remarks | Aug 7, 2019 | Buy | +1,350 | $14.40 | $19.44K | 18,960 |
| Raymond L. Anstiss Jr. Director | Aug 6, 2019 | Buy | +1,000 | $14.65 | $14.65K | 9,000 |
| Raymond L. Anstiss Jr. Director | Jun 3, 2019 | Buy | +1,740 | $15.93 | $27.72K | 8,000 |
| Raymond L. Anstiss Jr. Director | Jun 3, 2019 | Buy | +1,000 | $15.97 | $15.97K | 6,260 |
| Raymond L. Anstiss Jr. Director | May 13, 2019 | Buy | +1,750 | $16.00 | $28.00K | 4,760 |
| Raymond L. Anstiss Jr. Director | May 13, 2019 | Buy | +500 | $15.99 | $8.00K | 5,260 |
| Shelby E. Sherard See Remarks | Dec 6, 2018 | Buy | +3,675 | $13.60 | $49.98K | 17,610 |
| Shelby E. Sherard See Remarks | Mar 9, 2018 | Buy | +2,186 | $12.75 | $27.87K | 13,935 |
| Thomas Charles Lauer President, Director | Mar 8, 2018 | Buy | +4,000 | $12.80 | $51.20K | 74,600 |
| Shelby E. Sherard See Remarks | Mar 8, 2018 | Buy | +1,314 | $12.75 | $16.75K | 11,749 |
| Charles D. Hyman Director | Mar 8, 2018 | Buy | +1,500 | $12.79 | $19.19K | 23,200 |
| Shelby E. Sherard See Remarks | Mar 7, 2018 | Buy | +7,000 | $13.10 | $91.70K | 10,435 |
| Edward H. Ross See Remarks, Director | Mar 7, 2018 | Buy | +3,500 | $13.18 | $46.13K | 171,455 |
| Thomas Charles Lauer Director | Aug 24, 2015 | Buy | +100 | $7.49 | $749 | 70,600 |
| Shelby E. Sherard Chief Financial Officer | Aug 21, 2015 | Buy | +3,435 | $14.50 | $49.81K | 3,435 |
| Charles D. Hyman Director | Dec 4, 2014 | Buy | +1,700 | $15.11 | $25.69K | 21,700 |
| Thomas Charles Lauer Director | Dec 1, 2014 | Buy | +1,500 | $16.11 | $24.17K | 70,500 |
| John A. Mazzarino Director | Nov 24, 2014 | Buy | +3,658 | $16.58 | $60.65K | 10,000 |
| John A. Mazzarino Director | Nov 24, 2014 | Buy | +5,600 | $16.58 | $92.85K | 6,342 |
| John A. Mazzarino Director | Nov 24, 2014 | Buy | +742 | $16.50 | $12.24K | 742 |
| Charles D. Hyman Director | May 14, 2014 | Buy | +2,000 | $16.99 | $33.98K | 20,000 |
| Cary L. Schaefer CFO, CCO & Secretary | Aug 16, 2013 | Buy | +2,110 | $18.95 | $39.98K | 25,755 |
| Thomas Charles Lauer Director | Nov 9, 2012 | Buy | +1,202 | $15.30 | $18.39K | 69,000 |
| Cary L. Schaefer CFO, CCO & Secretary | Nov 8, 2012 | Buy | +2,000 | $15.43 | $30.86K | 22,695 |
| Edward H. Ross Chairman of the Board and CEO, Director | Nov 8, 2012 | Buy | +2,000 | $15.39 | $30.78K | 167,955 |
| Charles D. Hyman Director | Aug 8, 2012 | Buy | +1,495 | $15.36 | $22.96K | 18,000 |
| Raymond L. Anstiss Jr. Director | May 10, 2012 | Buy | +1,500 | $13.64 | $20.46K | 3,010 |
| Raymond L. Anstiss Jr. Director | May 10, 2012 | Buy | +1,800 | $13.66 | $24.59K | 5,133 |
| Raymond L. Anstiss Jr. Director | May 10, 2012 | Buy | +1,250 | $13.67 | $17.09K | 2,000 |
| Raymond L. Anstiss Jr. Director | May 10, 2012 | Buy | +1,250 | $13.79 | $17.24K | 2,000 |
| Thomas Charles Lauer Director | Mar 15, 2012 | Buy | +1,500 | $13.50 | $20.25K | 67,798 |
| Cary L. Schaefer CFO, CCO & Secretary | Mar 14, 2012 | Buy | +1,500 | $13.74 | $20.61K | 20,295 |
| Edward H. Ross Chairman of the Board and CEO, Director | Mar 14, 2012 | Buy | +2,000 | $13.79 | $27.58K | 161,504 |
| Charles D. Hyman Director | Mar 12, 2012 | Buy | +1,500 | $13.80 | $20.70K | 16,505 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 7, 2012 | Sale | −7,700 | $13.70 | $105.49K | 942,297 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 6, 2012 | Sale | −4,400 | $13.65 | $60.06K | 949,997 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 3, 2012 | Sale | −5,705 | $13.73 | $78.33K | 954,397 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 2, 2012 | Sale | −3,382 | $13.60 | $46.00K | 960,102 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 1, 2012 | Sale | −22,116 | $13.56 | $299.89K | 963,484 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 31, 2012 | Sale | −15,244 | $13.64 | $207.93K | 985,600 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 30, 2012 | Sale | −3,599 | $13.61 | $48.98K | 1,000,844 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 27, 2012 | Sale | −7,970 | $14.00 | $111.58K | 1,004,443 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 26, 2012 | Sale | −4,432 | $13.87 | $61.47K | 1,012,413 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 25, 2012 | Sale | −19,287 | $13.94 | $268.86K | 1,016,845 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 24, 2012 | Sale | −21,168 | $13.92 | $294.66K | 1,036,132 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 23, 2012 | Sale | −12,681 | $13.83 | $175.38K | 1,057,300 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 20, 2012 | Sale | −25,819 | $13.67 | $352.95K | 1,069,981 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
4.21%
2M shares short
Days to cover
7.5
At 0M shares a day
Change since last report
-5.3%
From 2M shares
Short volume, 20 days
49.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Fidus Investment's stock actually held short. Settlement fails (shares not delivered on time) peaked at 11,590 shares on Aug 18, 2026 over the last 90 days.
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