FDUSNasdaqFiscal year ends December 31
FIDUS INVESTMENT Corp
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 6, 2026
$18.56−0.42 (-2.21%)
Close on Oct 19, 2026
- Market cap
- $704.43M
- P/E (TTM)
- 8.6
- Dividend yield
- 11.58%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
22.8%
9M of 38M shares
Institutional holders
134
15 new, 22 sold out
Net institutional buying
-1M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FDUS | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 929,242 | 2.45% | $17.72M | +216,180 | 0.01% |
| Raymond James Financial Inc | 829,588 | 2.19% | $15.82M | +25,196 | 0.00% |
| UBS Group AG | 499,624 | 1.32% | $9.53M | +76,732 | 0.00% |
| Baird Financial Group, Inc. | 416,390 | 1.10% | $7.94M | +9,964 | 0.01% |
| Muzinich & Co., Inc. | 368,298 | 0.97% | $7.02M | +19,987 | 2.40% |
| Legal & General Group Plc | 310,317 | 0.82% | $5.92M | +25,857 | 0.00% |
| Morgan Stanley | 302,643 | 0.80% | $5.77M | +8,476 | 0.00% |
| Qube Research & Technologies Ltd | 230,205 | 0.61% | $4.39M | +126,804 | 0.00% |
| Sumitomo Mitsui Trust Holdings, Inc. | 230,108 | 0.61% | $4.39M | +16,723 | 0.00% |
| Franklin Resources Inc | 224,978 | 0.59% | $4.29M | +72,699 | 0.00% |
| Novare Capital Management LLC | 219,069 | 0.58% | $4.18M | +12,955 | 0.30% |
| PFG Advisors | 205,088 | 0.54% | $3.91M | +17,399 | 0.20% |
| Two Sigma Investments, LP | 194,900 | 0.51% | $3.72M | −78,809 | 0.00% |
| BlackRock, Inc. | 138,053 | 0.36% | $2.63M | −3,283 | 0.00% |
| Ethos Financial Group, LLC | 130,999 | 0.35% | $2.50M | −7,174 | 0.17% |
| Plan Group Financial, LLC | 125,520 | 0.33% | $2.39M | +26,718 | 0.49% |
| Beacon Pointe Advisors, LLC | 111,853 | 0.29% | $2.13M | +72,850 | 0.01% |
| Riverbridge Partners LLC | 110,869 | 0.29% | $2.11M | +984 | 0.06% |
| Marshall Wace, Llp | 110,489 | 0.29% | $2.11M | New | 0.00% |
| Capital Investment Advisory Services, LLC | 106,974 | 0.28% | $2.04M | +1,854 | 0.13% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 134 | 9M | 22.8% | 15 / 52 | 35 / 22 | 1M | 3M |
| Q1 2026 | 142 | 10M | 26.1% | 20 / 48 | 38 / 24 | 1M | 1M |
| Q4 2025 | 149 | 10M | 26.5% | 32 / 48 | 35 / 11 | 2M | 1M |
| Q3 2025 | 130 | 10M | 25.3% | 20 / 46 | 35 / 8 | 1M | 1M |
| Q2 2025 | 121 | 9M | 23.9% | 17 / 55 | 27 / 16 | 1M | 1M |
| Q1 2025 | 121 | 9M | 23.3% | 20 / 51 | 30 / 11 | 1M | 1M |
| Q4 2024 | 112 | 8M | 21.0% | 20 / 46 | 28 / 15 | 2M | 1M |
| Q3 2024 | 111 | 8M | 20.2% | 13 / 47 | 36 / 16 | 1M | 1M |
| Q2 2024 | 115 | 8M | 20.6% | 14 / 41 | 35 / 7 | 1M | 1M |
| Q1 2024 | 109 | 8M | 21.7% | 14 / 39 | 33 / 21 | 1M | 2M |
| Q4 2023 | 117 | 9M | 24.4% | 15 / 48 | 30 / 5 | 3M | 0M |
| Q3 2023 | 107 | 7M | 18.4% | 21 / 42 | 18 / 3 | 2M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of FDUS | Value | % of fund | As of |
|---|---|---|---|---|---|
| VanEck BDC Income ETF | 767,552 | 2.02% | $14.64M | 0.90% | Jun 30, 2026 |
| Putnam BDC Income ETF | 219,256 | 0.58% | $4.33M | 1.53% | Jul 31, 2026 |
| Virtus Private Credit Strategy ETF | 22,003 | 0.06% | $434.34K | 1.43% | Jul 31, 2026 |
| Small Cap Core Fund | 6,167 | 0.02% | $117.60K | 0.03% | Jun 30, 2026 |
| WHITEWOLF Publicly Listed Private Equity ETF | 237 | 0.00% | $4.68K | 0.07% | Jul 31, 2026 |
| Tiff Multi-Asset Fund | -6,851 | -0.02% | -$130.65K | -0.01% | Jun 30, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Edward H. Ross See Remarks, Director | Apr 20, 2020 | Inheritance | +333 | – | – | 177,788 |
| Charles D. Hyman Director | Mar 13, 2020 | Buy | +2,000 | $9.84 | $19.68K | 25,200 |
| Edward X. Tune Director | Mar 12, 2020 | Buy | +3,000 | $9.43 | $28.29K | 6,000 |
| Shelby E. Sherard See Remarks | Mar 12, 2020 | Buy | +5,000 | $9.36 | $46.80K | 31,660 |
| Raymond L. Anstiss Jr. Director | Mar 12, 2020 | Buy | +1,500 | $9.00 | $13.50K | 10,500 |
| Edward H. Ross See Remarks, Director | Mar 12, 2020 | Buy | +4,000 | $9.31 | $37.24K | 177,455 |
| Thomas Charles Lauer President, Director | Mar 11, 2020 | Buy | +2,000 | $11.45 | $22.90K | 81,600 |
| Raymond L. Anstiss Jr. Director | Mar 11, 2020 | Buy | +6,150 | $11.66 | $71.71K | 11,396 |
| Edward H. Ross See Remarks, Director | Mar 10, 2020 | Buy | +2,000 | $11.81 | $23.62K | 173,455 |
| Shelby E. Sherard See Remarks | Mar 9, 2020 | Buy | +3,850 | $12.99 | $50.01K | 24,560 |
| Shelby E. Sherard See Remarks | Mar 9, 2020 | Buy | +2,100 | $11.99 | $25.18K | 26,660 |
| Thomas Charles Lauer President, Director | Mar 9, 2020 | Buy | +5,000 | $12.40 | $62.00K | 79,600 |
| Shelby E. Sherard See Remarks | Aug 8, 2019 | Buy | +1,750 | $14.25 | $24.94K | 20,710 |
| Shelby E. Sherard See Remarks | Aug 7, 2019 | Buy | +1,350 | $14.40 | $19.44K | 18,960 |
| Raymond L. Anstiss Jr. Director | Aug 6, 2019 | Buy | +1,000 | $14.65 | $14.65K | 9,000 |
| Raymond L. Anstiss Jr. Director | Jun 3, 2019 | Buy | +1,740 | $15.93 | $27.72K | 8,000 |
| Raymond L. Anstiss Jr. Director | Jun 3, 2019 | Buy | +1,000 | $15.97 | $15.97K | 6,260 |
| Raymond L. Anstiss Jr. Director | May 13, 2019 | Buy | +1,750 | $16.00 | $28.00K | 4,760 |
| Raymond L. Anstiss Jr. Director | May 13, 2019 | Buy | +500 | $15.99 | $8.00K | 5,260 |
| Shelby E. Sherard See Remarks | Dec 6, 2018 | Buy | +3,675 | $13.60 | $49.98K | 17,610 |
| Shelby E. Sherard See Remarks | Mar 9, 2018 | Buy | +2,186 | $12.75 | $27.87K | 13,935 |
| Thomas Charles Lauer President, Director | Mar 8, 2018 | Buy | +4,000 | $12.80 | $51.20K | 74,600 |
| Shelby E. Sherard See Remarks | Mar 8, 2018 | Buy | +1,314 | $12.75 | $16.75K | 11,749 |
| Charles D. Hyman Director | Mar 8, 2018 | Buy | +1,500 | $12.79 | $19.19K | 23,200 |
| Shelby E. Sherard See Remarks | Mar 7, 2018 | Buy | +7,000 | $13.10 | $91.70K | 10,435 |
| Edward H. Ross See Remarks, Director | Mar 7, 2018 | Buy | +3,500 | $13.18 | $46.13K | 171,455 |
| Thomas Charles Lauer Director | Aug 24, 2015 | Buy | +100 | $7.49 | $749 | 70,600 |
| Shelby E. Sherard Chief Financial Officer | Aug 21, 2015 | Buy | +3,435 | $14.50 | $49.81K | 3,435 |
| Charles D. Hyman Director | Dec 4, 2014 | Buy | +1,700 | $15.11 | $25.69K | 21,700 |
| Thomas Charles Lauer Director | Dec 1, 2014 | Buy | +1,500 | $16.11 | $24.17K | 70,500 |
| John A. Mazzarino Director | Nov 24, 2014 | Buy | +3,658 | $16.58 | $60.65K | 10,000 |
| John A. Mazzarino Director | Nov 24, 2014 | Buy | +5,600 | $16.58 | $92.85K | 6,342 |
| John A. Mazzarino Director | Nov 24, 2014 | Buy | +742 | $16.50 | $12.24K | 742 |
| Charles D. Hyman Director | May 14, 2014 | Buy | +2,000 | $16.99 | $33.98K | 20,000 |
| Cary L. Schaefer CFO, CCO & Secretary | Aug 16, 2013 | Buy | +2,110 | $18.95 | $39.98K | 25,755 |
| Thomas Charles Lauer Director | Nov 9, 2012 | Buy | +1,202 | $15.30 | $18.39K | 69,000 |
| Cary L. Schaefer CFO, CCO & Secretary | Nov 8, 2012 | Buy | +2,000 | $15.43 | $30.86K | 22,695 |
| Edward H. Ross Chairman of the Board and CEO, Director | Nov 8, 2012 | Buy | +2,000 | $15.39 | $30.78K | 167,955 |
| Charles D. Hyman Director | Aug 8, 2012 | Buy | +1,495 | $15.36 | $22.96K | 18,000 |
| Raymond L. Anstiss Jr. Director | May 10, 2012 | Buy | +1,500 | $13.64 | $20.46K | 3,010 |
| Raymond L. Anstiss Jr. Director | May 10, 2012 | Buy | +1,800 | $13.66 | $24.59K | 5,133 |
| Raymond L. Anstiss Jr. Director | May 10, 2012 | Buy | +1,250 | $13.67 | $17.09K | 2,000 |
| Raymond L. Anstiss Jr. Director | May 10, 2012 | Buy | +1,250 | $13.79 | $17.24K | 2,000 |
| Thomas Charles Lauer Director | Mar 15, 2012 | Buy | +1,500 | $13.50 | $20.25K | 67,798 |
| Cary L. Schaefer CFO, CCO & Secretary | Mar 14, 2012 | Buy | +1,500 | $13.74 | $20.61K | 20,295 |
| Edward H. Ross Chairman of the Board and CEO, Director | Mar 14, 2012 | Buy | +2,000 | $13.79 | $27.58K | 161,504 |
| Charles D. Hyman Director | Mar 12, 2012 | Buy | +1,500 | $13.80 | $20.70K | 16,505 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 7, 2012 | Sale | −7,700 | $13.70 | $105.49K | 942,297 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 6, 2012 | Sale | −4,400 | $13.65 | $60.06K | 949,997 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 3, 2012 | Sale | −5,705 | $13.73 | $78.33K | 954,397 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 2, 2012 | Sale | −3,382 | $13.60 | $46.00K | 960,102 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Feb 1, 2012 | Sale | −22,116 | $13.56 | $299.89K | 963,484 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 31, 2012 | Sale | −15,244 | $13.64 | $207.93K | 985,600 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 30, 2012 | Sale | −3,599 | $13.61 | $48.98K | 1,000,844 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 27, 2012 | Sale | −7,970 | $14.00 | $111.58K | 1,004,443 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 26, 2012 | Sale | −4,432 | $13.87 | $61.47K | 1,012,413 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 25, 2012 | Sale | −19,287 | $13.94 | $268.86K | 1,016,845 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 24, 2012 | Sale | −21,168 | $13.92 | $294.66K | 1,036,132 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 23, 2012 | Sale | −12,681 | $13.83 | $175.38K | 1,057,300 |
| PineBridge Secondary Partners II GP, L.P. 10% owner | Jan 20, 2012 | Sale | −25,819 | $13.67 | $352.95K | 1,069,981 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.