Allspring Multi-Sector Income Fund (ERC) shareholders
ERCNYSEFiscal year ends December 31
$8.40+0.03 (+0.36%)
Close on Nov 13, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
10M
Shares held, 13F filers
Institutional holders
70
8 new, 8 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $3.75K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sit Fixed Income Advisors II, LLC Joint filing with Sit Investment Associates, Inc. (10.30%) | 2,884,362 | 10.30% | 13G (passive) amendment | Feb 27, 2026 |
| The Charger Corporation Joint filing with First Trust Portfolios L.P. (9.02%), First Trust Advisors L.P. (9.02%) | 2,529,661 | 9.02% | 13G (passive) amendment | Dec 31, 2024 |
| Sit Investment Associates, Inc. Joint filing with Sit Fixed Income Advisors II, LLC (8.00%) | 2,232,680 | 8.00% | 13G (passive) | Mar 28, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ERC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 3,197,573 | – | $29.45M | +327,567 | 0.56% |
| Royal Bank of Canada | 967,413 | – | $8.91M | +126,726 | 0.00% |
| Raymond James Financial Inc | 853,337 | – | $7.86M | −24,360 | 0.00% |
| Invesco Ltd. | 545,530 | – | $5.02M | +1,651 | 0.00% |
| Guggenheim Capital LLC | 520,997 | – | $4.80M | −136,368 | 0.03% |
| Morgan Stanley | 504,033 | – | $4.64M | −73,754 | 0.00% |
| Advisors Asset Management, Inc. | 480,826 | – | $4.43M | +243,067 | 0.07% |
| Shaker Financial Services, LLC | 354,984 | – | $3.30M | −13,065 | 1.03% |
| 1607 Capital Partners, LLC | 311,920 | – | $2.87M | −213,708 | 0.25% |
| Ameriprise Financial Inc | 256,127 | – | $2.36M | +8,722 | 0.00% |
| Rareview Capital LLC | 201,234 | – | $1.90M | +17,767 | 1.06% |
| Byrne Asset Management LLC | 158,970 | – | $1.46M | −25,960 | 0.79% |
| Sowell Financial Services LLC | 147,782 | – | $1.36M | −9,471 | 0.04% |
| Cohen & Steers, Inc. | 143,767 | – | $1.32M | – | 0.00% |
| Northwestern Mutual Wealth Management Co | 129,364 | – | $1.19M | −1,357 | 0.00% |
| Osaic Holdings, Inc. | 107,017 | – | $985.64K | +40,822 | 0.00% |
| LPL Financial LLC | 84,723 | – | $780.30K | −1,853 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 77,182 | – | $710.00K | +38,686 | 0.00% |
| Independent Financial Group, LLC | 77,000 | – | $709.17K | −900 | 0.01% |
| Calamos Advisors LLC | 70,873 | – | $652.74K | +4,725 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 70 | 10M | 8 / 20 | 25 / 8 | 1M | 1M |
| Q1 2026 | 72 | 10M | 14 / 17 | 21 / 8 | 1M | 1M |
| Q4 2025 | 68 | 10M | 9 / 16 | 22 / 6 | 1M | 1M |
| Q3 2025 | 65 | 10M | 9 / 25 | 13 / 5 | 1M | 1M |
| Q2 2025 | 61 | 10M | 4 / 22 | 24 / 9 | 1M | 1M |
| Q1 2025 | 68 | 9M | 5 / 25 | 24 / 8 | 2M | 1M |
| Q4 2024 | 71 | 8M | 12 / 25 | 19 / 9 | 3M | 1M |
| Q3 2024 | 70 | 7M | 11 / 24 | 22 / 6 | 2M | 0M |
| Q2 2024 | 66 | 5M | 6 / 27 | 14 / 10 | 1M | 1M |
| Q1 2024 | 70 | 5M | 10 / 26 | 16 / 6 | 1M | 0M |
| Q4 2023 | 67 | 5M | 9 / 20 | 25 / 2 | 1M | 0M |
| Q3 2023 | 60 | 4M | 3 / 16 | 26 / 5 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
4 funds held ERC in Q2 2026, 100% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of ERC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco CEF Income Composite ETF | 335,687 | – | $3.08M | 0.37% | May 31, 2026 |
| Rareview Dynamic Fixed Income ETF | 201,234 | – | $1.85M | 2.22% | Jun 30, 2026 |
| Calamos CEF Income & Arbitrage ETF | 72,448 | – | $660.00K | 1.95% | Jul 31, 2026 |
| Multi-Hedge Strategies Fund | 318 | – | $2.93K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 112 | – | $1.03K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Thomas Edward Barbieri | Chief Compliance Officer | – | Mar 18, 2025 |
| Jimmy T. Tran | Chief Compliance Officer | – | Mar 13, 2025 |
| John Kenney | President | – | Jan 7, 2025 |
| Brian S. Shlissel | Director | 400 | Feb 27, 2026 |
| Cindy J. Miller | Director | – | Jan 2, 2026 |
| Andrew Michael Reed | – | – | Aug 7, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Brian S. Shlissel Director | Feb 27, 2026 | Buy | +400 | $9.37 | $3.75K | 400 |
| William R. Ebsworth Director | Jan 9, 2024 | Buy | −1,500 | $9.49 | $14.24K | 1,700 |
| James Polisson Director | Jan 4, 2024 | Buy | −1,000 | $9.41 | $9.41K | 1,000 |
| James Polisson Director | Jun 1, 2023 | Buy | +1,000 | $8.82 | $8.82K | 2,000 |
| William R. Ebsworth Director | Jun 1, 2023 | Buy | +1,700 | $8.84 | $15.03K | 3,200 |
| Jane A. Freeman Director | Aug 22, 2022 | Buy | +150 | $9.75 | $1.46K | 251 |
| Christopher M. Lee – | Feb 4, 2021 | Buy | +3,000 | $12.44 | $37.32K | 15,500 |
| Christopher M. Lee – | Dec 22, 2020 | Buy | +6,500 | $12.05 | $78.33K | 12,500 |
| Christopher M. Lee – | Dec 21, 2020 | Buy | +6,000 | $12.07 | $72.42K | 6,000 |
| William R. Ebsworth Director | Nov 12, 2018 | Buy | +500 | $11.79 | $5.90K | 1,500 |
| Pamela Wheelock Director | Nov 27, 2017 | Buy | +100 | $13.05 | $1.31K | 100 |
| James Polisson Director | Nov 27, 2017 | Buy | +1,000 | $13.02 | $13.02K | 1,000 |
| Boaz Weinstein 10% owner | Jun 19, 2017 | Sale | −2,050 | $13.50 | $27.68K | 3,563,497 |
| Boaz Weinstein 10% owner | Jun 16, 2017 | Sale | −93,576 | $13.45 | $1.26M | 3,565,547 |
| Boaz Weinstein 10% owner | Jun 14, 2017 | Sale | −2,190 | $13.51 | $29.59K | 3,659,123 |
| Boaz Weinstein 10% owner | Jun 13, 2017 | Sale | −7,838 | $13.45 | $105.42K | 3,661,313 |
| Boaz Weinstein 10% owner | Jun 12, 2017 | Sale | −2,500 | $13.41 | $33.53K | 3,669,151 |
| Boaz Weinstein 10% owner | Jun 9, 2017 | Sale | −6,799 | $13.50 | $91.79K | 3,671,651 |
| Saba Capital Management, L.P. 10% owner | Jun 8, 2017 | Sale | −1,900 | $13.51 | $25.67K | 3,678,450 |
| Saba Capital Management, L.P. 10% owner | Jun 7, 2017 | Sale | −8,824 | $13.53 | $119.39K | 3,680,350 |
| Boaz Weinstein 10% owner | Jun 6, 2017 | Sale | −20,000 | $13.52 | $270.40K | 3,689,174 |
| Boaz Weinstein 10% owner | Jun 5, 2017 | Sale | −3,300 | $13.50 | $44.55K | 3,709,174 |
| Saba Capital Management, L.P. 10% owner | Jun 1, 2017 | Sale | −4,500 | $13.42 | $60.39K | 3,712,474 |
| Saba Capital Management, L.P. 10% owner | May 31, 2017 | Sale | −11,961 | $13.40 | $160.28K | 3,716,974 |
| Boaz Weinstein 10% owner | May 25, 2017 | Sale | −4,424 | $13.40 | $59.28K | 3,728,935 |
| Saba Capital Management, L.P. 10% owner | May 24, 2017 | Sale | −8,714 | $13.39 | $116.68K | 3,733,359 |
| Saba Capital Management, L.P. 10% owner | May 23, 2017 | Sale | −20,000 | $13.36 | $267.20K | 3,742,073 |
| Saba Capital Management, L.P. 10% owner | May 22, 2017 | Sale | −20,648 | $13.35 | $275.65K | 3,762,073 |
| Saba Capital Management, L.P. 10% owner | May 19, 2017 | Sale | −3,700 | $13.39 | $49.54K | 3,782,721 |
| Boaz Weinstein 10% owner | May 18, 2017 | Sale | −20,004 | $13.40 | $268.05K | 3,786,421 |
| Boaz Weinstein 10% owner | May 17, 2017 | Sale | −899 | $13.49 | $12.13K | 3,806,425 |
| Jane A. Freeman Director | May 16, 2017 | Buy | −37 | $14.17 | $524 | 81 |
| Saba Capital Management, L.P. 10% owner | May 16, 2017 | Sale | −5,534 | $13.57 | $75.10K | 3,807,322 |
| Saba Capital Management, L.P. 10% owner | May 15, 2017 | Sale | −68,266 | $13.56 | $925.69K | 5,748,030 |
| Saba Capital Management, L.P. 10% owner | May 15, 2017 | Sale | −1,935,174 | $14.17 | $27.42M | 3,812,856 |
| Boaz Weinstein 10% owner | May 12, 2017 | Sale | −83,845 | $13.48 | $1.13M | 5,816,298 |
| Boaz Weinstein 10% owner | May 11, 2017 | Sale | −58,231 | $13.50 | $786.12K | 5,900,143 |
| Saba Capital Management, L.P. 10% owner | May 10, 2017 | Sale | −1,450 | $13.53 | $19.62K | 5,958,374 |
| Saba Capital Management, L.P. 10% owner | May 9, 2017 | Sale | −16,031 | $13.55 | $217.22K | 5,959,824 |
| Boaz Weinstein 10% owner | May 8, 2017 | Sale | −40,000 | $13.51 | $540.40K | 5,975,855 |
| Boaz Weinstein 10% owner | May 5, 2017 | Sale | −20,033 | $13.50 | $270.45K | 6,015,855 |
| Boaz Weinstein 10% owner | May 4, 2017 | Sale | −8,742 | $13.51 | $118.10K | 6,035,888 |
| Boaz Weinstein 10% owner | May 3, 2017 | Sale | −44,558 | $13.58 | $605.10K | 6,044,630 |
| Saba Capital Management, L.P. 10% owner | May 2, 2017 | Sale | −35,567 | $13.55 | $481.93K | 6,089,188 |
| Saba Capital Management, L.P. 10% owner | May 1, 2017 | Sale | −25,759 | $13.58 | $349.81K | 6,124,755 |
| Saba Capital Management, L.P. 10% owner | Oct 25, 2016 | Buy | +9,037 | $12.95 | $117.03K | 6,150,507 |
| Boaz Weinstein 10% owner | Oct 24, 2016 | Buy | +39,664 | $12.96 | $514.05K | 6,141,470 |
| Boaz Weinstein 10% owner | Oct 21, 2016 | Buy | +6,550 | $12.90 | $84.50K | 6,101,806 |
| Boaz Weinstein 10% owner | Aug 12, 2016 | Buy | +13,400 | $13.04 | $174.74K | 6,095,256 |
| Boaz Weinstein 10% owner | Aug 11, 2016 | Buy | +32,691 | $13.01 | $425.31K | 6,081,856 |
| Boaz Weinstein 10% owner | Aug 10, 2016 | Buy | +26,900 | $12.93 | $347.82K | 6,049,165 |
| Saba Capital Management, L.P. 10% owner | Aug 9, 2016 | Buy | +33,226 | $12.90 | $428.62K | 6,022,265 |
| Saba Capital Management, L.P. 10% owner | Aug 8, 2016 | Buy | +37,341 | $12.90 | $481.70K | 5,989,039 |
| Saba Capital Management, L.P. 10% owner | Jul 13, 2016 | Buy | +22,100 | $12.78 | $282.44K | 5,951,698 |
| Boaz Weinstein 10% owner | Jun 10, 2016 | Buy | +1,272 | $12.64 | $16.08K | 5,929,598 |
| Boaz Weinstein 10% owner | Jun 9, 2016 | Buy | +2,011 | $12.65 | $25.44K | 5,928,326 |
| Boaz Weinstein 10% owner | Jun 3, 2016 | Buy | +18,892 | $12.46 | $235.39K | 5,926,315 |
| Saba Capital Management, L.P. 10% owner | May 27, 2016 | Buy | +10,698 | $12.38 | $132.44K | 5,907,423 |
| Boaz Weinstein 10% owner | May 9, 2016 | Buy | +10,000 | $12.35 | $123.50K | 5,896,725 |
| Boaz Weinstein 10% owner | Apr 22, 2016 | Buy | +154,300 | $12.33 | $1.90M | 5,886,725 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
-72.6%
From 0M shares
Short volume, 20 days
27.5%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Allspring Multi-Sector Income Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 9,309 shares on Aug 27, 2026 over the last 90 days.
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