ERCNYSEFiscal year ends December 31
ALLSPRING MULTI-SECTOR INCOME FUND
$8.48+0.00 (0.00%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
10M
Shares held, 13F filers
Institutional holders
70
8 new, 8 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $3.75K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sit Fixed Income Advisors II, LLC | 2,884,362 | 10.30% | 13G (passive) amendment | Feb 27, 2026 |
| The Charger Corporation | 2,529,661 | 9.02% | 13G (passive) amendment | Dec 31, 2024 |
| Sit Investment Associates, Inc. | 2,232,680 | 8.00% | 13G (passive) | Mar 28, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ERC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 3,197,573 | – | $29.45K | +327,567 | 0.56% |
| Royal Bank of Canada | 967,413 | – | $8.91M | +126,726 | 0.00% |
| Raymond James Financial Inc | 853,337 | – | $7.86M | −24,360 | 0.00% |
| Invesco Ltd. | 545,530 | – | $5.02M | +1,651 | 0.00% |
| Guggenheim Capital LLC | 520,997 | – | $4.80M | −136,368 | 0.03% |
| Morgan Stanley | 504,033 | – | $4.64M | −73,754 | 0.00% |
| Advisors Asset Management, Inc. | 480,826 | – | $4.43M | +243,067 | 0.07% |
| Shaker Financial Services, LLC | 354,984 | – | $3.30M | −13,065 | 1.03% |
| 1607 Capital Partners, LLC | 311,920 | – | $2.87M | −213,708 | 0.25% |
| Ameriprise Financial Inc | 256,127 | – | $2.36M | +8,722 | 0.00% |
| Rareview Capital LLC | 201,234 | – | $1.90M | +17,767 | 1.06% |
| Byrne Asset Management LLC | 158,970 | – | $1.46M | −25,960 | 0.79% |
| Sowell Financial Services LLC | 147,782 | – | $1.36M | −9,471 | 0.04% |
| Cohen & Steers, Inc. | 143,767 | – | $1.32K | – | 0.00% |
| Northwestern Mutual Wealth Management Co | 129,364 | – | $1.19M | −1,357 | 0.00% |
| Osaic Holdings, Inc. | 107,017 | – | $985.64K | +40,822 | 0.00% |
| LPL Financial LLC | 84,723 | – | $780.30K | −1,853 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 77,182 | – | $710 | +38,686 | 0.00% |
| Independent Financial Group, LLC | 77,000 | – | $709.17K | −900 | 0.01% |
| Calamos Advisors LLC | 70,873 | – | $652.74K | +4,725 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 70 | 10M | 8 / 20 | 25 / 8 | 1M | 1M |
| Q1 2026 | 72 | 10M | 14 / 17 | 21 / 8 | 1M | 1M |
| Q4 2025 | 68 | 10M | 9 / 16 | 22 / 6 | 1M | 1M |
| Q3 2025 | 65 | 10M | 9 / 25 | 13 / 5 | 1M | 1M |
| Q2 2025 | 61 | 10M | 4 / 22 | 24 / 9 | 1M | 1M |
| Q1 2025 | 68 | 9M | 5 / 25 | 24 / 8 | 2M | 1M |
| Q4 2024 | 71 | 8M | 12 / 25 | 19 / 9 | 3M | 1M |
| Q3 2024 | 70 | 7M | 11 / 24 | 22 / 6 | 2M | 0M |
| Q2 2024 | 66 | 5M | 6 / 27 | 14 / 10 | 1M | 1M |
| Q1 2024 | 70 | 5M | 10 / 26 | 16 / 6 | 1M | 0M |
| Q4 2023 | 67 | 5M | 9 / 20 | 25 / 2 | 1M | 0M |
| Q3 2023 | 60 | 4M | 3 / 16 | 26 / 5 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ERC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco CEF Income Composite ETF | 335,687 | – | $3.08M | 0.37% | May 31, 2026 |
| Rareview Dynamic Fixed Income ETF | 201,234 | – | $1.85M | 2.22% | Jun 30, 2026 |
| Calamos CEF Income & Arbitrage ETF | 72,448 | – | $660.00K | 1.95% | Jul 31, 2026 |
| Multi-Hedge Strategies Fund | 318 | – | $2.93K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 112 | – | $1.03K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Thomas Edward Barbieri | Chief Compliance Officer | – | Mar 18, 2025 |
| Jimmy T. Tran | Chief Compliance Officer | – | Mar 13, 2025 |
| John Kenney | President | – | Jan 7, 2025 |
| Brian S. Shlissel | Director | 400 | Feb 27, 2026 |
| Cindy J. Miller | Director | – | Jan 2, 2026 |
| Andrew Michael Reed | – | – | Aug 7, 2025 |
| Adam F.S. Hicks | – | – | Nov 4, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Brian S. Shlissel Director | Feb 27, 2026 | Buy | +400 | $9.37 | $3.75K | 400 |
| William R. Ebsworth Director | Jan 9, 2024 | Buy | −1,500 | $9.49 | $14.24K | 1,700 |
| James Polisson Director | Jan 4, 2024 | Buy | −1,000 | $9.41 | $9.41K | 1,000 |
| James Polisson Director | Jun 1, 2023 | Buy | +1,000 | $8.82 | $8.82K | 2,000 |
| William R. Ebsworth Director | Jun 1, 2023 | Buy | +1,700 | $8.84 | $15.03K | 3,200 |
| Jane A. Freeman Director | Aug 22, 2022 | Buy | +150 | $9.75 | $1.46K | 251 |
| Christopher M. Lee – | Feb 4, 2021 | Buy | +3,000 | $12.44 | $37.32K | 15,500 |
| Christopher M. Lee – | Dec 22, 2020 | Buy | +6,500 | $12.05 | $78.33K | 12,500 |
| Christopher M. Lee – | Dec 21, 2020 | Buy | +6,000 | $12.07 | $72.42K | 6,000 |
| William R. Ebsworth Director | Nov 12, 2018 | Buy | +500 | $11.79 | $5.90K | 1,500 |
| Pamela Wheelock Director | Nov 27, 2017 | Buy | +100 | $13.05 | $1.31K | 100 |
| James Polisson Director | Nov 27, 2017 | Buy | +1,000 | $13.02 | $13.02K | 1,000 |
| Boaz Weinstein 10% owner | Jun 19, 2017 | Sale | −2,050 | $13.50 | $27.68K | 3,563,497 |
| Boaz Weinstein 10% owner | Jun 16, 2017 | Sale | −93,576 | $13.45 | $1.26M | 3,565,547 |
| Boaz Weinstein 10% owner | Jun 14, 2017 | Sale | −2,190 | $13.51 | $29.59K | 3,659,123 |
| Boaz Weinstein 10% owner | Jun 13, 2017 | Sale | −7,838 | $13.45 | $105.42K | 3,661,313 |
| Boaz Weinstein 10% owner | Jun 12, 2017 | Sale | −2,500 | $13.41 | $33.53K | 3,669,151 |
| Boaz Weinstein 10% owner | Jun 9, 2017 | Sale | −6,799 | $13.50 | $91.79K | 3,671,651 |
| Saba Capital Management, L.P. 10% owner | Jun 8, 2017 | Sale | −1,900 | $13.51 | $25.67K | 3,678,450 |
| Saba Capital Management, L.P. 10% owner | Jun 7, 2017 | Sale | −8,824 | $13.53 | $119.39K | 3,680,350 |
| Boaz Weinstein 10% owner | Jun 6, 2017 | Sale | −20,000 | $13.52 | $270.40K | 3,689,174 |
| Boaz Weinstein 10% owner | Jun 5, 2017 | Sale | −3,300 | $13.50 | $44.55K | 3,709,174 |
| Saba Capital Management, L.P. 10% owner | Jun 1, 2017 | Sale | −4,500 | $13.42 | $60.39K | 3,712,474 |
| Saba Capital Management, L.P. 10% owner | May 31, 2017 | Sale | −11,961 | $13.40 | $160.28K | 3,716,974 |
| Boaz Weinstein 10% owner | May 25, 2017 | Sale | −4,424 | $13.40 | $59.28K | 3,728,935 |
| Saba Capital Management, L.P. 10% owner | May 24, 2017 | Sale | −8,714 | $13.39 | $116.68K | 3,733,359 |
| Saba Capital Management, L.P. 10% owner | May 23, 2017 | Sale | −20,000 | $13.36 | $267.20K | 3,742,073 |
| Saba Capital Management, L.P. 10% owner | May 22, 2017 | Sale | −20,648 | $13.35 | $275.65K | 3,762,073 |
| Saba Capital Management, L.P. 10% owner | May 19, 2017 | Sale | −3,700 | $13.39 | $49.54K | 3,782,721 |
| Boaz Weinstein 10% owner | May 18, 2017 | Sale | −20,004 | $13.40 | $268.05K | 3,786,421 |
| Boaz Weinstein 10% owner | May 17, 2017 | Sale | −899 | $13.49 | $12.13K | 3,806,425 |
| Jane A. Freeman Director | May 16, 2017 | Buy | −37 | $14.17 | $524 | 81 |
| Saba Capital Management, L.P. 10% owner | May 16, 2017 | Sale | −5,534 | $13.57 | $75.10K | 3,807,322 |
| Saba Capital Management, L.P. 10% owner | May 15, 2017 | Sale | −68,266 | $13.56 | $925.69K | 5,748,030 |
| Saba Capital Management, L.P. 10% owner | May 15, 2017 | Sale | −1,935,174 | $14.17 | $27.42M | 3,812,856 |
| Boaz Weinstein 10% owner | May 12, 2017 | Sale | −83,845 | $13.48 | $1.13M | 5,816,298 |
| Boaz Weinstein 10% owner | May 11, 2017 | Sale | −58,231 | $13.50 | $786.12K | 5,900,143 |
| Saba Capital Management, L.P. 10% owner | May 10, 2017 | Sale | −1,450 | $13.53 | $19.62K | 5,958,374 |
| Saba Capital Management, L.P. 10% owner | May 9, 2017 | Sale | −16,031 | $13.55 | $217.22K | 5,959,824 |
| Boaz Weinstein 10% owner | May 8, 2017 | Sale | −40,000 | $13.51 | $540.40K | 5,975,855 |
| Boaz Weinstein 10% owner | May 5, 2017 | Sale | −20,033 | $13.50 | $270.45K | 6,015,855 |
| Boaz Weinstein 10% owner | May 4, 2017 | Sale | −8,742 | $13.51 | $118.10K | 6,035,888 |
| Boaz Weinstein 10% owner | May 3, 2017 | Sale | −44,558 | $13.58 | $605.10K | 6,044,630 |
| Saba Capital Management, L.P. 10% owner | May 2, 2017 | Sale | −35,567 | $13.55 | $481.93K | 6,089,188 |
| Saba Capital Management, L.P. 10% owner | May 1, 2017 | Sale | −25,759 | $13.58 | $349.81K | 6,124,755 |
| Saba Capital Management, L.P. 10% owner | Oct 25, 2016 | Buy | +9,037 | $12.95 | $117.03K | 6,150,507 |
| Boaz Weinstein 10% owner | Oct 24, 2016 | Buy | +39,664 | $12.96 | $514.05K | 6,141,470 |
| Boaz Weinstein 10% owner | Oct 21, 2016 | Buy | +6,550 | $12.90 | $84.50K | 6,101,806 |
| Boaz Weinstein 10% owner | Aug 12, 2016 | Buy | +13,400 | $13.04 | $174.74K | 6,095,256 |
| Boaz Weinstein 10% owner | Aug 11, 2016 | Buy | +32,691 | $13.01 | $425.31K | 6,081,856 |
| Boaz Weinstein 10% owner | Aug 10, 2016 | Buy | +26,900 | $12.93 | $347.82K | 6,049,165 |
| Saba Capital Management, L.P. 10% owner | Aug 9, 2016 | Buy | +33,226 | $12.90 | $428.62K | 6,022,265 |
| Saba Capital Management, L.P. 10% owner | Aug 8, 2016 | Buy | +37,341 | $12.90 | $481.70K | 5,989,039 |
| Saba Capital Management, L.P. 10% owner | Jul 13, 2016 | Buy | +22,100 | $12.78 | $282.44K | 5,951,698 |
| Boaz Weinstein 10% owner | Jun 10, 2016 | Buy | +1,272 | $12.64 | $16.08K | 5,929,598 |
| Boaz Weinstein 10% owner | Jun 9, 2016 | Buy | +2,011 | $12.65 | $25.44K | 5,928,326 |
| Boaz Weinstein 10% owner | Jun 3, 2016 | Buy | +18,892 | $12.46 | $235.39K | 5,926,315 |
| Saba Capital Management, L.P. 10% owner | May 27, 2016 | Buy | +10,698 | $12.38 | $132.44K | 5,907,423 |
| Boaz Weinstein 10% owner | May 9, 2016 | Buy | +10,000 | $12.35 | $123.50K | 5,896,725 |
| Boaz Weinstein 10% owner | Apr 22, 2016 | Buy | +154,300 | $12.33 | $1.90M | 5,886,725 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.