Broadridge Financial Solutions, Inc. (BR) shareholders
BRNYSEServices-Business Services, NECFiscal year ends June 30
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Nov 3, 2026Score 22/3018% below fair value
$192.45+0.98 (+0.51%)
Close on Nov 13, 2026Market cap $21.94BP/E 20.0Yield 2.03%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
94.5%
108M of 114M shares
Institutional holders
1,015
114 new, 145 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
1 buys · 9 sales
Net sold $3.62M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 9,754,088 | 8.30% | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Capital Management | 8,782,308 | 7.52% | 13G (passive) | Mar 31, 2026 |
| Vanguard Portfolio Management | 6,392,831 | 5.47% | 13G (passive) | Mar 31, 2026 |
| State Street Corporation | 5,766,233 | 5.10% | 13G (passive) | Sep 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of BR | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 10,762,454 | 9.44% | $1.47B | −243,495 | 0.02% |
| Vanguard Capital Management LLC | 7,554,630 | 6.63% | $1.03B | −38,140 | 0.02% |
| Vanguard Portfolio Management LLC | 6,099,941 | 5.35% | $835.39M | −263,813 | 0.04% |
| State Street Corp | 5,713,387 | 5.01% | $787.81M | +205,641 | 0.02% |
| Charles Schwab Investment Management Inc | 3,699,796 | 3.24% | $506.69M | +323,965 | 0.07% |
| Geode Capital Management, LLC | 3,309,239 | 2.90% | $451.51M | −155,883 | 0.02% |
| Alliancebernstein L.P. | 2,465,416 | 2.16% | $400.58M | −1,248,074 | 0.13% |
| Morgan Stanley | 2,144,060 | 1.88% | $293.63M | +117,687 | 0.02% |
| Invesco Ltd. | 2,031,771 | 1.78% | $278.25M | +13,277 | 0.02% |
| Jupiter Topco LLC | 1,912,032 | 1.68% | $261.85M | New | 0.11% |
| Van Eck Associates Corp | 1,875,684 | 1.65% | $256.87M | +190,301 | 0.16% |
| Northern Trust Corp | 1,862,049 | 1.63% | $255.01M | +66,820 | 0.03% |
| Barclays PLC | 1,823,639 | 1.60% | $249.75M | −275,299 | 0.05% |
| Norges Bank | 1,773,005 | 1.55% | $242.81M | New | 0.02% |
| Aqr Capital Management LLC | 1,686,647 | 1.48% | $228.96M | +66,529 | 0.08% |
| Goldman Sachs Group Inc | 1,609,757 | 1.41% | $220.46M | −54,517 | 0.02% |
| Two Sigma Investments, LP | 1,495,045 | 1.31% | $204.75M | +1,132,448 | 0.15% |
| UBS Group AG | 1,445,992 | 1.27% | $198.03M | +622,846 | 0.03% |
| Manufacturers Life Insurance Company, The | 1,445,207 | 1.27% | $197.92M | +1,058,772 | 0.15% |
| Stifel Financial Corp | 1,442,502 | 1.27% | $197.56M | +14,610 | 0.16% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 1,015 | 108M | 94.5% | 114 / 366 | 408 / 145 | 17M | 17M |
| Q1 2026 | 1,062 | 110M | 96.4% | 136 / 437 | 319 / 191 | 31M | 14M |
| Q4 2025 | 1,135 | 108M | 94.9% | 138 / 361 | 439 / 88 | 10M | 8M |
| Q3 2025 | 1,105 | 107M | 93.5% | 106 / 377 | 394 / 80 | 9M | 8M |
| Q2 2025 | 1,097 | 106M | 92.7% | 85 / 467 | 361 / 79 | 4M | 4M |
| Q1 2025 | 1,108 | 105M | 92.4% | 127 / 391 | 406 / 55 | 6M | 5M |
| Q4 2024 | 1,053 | 105M | 92.1% | 131 / 392 | 339 / 77 | 7M | 6M |
| Q3 2024 | 1,014 | 105M | 92.0% | 140 / 357 | 354 / 46 | 15M | 7M |
| Q2 2024 | 928 | 107M | 93.6% | 77 / 377 | 322 / 75 | 4M | 15M |
| Q1 2024 | 938 | 118M | 100.0% | 93 / 366 | 326 / 65 | 10M | 5M |
| Q4 2023 | 919 | 113M | 99.2% | 128 / 291 | 353 / 50 | 12M | 4M |
| Q3 2023 | 853 | 105M | 92.2% | 86 / 289 | 325 / 38 | 4M | 5M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
709 funds held BR in Q2 2026, 66% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of BR | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 3,671,052 | 3.22% | $502.75M | 0.02% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 2,996,869 | 2.63% | $410.42M | 0.02% | Jun 30, 2026 |
| Schwab U.S. Dividend Equity ETF | 2,787,205 | 2.44% | $428.45M | 0.45% | May 31, 2026 |
| VanEck Morningstar Wide Moat ETF | 1,695,143 | 1.49% | $232.15M | 2.00% | Jun 30, 2026 |
| iShares Core S&P 500 ETF | 1,590,609 | 1.40% | $217.83M | 0.02% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 1,494,045 | 1.31% | $229.66M | 0.03% | May 31, 2026 |
| Vanguard Small-Cap Index Fund | 1,326,592 | 1.16% | $181.68M | 0.10% | Jun 30, 2026 |
| Invesco S&P 500 Equal Weight ETF | 1,272,280 | 1.12% | $195.87M | 0.20% | Jul 31, 2026 |
| Vanguard Mid-Cap Index Fund | 1,253,892 | 1.10% | $171.72M | 0.08% | Jun 30, 2026 |
| Janus Henderson Enterprise Fund | 848,567 | 0.74% | $116.21M | 0.52% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 840,127 | 0.74% | $115.06M | 0.17% | Jun 30, 2026 |
| State Street(R) Industrial Select Sector SPDR(R) ETF | 681,625 | 0.60% | $93.35M | 0.27% | Jun 30, 2026 |
| Vanguard Dividend Appreciation Index Fund | 654,383 | 0.57% | $100.74M | 0.08% | Jul 31, 2026 |
| Vanguard Institutional Index Fund | 627,437 | 0.55% | $85.93M | 0.02% | Jun 30, 2026 |
| Vanguard Value Index Fund | 550,591 | 0.48% | $75.40M | 0.03% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Timothy C. Gokey | CEO, Director | 159,159 | 0.14% | Oct 5, 2026 |
| Christopher John Perry | President, Director | 49,385 | 0.04% | Oct 5, 2026 |
| Richard J. Daly | Executive Chairman, Director | 136,190 | 0.12% | Apr 3, 2025 |
| Thomas P. Carey | Corporate VP | 8,800 | 0.01% | Oct 5, 2026 |
| Douglas Richard Deschutter | Co-President ICS | 17,136 | 0.02% | Oct 5, 2026 |
| Richard John Stingi | Corporate VP and CHRO | 6,572 | 0.01% | Oct 5, 2026 |
| Ashima Ghei | CFO | 6,118 | 0.01% | Oct 5, 2026 |
| Hope M. Jarkowski | Chief Legal Officer | 1 | 0.00% | Jun 5, 2026 |
| Laura Matlin | CVP, Deputy GC and CCO | 6,343 | 0.01% | Apr 3, 2025 |
| Srinivas Tallapragada | Director | 645 | 0.00% | Nov 12, 2026 |
| Eileen K. Murray | Director | 7,317 | 0.01% | Nov 12, 2026 |
| Annette L. Nazareth | Director | 10,479 | 0.01% | Nov 12, 2026 |
| Patricia Ann Mosconi | Director | 1,469 | 0.00% | Nov 12, 2026 |
| Robert N. Duelks | Director | 51,950 | 0.05% | Nov 12, 2026 |
| Melvin L. Flowers | Director | 3,357 | 0.00% | Nov 12, 2026 |
| Todd T. Diganci | Director | 645 | 0.00% | Nov 12, 2026 |
| Maura A. Markus | Director | 33,769 | 0.03% | Nov 12, 2026 |
| Amit Zavery | Director | 9,252 | 0.01% | Oct 6, 2026 |
| brett keller | Director | 16,968 | 0.01% | Apr 9, 2026 |
| Pamela L. Carter | Director | 7,282 | 0.01% | Oct 3, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Maura A. Markus Director | Nov 12, 2026 | Sale(10b5-1 plan) | −3,180 | $191.89 | $610.21K | 33,769 |
| Maura A. Markus Director | Nov 12, 2026 | Option exercise | +3,180 | $64.89 | $206.35K | 36,949 |
| Maura A. Markus Director | Nov 10, 2026 | Award | +645 | – | – | 33,769 |
| Eileen K. Murray Director | Nov 10, 2026 | Award | +1,132 | – | – | 7,317 |
| Srinivas Tallapragada Director | Nov 10, 2026 | Award | +645 | – | – | 645 |
| Melvin L. Flowers Director | Nov 10, 2026 | Award | +645 | – | – | 3,357 |
| Annette L. Nazareth Director | Nov 10, 2026 | Award | +645 | – | – | 10,479 |
| Patricia Ann Mosconi Director | Nov 10, 2026 | Award | +645 | – | – | 1,469 |
| Robert N. Duelks Director | Nov 10, 2026 | Award | +645 | – | – | 21,876 |
| Todd T. Diganci Director | Nov 10, 2026 | Award | +645 | – | – | 645 |
| Amit Zavery Director | Oct 5, 2026 | Award | +27 | – | – | 9,252 |
| Amit Zavery Director | Oct 5, 2026 | Award | +34 | – | – | 9,225 |
| Annette L. Nazareth Director | Oct 5, 2026 | Award | +18 | – | – | 9,834 |
| Annette L. Nazareth Director | Oct 5, 2026 | Award | +22 | – | – | 9,816 |
| Eileen K. Murray Director | Oct 5, 2026 | Award | +18 | – | – | 6,185 |
| Eileen K. Murray Director | Oct 5, 2026 | Award | +20 | – | – | 6,167 |
| Patricia Ann Mosconi Director | Oct 5, 2026 | Award | +1 | – | – | 824 |
| Patricia Ann Mosconi Director | Oct 5, 2026 | Award | +2 | – | – | 823 |
| Maura A. Markus Director | Oct 5, 2026 | Award | +37 | – | – | 33,124 |
| Maura A. Markus Director | Oct 5, 2026 | Award | +100 | – | – | 33,087 |
| Melvin L. Flowers Director | Oct 5, 2026 | Award | +18 | – | – | 2,712 |
| Robert N. Duelks Director | Oct 5, 2026 | Award | +146 | – | – | 21,231 |
| Thomas P. Carey Corporate VP | Oct 1, 2026 | Sale | −2,501 | $159.76 | $399.56K | 8,800 |
| Richard John Stingi Corporate VP and CHRO | Oct 1, 2026 | Tax withholding | −1,109 | $161.15 | $178.72K | 6,572 |
| Christopher John Perry President, Director | Oct 1, 2026 | Tax withholding | −4,752 | $161.15 | $765.78K | 49,385 |
| Timothy C. Gokey CEO, Director | Oct 1, 2026 | Tax withholding | −16,982 | $161.15 | $2.74M | 159,159 |
| Douglas Richard Deschutter Co-President ICS | Oct 1, 2026 | Tax withholding | −911 | $161.15 | $146.81K | 17,136 |
| Ashima Ghei CFO | Oct 1, 2026 | Tax withholding | −168 | $161.15 | $27.07K | 6,118 |
| Ashima Ghei CFO | Oct 1, 2026 | Tax withholding | −147 | $161.15 | $23.69K | 6,286 |
| Ashima Ghei CFO | Oct 1, 2026 | Option exercise | +406 | – | – | 6,433 |
| Eileen K. Murray Director | Sep 24, 2026 | Award | +389 | – | – | 6,147 |
| Annette L. Nazareth Director | Sep 24, 2026 | Award | +180 | – | – | 9,794 |
| Patricia Ann Mosconi Director | Sep 24, 2026 | Award | +180 | – | – | 821 |
| Amit Zavery Director | Sep 24, 2026 | Award | +180 | – | – | 9,191 |
| Maura A. Markus Director | Sep 24, 2026 | Award | +209 | – | – | 32,987 |
| Thomas P. Carey Corporate VP | Aug 12, 2026 | Award | +5,275 | – | – | 11,301 |
| Timothy C. Gokey CEO, Director | Aug 12, 2026 | Award | +33,265 | – | – | 176,141 |
| Richard John Stingi Corporate VP and CHRO | Aug 12, 2026 | Award | +2,172 | – | – | 7,681 |
| Ashima Ghei CFO | Aug 12, 2026 | Award | +466 | – | – | 6,027 |
| Christopher John Perry President, Director | Aug 12, 2026 | Award | +9,308 | – | – | 54,137 |
| Douglas Richard Deschutter Co-President ICS | Aug 12, 2026 | Award | +1,783 | – | – | 18,047 |
| Amit Zavery Director | Jul 2, 2026 | Award | +27 | – | – | 9,011 |
| Amit Zavery Director | Jul 2, 2026 | Award | +33 | – | – | 8,984 |
| Robert N. Duelks Director | Jul 2, 2026 | Award | +143 | – | – | 21,085 |
| Annette L. Nazareth Director | Jul 2, 2026 | Award | +21 | – | – | 9,596 |
| Annette L. Nazareth Director | Jul 2, 2026 | Award | +18 | – | – | 9,614 |
| Eileen K. Murray Director | Jul 2, 2026 | Award | +20 | – | – | 5,740 |
| Eileen K. Murray Director | Jul 2, 2026 | Award | +18 | – | – | 5,758 |
| Maura A. Markus Director | Jul 2, 2026 | Award | +36 | – | – | 32,718 |
| Maura A. Markus Director | Jul 2, 2026 | Award | +98 | – | – | 32,682 |
| Patricia Ann Mosconi Director | Jul 2, 2026 | Award | +1 | – | – | 641 |
| Patricia Ann Mosconi Director | Jul 2, 2026 | Award | +2 | – | – | 640 |
| Melvin L. Flowers Director | Jul 2, 2026 | Award | +18 | – | – | 2,694 |
| Ashima Ghei CFO | Jun 27, 2026 | Tax withholding | −905 | $137.93 | $124.83K | 5,561 |
| Ashima Ghei CFO | Jun 27, 2026 | Option exercise | +2,509 | – | – | 6,466 |
| Eileen K. Murray Director | Jun 10, 2026 | Award | +445 | – | – | 5,720 |
| Amit Zavery Director | Jun 10, 2026 | Award | +206 | – | – | 8,951 |
| Annette L. Nazareth Director | Jun 10, 2026 | Award | +206 | – | – | 9,575 |
| Patricia Ann Mosconi Director | Jun 10, 2026 | Award | +206 | – | – | 638 |
| Maura A. Markus Director | Jun 10, 2026 | Award | +239 | – | – | 32,584 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
3.14%
4M shares short
Days to cover
4.3
At 1M shares a day
Change since last report
+17.8%
From 3M shares
Short volume, 20 days
52.1%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Broadridge Financial Solutions's stock actually held short. Settlement fails (shares not delivered on time) peaked at 682 shares on Sep 16, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Hope M. Jarkowski Officer | Jun 4, 2026 | 1,966 | $304.72K | Jun 4, 2026 | Restricted Stock Vesting Under a Registered Plan |
| Bomar Ii LLC Director | Feb 25, 2026 | 486 | $86.04K | Feb 25, 2026 | Restricted stock vesting under a registered plan |
| Robert N. Duelks 2007 Revocable Trust Director | Feb 6, 2026 | 253 | $48.73K | Feb 6, 2026 | Restricted stock vesting under a registered plan |
| Thomas P. Carey Officer | Dec 3, 2025 | 10,214 | $2.34M | Dec 3, 2025 | Restricted stock vesting under a registered plan |
| Christopher John Perry Officer | Nov 18, 2025 | 3,984 | $900.38K | Nov 18, 2025 | Restricted stock vesting under a registered plan |
| Timothy C. Gokey Officer | Aug 14, 2025 | 106,920 | $27.98M | Aug 14, 2025 | Exercise of Stock Options |
| Timothy C. Gokey Officer | Aug 13, 2025 | 39,251 | $10.30M | Aug 13, 2025 | Exercise of Stock Options |
| Christopher John Perry Officer | Aug 12, 2025 | 7,036 | $1.85M | Aug 12, 2025 | Exercise of options under a registered plan |
| Laura Matlin Officer | Aug 7, 2025 | 998 | $270.02K | Aug 7, 2025 | Restricted stock vesting under a registered plan |
| Douglas Richard Deschutter Officer | Jun 6, 2025 | 4,903 | $1.20M | Jun 6, 2025 | Restricted stock vesting under a registered plan |
| Robert N. Duelks 2007 Revocable Tr Director | Jun 6, 2025 | 500 | $122.57K | Jun 6, 2025 | Restricted stock vesting under a registered plan |
| Maura A. Markus Director | Jun 4, 2025 | 3,556 | $864.41K | Jun 4, 2025 | Exercise of options under a registered plan |
| Douglas Richard Deschutter Officer | May 27, 2025 | 5,056 | $1.21M | May 27, 2025 | Restricted stock vesting under a registered plan |
| Pamela L. Carter Director | May 20, 2025 | 4,829 | $1.17M | May 20, 2025 | Exercise of options under a registered plan |
| Hope M. Jarkowski Officer | May 15, 2025 | 1,069 | $257.62K | May 15, 2025 | Restricted stock vesting under a registered plan |
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