AllianceBernstein Holding L.P. (AB) shareholders
ABNYSEInvestment AdviceFiscal year ends December 31
$33.49−0.11 (-0.33%)
Close on Nov 13, 2026Market cap $3.08BP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
13.1%
12M of 92M shares
Institutional holders
290
33 new, 23 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 3 sales
Net sold $2.44M
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 1,002,715 | 1.09% | $35.32M | +322,961 | 0.00% |
| American Century Companies Inc | 944,884 | 1.03% | $33.28M | −16,698 | 0.01% |
| Bank Of America Corp /De/ | 728,519 | 0.79% | $25.66M | −39,490 | 0.00% |
| Wells Fargo & Company/Mn | 565,889 | 0.62% | $19.93M | +70,420 | 0.00% |
| LPL Financial LLC | 552,670 | 0.60% | $19.47M | +36,253 | 0.00% |
| UBS Group AG | 462,081 | 0.50% | $16.27M | +136,925 | 0.00% |
| Cresset Asset Management, LLC | 378,183 | 0.41% | $13.32M | – | 0.05% |
| Pathstone Holdings, LLC | 377,897 | 0.41% | $13.31M | New | 0.04% |
| Invesco Ltd. | 337,462 | 0.37% | $11.89M | +1,402 | 0.00% |
| Stifel Financial Corp | 270,777 | 0.29% | $9.54M | +5,410 | 0.01% |
| Janney Montgomery Scott LLC | 257,639 | 0.28% | $9.07M | New | 0.02% |
| Horizon Kinetics Asset Management LLC | 248,496 | 0.27% | $8.75M | +31,049 | 0.10% |
| Crestwood Advisors Group LLC | 214,633 | 0.23% | $7.56M | −3,650 | 0.11% |
| Hrt Financial LP | 210,857 | 0.23% | $7.43M | +92,078 | 0.00% |
| Raymond James Financial Inc | 207,995 | 0.23% | $7.33M | −6,925 | 0.00% |
| Four Tree Island Advisory LLC | 207,571 | 0.23% | $7.31M | – | 2.41% |
| D.A. Davidson & Co. | 160,032 | 0.17% | $5.64M | −1,675 | 0.03% |
| Osaic Holdings, Inc. | 158,141 | 0.17% | $5.57M | +11,035 | 0.01% |
| Cetera Investment Advisers | 147,737 | 0.16% | $5.20M | −8,958 | 0.00% |
| Moody Aldrich Partners LLC | 137,341 | 0.15% | $4.84M | – | 0.87% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 290 | 12M | 13.1% | 33 / 95 | 71 / 23 | 2M | 2M |
| Q1 2026 | 285 | 12M | 13.2% | 30 / 103 | 63 / 25 | 1M | 4M |
| Q4 2025 | 284 | 15M | 16.0% | 38 / 77 | 75 / 26 | 2M | 1M |
| Q3 2025 | 275 | 14M | 15.3% | 23 / 91 | 61 / 20 | 2M | 1M |
| Q2 2025 | 276 | 14M | 15.1% | 29 / 70 | 78 / 43 | 1M | 13M |
| Q1 2025 | 292 | 26M | 28.4% | 45 / 85 | 67 / 41 | 8M | 7M |
| Q4 2024 | 291 | 26M | 28.1% | 57 / 103 | 47 / 18 | 4M | 3M |
| Q3 2024 | 259 | 25M | 27.0% | 31 / 80 | 65 / 18 | 2M | 1M |
| Q2 2024 | 249 | 24M | 26.1% | 24 / 82 | 69 / 13 | 2M | 6M |
| Q1 2024 | 241 | 28M | 30.8% | 34 / 84 | 56 / 22 | 6M | 4M |
| Q4 2023 | 233 | 27M | 29.2% | 34 / 70 | 70 / 30 | 9M | 1M |
| Q3 2023 | 232 | 19M | 20.5% | 21 / 66 | 67 / 25 | 4M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
12 funds held AB in Q2 2026, 16% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of AB | Value | % of fund | As of |
|---|---|---|---|---|---|
| Equity Income Fund | 799,539 | 0.87% | $28.16M | 0.44% | Jun 30, 2026 |
| Invesco KBW High Dividend Yield Financial ETF | 245,937 | 0.27% | $9.13M | 2.14% | May 31, 2026 |
| Invesco BuyBack AchieversTM ETF | 114,695 | 0.12% | $4.22M | 0.19% | Jul 31, 2026 |
| The Gabelli Asset Fund | 40,000 | 0.04% | $1.41M | 0.08% | Jun 30, 2026 |
| Unusual Whales Subversive Democratic Trading ETF | 31,735 | 0.03% | $1.12M | 0.40% | Jun 30, 2026 |
| Financial Industries Fund | 30,056 | 0.03% | $1.10M | 0.39% | Jul 31, 2026 |
| The Gabelli Equity Income Fund | 20,000 | 0.02% | $704.40K | 0.15% | Jun 30, 2026 |
| River Oak Discovery Fund | 17,837 | 0.02% | $655.69K | 3.44% | Jul 31, 2026 |
| Virtus Small-Cap Fund | 17,235 | 0.02% | $607.02K | 0.45% | Jun 30, 2026 |
| Financial Industries Trust | 8,935 | 0.01% | $314.69K | 0.25% | Jun 30, 2026 |
| Virtus U.S. Dividend ETF | 2,350 | 0.00% | $86.39K | 0.48% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Seth P. Bernstein | CEO, Director | 809,354 | 0.88% | May 4, 2026 |
| Karl Sprules | Chief Operating Officer | 223,910 | 0.24% | Dec 12, 2025 |
| Alexis Luckey | Chief Accounting Officer | 7,903 | 0.01% | Dec 12, 2025 |
| Thomas Simeone | Chief Accounting Officer | 54,635 | 0.06% | Dec 12, 2025 |
| Mark R. Manley | General Counsel & Corp Sec | 97,913 | 0.11% | Dec 12, 2025 |
| Onur Erzan | Head, Gl. Cl. Grp. & Pr. Wlth. | 304,245 | 0.33% | Dec 12, 2025 |
| Christopher Hogbin | Global Head of Investments | 224,199 | 0.24% | May 7, 2025 |
| Jacqueline Marks | Chief Financial Officer | 26,835 | 0.03% | Dec 13, 2024 |
| Catherine R. Spencer | Chief People Officer | 105,427 | 0.11% | Dec 13, 2024 |
| Charles G.T. Stonehill | Director | 24,573 | 0.03% | Aug 6, 2026 |
| Das Narayandas | Director | 49,318 | 0.05% | May 22, 2026 |
| Joan M. Lammtennant | Director | 24,875 | 0.03% | May 22, 2026 |
| Daniel G. Kaye | Director | 48,527 | 0.05% | May 22, 2026 |
| Todd Walthall | Director | 25,277 | 0.03% | May 22, 2026 |
| Bruce M. Holley | Director | 13,642 | 0.01% | May 22, 2026 |
| Equitable Holdings, Inc. | 10% owner | 0 | – | Jul 14, 2025 |
| Alpha Units Holdings, Inc. | – | 0 | – | Dec 19, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Charles G.T. Stonehill Director | Aug 4, 2026 | Sale | −5,000 | $37.17 | $185.85K | 24,573 |
| Charles G.T. Stonehill Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 29,573 |
| Joan M. Lammtennant Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 24,875 |
| Das Narayandas Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 49,318 |
| Bruce M. Holley Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 13,642 |
| Daniel G. Kaye Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 48,527 |
| Todd Walthall Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 25,277 |
| Seth P. Bernstein CEO, Director | Apr 30, 2026 | Sale | −29,000 | $39.54 | $1.15M | 212,046 |
| Seth P. Bernstein CEO, Director | Feb 18, 2026 | Sale(10b5-1 plan) | −26,840 | $41.08 | $1.10M | 241,046 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 10, 2025 | Award | +65,678 | $41.11 | $2.70M | 275,663 |
| Thomas Simeone Chief Accounting Officer | Dec 10, 2025 | Award | +11,554 | $41.11 | $474.98K | 28,069 |
| Karl Sprules Chief Operating Officer | Dec 10, 2025 | Award | +44,393 | $41.11 | $1.82M | 94,270 |
| Karl Sprules Chief Operating Officer | Dec 10, 2025 | Gift | −2,490 | $41.11 | $102.36K | 129,640 |
| Seth P. Bernstein President and CEO, Director | Dec 10, 2025 | Award | +159,937 | $41.11 | $6.58M | 597,308 |
| Mark R. Manley General Counsel & Corp Sec | Dec 10, 2025 | Award | +11,068 | $41.11 | $455.01K | 26,298 |
| Alexis Luckey Chief Accounting Officer | Dec 10, 2025 | Award | +517 | $41.11 | $21.25K | 7,903 |
| Karl Sprules Chief Operating Officer | Dec 1, 2025 | Tax withholding | −43,012 | $41.43 | $1.78M | 49,877 |
| Karl Sprules Chief Operating Officer | Dec 1, 2025 | Tax withholding | +28,034 | $41.43 | $1.16M | 132,130 |
| Seth P. Bernstein President and CEO, Director | Dec 1, 2025 | Tax withholding | +29,376 | $41.43 | $1.22M | 267,886 |
| Seth P. Bernstein President and CEO, Director | Dec 1, 2025 | Tax withholding | −65,719 | $41.43 | $2.72M | 437,371 |
| Mark R. Manley General Counsel & Corp Sec | Dec 1, 2025 | Tax withholding | −6,724 | $41.43 | $278.58K | 15,230 |
| Mark R. Manley General Counsel & Corp Sec | Dec 1, 2025 | Tax withholding | +5,086 | $41.43 | $210.71K | 71,615 |
| Thomas Simeone Chief Accounting Officer | Dec 1, 2025 | Tax withholding | +2,011 | $41.43 | $83.32K | 26,566 |
| Thomas Simeone Chief Accounting Officer | Dec 1, 2025 | Tax withholding | −2,660 | $41.43 | $110.20K | 16,515 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 1, 2025 | Tax withholding | +28,582 | $41.43 | $1.18M | 28,582 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 1, 2025 | Tax withholding | −63,943 | $41.43 | $2.65M | 209,985 |
| Mark R. Manley General Counsel & Corp Sec | Sep 22, 2025 | Gift | −700 | $38.84 | $27.19K | 66,529 |
| Karl Sprules Chief Operating Officer | Sep 10, 2025 | Gift | −2,650 | $37.76 | $100.06K | 104,096 |
| Seth P. Bernstein President and CEO, Director | Aug 22, 2025 | Sale(10b5-1 plan) | −24,946 | $40.05 | $999.09K | 238,510 |
| Seth P. Bernstein President and CEO, Director | Aug 20, 2025 | Sale(10b5-1 plan) | −480 | $40.00 | $19.20K | 263,456 |
| Seth P. Bernstein President and CEO, Director | Aug 19, 2025 | Sale(10b5-1 plan) | −6,268 | $40.13 | $251.53K | 263,936 |
| Equitable Holdings, Inc. 10% owner | Jul 10, 2025 | Other | −19,682,946 | – | – | 0 |
| Todd Walthall Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 20,880 |
| Das Narayandas Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 44,921 |
| Charles G.T. Stonehill Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 25,176 |
| Joan M. Lammtennant Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 20,478 |
| Bruce M. Holley Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 9,245 |
| Daniel G. Kaye Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 44,130 |
| Daniel G. Kaye Director | May 12, 2025 | Sale | −4,825 | $40.80 | $196.86K | 39,877 |
| Christopher Hogbin Global Head of Investments | May 6, 2025 | Gift | −10,000 | $40.17 | $401.70K | 0 |
| Charles G.T. Stonehill Director | May 5, 2025 | Sale | −5,000 | $41.18 | $205.90K | 20,923 |
| Christopher Hogbin Global Head of Investments | May 5, 2025 | Sale | −6,026 | $40.87 | $246.28K | 10,000 |
| Mark R. Manley General Counsel & Corp Sec | Apr 3, 2025 | Other | −14,158 | $38.50 | $545.08K | 67,229 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Apr 3, 2025 | Other | −79,155 | $38.50 | $3.05M | 0 |
| Karl Sprules Chief Operating Officer | Apr 3, 2025 | Other | −16,500 | $38.50 | $635.25K | 106,746 |
| Equitable Holdings, Inc. 10% owner | Apr 2, 2025 | Buy | +19,682,946 | $38.50 | $757.79M | 19,682,946 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Jan 6, 2025 | Award | +134,735 | $37.11 | $5.00M | 273,928 |
| Seth P. Bernstein President and CEO, Director | Dec 24, 2024 | Gift | −13,000 | $36.80 | $478.40K | 270,204 |
| Thomas Simeone Chief Accounting Officer | Dec 20, 2024 | Award | +13,420 | $37.26 | $500.03K | 19,175 |
| Equitable Holdings, Inc. – | Dec 19, 2024 | Other | −3,766,838 | – | – | 0 |
| Alpha Units Holdings, Inc. – | Dec 19, 2024 | Other | −1,444,356 | – | – | 0 |
| Mark R. Manley General Counsel & Corp Sec | Dec 16, 2024 | Gift | −800 | $35.67 | $28.54K | 81,387 |
| Christopher Hogbin Global Head of Investments | Dec 11, 2024 | Award | +71,153 | $36.19 | $2.58M | 224,199 |
| Catherine R. Spencer Chief People Officer | Dec 11, 2024 | Award | +15,992 | $36.19 | $578.75K | 32,716 |
| Thomas Simeone Chief Accounting Officer | Dec 11, 2024 | Award | +3,109 | $36.19 | $112.51K | 5,755 |
| Jacqueline Marks Chief Financial Officer | Dec 11, 2024 | Award | +26,835 | $36.19 | $971.16K | 26,835 |
| Mark R. Manley General Counsel & Corp Sec | Dec 11, 2024 | Award | +11,467 | $36.19 | $414.99K | 21,954 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 11, 2024 | Award | +72,695 | $36.19 | $2.63M | 139,193 |
| Seth P. Bernstein President and CEO, Director | Dec 11, 2024 | Award | +140,232 | $36.19 | $5.07M | 503,090 |
| Karl Sprules Chief Operating Officer | Dec 11, 2024 | Award | +49,047 | $36.19 | $1.78M | 92,889 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
1.69%
2M shares short
Days to cover
6.4
At 0M shares a day
Change since last report
+4.8%
From 1M shares
Short volume, 20 days
33.3%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of AllianceBernstein Holding L.P.'s stock actually held short. Settlement fails (shares not delivered on time) peaked at 9,779 shares on Oct 1, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Charles G.T. Stonehill Director | Aug 4, 2026 | 5,000 | $185.60K | Aug 4, 2026 | Equity Award |
| Seth P. Bernstein Officer, Director | Apr 30, 2026 | 29,000 | $1.15M | Apr 30, 2026 | Deferred Compensation |
| Seth P. Bernstein Officer | Feb 18, 2026 | 26,840 | $1.11M | Feb 18, 2026 | VESTING/DEFERRED COMP |
| Seth P. Bernstein Officer | Aug 19, 2025 | 31,694 | $1.28M | Aug 19, 2025 | VESTING/DEFERRED COMP |
| Daniel G. Kaye Officer | May 12, 2025 | 4,825 | $196.86K | May 12, 2025 | Restricted stock vesting under a registered plan |
| Charles G.T. Stonehill Director | May 5, 2025 | 5,000 | $205.00K | May 5, 2025 | Equity Award |
| Christopher Hogbin Officer | May 5, 2025 | 6,026 | $247.61K | May 5, 2025 | equity compensation |
| Charles G.T. Stonehill Director | Aug 21, 2024 | 4,000 | $140.00K | Aug 21, 2024 | Equity Award |
| Christopher Hogbin Officer | Jul 29, 2024 | 12,781 | $452.70K | Jul 29, 2024 | Equity Compensation |
| Burke Kate C Officer | Aug 10, 2023 | 5,000 | $147.80K | Aug 10, 2023 | COMPENSATION PLAN |
| Burke Kate C Officer | May 24, 2023 | 12,500 | $423.88K | May 24, 2023 | COMPENSATION PLAN |
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