ABNYSEInvestment AdviceFiscal year ends December 31
ALLIANCEBERNSTEIN HOLDING L.P.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Jul 31, 2026
$34.52−0.34 (-0.98%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
13.0%
12M of 93M shares
Institutional holders
289
33 new, 23 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 3 sales
Net sold $2.44M
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 1,002,715 | 1.08% | $35.32M | +322,961 | 0.00% |
| American Century Companies Inc | 944,884 | 1.02% | $33.28M | −16,698 | 0.01% |
| Bank Of America Corp /De/ | 728,519 | 0.78% | $25.66M | −39,490 | 0.00% |
| Wells Fargo & Company/Mn | 565,889 | 0.61% | $19.93M | +70,420 | 0.00% |
| LPL Financial LLC | 552,670 | 0.59% | $19.47M | +36,253 | 0.00% |
| UBS Group AG | 462,081 | 0.50% | $16.27M | +136,925 | 0.00% |
| Cresset Asset Management, LLC | 378,183 | 0.41% | $13.32M | – | 0.05% |
| Pathstone Holdings, LLC | 377,897 | 0.41% | $13.31M | New | 0.04% |
| Invesco Ltd. | 337,462 | 0.36% | $11.89M | +1,402 | 0.00% |
| Stifel Financial Corp | 270,777 | 0.29% | $9.54M | +5,410 | 0.01% |
| Janney Montgomery Scott LLC | 257,639 | 0.28% | $9.07K | New | 0.02% |
| Horizon Kinetics Asset Management LLC | 248,496 | 0.27% | $8.75M | +31,049 | 0.10% |
| Crestwood Advisors Group LLC | 214,633 | 0.23% | $7.56M | −3,650 | 0.11% |
| Hrt Financial LP | 210,857 | 0.23% | $7.43K | +92,078 | 0.00% |
| Raymond James Financial Inc | 207,995 | 0.22% | $7.33M | −6,925 | 0.00% |
| Four Tree Island Advisory LLC | 207,571 | 0.22% | $7.31M | – | 2.41% |
| D.A. Davidson & Co. | 160,032 | 0.17% | $5.64M | −1,675 | 0.03% |
| Osaic Holdings, Inc. | 158,141 | 0.17% | $5.57M | +11,035 | 0.01% |
| Cetera Investment Advisers | 147,737 | 0.16% | $5.20M | −8,958 | 0.00% |
| Moody Aldrich Partners LLC | 137,341 | 0.15% | $4.84M | – | 0.87% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 289 | 12M | 13.0% | 33 / 95 | 71 / 23 | 2M | 2M |
| Q1 2026 | 284 | 12M | 13.0% | 30 / 103 | 63 / 25 | 1M | 4M |
| Q4 2025 | 283 | 15M | 15.8% | 38 / 77 | 75 / 26 | 2M | 1M |
| Q3 2025 | 274 | 14M | 15.1% | 23 / 91 | 61 / 20 | 2M | 1M |
| Q2 2025 | 275 | 14M | 14.9% | 29 / 70 | 78 / 43 | 1M | 13M |
| Q1 2025 | 291 | 26M | 28.0% | 45 / 85 | 67 / 41 | 8M | 7M |
| Q4 2024 | 290 | 26M | 27.7% | 57 / 103 | 47 / 18 | 4M | 3M |
| Q3 2024 | 258 | 25M | 26.7% | 31 / 80 | 65 / 18 | 2M | 1M |
| Q2 2024 | 248 | 24M | 25.7% | 24 / 82 | 69 / 13 | 2M | 6M |
| Q1 2024 | 240 | 28M | 30.4% | 34 / 84 | 56 / 22 | 6M | 4M |
| Q4 2023 | 232 | 27M | 28.8% | 34 / 70 | 70 / 30 | 9M | 1M |
| Q3 2023 | 231 | 19M | 20.3% | 21 / 66 | 66 / 25 | 4M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of AB | Value | % of fund | As of |
|---|---|---|---|---|---|
| Equity Income Fund | 799,539 | 0.86% | $28.16M | 0.44% | Jun 30, 2026 |
| Invesco KBW High Dividend Yield Financial ETF | 245,937 | 0.26% | $9.13M | 2.14% | May 31, 2026 |
| Invesco BuyBack AchieversTM ETF | 114,695 | 0.12% | $4.22M | 0.19% | Jul 31, 2026 |
| The Gabelli Asset Fund | 40,000 | 0.04% | $1.41M | 0.08% | Jun 30, 2026 |
| Unusual Whales Subversive Democratic Trading ETF | 31,735 | 0.03% | $1.12M | 0.40% | Jun 30, 2026 |
| Financial Industries Fund | 30,056 | 0.03% | $1.10M | 0.39% | Jul 31, 2026 |
| The Gabelli Equity Income Fund | 20,000 | 0.02% | $704.40K | 0.15% | Jun 30, 2026 |
| River Oak Discovery Fund | 17,837 | 0.02% | $655.69K | 3.44% | Jul 31, 2026 |
| Virtus Small-Cap Fund | 17,235 | 0.02% | $607.02K | 0.45% | Jun 30, 2026 |
| Financial Industries Trust | 8,935 | 0.01% | $314.69K | 0.25% | Jun 30, 2026 |
| Virtus U.S. Dividend ETF | 2,350 | 0.00% | $86.39K | 0.48% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Seth P. Bernstein | CEO, Director | 809,354 | 0.87% | May 4, 2026 |
| Karl Sprules | Chief Operating Officer | 223,910 | 0.24% | Dec 12, 2025 |
| Alexis Luckey | Chief Accounting Officer | 7,903 | 0.01% | Dec 12, 2025 |
| Thomas Simeone | Chief Accounting Officer | 54,635 | 0.06% | Dec 12, 2025 |
| Mark R. Manley | General Counsel & Corp Sec | 97,913 | 0.11% | Dec 12, 2025 |
| Onur Erzan | Head, Gl. Cl. Grp. & Pr. Wlth. | 304,245 | 0.33% | Dec 12, 2025 |
| Christopher Hogbin | Global Head of Investments | 224,199 | 0.24% | May 7, 2025 |
| Jacqueline Marks | Chief Financial Officer | 26,835 | 0.03% | Dec 13, 2024 |
| Catherine R. Spencer | Chief People Officer | 105,427 | 0.11% | Dec 13, 2024 |
| Charles G.T. Stonehill | Director | 24,573 | 0.03% | Aug 6, 2026 |
| Das Narayandas | Director | 49,318 | 0.05% | May 22, 2026 |
| Joan M. Lammtennant | Director | 24,875 | 0.03% | May 22, 2026 |
| Daniel G. Kaye | Director | 48,527 | 0.05% | May 22, 2026 |
| Todd Walthall | Director | 25,277 | 0.03% | May 22, 2026 |
| Bruce M. Holley | Director | 13,642 | 0.01% | May 22, 2026 |
| Equitable Holdings, Inc. | 10% owner | 0 | – | Jul 14, 2025 |
| Alpha Units Holdings, Inc. | – | 0 | – | Dec 19, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Charles G.T. Stonehill Director | Aug 4, 2026 | Sale | −5,000 | $37.17 | $185.85K | 24,573 |
| Charles G.T. Stonehill Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 29,573 |
| Joan M. Lammtennant Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 24,875 |
| Das Narayandas Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 49,318 |
| Bruce M. Holley Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 13,642 |
| Daniel G. Kaye Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 48,527 |
| Todd Walthall Director | May 20, 2026 | Award | +4,397 | $38.67 | $170.03K | 25,277 |
| Seth P. Bernstein CEO, Director | Apr 30, 2026 | Sale | −29,000 | $39.54 | $1.15M | 212,046 |
| Seth P. Bernstein CEO, Director | Feb 18, 2026 | Sale(10b5-1 plan) | −26,840 | $41.08 | $1.10M | 241,046 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 10, 2025 | Award | +65,678 | $41.11 | $2.70M | 275,663 |
| Thomas Simeone Chief Accounting Officer | Dec 10, 2025 | Award | +11,554 | $41.11 | $474.98K | 28,069 |
| Karl Sprules Chief Operating Officer | Dec 10, 2025 | Award | +44,393 | $41.11 | $1.82M | 94,270 |
| Karl Sprules Chief Operating Officer | Dec 10, 2025 | Gift | −2,490 | $41.11 | $102.36K | 129,640 |
| Seth P. Bernstein President and CEO, Director | Dec 10, 2025 | Award | +159,937 | $41.11 | $6.58M | 597,308 |
| Mark R. Manley General Counsel & Corp Sec | Dec 10, 2025 | Award | +11,068 | $41.11 | $455.01K | 26,298 |
| Alexis Luckey Chief Accounting Officer | Dec 10, 2025 | Award | +517 | $41.11 | $21.25K | 7,903 |
| Karl Sprules Chief Operating Officer | Dec 1, 2025 | Tax withholding | −43,012 | $41.43 | $1.78M | 49,877 |
| Karl Sprules Chief Operating Officer | Dec 1, 2025 | Tax withholding | +28,034 | $41.43 | $1.16M | 132,130 |
| Seth P. Bernstein President and CEO, Director | Dec 1, 2025 | Tax withholding | +29,376 | $41.43 | $1.22M | 267,886 |
| Seth P. Bernstein President and CEO, Director | Dec 1, 2025 | Tax withholding | −65,719 | $41.43 | $2.72M | 437,371 |
| Mark R. Manley General Counsel & Corp Sec | Dec 1, 2025 | Tax withholding | −6,724 | $41.43 | $278.58K | 15,230 |
| Mark R. Manley General Counsel & Corp Sec | Dec 1, 2025 | Tax withholding | +5,086 | $41.43 | $210.71K | 71,615 |
| Thomas Simeone Chief Accounting Officer | Dec 1, 2025 | Tax withholding | +2,011 | $41.43 | $83.32K | 26,566 |
| Thomas Simeone Chief Accounting Officer | Dec 1, 2025 | Tax withholding | −2,660 | $41.43 | $110.20K | 16,515 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 1, 2025 | Tax withholding | +28,582 | $41.43 | $1.18M | 28,582 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 1, 2025 | Tax withholding | −63,943 | $41.43 | $2.65M | 209,985 |
| Mark R. Manley General Counsel & Corp Sec | Sep 22, 2025 | Gift | −700 | $38.84 | $27.19K | 66,529 |
| Karl Sprules Chief Operating Officer | Sep 10, 2025 | Gift | −2,650 | $37.76 | $100.06K | 104,096 |
| Seth P. Bernstein President and CEO, Director | Aug 22, 2025 | Sale(10b5-1 plan) | −24,946 | $40.05 | $999.09K | 238,510 |
| Seth P. Bernstein President and CEO, Director | Aug 20, 2025 | Sale(10b5-1 plan) | −480 | $40.00 | $19.20K | 263,456 |
| Seth P. Bernstein President and CEO, Director | Aug 19, 2025 | Sale(10b5-1 plan) | −6,268 | $40.13 | $251.53K | 263,936 |
| Equitable Holdings, Inc. 10% owner | Jul 10, 2025 | Other | −19,682,946 | – | – | 0 |
| Todd Walthall Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 20,880 |
| Das Narayandas Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 44,921 |
| Charles G.T. Stonehill Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 25,176 |
| Joan M. Lammtennant Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 20,478 |
| Bruce M. Holley Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 9,245 |
| Daniel G. Kaye Director | May 21, 2025 | Award | +4,253 | $39.98 | $170.03K | 44,130 |
| Daniel G. Kaye Director | May 12, 2025 | Sale | −4,825 | $40.80 | $196.86K | 39,877 |
| Christopher Hogbin Global Head of Investments | May 6, 2025 | Gift | −10,000 | $40.17 | $401.70K | 0 |
| Charles G.T. Stonehill Director | May 5, 2025 | Sale | −5,000 | $41.18 | $205.90K | 20,923 |
| Christopher Hogbin Global Head of Investments | May 5, 2025 | Sale | −6,026 | $40.87 | $246.28K | 10,000 |
| Mark R. Manley General Counsel & Corp Sec | Apr 3, 2025 | Other | −14,158 | $38.50 | $545.08K | 67,229 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Apr 3, 2025 | Other | −79,155 | $38.50 | $3.05M | 0 |
| Karl Sprules Chief Operating Officer | Apr 3, 2025 | Other | −16,500 | $38.50 | $635.25K | 106,746 |
| Equitable Holdings, Inc. 10% owner | Apr 2, 2025 | Buy | +19,682,946 | $38.50 | $757.79M | 19,682,946 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Jan 6, 2025 | Award | +134,735 | $37.11 | $5.00M | 273,928 |
| Seth P. Bernstein President and CEO, Director | Dec 24, 2024 | Gift | −13,000 | $36.80 | $478.40K | 270,204 |
| Thomas Simeone Chief Accounting Officer | Dec 20, 2024 | Award | +13,420 | $37.26 | $500.03K | 19,175 |
| Equitable Holdings, Inc. – | Dec 19, 2024 | Other | −3,766,838 | – | – | 0 |
| Alpha Units Holdings, Inc. – | Dec 19, 2024 | Other | −1,444,356 | – | – | 0 |
| Mark R. Manley General Counsel & Corp Sec | Dec 16, 2024 | Gift | −800 | $35.67 | $28.54K | 81,387 |
| Christopher Hogbin Global Head of Investments | Dec 11, 2024 | Award | +71,153 | $36.19 | $2.58M | 224,199 |
| Catherine R. Spencer Chief People Officer | Dec 11, 2024 | Award | +15,992 | $36.19 | $578.75K | 32,716 |
| Thomas Simeone Chief Accounting Officer | Dec 11, 2024 | Award | +3,109 | $36.19 | $112.51K | 5,755 |
| Jacqueline Marks Chief Financial Officer | Dec 11, 2024 | Award | +26,835 | $36.19 | $971.16K | 26,835 |
| Mark R. Manley General Counsel & Corp Sec | Dec 11, 2024 | Award | +11,467 | $36.19 | $414.99K | 21,954 |
| Onur Erzan Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 11, 2024 | Award | +72,695 | $36.19 | $2.63M | 139,193 |
| Seth P. Bernstein President and CEO, Director | Dec 11, 2024 | Award | +140,232 | $36.19 | $5.07M | 503,090 |
| Karl Sprules Chief Operating Officer | Dec 11, 2024 | Award | +49,047 | $36.19 | $1.78M | 92,889 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Charles G.T. Stonehill Director | Aug 4, 2026 | 5,000 | $185.60K | Aug 4, 2026 | Equity Award |
| Seth P. Bernstein Officer, Director | Apr 30, 2026 | 29,000 | $1.15M | Apr 30, 2026 | Deferred Compensation |
| Seth P. Bernstein Officer | Feb 18, 2026 | 26,840 | $1.11M | Feb 18, 2026 | VESTING/DEFERRED COMP |
| Seth P. Bernstein Officer | Aug 19, 2025 | 31,694 | $1.28M | Aug 19, 2025 | VESTING/DEFERRED COMP |
| G. Kaye Daniel Officer | May 12, 2025 | 4,825 | $196.86K | May 12, 2025 | Restricted stock vesting under a registered plan |
| Charles G.T. Stonehill Director | May 5, 2025 | 5,000 | $205.00K | May 5, 2025 | Equity Award |
| Christopher Hogbin Officer | May 5, 2025 | 6,026 | $247.61K | May 5, 2025 | equity compensation |
| Charles G.T. Stonehill Director | Aug 21, 2024 | 4,000 | $140.00K | Aug 21, 2024 | Equity Award |
| Christopher Hogbin Officer | Jul 29, 2024 | 12,781 | $452.70K | Jul 29, 2024 | Equity Compensation |
| Kate C. Burke Officer | Aug 10, 2023 | 5,000 | $147.80K | Aug 10, 2023 | COMPENSATION PLAN |
| Kate C. Burke Officer | May 24, 2023 | 12,500 | $423.88K | May 24, 2023 | COMPENSATION PLAN |