PFXNasdaqFiscal year ends September 30Also trades as PFXNZ
PhenixFIN Corp
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 5, 2026
$44.00−0.05 (-0.11%)
Close on Oct 19, 2026
- Market cap
- $85.03M
- P/E (TTM)
- 18.2
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
0M
Shares held, 13F filers
Institutional holders
11
1 new, 6 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
17 buys · 0 sales
Net bought $2.70M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| David A. Lorber | 248,576 | 12.90% | 13D (active) amendment | May 12, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PFX | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Adalta Capital Management LLC | 176,569 | – | $7.51M | +1,000 | 3.30% |
| American Financial Group Inc | 64,327 | – | $2.74M | – | 0.97% |
| Morgan Stanley | 54,462 | – | $2.32M | −496 | 0.00% |
| Bulldog Investors, LLP | 19,218 | – | $817.92K | – | 0.18% |
| Legal & General Group Plc | 15,140 | – | $655.26K | – | 0.00% |
| Osaic Holdings, Inc. | 400 | – | $17.02K | – | 0.00% |
| Allworth Financial LP | 286 | – | $12.17K | – | 0.00% |
| Wells Fargo & Company/Mn | 250 | – | $10.65K | −1 | 0.00% |
| UBS Group AG | 130 | – | $5.53K | −358 | 0.00% |
| IFG Advisory, LLC | 7 | – | $298 | New | 0.00% |
| US Bancorp \de\ | 3 | – | $128 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 11 | 0M | 1 / 1 | 3 / 6 | 0M | 0M |
| Q1 2026 | 16 | 0M | 0 / 4 | 2 / 2 | 0M | 0M |
| Q4 2025 | 18 | 0M | 2 / 3 | 5 / 0 | 0M | 0M |
| Q3 2025 | 16 | 0M | 2 / 3 | 4 / 0 | 0M | 0M |
| Q2 2025 | 15 | 0M | 1 / 3 | 3 / 1 | 0M | 0M |
| Q1 2025 | 15 | 0M | 0 / 6 | 1 / 2 | 0M | 0M |
| Q4 2024 | 19 | 0M | 6 / 4 | 2 / 3 | 0M | 0M |
| Q3 2024 | 17 | 0M | 3 / 1 | 5 / 1 | 0M | 0M |
| Q2 2024 | 15 | 0M | 3 / 1 | 3 / 2 | 0M | 0M |
| Q1 2024 | 15 | 1M | 2 / 4 | 3 / 2 | 0M | 0M |
| Q4 2023 | 15 | 1M | 2 / 5 | 2 / 0 | 0M | 0M |
| Q3 2023 | 13 | 1M | 0 / 2 | 4 / 3 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of PFX | Value | % of fund | As of |
|---|---|---|---|---|---|
| Fidelity Nasdaq Composite Index Fund | 762 | – | $32.10K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| David A. Lorber | CHAIRMAN AND CEO, Director, 10% owner | 254,049 | Jun 3, 2026 |
| Ellida McMillan | CHIEF FINANCIAL OFFICER | 3,428 | Dec 29, 2025 |
| Howard Amster | Director, 10% owner | 275,475 | Mar 5, 2026 |
| Lowell W. Robinson | Director | 3,000 | Sep 18, 2025 |
| Karin Hirtler-Garvey | Director | 1,500 | Feb 14, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 3, 2026 | Buy | +800 | $44.40 | $35.52K | 250,671 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 3, 2026 | Buy | +3,183 | $45.49 | $144.79K | 253,854 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 2, 2026 | Buy | +2,473 | $44.95 | $111.16K | 249,871 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 1, 2026 | Buy | +836 | $44.99 | $37.61K | 247,398 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 1, 2026 | Buy | +1,363 | $44.37 | $60.48K | 246,562 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 1, 2026 | Buy | +1 | $41.20 | $41 | 245,199 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | May 12, 2026 | Buy | +42,065 | $39.95 | $1.68M | 245,198 |
| Howard Amster Director, 10% owner | Mar 3, 2026 | Buy | +11,500 | $42.56 | $489.44K | 248,248 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 24, 2025 | Buy | +572 | $46.05 | $26.34K | 146,596 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 23, 2025 | Buy | +133 | $45.59 | $6.06K | 146,024 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Dec 23, 2025 | Buy | +150 | $45.33 | $6.80K | 3,428 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 22, 2025 | Buy | +1,000 | $45.44 | $45.44K | 145,891 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Dec 22, 2025 | Buy | +6 | $45.00 | $270 | 3,278 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Dec 17, 2025 | Buy | +37 | $44.00 | $1.63K | 3,272 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 17, 2025 | Buy | +908 | $44.74 | $40.62K | 144,891 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 16, 2025 | Buy | +138 | $44.45 | $6.13K | 143,983 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 15, 2025 | Buy | +100 | $44.33 | $4.43K | 143,845 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Sep 23, 2025 | Buy | +248 | $47.75 | $11.84K | 3,235 |
| Lowell W. Robinson Director | Sep 17, 2025 | Buy | +44 | $48.26 | $2.12K | 3,000 |
| Lowell W. Robinson Director | Sep 16, 2025 | Buy | +86 | $48.09 | $4.14K | 2,956 |
| Lowell W. Robinson Director | Sep 12, 2025 | Buy | +100 | $48.09 | $4.81K | 2,870 |
| Lowell W. Robinson Director | Sep 11, 2025 | Buy | +162 | $48.05 | $7.78K | 2,770 |
| Lowell W. Robinson Director | Sep 10, 2025 | Buy | +34 | $48.05 | $1.63K | 2,608 |
| Lowell W. Robinson Director | Sep 9, 2025 | Buy | +250 | $48.17 | $12.04K | 2,574 |
| Lowell W. Robinson Director | Sep 5, 2025 | Buy | +49 | $48.15 | $2.36K | 2,324 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Sep 5, 2025 | Buy | +100 | $48.93 | $4.89K | 143,745 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Sep 4, 2025 | Buy | +300 | $48.41 | $14.52K | 143,645 |
| Lowell W. Robinson Director | Sep 3, 2025 | Buy | +100 | $48.23 | $4.82K | 2,275 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Sep 3, 2025 | Buy | +200 | $47.83 | $9.57K | 143,345 |
| Lowell W. Robinson Director | Aug 20, 2025 | Buy | +75 | $49.28 | $3.70K | 2,175 |
| Lowell W. Robinson Director | Aug 19, 2025 | Buy | +189 | $49.25 | $9.31K | 2,100 |
| Lowell W. Robinson Director | Aug 18, 2025 | Buy | +100 | $49.03 | $4.90K | 1,911 |
| Lowell W. Robinson Director | Aug 15, 2025 | Buy | +15 | $48.87 | $733 | 1,811 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Aug 14, 2025 | Buy | +350 | $49.25 | $17.24K | 2,987 |
| Lowell W. Robinson Director | Aug 14, 2025 | Buy | +132 | $48.90 | $6.45K | 1,796 |
| Lowell W. Robinson Director | Aug 12, 2025 | Buy | +36 | $49.13 | $1.77K | 1,664 |
| Lowell W. Robinson Director | Aug 11, 2025 | Buy | +101 | $49.13 | $4.96K | 1,628 |
| Lowell W. Robinson Director | Aug 8, 2025 | Buy | +27 | $49.00 | $1.32K | 1,527 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Jun 23, 2025 | Buy | +1 | $48.12 | $48 | 2,637 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 18, 2025 | Buy | +300 | $49.56 | $14.87K | 143,145 |
| Howard Amster Director, 10% owner | Jun 17, 2025 | Buy | −157 | $50.04 | $7.86K | 234,608 |
| Howard Amster Director, 10% owner | Jun 17, 2025 | Buy | −167 | $49.87 | $8.33K | 234,451 |
| Howard Amster Director, 10% owner | Jun 17, 2025 | Buy | −315 | $48.64 | $15.32K | 234,284 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Jun 16, 2025 | Buy | +700 | $47.91 | $33.54K | 142,845 |
| Howard Amster Director, 10% owner | Apr 23, 2025 | Gift | −200 | – | – | 0 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Mar 10, 2025 | Buy | +173 | $53.75 | $9.30K | 2,636 |
| Ellida McMillan CHIEF FINANCIAL OFFICER | Mar 7, 2025 | Buy | +127 | $53.95 | $6.85K | 2,463 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Mar 5, 2025 | Buy | +900 | $53.87 | $48.48K | 142,045 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Mar 5, 2025 | Buy | +100 | $54.35 | $5.44K | 142,145 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Mar 4, 2025 | Buy | +200 | $53.29 | $10.66K | 141,145 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Mar 3, 2025 | Buy | +800 | $53.72 | $42.98K | 140,945 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Feb 20, 2025 | Buy | +89 | $53.21 | $4.74K | 3,378 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Feb 20, 2025 | Buy | +47 | $53.14 | $2.50K | 140,145 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Feb 19, 2025 | Buy | +844 | $50.85 | $42.92K | 140,098 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Feb 19, 2025 | Buy | +400 | $52.00 | $20.80K | 139,254 |
| Karin Hirtler-Garvey Director | Feb 12, 2025 | Buy | +500 | $49.27 | $24.64K | 1,500 |
| Lowell W. Robinson Director | Feb 12, 2025 | Buy | +100 | $48.90 | $4.89K | 1,500 |
| Lowell W. Robinson Director | Feb 11, 2025 | Buy | +400 | $48.79 | $19.52K | 1,400 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 18, 2024 | Buy | +2,000 | $47.61 | $95.22K | 138,854 |
| David A. Lorber CHAIRMAN AND CEO, Director, 10% owner | Dec 18, 2024 | Buy | +10,871 | $48.13 | $523.22K | 136,854 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.